Some Remarks on the Genesis of Central Yogācāra-Vijñānavāda Concepts

The present paper is a kind of selective summary of my book The Genesis of Yogācāra-Vijñānavāda (2014). [1.–2.] It deals with questions of origin and early development of three basic concepts of this school, viz., the ‘idealist’ thesis that the whole world is mind only (cittamātra) or manifestation only (vijñaptimātra), the assumption of a subliminal layer of the mind (ālayavijñāna), and the analysis of phenomena in terms of the “Three Natures” (svabhāvatraya). [3.] It has been asserted (H. Buescher) that these three basic concepts are logically inseparable and therefore must have been introduced conjointly. [4.] Still, from Vasubandhu onward treatises have been written in which only one of the three concepts is advocated or demonstrated to be indispensable, without any reference to the other two being made. Likewise, in most of the earlier Yogācāra treatises, the three concepts occur in different sections or contexts, or are even entirely absent, as vijñaptimātra in the Yogācārabhūmi (except for the Sa?dhinirmocanasūtra quotation) and ālayavijñāna in the Mahāyānasūtrāla?kāra and Madhyāntavibhāga. [5.] It is therefore probable that the three concepts were introduced separately and for different reasons. [5.1.] As regards the concept of the “Three Natures”, I very hypothetically suggest that it was stimulated by the Tattvārthapa?ala of the Bodhisatvabhūmi. [5.2.1.] In the case of ālayavijñāna, I still think that my hypothesis that the concept (term + idea) originated from a problem emerging in connection with the “attainment of cessation” (nirodhasamāpatti) holds good and has not been conclusively refuted, but I admit that Prof. Yamabe?s hypothesis is a serious alternative. [5.2.2.] An important point is that in the Yogācārabhūmi we come across two fundamentally different concepts of ālayavijñāna, the starting point for the change being, probably, the fifth chapter of the Sa?dhinirmocanasūtra. [5.3.] As for ‘idealism’, we may have to distinguish two strands, which, however, tend to merge. [5.3.1.] The earlier one uses the concept cittamātra and emerges as early as in the Pratyutpanna-buddha-sa?mukhāvasthita-samādhi-sūtra in connection with an interpretation of visions of the Buddha Amitāyus. [5.3.2.] The later strand introduces the concept vijñaptimātra and seems to have originated in the eighth chapter of the Sa?dhinirmocanasūtra in connection with a reflection on the images perceived in insight meditation. [5.3.3.] In texts like the Mahāyānasūtrāla?kāra, concepts from other Mahāyānasūtra strands (like abhūtaparikalpa) become prominent in this connection, and it is only in the Mahāyānasa?graha that the use of vijñaptimātra is finally established.     

On the Yogic Path to Enlightenment in Later Yogācāra

In later Yogācāra, the path to enlightenment is the course of learning the Four Noble Truths, investigating their meaning, and realizing them directly and experientially through meditative practice (bhāvanā). The object of the yogi’s enlightenment-realization is dharma and dharmin: The dharma is the true nature of real things, e.g., momentariness, while the dharmin is real things i.e., momentary things. During the practice of meditation, dharma is directly grasped in the process of clear manifestation (vi?adābhā) and the particular dharmin is indirectly ascertained in the process of determination (adhyavasāya). So, even though a yogi does not directly perceive any actual thing, s/he is still nonetheless able to undertake practical activity directed toward it. The realization of the Four Noble Truths consists of two aspects: firstly, the manifestation of momentariness, etc., in the stream of the yogi’s consciousness; secondly, the ascertainment of momentariness, etc., in whatever s/he happens to encounter.     

Yogācāra Substrata? Precedent Frames for Yogācāra Thought Among Third-Century Yoga Practitioners in Greater Gandhāra

The connection between early yogācāras, or practitioners of yoga, and later Yogācāra-vijñānavāda philosophy has long preoccupied scholars. But these connections remain obscure. This article suggests that a text that has received little attention in modern scholarship, the Saddharmasm?tyupasthānasūtra, may shed light on aspects of early yogācāra contemplative cultures that gave rise to some of the formative dynamics of Yogācāra-vijñānavāda thought. I show how traditional Buddhist meditative practice and engagement with Abhidharma theoretics come together in the Saddharmasm?tyuasthānasūtra to produce a novel theory of mind that mirrors many of the philosophical problematics that early and late Yogācāra-vijñānavādins confronted and attempted to work out in ?āstric detail.     

