Taxation and representation

Social scientists have drawn a straightforward lesson from European history: taxation promotes representation. Drawing on this history, scholars have developed general theories that connect taxation to modern democracy. In this article I argue that these theories have overlooked the most important element in the relationship between taxation and representation in European history. Premodern assemblies, or their members, typically had a deep involvement in the mechanics of tax collection, and it was primarily through this that taxation promoted the emergence, strength, and longevity of representative institutions. But modern parliaments do not collect taxes. As a consequence, taxation has only a modest role in the promotion of democracy in the modern world. My argument challenges existing theories of the link between taxation and representation, including those made in the literature on rentier states. It also advances our understanding of the process by which premodern European representative assemblies were transformed into the basic institutions of modern democracy. Michael Herb is assistant professor of political science at Georgia State University. He is the author ofAll in the Family: Absolutism, Revolution and Democracy in the Middle Eastern Monarchies (Albany, NY: SUNY, 1999). He received his Ph.D. from UCLA in 1997.     

The Influence of Direct Democracy on Political Interest,Electoral Turnout and Other Forms of Citizens’ Participation in Swiss Municipalities

Based on the data of a survey conducted among Swiss municipalities, this article inquires into the relationship between different institutional settings of local democracy and the amount of political interest of citizens as well as electoral participation and new forms of citizen participation like participatory planning or local agenda 21. The study identifies six distinct settings of local democracy in Switzerland, ranging from pure direct democracy to representative democracy. The analysis shows that the institutional setting of local democracy has no impact on the political interest of the citizens. It also reveals that instruments of direct democracy do not significantly weaken representative democracy as far as electoral participation is concerned. New forms of citizen participation are predominantly used alongside with means of direct democracy.     

Political Field Dynamics and the Elite’s Interest in Democracy: Insights from the Political Elite’s Role in Consolidating Indian Democracy

In this article, I argue that democracy scholars cannot explain the political elite’s interest in democracy consolidation processes because they have yet to conceptualize the relation between the political elite and structure. This shortcoming can be rectified by using Bourdieu’s field theory insight that subjectivity and structure are constructed, reproduced, or altered due to contests among field actors over the symbolic capital of their field. I illustrate the significance of this solution by using it to explain the stability of Indian democracy during the early postcolonial period. Using data on the Indian political elite’s trajectories in institutional politics and observations on their everyday politics, I show that their differing interest in democracy during the early transition period was shaped by their unique political habitus, which was structured by their conflicts since the late colonial period to establish their respective political capital as the symbolic capital of the Indian political field. The general lesson to be learned from this study is that in order to comprehend democracy consolidation processes, it is important to shift attention from static, disjointed models of the political elite’s subjectivity and structure to the history of contests among the political elite over the symbolic capital of the political field, which couples the political elite’s subjectivity and structure.     

INTEREST GROUPS AND BUREAUCRATS IN A PARTY-DEMOCRACY: THE CASE OF ISRAEL

The relationship between interest groups and state bureaucrats in a party democracy tends to be based on parentela ties involving party mediation and resulting in deep and reciprocal commitment. The contacts between administrators and interest groups in Israel present a deviant case. The paper shows that despite the fact that Israel portrays the characteristics of a party democracy, interest groups gravitate towards the administration rather than toward political parties. Senior government officials interact extensively with interest groups; but at the same time they tend to discount the groups' activity. These deviations have been explained by the limited scope of interest group demands and the hybrid nature of Israel's administrative culture.     

The use of local direct democracy in the Czech Republic: how NIMBY disputes drive protest behaviour

Over the past 15 years there has been an increase in the use of local direct democracy in the Czech Republic. The analysis shows that the primary cause has been the regulation of development projects. Using transaction costs economics (TCE) approach it is shown how the regulation related to the siting of development projects leads to a not-in-my-backyard (NIMBY) response resulting in political activism that uses institutions of local direct democracy. Drawing from the TCE perspective, in this article it is argued that the key sources of this political mobilisation have been the existence of contractual hazards related to development projects and an inability to form credible commitments between developers and communities. The article highlights a previously neglected explanation for the increased use of direct democracy because sources outside the political system often go unnoticed and contributes to the research on NIMBY disputes and on the expansion of direct democracy.     

