Policy Innovation of Local Officials in China: the Administrative Choice

Local policy innovation is considered one of the major drives for China’s rapid economic development, especially during the first 35 years of reform in China. Given the new central policies and constant anti-corruption campaigns under the Xi administration, this article examines a timely question of why and how local officials continue to develop new innovative policies and projects. Based on previous theoretical building, the article analyzes such key institutional factors as new rules of game and their impact on local officials’ competition for survival and career advancement. Selecting cases across all the districts from a typical city in China, this article compares and identifies the changing patterns in local policy innovation. Policy innovations are administrative choices made by local officials in response to new and changing institutional opportunities and constraints. The discussion in this article makes significant contributions both theoretically and empirically to the China studies.

     

The Era of State Energy Policy Innovation: A Review of Policy Instruments

U.S. energy and climate policy has evolved from the bottom‐up, led by state governments, and internationally recognized for the use of unconventional and innovative policy instruments. This study focuses on policy instruments adopted throughout the era of state energy policy innovation that aim to diversify, decentralize, and decarbonize the electricity sector. Specific attention is devoted to the renewable portfolio standard, net metering, interconnection standards, tax incentives, public benefit funds, and energy efficiency resource standards. This analysis synthesizes the findings from the energy policy literature and provides a summary of the current state of understanding about the effects of various state energy policy instruments, and concludes with a discussion of broader trends that have emerged from the use of policy instruments in the state energy policy innovation era.     

Patterns of Policy Instrument Choice: Policy Styles, Policy Learning and the Privatization Experience

The spread of privatization in almost every country over the last decade reflects a rapid and fundamental change in patterns of policy instrument usage. Yet the literature on policy instruments has almost nothing to say on this perhaps most significant development in public policy in recent times. This paper's objective is to aid in the development of a theory of policy instrument choice which is capable of dealing with instances of long-term, cross-national changes in policy instrument usage. It will be argued that reconceptualization of instrument choices in terms of policy learning can aid in this theoretical project.     

Cultural Penetration and Punctuated Policy Change: Explaining the Evolution of U.S. Energy Policy

Punctuated equilibrium theory (PET) suggests that the policy process is characterized by long periods of incremental change and short periods of punctuated change. The impetus for the latter is usually a focusing event that breaks open policy monopolies, allowing for major changes in legislative decision making. While a burgeoning body of literature, a shortcoming in the PET literature is that it has yet to explain why focusing events and subsequent breakdowns in policy monopolies sometimes fail to result in punctuated policy. We integrate theories on cultural change with punctuated equilibrium to explain why focusing events do not always result in the dramatic policy changes that we might expect. Specifically, we use the context of national energy policy and the lexical database, Google Ngram Viewer, to trace punctuating energy‐related events and the occurrence or lack thereof subsequent policy change from 1952 to 2000.     

Comparison of Policy Experiments: Practices in Asia

Abstract

Policy experimentation has become a global trend in recent decades. The dynamics of policy experiments in Western countries have been extensively investigated, whereas those in non-Western contexts have not. The latter is theoretically relevant in testing the generalizability of existing theoretical arguments and provides opportunities for developing new theories, and practically relevant given that academic research could provide scientific evidence that facilitates the decision-making of practitioners. This introduction summarizes six articles that examine the practices of policy experiments in Asia and identify multiple patterns of policy experimentation, such as policy laboratories, policy syntheses, and proportionate policy responses. Particularly, evidence drawn from China, India, and Singapore suggests that policy experiments tend to fit the characteristics and scale of the policy problem and the risks or uncertainty of the policy environment.     

The State-Local Nexus in Policy Innovation Diffusion: The Case of School Choice

Our knowledge of how policy innovations diffuse in federal systemscould be enhanced by paying greater attention to the behaviorof policy entrepreneurs. This study shows how policy entrepreneurshelped stimulate the diffusion of state school-choice plansby collecting and generating evidence of workability of thisinnovation. Importantly, these policy entrepreneurs have oftenused evidence from local experiments to promote state policychange. Thus, a state-local nexus exists in the diffusion schoolchoice. This analysis suggests that there is value in conceptualizingpolicy innovation diffusion a federal system as both a horizontal(that is, state to state) and a vertical (that is, state andlocal) phenomenon.     

The Asia Foundation,ed. America’s Role in Asia: Asian and American Views. Recommendations for U.S. Policy from Both Sides of the Pacific

Journal of Chinese Political Science -     

Substitution Is in the Variance: Resources and Foreign Policy Choice

This article argues that foreign policy substitution arises as a result of the costs of foreign policies relative to state resources. States with few resources are constrained in foreign policy choice compared to states with an abundance of resources. As a result, states with few resources will, on average, select, lower‐cost policies than will resource‐rich states. Resource‐rich states, by virtue of their abundant resources, have greater discretion over policy choice and thus behave less uniformly than do resource‐poor states. Our empirical results provide evidence of this and support the argument that substitution is in the variance.     

