制度经济学视野下宽严相济的经济犯罪控制对策研究

随着"宽严相济"刑事政策的出台,刑法势必重新选择对经济犯罪的控制对策,以摆脱效益与公正性的困境。根据这种对策所形成的制度安排应当在减少交易成本和保障制度创新方面符合市场经济的基本要求,具体包括两个方面:构建非刑法的经济犯罪控制体系;根据经济违法行为的不同危害性构建相应的刑法控制体系。     

The Rise of a More Punitive State: On the Attenuation of Norwegian Penal Exceptionalism in an Era of Welfare State Transformation

While sociologists of punishment have been interested in the notion of Nordic penal exceptionalism, rapid changes are taking place in the penal policies of one of the members of the Nordic zone. Norway’s penal state is growing increasingly punitive, and penal exceptionalism appears to be on the wane, evidenced by a growing incarceration rate, increasingly punitive sentiments in the population, moral panics over street crime, raised sentencing levels, the forcible detention and extradition of asylum seekers, punitive drug policies, and the creation of segregated correctional facilities for stigmatized foreign offenders. Penal transformation should be understood as the outcome of symbolic contestation between politicians eager to present themselves as “tough on crime,” increasing differentiation of the social structure that has led to the declining fortunes of rehabilitationism, and a nascent neoliberalization of the welfare state. As a consequence, Europe’s penal landscape may be growing more homogeneous.     

A Comparison of Punishment Systems in Denmark and the United States

The Danish prison system is recognized worldwide as a model incorporating the most progressive principles of punishment. This article is the result of the author's research in Denmark undertaken to clarify the foundations of Danish penal philosophies. Findings suggest that penal practices are the outcome of a complex interaction of social and criminological theories. Formulated in an atmosphere that minimizes the emotionalism and politicization of crime, Danish crime control policies represent a pragmatic and reasoned approach to dealing with criminal offenders. Prison conditions reflect the social and political attitudes regarding the causes of crime and the treatment of marginal citizens.     

A test of the stability of punishment hypothesis: The Dutch case

This paper tests the hypothesis of the stability of punishment as developed by Blumstein and his associates against Dutch prison data. After summarizing the existing empirical evidence, Dutch prison data are presented pertaining to the average daily population in penal institutions, on the one hand, and the number of admissions in these institutions, on the other hand. In three ways it is tested whether these data do support the hypothesis: regression analysis, Box-Jenkins analysis, and the analysis of a few dynamic models as presented by Berket al. (1981). The paper ends with discussing Blumstein's hypothesis and considers the way research into the extent of the prison population should be continued.     

An economic analysis of the post World War II decline in the Japanese crime rate

Since the end of World War II there has been a dramatic decrease in reported Japanese crime. Adult arrest rates have fallen steadily since the early 1950s and juvenile arrest rates have fallen since the early 1960s. An economic analysis of crime predicts that crime rates depend upon returns to crime relative to returns in legal pursuits and the certainty and severity of punishment. Regression analysis is used to test this theory using Japanese data. The empirical results indicate that the economic model does not outperform alternative naive models. However, the results are consistent with the hypothesis that increases in returns to legitimate work diminish both adult and juvenile crime. Unemployment affects some adult crimes but has little impact on juvenile crime. The share of the population in poverty has no significant impact on either type of crime. Increases in the certainty of punishment deters adult crime but there is little evidence that increases in either the certainty or the severity of punishment deter juvenile crime. There is weak evidence to support the hypothesis that increases in the severity of adult punishments deter crime.     

汉初的刑罚体系

汉初的刑罚体系是文景刑制改革的基础,由“笞”、“罚”和作为正“刑”的各种肉刑、死刑组成。肉刑一般不单独运用,往往“刑尽”后,又罚使劳役。这样形成一个从轻到重,从生到死,相互衔接,有等次的刑罚统一体。过误、特殊的犯罪主体以及轻罪,适用“罚金”、“赎刑”。故意、重罪适用劳役、肉刑,直到死刑。文景改革以后,笞刑取代肉刑,劳役由无期变为有期。此外,汉初刑罚体系明显受先秦刑罚思想的影响,刑罚被视为对犯罪者的“报复”,有强烈的特殊预防和一般预防的色彩。     