Naming the Seventh Consciousness in Yogācāra

Journal of Indian Philosophy - The Yogācāra School presents the seventh consciousness as the internal mental faculty of the sixth consciousness. According to the Hīnayāna...     

Conceptuality and Non-conceptuality in Yogācāra Sources

This paper investigates the Yogācāra notions of “conceptuality”, represented by terms such as vikalpa, on the one hand, and of “non-conceptuality” on the other. The examination of the process of thinking as well as its absence has played a central role in the history of Yogācāra thought. The explanations of this process provided by Yogācāra thinkers in works such as the Yogācārabhūmi, the Mahāyānasūtrāla?kāra and the Mahāyānasa?graha appear to be mainly concerned with the contents and the components of thoughts, categorizing them into different classes. These lists are far more than arbitrary collections. Instead they are meant to represent exhaustive summaries of a person’s conceptual experience. The first part of the paper focusses on conceptuality, exploring (mostly Abhidharmic) definitions of the relevant terms and ideas. The second part is mainly an investigation of the question which parts of the Buddhist path to liberation were considered to involve conceptual activity and which were described as non-conceptual.     

Light as an Analogy for Cognition in Buddhist Idealism (Vijñānavāda)

In Sect. 1 an argument for Yogācāra Buddhist Idealism, here understood as the view that everything in the universe is of the nature of consciousness / cognition, is laid out. The prior history of the argument is also recounted. In Sect. 2 the role played in this argument by light as an analogy for cognition is analyzed. Four separate aspects of the light analogy are discerned. In Sect. 3, I argue that although light is in some ways a helpful analogy for the Buddhist Idealist, in other ways it is thoroughly inappropriate. At the end of the article I ask whether the lack of fit between light and cognition is unavoidable, or whether the Buddhist Idealists could have chosen a better analogy.     

Gradual and Sudden Enlightenment: The Attainment of Yogipratyakṣa in the Later Indian Yogācāra School

Journal of Indian Philosophy - In the later Indian Yogācāra school, yogipratyak?a, the cognition of yogins is a key concept used to explain the Buddhist goal of enlightenment. It...     

Nirvāṇa and Tathatā in the Early Yogācāra Texts: The Bodhisattva’s Adaptation of the Śrāvaka-Path

Indian and Chinese commentaries on the Bodhisattva-path assign to it a path of seeing analogous to that of the ?rāvaka-path. Consequently, the non- discursive insight of the bodhisattva is usually taken to be equivalent to the insight of the ?rāvaka when s/he experiences the unconditioned. Yet a matter of concern for the bodhisattva in the Prajñāpāramitā literatures and many other earlier Mahāyāna texts is that s/he should not realize the unconditioned (=nirvā?a) in the practice of the path before s/he attains Buddhahood. Because the bodhisattva has to accumulate immeasurable kalpas of merits in order to attain Buddhahood, s/he does not want to end the circle of existence by realizing the unconditioned. Ending the circle of existence would deprive her/him of the chance to attain Buddhahood. An early extant system of the Bodhisattva-path delineated in the Yogācārabhūmi (YBh), especially in the Bodhisattvabhūmi (BoBh) follows these early Mahāyāna sūtras in the treatment of the unconditioned. However, according to BoBh, the bodhisattva beginning from the first level can take rebirths at will and at the eighth level s/he enters into Suchness (tathatā) with non-discursive knowledge (nirvikalpajñāna). On the other hand, the bodhisattva has no esteem for the unconditioned and abstains from the abandonment of all defilements and the realization of nirvā?a. By comparing the Bodhisattva-path in BoBh with the ?rāvaka-path delineated especially in the ?rāvakabhūmi (SrBh) of the same YBh system this paper tests whether the insight of the bodhisattva or the insight of Suchness is endowed with properties equivalent to the transcendental status of nirvā?a or whether the insight of Suchness is a mundane insight, which still falls short of nirvā?a.     