Meritocracy Is a Good Thing

At the turn of the 20th Century when Western power was at its height, Sun Yat‐Sen sought to blend the Confucian tradition of meritocratic governance and Western‐style democracy in his vision for modern China. With the “rise of the rest” in the 21st Century—led by China—perhaps the political imagination is open once again, this time not only to Western ideas flowing East, but Eastern ideas flowing West as well. The political imagination has been pried open anew not only because of the sustained success of non‐Western modernity in places like Singapore and China, but because democracy itself has become so dysfunctional across the West, from its ancient birthplace in Greece to its most advanced outpost in California. That liberal democracy is the best form of governance ever achieved in the long arc of history is no longer self‐evident. Today, democracy, which has been captured by a short‐term, special‐interest political culture, has to prove and improve itself by incorporating elements of meritocracy and the long‐term perspective. If not, political decay beckons. In this section, we evaluate the tradeoeffs and ponder the possibilities of combining a more knowledegable democracy with a more accountable meritocracy.     

Political Meritocracy and Direct Democracy: A Hybrid Experiment

At the turn of the 20th Century when Western power was at its height, Sun Yat‐Sen sought to blend the Confucian tradition of meritocratic governance and Western‐style democracy in his vision for modern China. With the “rise of the rest” in the 21st Century—led by China—perhaps the political imagination is open once again, this time not only to Western ideas flowing East, but Eastern ideas flowing West as well. The political imagination has been pried open anew not only because of the sustained success of non‐Western modernity in places like Singapore and China, but because democracy itself has become so dysfunctional across the West, from its ancient birthplace in Greece to its most advanced outpost in California. That liberal democracy is the best form of governance ever achieved in the long arc of history is no longer self‐evident. Today, democracy, which has been captured by a short‐term, special‐interest political culture, has to prove and improve itself by incorporating elements of meritocracy and the long‐term perspective. If not, political decay beckons. In this section, we evaluate the tradeoeffs and ponder the possibilities of combining a more knowledegable democracy with a more accountable meritocracy.     

China's New Political Discourse

At the turn of the 20th Century when Western power was at its height, Sun Yat‐Sen sought to blend the Confucian tradition of meritocratic governance and Western‐style democracy in his vision for modern China. With the “rise of the rest” in the 21st Century—led by China—perhaps the political imagination is open once again, this time not only to Western ideas flowing East, but Eastern ideas flowing West as well. The political imagination has been pried open anew not only because of the sustained success of non‐Western modernity in places like Singapore and China, but because democracy itself has become so dysfunctional across the West, from its ancient birthplace in Greece to its most advanced outpost in California. That liberal democracy is the best form of governance ever achieved in the long arc of history is no longer self‐evident. Today, democracy, which has been captured by a short‐term, special‐interest political culture, has to prove and improve itself by incorporating elements of meritocracy and the long‐term perspective. If not, political decay beckons. In this section, we evaluate the tradeoeffs and ponder the possibilities of combining a more knowledegable democracy with a more accountable meritocracy.     

Network Politics,Political Capital,and Democracy

Abstract

Is network politics a good or a bad thing for democracy? Seen from a narrow perspective of democracy the answer is clear. It is a bad thing. However, seen from broader perpsective the answer is more complex since it does not only focus on the preservation of representative democracy but also on the promotion of organizational democracy in civil society and on the enhancement of the citizens' political capital, that is their endowment, empowerment and political identity. The complexity of the relationship between democracy and network politics is apparent in a case study of political decision making in Skanderborg, a small town in Denmark.     

Political Democracy: Conceptual and Measurement Traps

The movement toward democratic political systems in many nations in the 1980s has renewed interest in measurement of political democracy. This paper calls attention to the problems that surround both the definition and measurement of political democracy. The main conceptual problems are the failure to develop an adequate theoretical definition of this concept, the confounding of the concept with others, and treating democracy as a binary rather than a continuous concept. Four problems of measurement are: invalid indicators, subjective indicators, ordinal or dichotomous measures, and the failure to test reliability or validity. The paper offers several suggestions to improve measurement as well as a warning about the danger of repeating past errors. Kenneth A. Bollen is a professor of sociology at the University of North Carolina at Chapel Hill. His major research interests are in international development and statistics. He is the author ofStructural Equations with Latent Variables (1989), published in John Wiley's Series in Probability and Mathematical Statistics.     