论社会危害性的地位

近年来 ,社会危害性的概念一再受到质疑 ,甚至有人主张将社会危害性的概念逐出注释刑法学领域。在罪刑法定原则下 ,社会危害性概念固然暴露出一些缺陷 ,但是 ,承认社会危害性的地位 ,并不是对罪刑法定原则的破坏 ,相反 ,社会危害性理论和罪刑法定原则一起成为保障人权、限制随意发动刑罚权的两道防线 ;因而 ,不应简单地将这一概念完全抛弃 ,而应重新科学地确定其地位 ,发挥其应有的价值。     

DETERRENCE Theory versus Practice

Abstract Recently, some researchers have attempted to resurrect deterrence theory. These researchers have focused on the relationship between certainty and severity of punishment and subsequent rates of crime. An inverse relationship has been found, leading these researchers to conclude that penal sanctions deter crime. This paper presents another hypothesis, namely, that increases in crime may overburden existing legal machinery, and thus cause decreases in the certainty of punishment as a result. Using the same data employed in past deterrence studies, this paper demonstrates that crime may affect certainty of punishment more strongly than certainty of punishment affects the crime rate, a finding which seriously questions the ability of legal threats as currently administered in American society to deter crime.     

Sex offender punishment and the persistence of penal harm in the U.S

The U.S. has dramatically revised its approach to punishment in the last several decades. In particular, people convicted of sex crimes have experienced a remarkable expansion in social control through a wide-range of post-conviction interventions. While this expansion may be largely explained by general punishment trends, there appear to be unique factors that have prevented other penal reforms from similarly modulating sex offender punishment. In part, this continuation of a “penal harm” approach to sex offenders relates to the past under-valuing of sexual victimization. In the “bad old days,” the law and its agents sent mixed messages about sexual violence and sexual offending. Some sexual offending was mere nuisance, some was treatable, and a fraction “deserved” punishment equivalent to other serious criminal offending. In contrast, today's sex offender punishment schemes rarely distinguish formally among gradations of harm or dangerousness. After examining incarceration trends, this article explores the historical context of the current broad brush approach and reviews the unintended consequences. Altogether, this article reinforces the need to return to differentiation among sex offenders, but differentiation based on science and on the experience-based, guided discretion of experts in law enforcement, corrections, and treatment.     

刑法经济分析方法思辨

本文从经济学的角度 ,研究刑法中刑罚、犯罪的成本与效益的关系、探求怎样用有限的刑罚资源 ,发挥最优的刑罚威慑效果 ,从而达到以最少的刑罚资源达到最优的社会效益。     

PENALITY AND THE PENAL STATE

The sociology of punishment has developed a rich understanding of the social and historical forces that have transformed American penality during the last 40 years. But whereas these social forces are not unique to the United States, their penal impact there has been disproportionately large, relative to comparable nations. To address this issue, I suggest that future research should attend more closely to the structure and operation of the penal state. I begin by distinguishing penality (the penal field) from the penal state (the governing institutions that direct and control the penal field). I then present a preliminary conceptualization of “the penal state” and discuss the relationship between the penal state and the American state more generally.     

浅议行政刑罚制度的构建

行政处罚与刑事处罚立法上的衔接包括内容上的衔接和形式上的衔接。内容上的衔接要解决好二者的适用范围和协调二者的处罚轻重两个问题;形式上的衔接主要是指行政处罚法中附属规定的刑事罚则,如何与刑法典及其它刑事规范相衔接的问题。建立行政刑罚制度不仅是必要的而且也是可行的。     

The belief that guns deter crime and support for capital punishment

One of the many reasons for gun ownership in the USA is the belief that citizen gun ownership helps to reduce crime. The rationale for this belief can be linked to deterrence – the perception that the threat of harm from confronting someone with a gun outweighs the potential benefit from crime – and will reduce the likelihood of engaging in criminal behavior. Similarly, deterrence is often referenced as a reason to support capital punishment. This is the first study to explicitly link support for the individual threat of lethal violence and the state threat of lethal violence by testing the hypothesis that the belief that guns reduce crime is positively correlated with support for capital punishment. Tests using a 2010 survey support this hypothesis for general support of capital punishment and for support of capital punishment with the life without parole option. The theoretical implications of considering deterrence as a value-expressive argument are explored.     

