The Institutional Basis of Democratic Accountability

This article offers an institutional approach to accountability in representative democracies. Theorising accountability comprises both settled polities with well-entrenched institutions and unsettled polities with weak or contested institutions, and it is argued that agency theory and formal principal–agent models giving priority to compliance and control usually make assumptions that are unlikely to apply to the latter type of polity. An institutional approach challenges principal–agent assumptions regarding what accountability means and implies, what is involved in demanding, rendering, assessing and responding to accounts and assigning accountability, and how accountability institutions work and change. Accountability is related to fundamental issues in democratic politics and the paper treats distributions of information, normative standards of assessment, authority and power relations as endogenous to democratic politics. The paper also holds that institutions affect actors’ identities and roles through socialisation, internalisation and habitualisation, as well as through external incentives. An aspiration is to take a modest step towards understanding areas of application for competing approaches to democratic accountability.     

Portents of Pluralism: How Hybrid Regimes Affect Democratic Transitions

The original studies of "competitive authoritarianism" and "hegemonic authoritarianism" inspected the occurrence of hybrid regimes during the 1990s but stopped short of testing their propensity for democratic change. This article assesses the causal effects of hybrid regimes, and the post–cold war period itself, on regime breakdown and democratization. Using a dataset of 158 regimes from 1975 to 2004, and a discrete measure for transitions to electoral democracy, I find that competitive authoritarian regimes are not especially prone to losing power but are significantly more likely to be followed by electoral democracy: vigorous electoral contestation does not independently subvert authoritarianism, yet it bodes well for democratic prospects once incumbents are overthrown.     

The Institutional Basis of Intercommunal Order: Evidence from Indonesia's Democratic Transition

When authoritarian regimes break down, why does communal violence spike and why are some locations more prone to violence than others? To understand violence during transitions, it is necessary to understand what sustains order when regimes are stable. While existing theories attribute order to formal or informal security institutions on their own, I argue that intercommunal order obtains when formal and informal security institutions are aligned. During authoritarian breakdowns, the state's coercive grip loosens, exposing mismatches between formal and informal institutions and raising the risk of communal violence. Formal‐informal mismatches emerge in communities accustomed to heavy state intervention since they will have developed more state‐dependent informal security institutions. I apply an instrumental variables approach on a nationwide dataset of village‐level data to show that prior exposure to military intervention, proxied by the distance to security outposts, led to Indonesia's spike in violence during its recent democratic transition.     

精准脱贫的可持续性：一个概念性分析框架

实现可持续脱贫是落实新时代党中央"脱真贫、真脱贫"要求的新指向,更是推进乡村振兴战略的重要基础。基于可持续生计理论、可持续发展理论和可行能力理论的分析视角,通过对国内外关于可持续脱贫相关研究的梳理,阐释了精准脱贫的可持续性在风险防范、经济效益、社会公平和能力提升等四个层面的基本内涵,其内涵有机构成了"经济—社会—生态—文化—能力"等五维复合系统。从外部环境的脆弱性、贫困治理政策体系存在的不足、脱贫农户可持续生计能力欠缺等方面分析了影响精准脱贫可持续性的多维因素。基于内外协调与系统性治理的视角,从"建立动态风险预警机制,提高抵御外部脆弱性的防控能力;完善贫困治理政策体系,强化脱贫效果的整体性和发展性;培育贫困治理内生动力,提升脱贫农户的可持续生计能力"等层面,提出提升精准脱贫可持续性的路径选择。     

Measuring Liberal Democratic Performance: an Empirical and Conceptual Critique

Liberal democratic performance is understood as the delivery of liberal democratic values, and not as regime longevity or government efficacy. Measuring it is a matter of how far liberal democratic governments achieve in practice the values they endorse in principle.
It is recognized that the performance of liberal democratic governments varies widely. But extant attempts to measure this variation suffer problems of reliability and validity, and the object of measurement is often unclear.
By defining the range of liberal democratic values we demonstrate that performance is multidimensional and that trade-offs across different values can create distinct performance profiles. The narrow gauge of the extant meaures – usually of just one or two values – is often disguised by single scales that masquerade as summary performance indicators.     

