Registered cartels in Austria: an overview

Cartels were legal to a large extent in Austria until the country’s EU accession in 1995. We examine archival material on registered horizontal cartels to learn about their inner working. Applying content analysis to legally binding cartel contracts, we comprehensively document different collusion methods along the lines described by Stigler (J Political Econ 72:44–61, 1964). Quota cartels employ regular reporting schemes and use compensation mechanisms for departures from set quotas. Specialization cartels divide markets, and rely the least on information exchange and punishment. Price and payment condition cartels primarily aim to prevent secret price cuts, requiring information provision upon request, allow for discretionary decision-taking and (sometimes immediate) punishment. These stylized facts on the contractual arrangements suggest that the possibility to write legally binding agreements was employed to address the usual obstacles to sustain collusion.     

Not guilty? Another look at the nature and nurture of economics students

In this paper, we re-examine students’ attitudes towards various allocation mechanisms for a scarce resource. For this purpose, we have run a survey among officers of the German military who are enrolled in different courses of study (such as economics) at the University of the German Federal Armed Forces. We find that significantly more students who are enrolled in economics courses judge price increases as fair than students enrolled in other courses. Moreover, this tendency strengthens the more training in economics the students receive. In addition, fewer students with advanced economic education judge allocation through the local community as fair when compared to first-year students in economics courses or other students. These results stand in contrast to results obtained by Frey et al. (J Econ Educ, 24:271–281, 1993) on the same survey. In summary, we find evidence for both nature and nurture effects.     

Addressing Gaps in the Maturity of Judgment Literature: Age Differences and Delinquency

Over the past decade, a majority of states have legislated to expand their capacity to try adolescents as adults [Griffin (2003). Trying and sentencing juveniles as adults: An analysis of state transfer and blended sentencing laws. Pittsburgh, PA: National Center for Juvenile Justice]. In response, researchers have investigated factors that may affect adolescent culpability [Steinberg and Scott (Am Psychol 58(12):1009–1018, 2003)]. Research on immature judgment posits that psychosocial influences on adolescent decision processes results in reduced criminal responsibility [Cauffman and Steinberg (Behav Sci Law 18(6):741–760, 2000); Scott, Reppucci, and Woolard (Law Hum Behav 19(3):221–244, 1995); Steinberg and Cauffman (Law Hum Behav 20(3):249–272, 1996)]. The current study utilizes hypothetical vignettes and standardized measures of maturity of judgment (responsibility, temperance, and perspective) to examine gaps in previous maturity of judgment findings (Cauffman and Steinberg 2000). This work suggests that adolescents (ages 14–17) display less responsibility and perspective relative to college students (ages 18–21), young-adults (ages 22–27), and adults (ages 28–40). Further, this research finds no maturity of judgment differences between delinquent and non-delinquent youth, but does find significant maturity of judgment differences between high and low delinquency male youth. Finally, results show that maturity of judgment predicts self-reported delinquency beyond the contributions of age, gender, race, education level, SES, and antisocial decision making. Implications for the juvenile justice system are discussed. This research was conducted in partial fulfillment of the M.A degree in Psychology from the University of New Hampshire.     

Socioeconomic gradients in self-rated health: a developing country case study of Enugu State,Nigeria

The use of self-rated health (SRH) as an indicator of health has generally been limited to the study of socioeconomic inequalities in industrialized societies. We evaluate the potential usefulness of this indicator in a developing country context using a data set generated from Enugu State, Nigeria, which includes information on SRH and health status index (HSI). We also evaluate the difference in the estimated socioeconomic inequality in health using two specifications of the concentration index: the standard specification and Erreygers (J Health Econ, 28:504–515, 2009a) specification. The results show that self rated health is a potentially useful indicator of health state for populations in developing countries. Our tentative results indicates that the Erreygers (J Health Econ 28:521–524, 2009b) specification of the concentration index detects larger levels of inequality than the standard specification, and thus raises questions for researchers who use results obtained from the instrument for policy advice. The simulation results also show that the level of social aversion to socio-economic differences among people would generally increase the perceived level of health inequality in a population.     

America’s unreported economy: measuring the size, growth and determinants of income tax evasion in the U.S.

This study empirically investigates the extent of noncompliance with the tax code and examines the determinants of federal income tax evasion in the U.S. Employing a refined version of Feige’s (Staff Papers, International Monetary Fund 33(4):768–881, 1986, 1989) General Currency Ratio (GCR) model to estimate a time series of unreported income as our measure of tax evasion, we find that 18–23% of total reportable income may not properly be reported to the IRS. This gives rise to a 2009 “tax gap” in the range of $390–$390–540 billion. As regards the determinants of tax noncompliance, we find that federal income tax evasion is an increasing function of the average effective federal income tax rate, the unemployment rate, the nominal interest rate, and per capita real GDP, and a decreasing function of the IRS audit rate. Despite important refinements of the traditional currency ratio approach for estimating the aggregate size and growth of unreported economies, we conclude that the sensitivity of the results to different benchmarks, imperfect data sources and alternative specifying assumptions precludes obtaining results of sufficient accuracy and reliability to serve as effective policy guides.     