How South African Citizens Evaluate Their Economic Obligations to the State

This article explores the relationship between feelings about political community and citizen evaluations of the state's demands for taxation. It finds preliminary support for the hypothesis that to the extent that individuals identify themselves with the state-sponsored view of the nation, they will perceive the allocation of costs and benefits to be more 'fair', and will be more inclined to comply with demands for taxation. This conclusion is based upon analysis of a 1997 dataset resulting from a national survey of adult South Africans, a society characterized by a great diversity of feelings about political community, and other socio-economic factors.     

Participatory Initiatives and Political Representation: The Case of Local Councillors in Sweden

The health of political parties and the institutions of representative democracy have been extensively questioned during the last decade due to evidence of a widespread decline in voting turnout, political trust, and party membership as well as identification. An often-proposed, but also often-questioned, strategy to strengthen representative democracy is for political institutions to offer alternative forms of political participation through so-called participatory initiatives. The literature suggests that participatory initiatives will have little impact on representative democracy if no adaptation among political representatives is apparent. This paper explores the consistency between participatory initiatives in Swedish municipalities and the attitudes, practices and role-taking of local councillors, comparing pioneer municipalities where extensive numbers of participatory initatives have been executed vis-à-vis hesitator municipalities where few initiatives have been implemented. The study indicates that local participatory initiatives may stimulate political representation by creating new channels for citizen input and communication between citizens and representatives that are supported by local councillors in the pioneer municipalities. However, the core roles of parties and councillors in representative democracy appear not to be challenged by these initiatives, being similar in both groups of municipalities. The article is concluded by a discussion of the implications of these results for the function of participatory initiatives in local democracy.     

Taxing Times: Taxation,Divided Societies and the Informal Economy in Northern Nigeria

This paper challenges the notion that taxing the informal economy provides a mechanism for increasing popular political voice and rebuilding the social contract. It contends that current arguments for taxing the informal economy suffer from a Eurocentric understanding of taxation and state formation, and a fiscally essentialist and undifferentiated notion of the informal economy. Drawing on fieldwork in northern Nigeria, this paper shows that history, gender, wealth and ethno-religious identity influence how taxing the informal economy shapes governance outcomes. Evidence from Nigeria suggests an inverse relationship between informal economy taxation and political voice, posing the risk that increased taxation will exacerbate social divisions rather than rebuild the social contract.     

Can non-democracies support international democracy? Turkey as a case study

Abstract

In recent years, there has been a rise of interest in the concept of autocracy promotion, with scholars questioning whether the efforts by authoritarian governments to influence political transitions beyond their borders are necessarily pro-authoritarian. An extension of this question is whether some authoritarian governments may at times find it in their interest to support democracy abroad. This article aims to answer this question by focusing on the case of Turkey. It argues that, despite its rapidly deteriorating democracy since the late 2000s, Turkey has undertaken democracy support policies with the explicit goal of democratic transition in the Middle East and North Africa (MENA) region during the Arab Spring and, while not bearing the intention of democratic transition, has employed democracy support instruments in the form of state-building in sub-Saharan Africa since 2005 to the present day. Based on original fieldwork, the article finds that non-democracies can turn out as democracy supporters, if and when opportunities for strategic gains from democratisation abroad arise. The article further suggests that even in those cases where strategic interests do not necessitate regime change, a non-democracy may still deploy democracy support instruments to pursue its narrow interests, without adhering to an agenda for democratic transition.     

Trust and the politics of postcommunism

The citizens of postcommunist states have relatively low levels of trust in their basic political institutions. This paper argues that to consolidate the advances towards civil society and democracy particular attention must be paid to strengthening trust. Trust requires not just the institutional framework appropriate to democracy and the rule of law — already substantially in place — but also an appreciation of politics and civil society as spheres of continuing diversity, competition and conflict. The deficit of trust can be addressed by a leadership exemplary in its service to the public interest, and by an acceptance of the new, adversarial politics.     

