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场外衍生品市场监管制度改革:英国的经验与启示
引用本文:翟浩,雷晓冰.场外衍生品市场监管制度改革:英国的经验与启示[J].河北法学,2012(1):153-154,155,156,157,158,159,160,161.
作者姓名:翟浩  雷晓冰
作者单位:华东政法大学;上海期货交易所
基金项目:国家社科基金项目《金融衍生产品投资风险控制法律制度研究》﹙10BFX065﹚;教育部人文社科规划项目《场外金融衍生产品法律监管研究》﹙09YJA820023﹚的阶段性研究成果
摘    要:2008年金融危机暴露出全球场外衍生品市场监管制度的缺陷;金融危机后,全球各个国家和经济体都加强了场外衍生品市场监管制度改革。英国是全球最大的场外衍生品交易中心,英国场外衍生品市场监管制度改革措施一定程度上代表或影响着全球场外衍生品市场监管制度改革的趋势。通过分析金融危机前英国场外衍生品市场监管制度的缺陷以及金融危机后英国场外衍生品市场监管制度改革的主要措施,在此基础上提出完善我国场外衍生品市场立法和监管制度的建议。

关 键 词:场外衍生品市场  标准化  中央对手方  透明度  国际监管合作

OTC Derivatives Market Regulatory Reform:the British Experience and Implications
ZHAI Hao,LEI Xiao-bing.OTC Derivatives Market Regulatory Reform:the British Experience and Implications[J].Hebei Law Science,2012(1):153-154,155,156,157,158,159,160,161.
Authors:ZHAI Hao  LEI Xiao-bing
Institution:1.East China University of Political Science and Law,Shanghai 200042;2.Shanghai Futures Exchange,Shanghai 200122 China)
Abstract:2008 financial crisis has exposed the defects in regulatory system of global OTC derivatives market;after the financial crisis,countries and economies around the world have strengthened the regulatory reform of OTC derivatives market.As the world’s largest OTC derivatives trading center,regulatory reform measures of OTC derivatives market in UK are to some extent on behalf of or affecting regulatory reform trends of global OTC derivatives market.After analyzing the defects in UK’ s OTC derivatives market regulatory system before the financial crisis and the reform measures proposed by UK’s authorities after financial crisis,the paper makes some suggestions on perfecting the legislative and regulatory system of OTC derivatives market in China.
Keywords:over-the-counter market  standardization  Central Counter Party(CCP)  transparency  international regulatory cooperation
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