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以合规为核心的企业认罪认罚从宽制度
引用本文:李玉华.以合规为核心的企业认罪认罚从宽制度[J].浙江省政法管理干部学院学报,2021,35(1):61-71.
作者姓名:李玉华
作者单位:中国人民公安大学 法学院
基金项目:科技部国家重点研发计划课题
摘    要:民营企业家和民营企业在我国的经济发展中发挥着不可替代的作用。最近几年,国家出台的对民企进行刑事司法保护的政策已初见成效。当前,只有及时对民营企业刑事司法保护政策的正当性予以阐释和回应,并将其融入刑事法律制度予以法治化,才能令其从根本上得到社会认同,进而稳定预期、树立信心。对民企的刑事司法保护可以通过刑事诉讼中的认罪认罚从宽制度得以实现。认罪认罚是对民营企业家和民营企业从宽保护的正当基础,合规是企业认罪认罚的高级形式。企业合规为民企刑事司法保护的正当性提供了制度回应:合规不仅有利于预防犯罪,而且有利于调查和惩罚犯罪;以合规为核心的企业认罪认罚从宽制度有利于企业改过自新、合规经营,更好地承担社会责任。

关 键 词:合规  认罪认罚从宽  民企刑事司法保护政策  法治化  
收稿时间:2020-08-21

Compliance as the Core of the Corporate Leniency System of Pleading Guilty and Accepting Punishments
LI Yuhua.Compliance as the Core of the Corporate Leniency System of Pleading Guilty and Accepting Punishments[J].Journal of Zhejiang Gongshang University,2021,35(1):61-71.
Authors:LI Yuhua
Institution:School of Law, People's Public Security University of China
Abstract:Private entrepreneurs and private enterprises play an irreplaceable role in China's economic development. In recent years, China has promulgated criminal justice protection policies for private enterprises and has achieved initial results. Only by ly explaining and responding to the legitimacy of criminal justice protection policies for private enterprises and integrating them into the criminal legal system to be ruled by law can we fundamentally gain social recognition, stabilize expectations, and build confidence. The criminal justice protection of private enterprises (entrepreneurs) can be realized through the leniency system of pleading guilty and accepting punishments. Pleading guilty and accepting punishments are the legitimate basis for lenient protection of private entrepreneurs and private enterprises, and compliance is an advanced form for enterprises to plead guilty and accept punishments. Corporate compliance provides a system response to the legitimacy of the criminal justice protection of private enterprises: Compliance is not only conducive to crime prevention, but also conducive to investigation and punishment of crimes; the corporate leniency system of pleading guilty and accepting punishments with compliance as the core is conducive to corporate to reform, operate in compliance with regulations, and better assume social responsibility.
Keywords:compliance  pleading guilty and accepting punishments with leniency  criminal justice protection policies of private enterprises  rule of law  
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