Statistical Discrimination of Footwear: A Method for the Comparison of Accidentals on Shoe Outsoles Inspired by Facial Recognition Techniques

Abstract:  In the field of forensic footwear examination, it is a widely held belief that patterns of accidental marks found on footwear and footwear impressions possess a high degree of "uniqueness." This belief, however, has not been thoroughly studied in a numerical way using controlled experiments. As a result, this form of valuable physical evidence has been the subject of admissibility challenges. In this study, we apply statistical techniques used in facial pattern recognition, to a minimal set of information gleaned from accidental patterns. That is, in order to maximize the amount of potential similarity between patterns, we only use the coordinate locations of accidental marks (on the top portion of a footwear impression) to characterize the entire pattern. This allows us to numerically gauge how similar two patterns are to one another in a worst-case scenario, i.e., in the absence of a tremendous amount of information normally available to the footwear examiner such as accidental mark size and shape. The patterns were recorded from the top portion of the shoe soles (i.e., not the heel) of five shoe pairs. All shoes were the same make and model and all were worn by the same person for a period of 30 days. We found that in 20–30 dimensional principal component (PC) space (99.5% variance retained), patterns from the same shoe, even at different points in time, tended to cluster closer to each other than patterns from different shoes. Correct shoe identification rates using maximum likelihood linear classification analysis and the hold-one-out procedure ranged from 81% to 100%. Although low in variance, three-dimensional PC plots were made and generally corroborated the findings in the much higher dimensional PC-space. This study is intended to be a starting point for future research to build statistical models on the formation and evolution of accidental patterns.     

Determining Shoe Length from Partial Shoeprints

The length of a shoe has significant value in reflecting characteristics of the owner, and thereby, it can help in tracking suspects in criminal cases. However, the shoeprints left at a crime scene are often incomplete, resulting in difficulties in assessing shoe length. To find a way to estimate the shoe length from a partial shoeprint, 109 shoes with different sizes and general patterns were collected, and their prints were lifted using magnetic powder. Four feature points were defined on a shoeprint, and the longest distance between the feature points was defined as shoe length. Using linear, quadratic, and cubic regression analyses, a total of 15 equations were obtained between the shoe length and the other distances between the feature points. Out of these, the five most accurate equations were selected as the optimal equation. The verified test, including another 18 pairs of shoes, showed an average error of equations between 0.591 cm and 0.732 cm. The equations were also applied in two practical cases, resulting in good accuracy. The study demonstrates that shoe length could be determined from partial shoeprints through the proven equations.     

The transfer and persistence of automotive carpet fibres on shoe soles

The transfer and persistence of automotive carpet fibres to shoe soles was investigated. It was found that fibres were transferred with the normal activity of a car passenger. Carpet type and shoe sole parameters were significant determinants in the number of fibres that transferred. The average number of fibres was between about one and 33 per sole. Fibres that had been transferred after normal activity only persisted for a few minutes after walking. A survey of the shoe soles of people about to leave their car showed that fibres were usually present. The majority of shoe soles surveyed had less than five fibres with the greatest number of fibres found being 14. The likelihood of finding a large number of fibres on such soles is rare. Fibre composition of automotive carpets showed a high degree of variation. Grey was seen to be a common colour irrespective of the colour of the vehicle body.     

Secondary transfer of organic gunshot residues: Empirical data to assist the evaluation of three scenarios

The present study aimed at providing data to assess the secondary transfer of organic gunshot residues (OGSR). Three scenarios were evaluated in controlled conditions, namely displacing a firearm from point A to point B, a simple handshake and an arrest involving handcuffing on the ground. Specimens were collected from the firearm, the hands of the shooter and the non-shooter undergoing the secondary transfer in order to compare the amounts detected.Secondary transfer was observed for the three scenarios, but to a different extent. It was found that displacing a firearm resulted in secondary transfer in <50% of the experiments. The firearm also had an influence, as contrary to the pistol, no secondary OGSR were detected using the revolver. Shaking the hand of the shooter also transferred OGSR to the non-shooter's hand. In that case, the amount of OGSR was generally higher on the shooter than on the non-shooter. Finally, the largest secondary transfer was observed after the arrest with handcuffing with positive results in all cases using the pistol. In that scenario, the amounts on the shooter and the non-shooter were in the same range.This study highlights that the secondary transfer must be taken into account in the interpretation of OGSR. Indeed, an individual's hands might be contaminated by handling a firearm or having physical contact with a shooter.     

