Access to Power Versus Exercise of Power Reconceptualizing the Quality of Democracy in Latin America

Research on comparative democratization has recently expanded its focus to issues of institutional quality: clientelism, corruption, abuse of executive decree authority, and weak checks and balances. However, problems of institutional quality are so different from those involved in regime transitions that it is unproductive to treat them as part of the same macro-process, democratization. Whereas regime transitions are changes in the form of access to power, problems of institutional quality involve the exercise of power. Abuses in the exercise of power affecting institutional quality are best characterized not as indicators of authoritarianism and deficiencies in democratization but as reflecting—in Weberian terms—patrimonialism and failures in bureaucratization. Moreover, struggles over the exercise of power involve causes, mechanisms, and actors that can be quite distinct from those at play in conflicts over access to power. The proposed analytical framework centered on the distinction between access and exercise enhances conceptual clarity and provides a stronger theoretical basis for tackling fundamental questions about politics in Latin America, including the failure of democratization to curb clientelism and foster other improvements of institutional quality, and the prospects of democratic stability under patrimonial administrations.     

Unemployment Risks and the Origins of Unemployment Compensation

This paper focuses on the distribution of sectoral unemployment risks and the role of political regimes in the foundational moments of unemployment compensation. The institutionalization of unemployment compensation is a function of two factors. First, it depends on the distribution of unemployment risks by economic sectors. Second, the effect of risk inequality is conditional upon the political regime type. I employ event history analysis of 144 countries throughout the world for the long historical period from 1880 to 2000. The results show that an overall societal level of unemployment risk and inequality of sectoral unemployment risks in a society are positively associated with the likelihood of the institutionalization of unemployment compensation. In addition, the effect of risk inequality is much higher under democracy than under dictatorship. A broader implication is that the creation of unemployment compensation is not only a function of homogeneous working class power but also a function of working class conflict that stems from the heterogeneity of unemployment risks among workers.     

Mainstreaming international governance: The environment,gender, and IO performance in the European Union

International organizations (IOs) have moved increasingly in recent years to adopt cross-cutting mandates that require the “mainstreaming” of particular issues, such as gender equality or environmental protection, across all IO policies. Successful IO performance with respect to such mandates, we hypothesize, is determined in large part by the use of hard or soft institutional measures to shape the incentives of sectoral officials whose cooperation is required for successful implementation. We test this hypothesis with respect to two such mandates—gender mainstreaming and environmental policy integration—in a single international organization, the European Union, demonstrating a strong causal link between the use of hard incentives and IO performance in these and related mandates.     

Measuring Delegation

Principal-agent analyses of delegation to international organizations have advanced our understanding of international cooperation through institutions. However, broader tests of why and when states delegate are not possible without a clear means for objectively identifying and measuring delegation. This paper develops a metric for delegation based upon the services the agent provides to its principals and the resources and autonomy it has to provide those services. This numerical metric is continuous and generalizable to a wide variety of principal-agent relationships. This paper then demonstrates the face validity of the measure with case studies of delegation to the International Atomic Energy Agency (IAEA) and the International Monetary Fund (IMF). The paper concludes with a test of Realist and Institutionalist hypotheses for cooperation using the delegation metric, demonstrating the complexity of the underlying reasons we observe delegation.     

Enforcing international environmental cooperation: Technological standards can help

Market instruments, such as emissions trading or pollution taxes, are less costly than “command and control” regulation. Yet technological standards are common in international environmental agreements and now figure prominently among proposals to mitigate global warming. I show that technological standards can be combined with market instruments to create collective enforcement power. They allow states to internationally enforce technology installation, so the payoff to free riding decreases. A notable feature of the argument is that technological standards and market instruments are complements, while previous research has treated them as substitutes. Empirically, technological standards are most valuable if international cooperation is difficult to enforce and the rate of technological change in concerned industries is slow.     

The Baltic as a shipping and information area: the role of Amsterdam in Baltic integration in early modern Europe

In early modern times, the Netherlands imported grain from the Baltic, especially Poland, and re-exported it elsewhere in Europe. The Dutch shipping industry was extremely profitable, for transport costs were very high, and the number of Dutch ships was by far the largest among the European countries. Dutch prosperity was based on shipping of grain from the Baltic. Amsterdam was also a center of information because it was a port at which many ships stayed, and which attracted various merchants owing to its policy of religious tolerance. Much commercial information and know-how were accumulated in and spread from Amsterdam which contributed to the growth of the regional European economy from the Baltic because many merchants migrated to Northern Europe via the city, bringing with them the latest commercial techniques. Amsterdam therefore served as a core of Baltic integration in the early modern period, for it was a center of shipping and information.