Policy capacity during COVID-19 in Asia: A systematic literature review

COVID-19 has revealed the policy capacity of some governance institutions, both resilience and vulnerability. Hence, this circumstance has demanded public administration scholars and practitioners to rethink the existing governance practices, particularly in making effective crisis-related policies. This paper reviewed primary and secondary studies exploring the application of policy capacity competencies in facilitating COVID-19 handling in Asia. In achieving so, we did a systematic literature review of relevant studies published between January and October 2020. Applying the agreed search term to several databases, we found 2541 studies, while merely 30 were included for review. Findings from the studies are predominantly closely linked to operational capacity (n = 21). Other studies are related to political and analytical capacity (n = 14 and 7, retrospectively). We found that there are some dilemmas and inadequacy of understanding concerning the role of features in certain capacities (such as technology use versus individual privacy, the paradox of trust and legitimacy, or centralisation versus decentralisation), particularly in the time of crisis, which is a calling for future research.     

Policy Design and Nodal Governance: A Comparative Analysis of Determinants of Environmental Policy Change in a South African City

Abstract

This contribution focuses on a policy paradox, a failed attempt to introduce a Solar Water Heater bylaw in a South African city in spite of much initial support, both politically and professionally. The paper combines a policy design and a nodal governance perspective to explain why the law failed to materialise. It uses categories developed by the nodal governance approach to characterise the mentalities and technologies of the public agencies involved in the policy process, and explore how distinct policy cultures are nurtured by the networked relations and concomitant learning contexts of these agencies. The analysis shows how the agencies differ sharply on philosophical and practical grounds as to how they typically think about policy values and interventions. This tends to make the collaboration between them difficult as each of them experiences the other as seeking to frustrate rather to assist the policy process. The paper documents how “superstitious learning” became a predominant trait of the bylaw process, as each of the agencies tended to look for evidence in the actions of officials in the other department that confirmed their stereotypical view of them, and reinforced it during the process of interaction. Insufficient attention was given, early on in the bylaw process, to the fact that these departments would have to cooperate closely and that “buy-in” from both was a critical condition for success. Due to this, unfortunate policy design choices fed forward through the implementation process and disabled opportunities for co-learning and collective problem-solving.     

The Politics of Energy Policy in the United Kingdom

This article examines the evolution of energy policy in post-war Britain. It examines the decline of the politics of production associated with the nationalised energy industries and the rise of the politics of regulation under the impact of privatisation. The article concludes with an examination of energy policy in the context of the recent debates over governance and the hollowing-out of the state.     

China in East Asia: The process and implications of regionalization

This paper assesses the impact of foreign direct investment on China's integration into the East Asian regional economy. The phenomenal growth of investment since 1992 has both benefited from, and also fuelled, the growth of local autonomy in post‐Mao China. The central state's ability to control the process of integration has subsequently been significantly undermined as the relationship between the local and the international becomes ever more important. While the tendency to emphasize low cost production advantages has attracted considerable inward investment in some areas, impressive short‐term growth rates may hide less beneficial long‐term consequences for China's position within East Asia, and for the trajectory of China's development in general.     

Household Energy Consumption and Housing Choice in the U.S. Residential Sector

Energy use in residential buildings accounted for 21% of U.S. CO₂ emissions in 2013. Efforts to reduce energy use in the residential sector have been overly focused on improving energy efficiency of buildings. This article incorporates housing policy debate into energy policy, hoping to provide new opportunities for planners to participate in residential energy policy. Using data from the latest Residential Energy Consumption Survey, structural equation modeling has been applied to isolate the direct and indirect effects of household and housing characteristics on residential energy use. Results show that more than 80% of a household's indirect effect on energy consumption happens through the building characteristics, which is characterized as the housing choice effect on energy consumption. Planners can participate in residential energy management efforts by influencing housing needs and priorities of communities towards more sustainable compact housing units.     

The Unscientific Determinants of Voting on a Controversial Scientific Issue: An Evaluation of Biofuels Policy in the U.S. Congress

Whether allegiance to party or the preferences of constituents are most important in an elected representative's voting decision has been a long‐running question in political science. This study contributes to this debate through an evaluation of biofuels policy in the U.S. Congress. Results indicate that in this policy area the House and Senate balance these influences differently, with partisanship playing a significant role in the House but not in the Senate. Analysis of voting on this issue indicates that there are important distinctions between how a legislator views the overall partisan preferences of constituents in their district or state versus how they view the interests of particular groups of constituents; when the concentration of agricultural interests in a legislator's district or state is great enough, it can override the effects of party for this issue, which suggests that legislators are especially concerned with specific constituency groups in their district or state that would stand to gain or lose from a policy. The proposition that a legislator is most likely to do that which benefits him or her most regardless of the available science relevant to a policy is a useful starting point for understanding what has been found in this research project.     

Venue Preference and Earthquake Mitigation Policy: Expanding the Micro‐Model of Policy Choice

Seismologists have reported that a majority of recent earthquakes in Oklahoma have been triggered by the activities of oil and gas companies. Despite this fact, there is evidence of strong opposition toward earthquake mitigation policy. In this article, we argue that how individuals define issues affect their policy choice. Furthermore, we incorporate the concept of venue shopping from the literature on macro theories of the policy process to investigate the effect of problem definition in shaping individual venue preference for policy choice. Using unique survey data, we find that problem definition, particularly issue causality and issue image, is strongly related to individual support for earthquake mitigation policy. However, a more nuanced relationship between individual problem definition and venue preference is observed. Our findings contribute to scholarly endeavors to understand the politics of problem definition at an individual level, which may be the precursor of understanding policy choices at the institutional level.