制度体系视野下的民主政治

从制度体系看民主政治,是推进国家治理现代化、促进中国特色社会主义民主政治科学发展的一个重要视角,具有重要的方法论意义。民主是一套把各相关元素有机地组合在一起,体现“主权在民”或“人民当家作主”原则的制度体系。从制度体系的角度能够更加准确地把握中国民主政治建设的特殊性,也标示了进一步完善中国特色社会主义民主政治的根本方向。     

Inversion,Paradox, and Liberal Disintegration: Towards a Conceptual Framework of Trumpism

This article puts forward a provisional framework, at best, of Trumpism, in order to explore some of the potential political, social, cultural, and global implications of it. In particular, this article explores Trumpism’s discursive ambiguity: how Trumpism appears to be one thing (for example, populist), and then appears to be another (for example, elitist). The framework draws from a wide-range of reputable journalism and scholarly literature, but notably borrows from Sheldon Wolin’s theory of “inverted totalitarianism,” specifically Wolin’s use of “inverted” to compensate for Trumpism’s ambiguity. In so doing, this article moves Wolin’s thesis forward as it relates to Trumpism. In the final analysis, the question is not whether Trumpism is fascist (yes, it is) or how similar it is to Wolin’s inverted totalitarianism. Instead, Trumpism compels us to confront whether the United States has, to some degree, always been fascist, and what does that inverted American-style fascism look like?     

The Ladder of Abstraction: A Framework for the Systematic Classification of Democratic Regime Types

This article argues that classificatory problems such as parochialism, misclassification, degreeism and conceptual stretching underpin the classification of democratic regime types. This is due to the safeguarding of the parliamentary/presidential dichotomy as a framework for the classification and comparison of democratic types of regime. Drawing upon Giovanni Sartori's ladder of abstraction, types of democratic regime are classified as part of a hierarchy of concepts. This approach enables scholars to avoid classificatory pitfalls as it facilitates the methodological expansion of the conceptual framework for the classification of democratic regime types. Therefore, democratic regime types are more conducive to systematic comparative research.     

Toward a Conceptual Framework of Emotional Relationship Marketing: An Examination of Two UK Political Parties

The purpose of this paper is to review the notion of branding and evaluate its applicability to political parties. As ideological politics is in decline, branding may provide a consistent narrative where voters feel a sense of warmth and belonging. The paper aims to build an understanding of the complexity of building a political brand where a combination of image, logo, leadership, and values can all contribute to a compelling brand narrative. It investigates how competing positive and negative messages attempt to build and distort the brand identity. A critical review of branding, relationship marketing, and political science literature articulates the conceptual development of branding and its applicability to political parties. The success or failure of negative campaigning is due to the authenticity of a political party's brand values—creating a coherent brand story—if there is no distance between the brand values articulated by the political party and the values their community perceives then this creates an “authentic” brand. However, if there is a gap this paper illustrates how negative campaigning can be used to build a “doppelgänger brand,” which undermines the credibility of the authentic political brand. The paper argues that political parties need to understand how brand stories are developed but also how they can be used to protect against negative advertising. This has implications for political marketing strategists and political parties. This paper draws together branding theory and relationship marketing and incorporates them into a framework that makes a contribution to the political marketing literature.     