Democracy, Colonization, and Human Capital in Sub-Saharan Africa

This article examines an empirical anomaly. In most developing regions, poor democratic nations enroll more primary school students than their authoritarian counterparts. Regime type, however, cannot account for the wide variance in enrollment in Africa. This study demonstrates that colonial heritage is a good predictor of primary school enrollment for low-income countries in Africa. Additional analysis shows that colonization's impact on education has not diminished since independence. Rather, the initial differences in enrollment between the former French and British colonies have grown over time. The results hold important implications for the study of political institutions and their impact on economic development. Even after they no longer exist, political institutions can have substantial lingering effects on important developmental outcomes. David S. Brown is an assistant professor of political science at Rice University. His work has appeared recently inThe American Political Science Review, Political Research Quarterly, and inComparative Political Studies. His work focuses on the political economy of development and is based on cross-regional work with specialization in Latin America. Specific areas of interest are human capital, democracy, and the international determinants of domestic politics.     

CONSUMERISM, DECENTRALIZATION AND LOCAL DEMOCRACY

Three broad options for public service reform are attracting considerable interest within British local government and the National Health Service – consumerism, decentralization and the extension of local democracy. This article examines each of these options in some detail. While each avenue offers a number of exciting possibilities for change each also conceals a confusion of different hopes and aspirations. It is essential to develop a much sharper analysis of what is on offer and of the underlying driving forces for change. Some proposals are essentially managerial, some are clearly political, others combine managerial and political change. There is a major risk that many authorities will attempt to implement some or all of these new ideas without thinking through the implications.     

Illiberal Democrats versus Undemocratic Liberals: The Struggle Over the Future of Thailand's Fragile Democracy

Abstract

This article examines the inter-related factors that underpin the fragility of Thailand's democracy. Uneven economic development, the high levels of income inequality, and unequal access to power and resources are significant drivers of Thailand's ongoing political conflict. Social divides across classes and regions, and populist exploitation of the rural poor's sense of alienation from the traditional ruling elites, provide a volatile backdrop to national politics. In addition, Thailand's unstable political history and the weakness of liberal institutions present risks to its democracy. The army, the revered monarch and the judiciary comprise elites whose periodic interventions in politics and reservations about electoral democracy further render the Thai polity fragile. Thailand's political situation represents a ‘slow-burning’ crisis of democracy: a long-term historical confrontation developing slowly, with the fundamental issues unresolved. It is undergoing a period of social turmoil fuelled by a power struggle between competing material interests and by an ideational contest to determine the country's constitutive political rules. This can be conceptualised as a struggle for control of Thailand's future between a heterogeneous populist-capitalist movement of illiberal democracy and conservative forces of undemocratic liberalism.     

Great expectations: the effect of democratic ideals on political trust in European democracies

While in the older literature, low levels of political trust were routinely interpreted as a lack of support for democracy, more recently authors have claimed that the value pattern of critical citizens is a hallmark for a mature and stable democratic system. In this paper we assess the empirical validity of this claim, by relying on the relative deprivation literature highlighting the relation between expectation and frustration. The 2012 wave of the European Social Survey included an extensive battery measuring democratic ideals, and using latent class analysis we identify a group with high ideals on how a democracy should function. Multilevel regression analysis shows that strong democratic ideals are associated with lower levels of political trust, and most strongly so in countries with low quality of government. We close with observations on how rising democratic ideals could be a cause for the occurrence of a new group of ‘critical citizens’.     

Communist regimes,legitimacy and the transition to democracy in Eastern Europe

The purpose of this article is to clarify the relationship between forms of political legitimacy employed by communist regimes in East and Central Europe and subsequent models of revolutionary change in 1989. The conceptual basis of the analysis lies in Max Weber's theoretical framework of legitimacy. The four cases selected for comparison are Bulgaria, Hungary, Poland and Romania. The attempts of de-Stalinization and reformation of these party-state regimes through the introduction of paternalistic and also more goal-oriented measures could not prevent their disintegration in the 1980s and their subsequent collapse in 1989. But, I argue, it was the withdrawal of ideological support by elites that ultimately brought communism to an end. The differences in revolutionary scenarios and transitions to democracy in the four cases indicate the importance of a shift in both rulers and masses towards interest in dialogue and compromise. Hungary and Poland represent the clearest scenarios in which communist parties acted as agents of regime change in a rational-legal direction. The Bulgarian case stands as an intermediary case between these two and Romania. Finally, Romania represents an extreme case of violent revolution and the overthrow of a traditionalist and sultanistic regime and illustrates the difficulties following a complete collapse of political authority.