Development of a Mobile Toolmark Characterization/Comparison System

Since the development of the striagraph, various attempts have been made to enhance forensic investigation through the use of measuring and imaging equipment. This study describes the development of a prototype system employing an easy‐to‐use software interface designed to provide forensic examiners with the ability to measure topography of a toolmarked surface and then conduct various comparisons using a statistical algorithm. Acquisition of the data is carried out using a portable 3D optical profilometer, and comparison of the resulting data files is made using software named “MANTIS” (Mark and Tool Inspection Suite). The system has been tested on laboratory‐produced markings that include fully striated marks (e.g., screwdriver markings), quasistriated markings produced by shear‐cut pliers, impression marks left by chisels, rifling marks on bullets, and cut marks produced by knives. Using the system, an examiner has the potential to (i) visually compare two toolmarked surfaces in a manner similar to a comparison microscope and (ii) use the quantitative information embedded within the acquired data to obtain an objective statistical comparison of the data files. This study shows that, based on the results from laboratory samples, the system has great potential for aiding examiners in conducting comparisons of toolmarks.     

Three dimensional visualization and comparison of impressions on fired bullets

Currently, optical devices, such as microscopes and CCD cameras, are utilized for identification of bullets and tool marks in the field of forensic science. While these optical methods are easily manageable and effective, they are under great influence of illumination condition. In other words, appearances of striations through these optical devices have possibility to be changed by lighting condition. Besides these appearance-based approaches, we can utilize three dimensional (3D) geometric data of tool marks that are free from lighting condition. In this study, we focused on 3D geometric data of landmark impressions on fired bullets for identification. We obtained the 3D surface data of tool marks by a confocal microscope and reconstructed virtual impressions on a PC monitor from the geometric data. Furthermore, the 3D data are exploited to numerical matching of two surface shapes. We also visualized the difference of two shapes. In order to do this, two surface models are aligned automatically. In this process, pairings of correspondent points on both surfaces are determined. Distance analysis between these pairs leads to a shape comparison. Since comparison results are visualized, they are intuitive and easily perceptive.     

Automated comparison of firearm bullets

Fired bullets bear striation marks that can be thought of as a "fingerprint" left by the firearm. This new comparison approach is based on an automated extraction of a "signature" encompassing the relevant marks from an image. To this end, multiple pictures of the bullet are recorded first by using different illumination patterns, and a high quality image is generated by means of fusion techniques. After a preprocessing, the image intensities are filtered along the striations direction, yielding a compact representation of the marks. A non-linear filter selects the striae of interest. The actual comparison takes place by cross-correlating the signatures obtained this way. Finally, an assessment strategy is proposed to objectively evaluate the performance of the system. As demonstrated with an image database of real bullets, the proposed approach outperforms a state-of-the-art commercial system.     

Validation of tool mark analysis of cut costal cartilage

This study was designed to establish the potential error rate associated with the generally accepted method of tool mark analysis of cut marks in costal cartilage. Three knives with different blade types were used to make experimental cut marks in costal cartilage of pigs. Each cut surface was cast, and each cast was examined by three analysts working independently. The presence of striations, regularity of striations, and presence of a primary and secondary striation pattern were recorded for each cast. The distance between each striation was measured. The results showed that striations were not consistently impressed on the cut surface by the blade's cutting edge. Also, blade type classification by the presence or absence of striations led to a 65% misclassification rate. Use of the classification tree and cross-validation methods and inclusion of the mean interstriation distance decreased the error rate to c. 50%.     

