Elections as poorer reflections of preferences under compulsory voting

Compulsory voting is known to increase electoral participation, but its second-order effects are not well established. In this paper, I argue that vote choices are a relatively poor reflection of individuals' preferences under compulsory voting, as it boosts participation among those who are unlikely to cast well-reasoned ballots—the politically disinterested and unknowledgeable and those who see elections as flawed or pointless. I test this expectation with cross-national survey data, and I conduct supplementary tests with regional survey data from Switzerland, which employs compulsory voting in select cantons. Results from both sets of analyses support my expectations, suggesting that elections conducted under compulsory rules are relatively unlikely to signal the preferences of the voting population.     

Where is vote buying effective? Evidence from a list experiment in Kenya

Vote buying is common in democracies around the world. Yet relatively little is known about the conditions in which vote buying is an effective campaign strategy, in part because vote buying is challenging to measure. This paper examines the local economic and social conditions in which vote buying influences the behavior of voters in Kenya. I combine data from a nationally representative list experiment conducted after Kenya's 2007 elections with highly disaggegrated census data about local economic and social conditions. While 7 percent report that vote buying influenced their vote when asked directly, the list experiment finds that 23 percent were influenced. I find mixed evidence and statistically weak evidence that vote buying is more effective in the local areas where parties should be best able to monitor voters. Vote buying is, however, most effective where voters lack access to information about politics. I discuss the implications of the results for literature on vote buying, clientelism, and electoral accountability.     

High turnout in the Low Countries: Partisan effects of the abolition of compulsory voting in the Netherlands

We use a quasi-experimental framework to test the conventional wisdom that left-of-center parties benefit from higher turnout by analyzing the partisan effects of the abolition of compulsory voting in the Netherlands. Fixed effects, multilevel, and matching models of party family vote shares in the Netherlands before and after the reform–and in reference to a control group of Belgian party families–show consistent evidence the voting reform led to an increase in the vote share of Dutch social democratic parties and a decrease in the vote share won by minor and extreme parties. We find some evidence that Christian democratic and liberal parties also benefited from the voting reform, but argue this finding is not causally related to the reform itself.     

Is compulsory voting habit-forming? Regression discontinuity evidence from Brazil

Voting in one election increases one's propensity to vote in the future. It remains unclear, however, whether this pattern holds when voting is compulsory – as is the case in a quarter of all democracies. Is compulsory voting habit-forming? I address this question using a regression discontinuity design and administrative turnout data from Brazil, where voting is voluntary at age 16 and compulsory at age 18. I find no evidence that compulsory voting instils voting habits. Instead, the evidence points to a first-time compulsory voting boost, which gradually dissipates as voters grow older. I show that targeted mobilisation of first-time compulsory voters is a plausible mechanism behind the turnout boost. Alternative explanations find less support in the data. The results clarify the scope conditions of prior research on voting habits, and have important implications for the debate over the second-order effects of compulsory voting.     

Varieties of Clientelism: Machine Politics during Elections

Although many studies of clientelism focus exclusively on vote buying, political machines often employ diverse portfolios of strategies. We provide a theoretical framework and formal model to explain how and why machines mix four clientelist strategies during elections: vote buying, turnout buying, abstention buying, and double persuasion. Machines tailor their portfolios to the political preferences and voting costs of the electorate. They also adapt their mix to at least five contextual factors: compulsory voting, ballot secrecy, political salience, machine support, and political polarization. Our analysis yields numerous insights, such as why the introduction of compulsory voting may increase vote buying, and why enhanced ballot secrecy may increase turnout buying and abstention buying. Evidence from various countries is consistent with our predictions and suggests the need for empirical studies to pay closer attention to the ways in which machines combine clientelist strategies.     