Cartels and regulation: effects on prices and real sales in sweden (1976–1990)

We estimate the effects of competition and regulatory policies on prices and real sales in Sweden during the period 1976?C1990. We find evidence supporting the hypothesis that prices were higher on average in those markets affected by horizontal collusion, and therefore lower real sales. Market concentration and lower foreign trade are significantly associated with higher prices. We also observe how prices (output) tend to rise (fall) around cartel formations and fall (rise) around cartel termination as theories of cartels suggest.     

CRIME BY COMMITTEE: CONSPIRATORS AND COMPANY MEN IN THE ILLEGAL ELECTRICAL INDUSTRY CARTEL, 1954–19591

We show how cartels rely on the adaptive social structure of committee meetings to ameliorate the competitive difficulties of markets. We distill the structure of the cartel committee and test hypotheses relating market structure to committee structure and ultimately to the efficacy of cartel price‐fixing. Cartel continuity and the corporate authority of the cartel are strong predictors of cartel effectiveness. Cartel continuity is responsive to market conditions that favor cartel formation. Centralization of cartel authority in decision making results in improved collusive pricing effectiveness. Centralization of cartel authority responds to expanding industry volume that bring about incentives to increase firm level market share at the expense of other cartel members.     

Marital Satisfaction in Couples with an Alcoholic Husband

Both members of 15 heterosexual couples with an alcoholic husband (AC) and of 15 matched couples with healthy members (HC) filled out first, the Marital Adjustment Test (Locke, Wallace Marriage and Family Living 21:251–255, 1959), second, the Coopersmith Self-Esteem Inventory (Coopersmith 1967), and finally, a questionnaire on emotional feeling state in which the participant had to evaluate his or her own emotions and the emotions experienced by his or her partner. Results showed that both AC members reported lower marital satisfaction and a lower level of self-esteem than HC members. Furthermore, they were less congruent with their partner regarding the evaluation of their partner’s emotional feeling states (EFS). These deficits could have repercussions on marital happiness, which itself would have repercussions on the alcoholic’s treatment.     

The size of the underground economy in Germany: a correction of the record and new evidence from the modified-cash-deposit-ratio approach

Based on the Ahumada et al. (Rev Income Wealth 53(2):363–371, 2007) critique we revise existing estimates of the size of the German underground economy. Among other things, it turns out that most of these estimates are untenable and that the tax pressure induced size of the German underground economy may be much lower than previously thought. To this extent, German policy and law makers have been misguided during the last three decades. Therefore, we introduce the Modified-Cash-Deposit-Ratio approach, which is not subject to the recent critique and apply it to Germany for the period 1960–2008.     

Managing Cartels: how Cartel Participants Create Stability in the Absence of law

Firms enter cartels (e.g. price-fixing; bid-rigging) in order to control market uncertainties and gain collusive profits, but face challenges in controlling the cartel itself. A challenge for business cartels is how to organise collective illegal activities without the use of formal control, such as binding legal contracts or arbitration. While one might expect that a lack of formal legal control leads to mutual conflicts and opportunistic behaviour resulting in short-lived cartels, firms often manage to continue their illegal conduct for years. This raises questions as to how firms organise their cartels in the absence of legal means. This article addresses how informal coordinating mechanisms enable cartel stability outside the scope of formal legal control. Based on an in depth study of 14 Dutch cartels, this article shows the importance of informal social mechanisms to coordinate, monitor, enforce, and compensate for the longevity of business cartels. Furthermore, the results emphasise that in order to explain cartel stability, social mechanisms that induce trust need to be considered.     

Interaction orders of drug dealing spaces: local orders of sensemaking in a poor black American place

Based on ethnographic data, this essay analyzes the social order properties of a poor urban street, in a small city in the northeast United States, on which drug dealing is the principle occupation. Rather than treating drug dealing as an agent of disorder, we focus on the order properties of drug dealing and the ordered character of the local code of conduct that develops around it. Like Sudhir Venkatesh (American Journal of Sociology 103:82–111, 1997) we examine the interface between drug dealing and the neighborhood. However, in this small urban space the drug dealers are not outsiders, rather, they are long term residents: established insiders who are well integrated into community life. As such their work practices and the requirements they place on behavior in public spaces impact the neighborhood in comprehensive ways. We detail the phenomenon Elijah Anderson called the “code of the street” (Anderson 1999) as a set of practices and social markers, a local Interaction Order (Goffman, American Sociological Review 48:1–17, 1983; Rawls, Sociological Theory 2:136–149, 1987), that furnishes basic day to day sensemaking tools for residents (Rawls 2009). We propose that this order has a constitutive character that furnishes stable expectations (Garfinkel 1963, 1967) for meaningful social action and identity in the neighborhood. In a context of industrial decline and urban poverty, drug dealing careers constitute a major socialization factor, that touches everyone here—especially children.     