A Śaiva Interpretation of the Satkāryavāda: The Sāṃkhya Notion of Abhivyakti and Its Transformation in the Pratyabhijñā Treatise

It is a well-known fact that the ?aiva nondualistic philosopher Utpaladeva (fl. c. 925–975) adopted the Sā?khya principle according to which the effect must exist in some way before the operation of its cause (satkāryavāda). Johannes Bronkhorst has highlighted the paradox inherent in this appropriation: Utpaladeva is a staunch supporter of the satkāryavāda, but whereas Sā?khya authors consider it as a means of proving the existence of an unconscious matter, the ?aiva exploits it so as to establish his monistic idealism, in perfect contradiction with the Sā?khya dualism of matter and consciousness. How does Utpaladeva achieve this complete reversal of meaning of the satkāryavāda? The present article argues that the elliptical verses of the ī?varapratyabhijñākārikā dealing with this issue have been partly misunderstood so far due to the loss of Utpaladeva’s own detailed commentary (Vivr?ti) on this passage: Abhinavagupta’s two commentaries, however terse in this respect, clearly show that a crucial part of Utpaladeva’s reasoning remains implicit in the verses. The article therefore attempts to reconstruct the gist of Utpaladeva’s strategy by having recourse to various other ?aiva sources, including Somānanda’s ?ivadr???i and Utpaladeva’s own commentary thereon. This examination shows that Utpaladeva’s appropriation of the satkāryavāda rests on a profound transformation of the Sā?khya notions of manifestation (abhivyakti) and potentiality (?akti), and that his criticism of the Sā?khya understanding of causality might target the ?aiva dualists as well as Sā?khya authors.     

Mipam’s Middle Way Through Yogācāra and Prāsaṅgika

In Tibet, the negative dialectics of Madhyamaka are typically identified with Candrakīrti’s interpretation of Nāgārjuna, and systematic epistemology is associated with Dharmakīrti. These two figures are also held to be authoritative commentators on a univocal doctrine of Buddhism. Despite Candrakīrti’s explicit criticism of Buddhist epistemologists in his Prasannapadā, Buddhists in Tibet have integrated the theories of Candrakīrti and Dharmakīrti in unique ways. Within this integration, there is a tension between the epistemological system-building on the one hand, and “deconstructive” negative dialectics on the other. The integration of an epistemological system within Madhyamaka is an important part of Mipam’s (’ju mi pham rgya mtsho, 1846–1912) philosophical edifice, and is an important part of understanding the place of Yogācāra in his tradition. This paper explores the way that Mipam preserves a meaningful Svātantrika-Prāsaṅgika distinction while claiming both Yogācāra and Prāsaṅgika as legitimate expressions of Madhyamaka. Mipam represents Prāsaṅgika-Madhyamaka as a discourse that emphasizes what transcends conceptuality. As such, he portrays Prāsaṅgika as a radical discourse of denial. Since the mind cannot conceive the “content” of nonconceptual meditative equipoise, Prāsaṅgika, as the representative discourse of meditative equipoise, negates any formulation of that state. In contrast, he positions Yogācāra as a discourse that situates the nonconceptual within a systematic (conceptual) structure. Rather than a discourse that re-presents the nonconceptual by enacting it (like Prāsaṅgika), the discourse of Yogācāra represents the nonconceptual within an overarching system, a system (unlike Prāsaṅgika) that distinguishes between the conceptual and the nonconceptual.     