A metallurgical review of the interpretation of bullet lead compositional analysis

Comparison of the minor and trace element compositions of bullet lead alloys has been used by some forensic examiners to make definitive positive associations between bullets or lead fragments at a crime scene and samples of bullets linked to a suspect(s). Such conclusions have been based on the elemental analysis of isolated groups of bullets with no consideration of the metallurgical processes involved in the production and refining of the bullet lead alloys. An understanding of the metallurgy of lead refining reveals that the elements quantified in the forensic analysis are carefully controlled in the refining process and that there are logical reasons why some elements are more discriminatory than others. Data for lead alloys supplied to two major ammunition manufacturers confirm that multiple indistinguishable shipments of lead alloys from secondary lead refiners to the ammunition manufacturers are made each year and over a period of many years. The data also demonstrate that distinguishable compositions can come from the same melt or "source" of lead alloy. These results clearly indicate that bullets with indistinguishable compositions could have come from different lead "sources" produced in the same or different years. Furthermore, the observation that two bullets have a distinguishable composition does not necessarily mean that they came from a different "source".Our results show that the forensic examiner using a method of bullet lead alloy elemental analysis, which quantifies up to six elements is restricted to concluding only that indistinguishable bullets might have come from the same "source," not that they did come from the same "source". In addition, it is quite possible that multiple bullets with similar but distinguishable compositions could have come from the same "source". The authors therefore feel that there is no scientific validity to any conclusions more positive than attributing the possible association as to molten source among bullets from different samples. An understanding of the metallurgical principles operative in the melting/casting process as well as the data acquired for this study, indicate that any forensic conclusions which associate unknown bullets with the "same source", and/or "same box" should fail most or all Daubert criteria.     

Accuracy of comparison decisions by forensic firearms examiners

This black box study assessed the performance of forensic firearms examiners in the United States. It involved three different types of firearms and 173 volunteers who performed a total of 8640 comparisons of both bullets and cartridge cases. The overall false-positive error rate was estimated as 0.656% and 0.933% for bullets and cartridge cases, respectively, while the rate of false negatives was estimated as 2.87% and 1.87% for bullets and cartridge cases, respectively. The majority of errors were made by a limited number of examiners. Because chi-square tests of independence strongly suggest that error probabilities are not the same for each examiner, these are maximum-likelihood estimates based on the beta-binomial probability model and do not depend on an assumption of equal examiner-specific error rates. Corresponding 95% confidence intervals are (0.305%, 1.42%) and (0.548%, 1.57%) for false positives for bullets and cartridge cases, respectively, and (1.89%, 4.26%) and (1.16%, 2.99%) for false negatives for bullets and cartridge cases, respectively. The results of this study are consistent with prior studies, despite its comprehensive design and challenging specimens.     

Identification of wires and the cutting tool by scanning electron microscope

The cut ends of aluminium and copper wires made by different pliers have been compared under the scanning electron microscope to correlate the two pieces of a wire and to identify the cutting tool. The mechanism of producing the cut ends has been discussed. Matching of extrusion marks and correspondence of breakages at the edges of the cut ends were observed. Correspondence between the fine striations was observed on the opposite faces. These features are put forward for assigning a cut wire to a source.The ends produced by repeatedly cutting a wire by the same portion of the edge of a pair of pliers have been compared. It was found that the striations and fracture zones were reproduced on the respective surfaces of the consecutive cut ends. To identify the cutting tool in wire theft cases, it is suggested that the trial cut ends can be made by cutting the wire with successive portions of the edge of the suspected tool and compare the surface features with that on the questioned ones.     

Virtual casting of stab wounds in cartilage using micro-computed tomography

In homicidal stabbings using a serrated knife, stab wounds involving costal cartilage leave striations on the cut surface of the cartilage from the serration points on the blade edge. Class characteristics of the serrated blade can be determined from the striation marks, and individualizing characteristics may be seen also. The traditional method for recording the striation marks involves the pernickety technique of casting with dental impression material. We assessed the potential utility of micro-computed tomography scanning of the stab track as a technique for nondestructive recording of striation patterns and virtual casting of them. Stab tracks in porcine cartilage, produced with a coarsely serrated blade, were scanned with a bench-top micro-computed tomography scanner. The typical irregularly regular striation pattern could be demonstrated, and the images manipulated, using proprietary software to produce a virtual cast. Whether the technology will have sufficient resolution to image not only class characteristic tool marks but also the much finer individualizing tool marks remains to be evaluated, but the technology shows considerable promise.     