Vote Buying and Social Desirability Bias: Experimental Evidence from Nicaragua

Qualitative studies of vote buying find the practice to be common in many Latin American countries, but quantitative studies using surveys find little evidence of vote buying. Social desirability bias can account for this discrepancy. We employ a survey‐based list experiment to minimize the problem. After the 2008 Nicaraguan municipal elections, we asked about vote‐buying behavior by campaigns using a list experiment and the questions traditionally used by studies of vote buying on a nationally representative survey. Our list experiment estimated that 24% of registered voters in Nicaragua were offered a gift or service in exchange for votes, whereas only 2% reported the behavior when asked directly. This detected social desirability bias is nonrandom and analysis based on traditional obtrusive measures of vote buying is unreliable. We also provide systematic evidence that shows the importance of monitoring strategies by parties in determining who is targeted for vote buying.     

Do Conditional Cash Transfers Affect Electoral Behavior? Evidence from a Randomized Experiment in Mexico

This article reexamines the argument that targeted programs increase pro‐incumbent voting by persuading beneficiaries to cast ballots against their first partisan choice. The evidence comes from the randomized component of Progresa, the pioneering Mexican conditional cash transfer (CCT) program. Experimental data show that early enrollment in the program led to substantive increases in voter turnout and in the incumbent’s vote share in the 2000 presidential election. The experiment also reveals that opposition parties’ vote shares were unaffected by the program. Thus, the electoral bonus generated by CCTs may be best explained by a mobilizing rather than persuasive mechanism. These findings are difficult to reconcile with the notion that the electoral effects of CCTs are a result of prospective concerns triggered by threats of program discontinuation or endogenous program enrollment. Instead, the evidence in this article suggests that CCTs’ mobilizing effects are compatible with programmatic politics.     

Same Considerations,Different Decisions: Motivations for Split‐ticket Voting among Swedish Feminist Initiative Supporters

This article explores why supporters of small, non‐established parties choose to vote for different parties in the elections to the European Parliament (EP) and elections to the national parliament. It uses individual‐level data with open‐ended questions from an online survey on supporters of Feminist Initiative (Fi) – a comparatively small and new Swedish feminist party – to map voters’ own motivations for split‐ticket voting in the 2014 elections. Contrary to expectations based on second‐order election theory, it is found that voters ticket‐split in both directions: there are those voting for Fi in the EP election but not in the national election, and those voting for Fi in the national election but not in the EP election. These voters take the same types of considerations into account but nevertheless end up making opposite voting decisions. Voters clearly distinguish between the two levels – for example, by prioritizing different issues.     

Electoral consequences of declining participation: A natural experiment in Austria

Participation rates have declined sharply across developed democracies. But the precise impact of this decline on party systems has proven difficult to study due to endogeneity concerns. This paper seeks to address this issue by leveraging a natural experiment in Austrian parliamentary elections. By examining instances in which compulsory voting was gradually repealed in a federal setting, I isolate the causal relationship between turnout decline and subsequent shifts in party vote share. The findings suggest that turnout decline is not associated with a significant redistribution of votes between parties. The clearest visible effect is a consolidation of the party system, with a mild shift in votes from minor to mainstream parties. Evaluating the findings, the paper argues that characteristics of proportional representation systems insulate parties against the consequences of declining electoral participation.     

Victorian Voting: The Origins of Party Orientation and Class Alignment

Much of what we know about the alignment of voters with parties comes from mass surveys of the electorate in the postwar period or from aggregate electoral data. Using individual elector-level panel data from nineteenth-century United Kingdom poll books, we reassess the development of a party centered electorate. We show that (a) the electorate was party-centered by the time of the extension of the franchise in 1867, (b) a decline in candidate-centered voting is largely attributable to changes in the behavior of the working class, and (c) the enfranchised working class aligned with the Liberal left. This early alignment of the working class with the left cannot entirely be explained by a decrease in vote buying. The evidence suggests instead that the alignment was based on the programmatic appeal of the Liberals. We argue that these facts can plausibly explain the subsequent development of the party system.     

