中介机构信息披露法律责任研究

证券发行与交易中 ,发行人对其披露的信息有瑕疵而给投资者造成损失时应承担赔偿责任 ,这是不容置疑的。但若中介机构在信息披露中担当了一定角色 ,是否对投资者的损失承担赔偿责任 ,回答是肯定的。中介机构应当承担信息披露瑕疵的法定赔偿责任 ,只有证明其无过错时才可免责。同时 ,文章对中介机构信息披露瑕疵行为作了界定 ,根据不同行为由中介机构承担不同责任。

Studies on Legal Constraints of Intermediate Agency's Information Disclosure

In the issue and transaction of the security,the organization of issue will be liable for the investor's losses caused by its disclosure.But whether will the intermediate agency be liable for the investor's losses if it plays a certain role in the information disclosure.The answer is affirmative.Intermediate agency should be liable for the losses unless it can prove that it has no fault,and the liability is provided by the statute.It defines the intermediate agency's defective behavior of the information disclosure,its lialilety for the investor's losses according to the different behaviors.