An experimental model of tool mark striations in soft tissues produced by serrated blades

Stab wounds produced by serrated blades are generally indistinguishable from stab wounds produced by non-serrated blades, except when visible tool mark striations are left on severed cartilage. We explored the possibility that similar striations may be produced on the soft tissues of internal organs. Loin of beef, bovine kidney, and pig heart, liver, and aorta were each stabbed 20 times with a coarsely serrated blade. The walls of the stab tracks were exposed and documented by photography, cast with dental impression material, and the casts photographed. Striations were identified in all of the tissues in every stabbing, but their consistency and quality varied between tissues. Striations were most easily seen in liver, heart, and aorta. Tool mark striations in soft tissues other than cartilage have not been described in homicidal stabbings, likely because they have not been sought. We suggest that the walls of stab wound tracks should be exposed, and tissue striations should be sought as a means of identifying the weapon as having a serrated blade.     

Inconsistency in 9 mm bullets measured with non-destructive X-ray computed tomography

Fundamental to any ballistic armour standard is the reference projectile that is to be defeated. Typically, for certification, consistency of bullets is assumed. Therefore, practical variations in bullet jacket dimensions can have far reaching consequences. Traditionally, internal dimensions could only be analysed by cutting bullets which rules out any subsequent ballistic assessment. Therefore, the use of a non-destructive X-ray computed tomography (CT) method is explored in this paper. A set of 10 bullets (9 mm DM11) was taken for analysing both intra and inter bullet jacket thickness variation. CT measurements of jacket thickness were validated with high resolution scanning electron microscope (SEM) images. An image based analysis methodology has been developed to extract the jacket thickness map and the centre of gravity. Thickness variations of the order of 200 μm were found commonly across all the bullets along the length and an angular variation of up to 100 μm was found in a few bullets. Jacket thickness and centre of gravity were also calculated for the same bullets after impact and the variations between the pre- and post-impacted bullets were compared, by establishing a common physical reference. The results show that the proposed CT scanning approach and subsequent image analysis method can bring out the statistical variations in bullet geometry pre- and post impact effectively.     

Visualisation by confocal microscopy of traces on bullets and cartridge cases

The capabilities of confocal scanning laser microscopy for the visualisation of marks on bullets and cartridge cases were investigated. Confocal microscopy provides solutions to important limitations of conventional comparison microscopy with grazing light incidence, as generally used for the examination of these marks. It is expected that confocal microscopy, thanks to its broad applicability within the field of firearms investigation and its capability of non-destructively gathering quantitative three-dimensional information, will lead to a more complete and objective forensic examination of bullets and cartridge cases.     

Performance Evaluation of a Registered Ballistic Database Using the Evofinder® System

Firearms for police in China are registered along with their fired bullets and cartridge cases. A Registered Ballistic Database (RBD) of 1000 Norinco QSZ‐92 pistols with registered ammunition was established and was evaluated through the Evofinder® system. In this research, 1000 bullets and 1000 cartridge cases were randomly selected and correlated against an RBD of 2996 bullets and 2999 cartridge cases. Examiners found that successful identifications all ranked 1st, supported with land (100%), groove (97%) engraved areas, and primary marks (85.6%) for bullets, and firing pin impressions (99.8%), and breech face marks (99.9%) for cartridge cases. Two known matches (KM) for the same pistol rank in the top two (100%). The distribution of similarity scores varies from marks; however, the Evofinder® system could still effectively distinguish known matches from known nonmatches (KNM) for either bullets or cartridge cases. This study demonstrates the efficiency of the RBD.     