Interventions for Intimate Partner Violence: A Historical Review

Intimate partner violence (IPV), also known as domestic abuse or relationship violence, has generated a large research literature for the last half-century, particularly in the areas of criminal justice, psychology, and the social sciences. Interventions for victims and perpetrators of IPV have largely been sequestered to separately evolving efforts of law enforcement and the psychotherapeutic community (Chang et al. Women’s Health Issues, 15(1), 21–30, 2005; Dalton Journal of Aggression, Maltreatment & Trauma, 15(1), 59–75, 2007; Dobash and Dobash 2000; Feder et al. 2008; Gerbert et al. Journal of Family Practice, 49(10), 889–895, 2000; Wathen and MacMillan. Journal of the American Medical Association, 289(5), 589–600, 2003). This article presents a brief overview of the historical evolution and development of these discrete perspectives and identifies and assesses current collaborative interventions rooted in these historical precedents. In conclusion, the authors provide a summative discussion of the most current findings of research into IPV interventions, with a particular focus on the changing roles of race and gender in both the criminal prosecution of IPV and services provided to IPV perpetrators and victims.     

Leniency Program: A New Tool in Competition Policy to Deter Cartel Activity in Procurement Auctions

This paper discusses the impact of a leniency program on incentives within cartels. The objective of this program is to encourage a cartel member to confess and implicate his co-conspirators with hard evidence about their collusive agreement. We develop a simple model of cartel behavior under a first-price sealed-bid procurement auction and we show how an effective leniency program can prevent the internal coordination of cartel members.     

Postdoctoral training,departmental prestige and scientists’ research productivity

An implicit assumption prevailing in the science community is that scientists with postdoctoral training demonstrate a higher rate of productivity than their peers without such experience (Folger et al. in Human resources and higher education. Russell Sage, New York, 1970; NRC in Postdoctoral training in the biomedical sciences. National Academy of Science, Washington DC, 1974; NRC in Research training and career patterns of bioscientists: The training programs of the National Institutes of Health. National Academy of Science, Washington DC, 1976; Reskin in Am Sociol Rev 41(4):597–612, 1976), and especially so if postdocs are employed in research intensive settings (McGinnis et al. in Soc Force 60(3):701–722, 1982; Zumeta in Extending the educational ladder: The changing roles of postdoctoral education in the United States. National Technical Information Service, Springfield, Va, 1985). In contrast, by exploring the reward structure of the science system, sociologists contend that departments where scientists obtain positions play a substantial role in shaping their research productivity (Long in Am Sociol Rev 43(6):889–908, 1978; Long and McGinnis in Am Sociol Rev, 46(4):422–442, 1981; Allison and Long in Am Sociol Rev, 55(4):469–478, 1990). This study investigates both theories in an attempt to unfold how these factors impact scientists’ research productivity over time. Using curriculum vitae (CV) from a nationally representative sample of academic scientists and engineers, the findings suggest that postdoc training indeed boosts individual research productivity during scientists’ early career periods (the first 3 years after the doctoral degrees), however, the effect fades quickly. While departmental prestige plays a role in scientists’ research productivity, further investigation indicates that only scientists placed in highly prestigious departments demonstrate a consistently higher productivity level than their peers in other departments. Given that postdoc training contributes significantly to the higher likelihood of being placed in highly prestigious departments, postdoctoral training and the subsequent placement in highly prestigious departments together are conducive to the presence of the accumulative advantage effect.     

Subjective Strains, Conditioning Factors, and Juvenile Delinquency: General Strain Theory in Taiwan

Agnew’s [Agnew, R. Journal of Research in Crime and Delinquency, 38(4), 319–361, 2001, 2006a, 2006b] general strain theory (GST) argues that subjective strain and objective strain should be distinguished from each other, and that subjective strain should be related more strongly to delinquency. In addition, GST suggests that the strain–delinquency relationship is conditioned by certain conditioning factors, and that research should treat these conditioning factors as a whole, i.e., the individual’s “overall” standing regarding these conditional factors. The present study uses a random sample of Taiwanese adolescents (13–17 years old) to study these two issues. The results suggest that strain as measured in this study is related positively to delinquency; however, subjective strain does not differ from objective strain in predicting delinquency. Additionally, the “overall standing” conditioning factors interact differently with subjective strain and objective strain but in the expected direction.     

