证券民事赔偿案件诉讼程序若干问题分析

为了维护投资人的合法权益,应当扩大人民法院受理因证券欺诈引发的民事纠纷案件的范围,降低此类案件的受理门槛;坚持既维护投资人合法权益又防止其滥用诉权的原则,对程序当事人和正当当事人分别进行规范;适用人数不确定的代表人诉讼方式解决证券民事赔偿纠纷,并以因果关系推定和过错推定为基础分配证明责任。

Problems Related to Civil Proceedings for Damages Against Fraudulent practices in Securities

In order to protect the legal rights of investors, we ought to increase the People's Courts' competence in cases against fraudulent practices in securities and loosen the onerous requirements for a court's acceptance of such cases. Parties in proceedings and proper parties should be appropriately regulated so as to prevent an abuse of rights to an action while, at the same time remain the investors protected. Any dispute arising out of or related to securities should be solved by way of a class action with class representatives. The contribution of liabilities should be determined by presumption of relevant causality and comparative faults.