业务过失犯罪处罚问题研究

科学技术的发展在给人类带来巨大的福祉的同时,也使得生产、交通、建筑等高风险领域中过失犯罪的发生率持续上升。为保障社会安全,适应惩治和防范业务过失犯罪的需要,应加重我国刑法对业务过失犯罪的处罚,彻底改变刑法对该类犯罪的处罚轻于普通过失犯罪的普遍现象;适当增加业务过失危险犯;改变多数业务过失犯罪法定刑刑种设置的单一性,增设罚金刑和资格刑。     

刑罚进化论——从刑事政策角度的批判

刑罚进化论对刑罚制度的线性发展持乐观态度 ,认为越是到现代 ,刑罚越人道和轻缓 ,这种观念影响较大 ,但是很值得质疑。作者通过对近现代刑罚改革思潮进行分析后指出 :所谓的刑罚进化论是不能成立的 ;刑罚的正当性与进化论无关 ,而只与刑事政策的运用 ,以及规范有效性的维持、规范的稳定有联系。坚持刑罚进化论命题 ,在刑事法领域会产生负面效果。一方面 ,刑罚进化论强制人们忍受残酷、多余的刑罚制度 ;另一方面 ,它也会导致阻碍刑罚改革的惰性思维的产生。     

论罪刑法定原则的社会基础

罪刑法定原则的立法化 ,当然离不了学者们的创构与证成 ,但是关键还在于社会的现实需要。在一定意义上讲 ,罪刑法定原则的立法化与社会的现实结构紧密相关。在中国 ,伴随着一元化社会结构的是源远流长的刑事类推制度 ,而随着市民社会的兴起和二元化社会结构的成长 ,罪刑法定原则终于实现了立法化。     

当代中国刑罚制度改革论纲

当今中国的刑罚制度需要在近年来已有进步的基础上进行系统改革和完善。在刑种和刑罚体系方面,需要通过立法和司法进一步严格限制死刑,完善或充实自由刑、财产刑、资格刑,并对刑罚体系和结构作整体调整;在刑罚裁量制度方面,应当将量刑原则明确化,量刑标准具体化,某些重要的酌定量刑情节法定化;在行刑制度方面,应当确立开放性行刑的理念,并建立、健全社区矫正制度;在刑罚消灭制度方面,应当考虑增补行刑时效和单位犯罪的时效制度,激活赦免制度;在特殊人群的刑罚适用方面,应对未成年犯罪人的刑罚适用予以全面的宽缓和有针对性的改革,并对老年犯罪人贯彻刑罚适用的宽恤。     

解读包公故事中的罪与罚

包公听讼断狱故事 ,突出的也是“罪与罚”的价值取向。正是基于这一原因 ,本稿在讨论包公故事中的法律问题时 ,首先标举“罪与罚”这个题目。除此之外 ,这一安排也有先“实体法”后“程序法”的技术考虑。值得引起我们思考的是 :在现实社会生活中 ,纠纷无论如何不会出现民事纠纷与刑事犯罪之间比例如此“悬殊”的情形。那末 ,何以馀以故事特别强调“罪与罚”这一主题呢 ?这正是本文着重研究的     

The historical criminal statistics of Finland 1842–2015 – a systematic comparison to Sweden

ABSTRACT

The purpose of the article is to provide an overview to the trends in crime and crime control in Finland and Sweden during the past 150 years, systematically comparing the two countries. The secondary objective of the study is to introduce a Nordic data collection project aiming to compile coherent comparative criminal justice time series from the early nineteenth century to the present, and to present the first collection of data, the Finnish justice statistics 1842–2015. The study examines the long-term development of homicide, assault, rape, defamation, prison population, and penal severity. Historical statistics provide opportunities to examine the crime trends and the society’s responses to them keeping in mind that the statistics do not necessarily reflect changes in total criminality. As such, the study does not provide conclusive explanations on the development of crime and punishment but rather opens new questions to be answered in future research.     

“重重”：世界范围内教育刑主义的反动

面对严重危及社会生存与发展、民众安宁与秩序的一些严重犯罪,"重重"是世界范围内的一种刑事政策选择现实与趋势."重重"绝非一种重刑主义政策,其核心含义与要求是严密法网并严格责任.其基本的理论假定是:既然刑罚的矫治罪犯、回归犯罪人并预防犯罪的目的对有些犯罪与犯罪人难以达到,那么起码有一点能够做到,那就是,让刑罚发挥其能够起到的惩罚犯罪的作用,从而更好地保护社会.