Democratic Government,Institutional Autonomy and the Dynamics of Change

Against the backdrop of decades of public sector reforms in Europe, this essay aims to make sense of the processes through which institutions, democratic government included, achieve and lose autonomy or primacy and why it is difficult to find a state of equilibrium between democratic government and institutional autonomy. The analytical value of ‘autonomy’ as detachment-from-politics and the apolitical dynamics of change assumed by NPM reformers are challenged. In contrast, the interplay between democratic government and institutional autonomy is interpreted as an artefact of partly de-coupled inter-institutional processes involving struggle for power and status among interdependent and co-evolving institutions that are carriers of competing yet legitimate values, interests and behavioural logics. The problem of finding a stable equilibrium between democratic government, autonomous agencies and non-majoritarian institutions is illustrated by the cases of public administration and the public university.     

Rational and Compassionate Information Processing: A Conceptual Framework for Authentic Dialogue

Authentic dialogue is a key component of deliberative democracy. Public administration scholars and practitioners have focused on institutional settings for authentic dialogue, but they have paid less attention to behavioral aspects, especially the emotional component, of authentic dialogue. The author proposes a conceptual framework for authentic dialogue that highlights the three dimensions of its social‐behavioral foundation: epistemic, social, and compassionate information processing motivation. The article reviews the discourse on authentic dialogue in public administration and provides a conceptual framework for authentic dialogue, with a discussion of the three behavioral dimensions, their relationships, and their effects. This framework may be used in empirical analysis of authentic dialogue and the design of institutions for deliberative democracy.     

Administrative Accountability in the ‘Westminster’ Democracies: Towards a New Conceptual Framework

Understandings of administrative accountability in the “Westminster” democracies remain too closely linked to the institutional arrangements through which accountability has traditionally been exacted in these countries. This has prevented a full appreciation of the nature and extent of changes which have been under way for some time. The article argues that a refined concept of accountability and five subordinate “conceptions” of accountability, corresponding to distinctive sets of institutional arrangements, are needed to comprehend the relevant changes. The identification of multiple options for administrative accountability, in turn, raises questions about how the different accountability systems are to be chosen and combined to maximize accountability without impairing administrative effectiveness.     

Designing Policy Pilots under Climate Uncertainty: A Conceptual Framework for Comparative Analysis

Abstract

An ongoing challenge while designing policies pertains to their proportionality with the change that is likely or expected in a future policy context. This article conceptualizes proportionality as a feature of policy design to compare different policy strategies launched in response to current and expected changes in the policy context and contributes to comparative policy theory and practice. The conceptual framework is operationalized with climate change as a complex policy problem that challenges policymakers in designing proportionate strategies to enable adaptation to change in the climate and associated impacts. Under conditions of uncertainty, policy piloting provides an opportunity to experiment and test the design features of alternatives to status quo policies to function in a changed policy context. The theoretical discussion is supplemented with examples of policy pilots launched as a form of policy experimentation to address climatic risks to agriculture in rainfed zones of India. Policy design features in four settings of change in policy context, ranging from small-scale incremental to highly flexible adaptive responses, are compared using the framework of proportionality.     

Models of Executive Politics: a Framework for the Study of Executive Power Relations in Parliamentary and Semi–presidential Regimes

The study of executives politics has been characterized by dichotomous country–specific debates about whether there is, for example, prime ministerial or cabinet government. Recent work has established new terms for these debates leading to more pluralistic conceptualizations of executive politics. Nevertheless, this work has not created the conditions for rigorous cross-national comparison. This article establishes a framework to compare executive branch power relations. It identifies six models of executive politics comprising a comprehensive set of ways in which power may be distributed amongst chief executives, cabinets, ministers and bureaucrats. On the basis of this framework it is argued that it is necessary to engage in empirical observation to determine which models of government occur and to identify the reasons why these models emerge.     

Political Budgeting: A Framework for an Institutional Analysis of Swedish National Accounts

Budget making within the public sector may be approached by means of a systems analysis. The processes and results of budget making may be identified as a system, consisting of variables and relationships. The system of political budgeting is a conceptual framework for a quantitative analysis of basic budget facts concerning inputs, processes and outputs. The article outlines the framework and applies it to the public sector in Sweden on the basis of data derived from Swedish national accounts.