Physical match: insole and shoe

In this case report, the authors show an interesting case of a physical match between an insole and a suspect shoe that was connected to the crime scene by a blood drop. Several pairs of shoes were seized and inspected. On the insoles of the main suspect's shoes, two different types of prints were seen, one was clear and the other image was faint. A physical match examination was conducted and the authors could place the right insole inside the right shoe. The insole was apparently glued to the shoe by the sweat, heat and dirt inside the shoe, and not by the manufacturer. In this case, the critical questions were how conclusive can the complexity of the random contours be, and whether the physical match between the two objects could pass the "Daubert challenge."     

The influence of footwear sole hardness on slip initiation in young adults

Slips occur when the friction demand of an individual exceeds the friction available from the shoe/floor interface. Shoe sole hardness is one of the factors thought to influence friction demand and available friction. The purpose of this study was to determine the influence of footwear sole hardness on the probability of slip initiation. Forty young adults were randomized into a hard or soft sole group. Slip events during the slippery floor trials were documented using a motion analysis system. The proportion of slip events in the hard sole group was greater than that in the soft sole group. The difference between utilized and available friction accurately predicted 90% of slip outcomes. Our data support the premise that individuals wearing shoes with harder soles are at greater risk for slipping. The results of this study suggest that shoe sole hardness should be considered when designing footwear aimed at decreasing slip risk.     

Recovery of trace DNA and its application to DNA profiling of shoe insoles

In recent years, the analysis of trace amounts of DNA has become a necessary and useful forensic tool. DNA profiles can be obtained from items that have been worn or handled, due to the presence of transferred DNA derived from skin cells. Shoeprints collected from crime scenes that match a suspects shoe can link a shoe to the crime scene. A DNA profile from inside the shoe can link a wearer to a shoe thus increasing the evidential value of the forensic evidence. In this work, variation in the amount of DNA recovered from hands and feet of different individuals is investigated. Sites for sampling DNA from shoe insoles are compared and a protocol for the subsequent sampling and extraction is developed. Finally, a case study is described where DNA analysis of shoe insoles has provided forensic evidence.     

Glass particles in footwear of members of the public in south-eastern Australia--a survey

A total of 776 pairs of shoes collected from random members of the public in south-eastern Australia were examined for the presence of glass fragments. From the samples collected a total of 110 fragments were recovered from 57 pairs of shoes (7.3% of the pairs examined). This study shows that the prevalence of glass fragments in footwear is dependent upon the area of the shoe from which the fragments were recovered. A much higher percentage of shoes were found to have fragments embedded in the sole (5.9%) than in the upper area of the shoe (1.9%). These shoes were also more likely to have multiple fragments from multiple sources of glass. Only a very small percentage of shoes contained fragments in both the upper and the sole (0.3%). These findings and their significance for the interpretation of glass evidence involving footwear are discussed in this study.     

现场残缺鞋印的分析与利用

在刑事案件现场残缺鞋印出现率较高,可是多种因素导致残缺鞋印的提取率和鉴定率却越来越低,使得残缺鞋印在案件侦破或诉讼过程中未发挥其应有的作用。事实上,残缺鞋印反映出的信息可以分析鞋种、刻画嫌疑人特征、识别鞋只等检验鉴定工作,根据现场残缺鞋印的形成机制,从主观和客观两方面分析了现场残缺鞋印提取和鉴定率低的原因,通过实际案例说明其在案件侦破及诉讼中发挥的特殊作用,并列举了残缺鞋印提取和检验时应注意一些问题．为现场勘验人员和检验人员提供参考。     

Pollen on grass clippings: putting the suspect at the scene of the crime.

In a case of alleged sexual assault, the pollen content of samples of grass clippings and soil from the suspect's clothing and shoes was compared to that of a sample of grass clippings from the alleged crime scene (a grassy area) to determine whether or not the suspect had been at the scene. The clothing and shoe samples showed a very strong correlation with each other and with the sample from the alleged crime scene in the combination of the different types of pollen present, very strongly supporting the contention that the suspect had been at the scene.     

Forensic comparison of soils by bacterial community DNA profiling

This preliminary investigation has shown that a soil microbial community DNA profile can be obtained from the small sample of soil recovered from the sole of a shoe, and from soil stains on clothing. We have also shown that these profiles are representative of the site of collection and therefore could potentially be used as associative evidence to prove a link between suspects and crime scenes. Soil community profiles were obtained using the T-RFLP fingerprinting method that uses fluorescent primer technology and semi-automated analysis techniques similar to those used in human DNA profiling in forensic laboratories.     

The influence of a possible contamination of the victim's clothing by gunpowder residue on the estimation of shooting distance

A study was conducted to assess the influence of a possible contamination of the victim's clothing by gunpowder residue on the estimation of shooting distance. The study was focused on the scenario in which the contamination might be caused by the surface on which the shot victim could fall. Contamination of two types of textile was examined after contact with two types of surfaces. One round was fired above those surfaces (the line of firing parallel to the surface) prior to the contact. It was found that few gunpowder residue particles could be transferred to the clothing. These findings should be taken into account when interpreting results for shooting distance estimation in cases when a minute quantity of gunpowder residue particles is found around the bullet entrance hole.     