Is there such thing as ‘global sex trafficking’? A patchwork tale on useful (mis)understandings

This article intends to respond to a recent call (e.g., Zhang Global Crime 10(3):178–195, 2009; Brunovskis and Surtees International Migration 48(4):1–38, 2010) for more innovative studies and methodologies in order to move beyond the current discourse on human trafficking. We do so by describing three ethnographic fragments on the dynamics of (dealing with) sex trafficking within Europe. The concepts of ‘friction’ and ‘collaboration’ (Tsing Cultural Anthropology 15(3):327–360, 2000, 2005) are used to analyse these fragments. These concepts refer to creative processes that occur as people interact across differences. They give insight into how universal ideas on freedom and justice enable collaboration between parties involved in fighting human trafficking who do not necessarily share a common goal. We conclude that the presented method of ‘patchwork ethnography’ is useful in studying sex trafficking as it implies a strong focus on connections between ‘sites of diverse knowledge’, without losing sight of individual stories of people making those connections. ‘Patchwork ethnography’ is innovative and it allows researchers to expose and untangle the workings of the supposedly all-powerful phenomenon and the encompassing, uniform, hegemonic discourse surrounding human (sex) trafficking.     

Inside Interrogation: The Lie,The Bluff,and False Confessions

Using a less deceptive variant of the false evidence ploy, interrogators often use the bluff tactic, whereby they pretend to have evidence to be tested without further claiming that it necessarily implicates the suspect. Three experiments were conducted to assess the impact of the bluff on confession rates. Using the Kassin and Kiechel (Psychol Sci 7:125–128, 1996) computer crash paradigm, Experiment 1 indicated that bluffing increases false confessions comparable to the effect produced by the presentation of false evidence. Experiment 2 replicated the bluff effect and provided self-reports indicating that innocent participants saw the bluff as a promise of future exoneration which, paradoxically, made it easier to confess. Using a variant of the Russano et al. (Psychol Sci 16:481–486, 2005) cheating paradigm, Experiment 3 replicated the bluff effect on innocent suspects once again, though a ceiling effect was obtained in the guilty condition. Results suggest that the phenomenology of innocence can lead innocents to confess even in response to relatively benign interrogation tactics.     

Integrated Theory and Crimes of Trust

The integrated theory first proposed by Elliott et al. (1979), combining strain, social control, and social learning (and sometimes social disorganization) theories, has been repeatedly tested and consistently supported for a wide range of behaviors including licit and illicit substance use, violence, and other forms of illegal behavior. It has not, however, been tested for a class of illegal behaviors best described as crimes of trust, which include different types of fraud, workplace theft, and income tax evasion. This category of offending includes offenses commonly regarded as white collar crime, and also offenses that have been more or less marginal to the study of white collar crime. The present paper tests the integrated theory specifically for crimes of trust in the National Youth Survey Family Study, a national, multigenerational sample of individuals whose focal respondents were 11–17 years old in 1976–1977, and who are now in middle adulthood. Relying on structural equation modeling (SEM), parallel tests are performed for two generations, the focal respondents in early middle age (ages 38–45) and their adult offspring (ages 18–24) for the period 2002–2004.     

General Strain Theory in Taiwan: A Latent Growth Curve Modeling Approach

Agnew’s general strain theory (GST) [Agnew R (2001) Journal of Research in Crime and Delinquency 38:319–361; Agnew R (2006a) Pressured Into Crime: An Overview of General Strain Theory. LA:Roxbury] has been the focus of considerable academic attention and has become an important criminological theory [Cullen et al. (2006) Taking Stock: The Status ofCriminological Theory. New Brunswick, NJ: Transaction]. However, most previous empirical studies have employed Western samples (e.g., US sample) to test this theory, which hinders the generalizability of GST. Although some studies have used Eastern samples to evaluate GST, these studies are only cross-sectional, which makes drawing any causal relationship problematic, and a cross-sectional study cannot uncover the more dynamic relationship between strain, negative emotion, and delinquency. Furthermore, depression has become epidemic around the world [World Health Organization 2001, ) and many previous studies that test GST focus only on anger. This makes depression a crucial element in testing GST. The present study uses longitudinal data (Taiwan Youth Project) and a latent growth model (LGM) to investigate strain, depression, and delinquent acts among adolescents (12–15 years old). The results generally support GST propositions: both strain and depression increase delinquency, and depression mediates the strain–delinquency relationship. Some cultural-specific influences were also discovered.