The impact of compulsory voting on inequality and the quality of the vote

Abstract

Democratic elections imply that the electorate holds incumbents accountable for past performance, and that voters select the party that is closest to their own political preferences. Previous research shows that both elements require political sophistication. A number of countries throughout the world have a system of compulsory voting, and this legal obligation boosts levels of voter turnout. Under such rules, citizens with low levels of sophistication in particular are thought to turn out to vote in higher numbers. Is it the case that the quality of the vote is reduced when these less sophisticated voters are compelled to vote? This article investigates this claim by examining the effect of compulsory voting on accountability and proximity voting. The results show that compulsory voting reduces stratification based on knowledge and level of education, and proximity voting, but it does not have an effect on economic accountability. The article concludes with some suggestions on how systems of compulsory voting might mitigate the strength of political sophistication in determining the quality of the vote decision process.     

Three roads to institutionalisation: Vote‐, office‐ and policy‐seeking explanations of party switching in Poland

Party institutionalisation is a central problem in political science. The literature tends to understand it as a syndrome and therefore has difficulty explaining variations. This article suggests a new approach based on the transaction between a legislative party and its deputies, the failure of which is observable in party switching. Three routes to institutionalisation are identified by appealing to the vote‐seeking, office‐seeking or policy‐seeking motivations of deputies. Poland has had a large volume of party switching, along with wide variation in the incentives facing differently‐motivated deputies. Survival analyses of switching in four Polish parliaments find that vote‐seeking is the most likely route to institutionalisation for Polish parties. Moreover, in this article a concrete hypothesis is established for comparative testing: legislative parties can survive as long as their popular support exceeds 40 per cent of their share in the previous election.     

Compulsory voting,turnout, and support for left-wing parties: The case of Australia

Does compulsory voting and the higher voter turnout that it produces increase support for left-wing parties? An influential and highly cited study provides strong evidence for such an effect in Australia. However, several quasi-experimental studies find little support for it in Europe. Given these conflicting findings, this study reanalyzes the crucial Australian case. It uses a unique, more fine-grained district-level dataset (N=4,219) and difference-in-differences designs to more directly test the assumed causal mechanism between compulsory voting and left-wing party support. Overall, it finds little evidence for the commonly assumed positive direct effect of turnout on Labor’s vote share. Further analyses identify an indirect effect of turnout – Labor’s decision to run candidates in more districts under compulsory voting – as an alternative mechanism and electoral system change and the Great Depression as potential confounding factors. These findings have important implications for our understanding of the political consequences of compulsory voting.     

Where have all the parties gone? Fraenkel and Grofman on the alternative vote – yet again

The alternative vote (AV) is a preferential electoral system that tends to reward political moderation and compromise. Fraenkel and Grofman (2004, 2006a, 2006b) have repeatedly attempted to show that AV is not conducive to interethnic moderation in severely divided societies. In this response to their latest attempt, I point out that neither political party coordination of the vote nor strategic voting plays any part in their analysis. In contrast, I explain how moderate parties of one ethnic group are able to induce their supporters to cast ballots for moderate parties supported by voters of another ethnic group. I also explain why the incentives for parties to arrange interethnic vote transfers are much greater under AV than they are under systems such as the single transferable vote, which is in use in Northern Ireland, and I show that Fraenkel and Grofman”s interpretations of AV’s operation in Australia, Fiji, Sri Lanka, and Papua-New Guinea are contrary to the evidence.     

The Distinctive Value of Elections and the Case for Compulsory Voting

In this article, I defend compulsory voting on the grounds that it reinforces the distinctive and valuable role that elections play in contemporary democracy. Some scholars have suggested that mandatory voting laws can improve government responsiveness to members of poor and marginalized groups who are less likely to vote. Critics of compulsory voting object that citizens can participate in a wide variety of ways; voting is not important enough to justify forcing people to do it. These critics neglect the importance of voting's particular role in contemporary democratic practice, though. The case for compulsory voting rests on an implicit, but widely shared, understanding of elections as special moments of mass participation that manifest the equal political authority of all citizens. The most prominent objections to mandatory voting fail to appreciate this distinctive role for voting and the way it is embedded within a broader democratic framework.     

