广西专业市场规划建设的经验及启示

大力发展专业市场对扩大内需,拉动消费,培育新的经济增长点,促进产业结构调整,完善城市功能等具有十分重要的意义。在对南宁、柳州、贵港、玉林四市专业市场规划建设进行充分调研的基础上,文章总结出了专业市场规划建设的一整套行之有效的经验,为新兴城市加快专业市场的规划建设提供了若干可供咨鉴的启示。     

综合性证券商信息隔离制度研究

与各国证券立法一样 ,我国《证券法》承认综合性证券商的法律地位 ,但是就如何调整综合性证券商内部的利益冲突问题缺乏系统、有效的法律机制。本文以此为切入点 ,对美英等国广泛采用的综合性证券商信息隔离制度进行研究 ,分析了该制度产生的现实与理论根源、制度内容、违反制度的判断标准等。作者认为 ,为防止综合性证券商在利益冲突的情况下损害客户利益 ,应完善我国《证券法》第 132条之规定 ,建立综合性证券商信息隔离制度     

议代理非上市公众公司股份转让行为

近年来,各类中介机构或个人代理转让非上市公众公司股份的行为屡见不鲜,其中资质配套鱼龙混杂,管理水平良莠不齐。代理股份转让行为应界定为证券业务。结合现行法律规定,应根据中介机构的资质有无及具体的行为表现,对代理非上市公众公司股份转让行为作不同的处理。     

Deliberative democracy and the politics of traditional leadership in South Africa: A case of despotic domination or democratic deliberation?

A heated debate developed in South Africa as to the meaning of ‘deliberative democracy’. This debate is fanned by the claims of ‘traditional leaders’ that their ways of village-level deliberation and consensus-oriented decision-making are not only a superior process for the African continent as it evolves from pre-colonial tradition, but that it represents a form of democracy that is more authentic than the Western version. Proponents suggest that traditional ways of deliberation are making a come-back because imported Western models of democracy that focus on the state and state institutions miss the fact that in African societies state institutions are often seen as illegitimate or simply absent from people's daily lives. In other words, traditional leadership structures are more appropriate to African contexts than their Western rivals. Critics suggest that traditional leaders, far from being authentic democrats, are power-hungry patriarchs and authoritarians attempting to both re-invent their political, social and economic power (frequently acquired under colonial and apartheid rule) and re-assert their control over local-level resources at the expense of the larger community. In this view, the concept of deliberative democracy is being misused as a legitimating device for a politics of patriarchy and hierarchy, which is the opposite of the meaning of the term in the European and US sense. This article attempts to contextualise this debate and show how the efforts by traditional leaders to capture an intermediary position between rural populations and the state is fraught with conflicts and contradictions when it comes to forming a democratic state and society in post-apartheid South Africa.     

证券投资纠纷仲裁问题研究

证券投资纠纷仲裁是一项重要的纠纷解决制度。采用仲裁方式不但可以方便、快捷、高效地解决证券投资纠纷,还可以为双方当事人保守商业秘密,是适合我国证券市场健康发展、保护中小投资者权益的最佳选择。重构我国证券投资纠纷的仲裁体制,由中国证券业协会负责筹建解决证券纠纷的行业仲裁委员会,是完善我国证券投资纠纷仲裁制度的必由之路。     

中国推出股指期货的市场影响

该文分析了股指期货交易的特点,剖析了中国股指期货交易制度和市场影响,提出来了股指期货改革的具体建议。     

法律与证券市场关系研究的一项进路——LLSV理论及其批判

合称LLSV的四位美国学者设立的“法律与金融”理论，通过数据统计分析创造性地提出，法系渊源导致了不同国家对投资者保护的系统性不同，从而造成了证券市场系统性的强弱不一。总体而言，普通法系的投资者法律保护强于大陆法系，证券市场也更发达。此种理论引发了大量讨论，并开辟了新的学术领域。LLSV理论有相当的可取性，但学界也已对之提出了多种批评意见，主要包括：LLSV所用的测量指标选取和赋值中的问题、统计方法本身的局限性、与诸多国家发展事实的不契合及该种理论对法律移植过程之重要性的忽视等。从正反两面总结、评估这些研究，将对法律与证券市场的关系有更为全面深刻的认识。     

The allusive market: insurance of flood risk in neoliberal Britain

Launched in 2016, Flood Re is a government-supported scheme for flood-risk insurance in Britain that is intended to pave the way towards an eventual ‘free’ market featuring risk-reflective pricing. This paper introduces the concept of ‘the allusive market’ to denote the figurative work that the market vision performs in this context. Alluding to the merits of what is in reality a highly implausible market-based future for flood insurance releases the government from having to substantively address intractable problems associated with the financial risk of flooding in the present: the market will come to the rescue. A risk-management crutch, the allusive market engenders contemporary policy paralysis, occasioning in turn the worsening of the very problems that the market is being relied upon, eventually, to resolve.     

关于我国证券市场中政府行为的分析

本文从我国经济改革与我国证券市场的特点出发 ,分析了我国证券市场中政府行为的合理性 ,政府行为产生的原因、以及政府行为对我国证券市场运行机制的扭曲 ,并对规范我国证券市场中的政府行为提出了相关的建议。     

论互联网行业相关市场界定——以3Q之争为例

腾讯-360案被称作"互联网行业反垄断第一案",对该案相关市场的界定是判断腾讯公司是否构成滥用市场支配地位的起点。以腾讯公司、360公司为代表的互联网行业自身特殊性决定了该行业相关市场界定的方法不同于传统方法。透过广东省高院对3Q之争做出的判决,可以发掘传统替代分析法在互联网行业相关市场界定中的不足,借助双边市场特性创新互联网行业相关市场界定的思路和方法是极其必要的。