Svabhāvavāda and the Cārvāka/Lokāyata: A Historical Overview

svabh??va (own being) and yad?chh?? (chance, accident) are named as two different claimants among others as the first cause (jagatk??ra?a) in the ?vUp. But in later works, such as A?vagho?a??s poems, svabh??va is synonymous with yad?chh?? and entails a passive attitude to life. Later still, svabh??va is said to be inhering in the Lok??yata materialist system, although in which sense??cosmic order or accident??is not always clearly mentioned. Svabh??va is also a part of the S???khya doctrine and is mentioned in the medical compilations. It is proposed that the idea of svabh??va as cosmic order became a part of Lok??yata between the sixth and the eighth century ce and got widely accepted by the tenth century, so much so that in the fourteenth century S??ya?a-M??dhava aka Vidy??ra?ya could categorically declare that the C??rv??ka/Lok??yata upheld causality, not chance. But the other meaning of svabh??va, identical with yad?chh??, continued to circulate along with k??la, time, which was originally another claimant for the title of the first cause and similarly had acquired several significations in course of time. Both significations of svabh??va continued to be employed by later writers, and came to be used in another domain, that of daiva (fate) vis-à-vis puru?ak??ra (manliness or human endeavour).     

The Relationship Between the bhāvas and the pratyayasarga in Classical Sāṃkhya

The relationship between the two classical Sā?khya paradigms of the conditions (bhāva) and the intellectual creation (pratyayasarga) has been a matter of debate since the early days of modern Indology. The precise role of each of these paradigms in the broader Sā?khya system, as well as the relationship between them, is unclear from the text of ī?varak???a’s Sā?khyakārikā, and most of the classical commentaries on this text offer little clarification. Of these commentaries, the anonymous Yuktidīpikā provides the most detailed and extensive information on many philosophical issues, including the nature of the bhāvas and the pratyayasarga. This article aims to show that previous attempts by scholars to explain the relationship between these two paradigms have not taken the evidence of the Yuktidīpikā fully into account, and to reconstruct a more adequate understanding on the basis of this evidence.     

The Ocean of Yoga: An Unpublished Compendium Called the Yogārṇava

Journal of Indian Philosophy - The Yogār?ava (‘the ocean of yoga’) is a Sanskrit compendium on yoga that has not been published, translated or even mentioned in secondary...     

Changing Frames in Buddhist Thought: The Concept of Ākāra in Abhidharma and in Buddhist Epistemological Analysis

It has been argued that the use of the concept of ākāra—a mental “form,” “appearance” or “aspect”—in Buddhist epistemological analysis or pramā?a exhibits continuities with earlier Buddhist thinking about mental processes, in particular in Abhidharma. A detailed inquiry into uses of the term ākāra in pertinent contexts in Vasubandhu’s Abhidharmako?abhā?ya brings to light different semantic nuances and functions of this term. The characteristic use of ākāra in Buddhist epistemological discourse turns out to be continuous with only some of the nuances it has in Abhidharma. Moreover, ākāra becomes associated with novel explanatory functions in Buddhist pramā?a. These discoveries underscore the need to pay closer attention to the reuse of terms and concepts, ideas and arguments in Buddhist philosophy, and to the often subtle adaptations and transformations that formed an integral part of its history.     

The Role of Fear (Bhaya) in the Nikāyas and in the Abhidhamma

According to Buddhist soteriology, fear is a direct cause of suffering and one of the main obstacles in the path to liberation. Pāli Suttas and Abhidhamma present a number of sophisticated strategies to deal with fear and to overcome it. Nevertheless, in the Nikāyas and in the Abhidhamma there are also consistent instructions about implementing fear in meditative practices and considering it as a valuable ally in the pursuit of nibbāna By means of a lexicographical study of selected passages and especially of two compounds (bhayūparata and abhayūparata), this paper demonstrates that fear may have the crucial function of stimulating the meditator: through reiterated admonishments and reflections that evoke a feeling of dread, the meditator gets weary of unwholesome patterns and is prompted to put effort in his/her own practice. Evidence proves that this set of instructions is ultimately consistent with the several teachings that emphasize the importance of counteracting fear and fostering fearlessness, which is described as a quality of liberation as well as an attitude to be cultivated. In fact, a close analysis of the dynamics involved in bhaya (fear) and abhaya (fearlessness) as graphically depicted in the Nikāyas and in the Abhidhamma texts, reveals that stirring fear and letting go of fear are two essential steps of the same process.