79式微型冲锋枪子弹射击顺序的研究

目的研究79式微型冲锋枪发射子弹的排序。方法对已知顺序实弹射击取样,扩大观察弹头、弹壳上发射过程中形成的痕迹,通过统计、归纳,从中发现与排序有关的痕迹特征。结果壳体肩部圆点痕,弹底边缘压擦痕、拉壳钩痕与发射顺序有关。结论壳体肩部圆点痕、弹底边缘压擦痕等痕迹的有无、位置及轻重程度,对判断79式微型冲锋枪弹壳发射顺序有较可靠的参考价值。     

七七式手枪弹头发射顺序的规律性研究

目的研究总结七七式手枪射击弹头的排序。方法对已知顺序的实弹射击取样,显微观察弹头上连续射击过程中形成的痕迹,通过统计、归纳,从中发现各痕迹与射击顺序之间的关系。结果根据弹头上的磕碰痕迹、顶压痕迹的出现规律判断出七七式手枪发射子弹的顺序。     

Estimation of bullet striation similarity using neural networks

A new method that searches for similar striation patterns using neural networks is described. Neural networks have been developed based on the human brain, which is good at pattern recognition. Therefore, neural networks would be expected to be effective in identifying striated toolmarks on bullets. The neural networks used in this study deal with binary signals derived from striation images. This signal plays a significant role in identification, because this signal is the key to the individually of the striations. The neural network searches a database for similar striations by means of these binary signals. The neural network used here is a multilayer network consisting of 96 neurons in the input layer, 15 neurons in the middle, and one neuron in the output layer. Two signals are inputted into the network and a score is estimated based on the similarity of these signals. For this purpose, the network is assigned to a previous learning. To initially test the validity of the procedure, the network identifies artificial patterns that are randomly produced on a personal computer. The results were acceptable and showed robustness for the deformation of patterns. Moreover, with ten unidentified bullets and ten database bullets, the network consistently was able to select the correct pair.     

内凹齿钥匙痕迹特征研究

目的运用光学仪器研究内凹齿钥匙痕迹形态特征。方法制作内凹齿钥匙正常开锁和被钥匙机复制后的样本,用光学显微镜拍照固定痕迹特征。结果内凹齿钥匙开锁痕迹特征明显,且被钥匙机复制后能留下复制痕迹。结论通过检验内凹齿钥匙上的痕迹特征能确定钥匙是否被复制过。     

Manufacturing processes for athletic shoe outsoles and their significance in the examination of footwear impression evidence

The most common methods of manufacturing athletic shoe outsoles are given and how each method can influence the examination of footwear impression evidence. Several processes for manufacturing athletic shoe outsoles are described. Significant factors of each process that are relevant to the examination of footwear impressions are explained. Some manufacturing processes result in distinguishing random characteristics which can assist in the identification of a shoe sole, even when new. These characteristics, together with the traditionally observed wear patterns and random cuts on the shoe outsoles, enable the examiner a stronger basis for expert opinion.     

Striation Density for Predicting the Identifiability of Fired Bullets with Automated Inspection Systems*

Abstract: Automated firearms identification systems will correlate a reference bullet with all evidence bullets without a selection procedure to exclude the bullets having insufficient bullet identifying signature. Correlations that include such bullets increase the workload and may affect the correlation accuracy. In this article, a parameter called striation density is proposed for determining and predicting bullet identifiability. After image preprocessing, edge detection and filtering techniques are used to extract the edges of striation marks, the resulting binary image distinctly shows the amount and distribution of striation marks. Then striation density is calculated for determining the quality of images. In the experiment, striation densities for six lands of 48 bullets fired from 12 gun barrels of six manufactures are calculated. Statistical results show strong relation between striation density and identification rate. It can provide firearms identification systems with a quantitative criterion to assess whether there are sufficient striae for reliable bullet identification.     

A Comparison of Various Fixatives for Casting Footwear Impressions in Sand at Crime Scenes

Footwear examination can provide an important link between the crime scene and the suspect. Casts have been taken from snow, soil, and sand substrates to assist with the examination and to accurately depict the impression. However, there has been some discrepancy on what kind of fixative, if any, should be used with impressions present in sand. This study tested four different fixatives on three sandy substrates. Eight gross characteristics were added to a boot sole, and thirty sand impressions were created in each substrate. Except for one control set that remained untreated, the impressions were treated with a fixative agent before casting. The ninety shoe casts were examined by a qualified footwear examiner and scored based on his ability to see the eight characteristics. The results indicated that pump‐action hairspray was the most successful on play and construction sand, while beach sand impressions without any fixative scored highest.