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操纵证券市场罪的认定——以汪建中案为中心
引用本文:黎旸.操纵证券市场罪的认定——以汪建中案为中心[J].法学杂志,2012,33(4):168-173.
作者姓名:黎旸
作者单位:清华大学法学院,北京,100084
摘    要:《刑法》规定的操纵证券市场罪行为,和《证券法》规定的操纵证券市场行为的外延完全相同,只不过《刑法》进一步要求"情节严重"。"情节严重"中的"情节"既包含客观行为的情节,也包括结果内容,但仅限于客观违法方面的情节。只有将表明法益侵害严重的整体评价要素之"情节严重",定性为客观的超过要素,才能准确认定操纵证券市场罪。

关 键 词:操纵证券市场罪  情节严重  整体评价要素  客观的超过要素

On Determination for Crime of Rigging Securities Exchange:Focusing on Wang Jiang Zhong case
Li.On Determination for Crime of Rigging Securities Exchange:Focusing on Wang Jiang Zhong case[J].Law Science Magazine,2012,33(4):168-173.
Authors:Li
Abstract:Crime of rigging securities exchange has the same extension within both the Criminal Law and Securities Law while criminal responsibility requires one more extra element that is "Substantial Plot".The "Substantial Plot" contains two objective elements which are plot of act and plot of result.In order to demonstrate the degree of harm done to the investor concurrent with "Substantial Plot" the general evaluating element,a concept of "the Excessive Objective Element" (EOE) shall be brought in to interpret the "Substantial Plot" while ruling on criminal responsibility on securities market manipulation.
Keywords:criminal responsibility on  securities market manipulation  substantial plot  the general evaluationelement  the Excessive Objective Element (EOE)
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