What shoe was that? The use of computerised image database to assist in identification

The use of a computerised (digital image-based) reference system for the capture, storage and retrieval of shoe soles and uppers has the ability to give quick and reliable information to the investigator in relation to the brand and model of shoe responsible for latent impressions located at crime scenes. The success of the system described is due to the diversity and simplicity of the classification codes, coupled with the ability to search part or all of a shoe sole area. This gives the user greater discriminating power and, with the use of icons and ‘click on’ features, makes the system user friendly when classifying and searching for shoes, thus reducing the possibility of interpretation error.     

The transfer and persistence of petrol on car carpets

The significance of the presence of petrol in motor vehicle fires has often been challenged due to the possibility of a natural occurrence of petrol residues inside the vehicle. Transfer and persistence studies were undertaken to investigate the potential transfer and persistence of petrol onto vehicle carpets through the 'normal' usage of motor vehicles. The results of the transfer study indicate that petrol may be transferred from the external environment in sufficient quantities via the shoes of drivers or passengers to be detected after a 24 h period, but not after 1 week. Low levels of petrol were detectable after 24 h on all carpet mats where the initial volume was 500 microL or more. The level of evaporation of the petrol detected increased with corresponding increases in the time period between transfer and analysis. The results of the persistence study indicate that small volumes of petrol (less than 100 microL) are unlikely to be detected on carpet after a 24 h period, and volumes of less than 1000 microL are unlikely to be detected on acoustic padding after this time period. Larger volumes may be detected after this period, but will generally not be detectable on either carpet or acoustic padding after 4 weeks. In each case, the petrol that is detected exhibits a chromatographic profile of greater than 60% evaporated petrol. These results demonstrate the significance of finding a large volume of fresh or slightly evaporated petrol on car carpet.     

The transfer of petrol on to clothing and shoes while pouring petrol around a room

This study was aimed at measuring the approximate amount of petrol transferred on to the clothing and shoes of a person during the action of pouring petrol around a room. Two different heights of pouring and two different types of floor surface (carpet and concrete) were investigated. Results show that for all the combinations examined petrol was always transferred to the shoes and often transferred to the upper and lower clothing. This information illustrates the necessity of analysing the clothing and particularly the shoes of any suspected arsonists for the presence of hydrocarbon fuels.     

Journey history reconstruction from the soils and sediments on footwear: An empirical approach

The value of environmental evidence for reconstructing journey histories has significant potential given the high transferability of sediments and the interaction of footwear with the ground. The importance of empirical evidence bases to underpin the collection, analysis, interpretation and presentation of forensic trace materials is increasingly acknowledged. This paper presents two experimental studies designed to address the transfer and persistence of sediments on the soles of footwear in forensically relevant scenarios, by means of quartz grain surface texture analysis, a technique which has been demonstrated to be able to distinguish between samples of mixed provenance.It was identified that there is a consistent trend of transfer and persistence of sediments from hypothetical pre-, syn- and post-crime event locations across the sole of the shoe, with sediments from ‘older’ locations likely to be retained in small proportions. Furthermore, the arch of the shoe (the area of lowest foot pressure distribution) typically (but not exclusively) retained the highest proportion of grain types from previous locations including the crime scene. A lack of chronological layering of the retained sediments was observed indicating that techniques that can identify the components of mixed provenance samples are important for analysing footwear sediment samples. It was also identified that the type of footwear appeared to have an influence on what particles were retained, with high relief soles that incorporate recessed areas being more likely to retain sediments transferred from ‘older’ locations from the journey history. In addition, the inners of footwear were found to retain sediments from multiple locations from the journey history that are less susceptible to differential loss in comparison to the outer sole. These findings provide important data that can form the basis for the effective collection, analysis and interpretation of sediments recovered from both the outer soles and inners of footwear, building on the findings of previously published studies. These data offer insights that enable inferences to be made about mixed source sediments that are identified on footwear in casework, and provide the beginnings of an empirical basis for assessing the significance of such sediment particles for a specific forensic reconstruction.     

Manufacturing processes for athletic shoe outsoles and their significance in the examination of footwear impression evidence

The most common methods of manufacturing athletic shoe outsoles are given and how each method can influence the examination of footwear impression evidence. Several processes for manufacturing athletic shoe outsoles are described. Significant factors of each process that are relevant to the examination of footwear impressions are explained. Some manufacturing processes result in distinguishing random characteristics which can assist in the identification of a shoe sole, even when new. These characteristics, together with the traditionally observed wear patterns and random cuts on the shoe outsoles, enable the examiner a stronger basis for expert opinion.     