Young Adults and the (Non‐)Formation of Voting Habits – Evidence from Norwegian First‐time Eligible Citizens

This article exploits variation in age among first‐time eligible citizens in Norwegian elections that arises through voting eligibility rules and two‐year election cycles to investigate voting habits. I find that obtaining the right to vote at a lower age is associated with substantially higher turnout among first‐time eligible citizens, however, this difference in political participation does not persist for subsequent elections. Building on the established literature on the habitual nature of voting, the results show that getting young citizens to vote once is not sufficient to create a habit of voting, and suggest that how the voting decision is made matter for the habit formation process.     

Is compulsory voting more democratic?

Lijphart (1997) endorses compulsory voting as a means to increase voter turnout. Considering the likely effects of the role of information (including its costs) on the decision to vote and taking an expressive view of voting, however, compels us to investigate two unexamined claims by such advocates: (i) that individuals are transformed by forcing them to vote, and (ii) that a compulsory electoral outcome is a more accurate reflection of community preferences.We argue that compelling those who are not particularly interested in, or informed about, the political process to vote increases the proportion of random votes and we show that under simple majority rule, compulsory voting may violate the Pareto principle; the less popular candidate is more likely to be elected. Our results cast doubt on the ”miracle of aggregation“ argument, which optimistically concludes that as long as uninformed votes are not systematically biased, they will have no effect on voting outcomes. We also briefly consider how information cascades can exacerbate this problem.     

Voting under uncertainty: the effect of information in the Scottish independence referendum

Despite extensive research on campaign effects, the issue of whether information can actually influence vote choice in a campaign remains debatable. This study provides novel evidence of how issue-based arguments influenced voting preferences in the campaign for the 2014 Scottish independence referendum. The findings, based on a lab experiment and a follow-up survey with the experimental subjects, show that provision of information lead to a one-sided persuasion effect, by increasing the support for independence mainly through reduction of indecision. This effect occurred regardless of the possibility to select the arguments and found further confirmation in the actual increase of Yes votes in the referendum. Additional analyses reveal that personal economic expectations significantly moderated the effect of information, since the support for independence increased only among those who did not expect future economic gains. In line with prospect theory, these results suggest that risk-based calculations and economic perceptions prove important determinants of voting decisions, especially in a context of asymmetrical vote choice between an uncertain “Yes for a change” and a safe “No for the status quo”.     

Voter Engagement,Electoral Inequality and First‐Time Compulsory Voting

This paper reviews the problem of declining turnout and proposes as a solution a system whereby each elector would be legally obliged to vote in the first election for which they were eligible. Popular attitudes toward first‐time compulsory voting are measured and probed by means of UK data. The main findings of the paper are that first‐time compulsory voting is a politically and administratively feasible proposal that appears tentatively to command popular support and has the potential to help address a number of the problems associated with declining turnout, and in particular low rates of electoral participation among younger citizens.     

Two types of economic voting: How economic conditions jointly affect vote choice and turnout

The economic voting literature mostly looks at vote choice, ignoring potential effects on turnout. Studies that do focus on the latter often ignore the former, and come to contradictory conclusions. I develop a model of economic voting that jointly incorporates vote choice and abstention due to alienation or indifference. Analyzing ten elections with validated turnout data and conducting empirically informed simulations, I make two contributions. First, I show that “turnout switching” accounts for up to one third of total economic voting. This second type of economic voting is more common when the number of parties is low and responsibility is dispersed. Second, I show that a bad economy moves some people to abstain while having the opposite effect on others. The aggregate effect is ambiguous and related to macro-conditions in a non-linear way. This explains contradictory findings in the literature.