The impact of force,time, and rotation on the transfer of ammonium nitrate: A reductionist approach to understanding evidence dynamics

Empirical studies evaluating the conditions under which the transfer of forensic materials occurs can provide contextual information and offer insight into how that material may have been transferred in a given scenario. Here, a reductionist approach was taken to assess the impact of force, time, and rotation on the transfer of an explosive compound. An Instron ElectroPuls E3000 material testing instrument was used to bring porous and non-porous surfaces adulterated with an ammonium nitrate into direct contact with a human skin analogue, controlling for the force of contact, duration of contact, and rotation applied during contact. Quantifiable amounts of ammonium nitrate were recovered from all of the recipient surfaces demonstrating that ammonium nitrate is readily transferred from one surface to another, even when contact occurs for a short duration with a relatively low force. More particulates were transferred from non-porous surfaces onto the human skin analogue, but the amount of ammonium nitrate transferred did not depend upon the force of contact, duration of contact, or the amount of rotation applied. However, when contact occurred and involved rotation, a greater transfer of ammonium nitrate was observed, compared to those contacts occurring without rotation being applied. This approach complements more commonly-used holistic experiments that test multiple interacting variables in a realistic setting by isolating these variables, allowing them to be examined individually. This can be utilised to better understand the individual impact that specific variables have on the transfer of trace evidence in relevant crime reconstruction contexts.     

An investigation on the secondary transfer of organic gunshot residues

Gunshot residues (GSR) are an important forensic trace in firearm-related events. Currently, routine GSR analyses focus on the detection and characterisation of the inorganic components (IGSR). The increasing prevalence of heavy metal-free ammunition challenges these current protocols and there is an increasing interest in how the organic components of GSR (OGSR) can provide complementary information. Similar to the situation with IGSR, OGSR compounds originally deposited on the shooter during the firing process may further be transferred onto another individual or surface. Hence, the aim of this study was to provide additional information regarding the risk of a secondary transfer of OGSR. Two scenarios were investigated, the first one related to the arrest process and the possibilities of a secondary transfer arising between a shooter onto a non-shooter (e.g. between a police officer and a person of interest (POI)). The second scenario concerned the transfer of OGSR onto the non-shooter after handling a firearm for few minutes without discharging it. One calibre was chosen, the .40 S&W calibre, used by several Australian State police forces. A secondary transfer was observed in all cases for the two scenarios investigated, for three compounds of interest: ethylcentralite (EC), diphenylamine (DPA), N-nitrosodiphenylamine (N-nDPA). The firearm handling scenario resulted in a larger secondary transfer to that of the arrest scenario. Overall, the amounts of OGSR detected on the non-shooter were generally lower than that detected on the shooter and controls after the arrest scenario. The results of this study provide complementary knowledge about OGSR, which can be further used to improve the current practice and the interpretation of OGSR evidence. In particular, it highlights that the secondary transfer proposition must be considered during the interpretation of forensic findings, especially when small amounts of OGSR target compounds are detected.     

Macroscopic assessment of environmental trace evidence dynamics in forensic settings

Environmental trace evidence offers useful circumstantial intelligence to link persons and scenes of forensic interest. An increasing empirical research base is dedicated towards understanding the transfer and persistence dynamics of environmental indicators including pollen, soils, and diatoms, within a diverse range of experimental frameworks. This paper presents two discrete studies exploring transfer and persistence of soils and sediments on footwear and diatomaceous earth adhered to clothing in forensically pertinent scenarios. Variables including sediment type, foot position, clothing type, and body positioning were also explored throughout. Both experiments incorporated a field-based methodology during the sampling effort. Photographs were collected of an initial transfer sample and of a retained assemblage following hours, days, and up to one-week of wear, facilitating macroscopic assessment of trace evidence dynamics. All images were processed using accessible, open-source software before spatial analysis of evidence distribution within and temporal assessment (% retention) upon each evidential surface. The results highlighted consistent loss of transferred sediment from footwear with significantly greater retention of loamy clay soil than dune sand which was absent beyond 24 h of wear. Loss was not influenced by wearer gait but was more rapid from those areas of the shoe sole in direct contact with the ground. Diatomaceous earth was retrieved from all three clothing types tested after one week – significant losses of material occurred before 48 h with a consistent assemblage identified beyond this. Denim was significantly more effective than acrylic and fleece for diatomaceous earth retention and significantly more material was lost from clothing worn on the lower body. These findings highlight the value of using visual environmental markers and a macroscopic analytical approach during the investigation of environmental trace dynamics. The methodology offers a novel, non-destructive assessment of soil and diatom transfer and persistence, complementing more extensive laboratory-based examinations to ensure the development of a well-rounded research base within the forensic sciences.