Term Limits and Legislative‐Executive Conflict in the American States

State governments have experienced considerable institutional change in the last several decades. None appeared at first glance to be as far‐reaching as the legislative term limits that were adopted by over 20 states in the 1990s. The evidence to date suggests that term limits have indeed changed the character of many of the states' legislatures, if not always as predicted by their advocates. We report data on veto dynamics over the period 1989–2008 to determine how term limits have impacted legislative‐executive relations. Our data both challenge and support what has become the conventional wisdom, i.e., that term limits will weaken legislatures relative to their governors. States with more stringent term limits experienced fewer gubernatorial vetoes but proved more likely to override those vetoes when they were issued. Taken together the evidence suggests that the relationship between governors and legislatures in the wake of term limits is more complex and variable than scholars and others had previously thought.     

Party Strategies,Constituency Links,and Legislative Speech

This article examines how parties organize legislative speech. Electoral incentives and legislative institutions affect speech participation. When electoral systems create personal vote‐seeking incentives, parties are less concerned with screening speeches and more supportive of members seeking to garner name recognition. But in many countries, legislative rules and norms constrain opportunities for individual position taking during the lawmaking debates. We argue that parties resolve this dilemma by organizing speech participation into nonlegislative speeches and lawmaking debates. In each instance, different types of legislators are more likely to speak. We examine the case of Chile and test the implications of our theory with data on congressional speeches.     

集中与分权的历史逻辑——“共同纲领”时期我国宪制的建构、运行与更张

1949年《共同纲领》与《政府组织法》共同确立了堪称"四九宪制"的国家权力配置基本格局。与以苏联为代表的社会主义宪法传统不同,四九宪制虽然同奉议行合一原理为圭臬,却有自己的独特创造,表现为通过中央人民政府主席这一职位实现议、行两端的权力集中。然而决策权与执行权在规范层面的分工模糊与权能交叠,使四九宪制在实际运行中无法确保中央人民政府主席对国家事务直接和经常的领导。随着机构改革与权力重组的受挫,这一时期宪制的制度弹性逐渐耗尽,新政权的缔造者们最终通过在1954年《宪法》中对最高国务会议制度的设计实现了对议行合一体制的重设。     

The patient protection and affordable care act: the victory of unorthodox lawmaking

The 2010 Patient Protection and Affordable Care Act was a major legislative achievement of the 111th Congress. This law structurally reforms the US health care system by encouraging universal health care coverage through regulated competition among private insurance companies. When looking at the process for reform, what strikes an observer of US health care policy in the first place is that the Democratic majority was able to enact something in a political field characterized by strong resistance to change. This article builds on that observation. Arguments concentrate on the legislative process of the reform and support the idea that it may be partly explained by considering an evolution of US legislative institutions, mostly in the sense of a more centralized legislative process. Based on approximately one hundred semidirected interviews, I argue that the Democratic majority, building on lessons from both President Bill Clinton's health care reform attempt and the Republicans' strategy of using strong congressional leadership to pass social reforms, was able to overcome institutional constraints that have long prevented comprehensive change. A more centralized legislative process, which has been described as "unorthodox lawmaking," enabled the Democratic leadership to overcome multiple institutional and political veto players.     

Dimensions of Legislative Conflict: Coalitions,Obstructionism, and Lawmaking in Multiparty Presidential Regimes

This article addresses central issues in multiparty presidential systems: the functioning of legislative coalitions and the dynamics of legislative conflict. Since electoral competition has elements of both positive‐sum (increase in common support) and zero‐sum (exact division of the support) qualities, lawmaking in coalitional systems presents unique challenges. Using legislative data from Brazil, we examine how coalition management and unity affect legislative delay and obstructionism. We find, among others, that: (1) coalition management is pivotal for both faster legislative approval and less obstructionism, but its effect depends on coalition size; and (2) cohesive opposition impedes the legislative process.     

议行合一原则应当彻底抛弃

在马克思恩格斯那里,“议行合一“就是“议”和“行”组织的同一与职能合一。“议行合一”作为一个描述社会主义政权权力结构的概念与社会主义的现实不符,作为一种理想的权力结构模式更是有害。在社会主义的历史上,“议行合一”只有在不正常的时期才短暂地存在过,除了战争年代,它给人们带来的是灾难而不是福音。因此,“议行合一”的理论与原则应当彻底抛弃。     

Legislative Demands for Bureaucratic Policymaking: The Case of State Medical Boards

Abstract While much is known about the relationship between Congress and regulatory agencies, there has been little examination of the role state legislatures play in the activities of state regulatory bodies, particularly those activities related to timely, salient policy issues. This article explores the relationship of state legislatures to medical boards, which are increasingly becoming more policy active. We find that state legislative involvement and influence are the most important determinants of policy‐active state medical boards; institutional elements play a secondary role. Major changes in the private health care delivery system affect legislative involvement and play an indirect role in predicting policy activism. We drew our data from a 50‐state survey of executive directors of state medical boards.     

The Influence of Governors on Veto Override Attempts: A Test of Pivotal Politics

Abstract Using the “switcher” analysis developed by Krehbiel (1998), we examine the ability of Missouri governors to sway legislators on veto override attempts. Our initial results closely mirror Krehbiel's finding that the chief executive successfully achieves influence at and around the veto pivot, but these results change once we take into account the political party of the legislators. Governors are far more likely to influence legislators from their own party, regardless of legislator ideology. Our study provides a rare systematic analysis of gubernatorial influence in the legislative arena, while also contributing to the current debate over preference‐based versus partisan‐based theories of legislatures.     

Pre-Appointment Scrutiny Hearings in the British House of Commons: All Bark,or Some Bite?

In 2007 British Prime Minister Gordon Brown agreed that House of Commons committees should start holding pre-appointment hearings for key public appointments. This was initially welcomed by MPs, who viewed it as an important step towards limiting executive power and strengthening the role of parliament. However, following the appointment of the Children's Commissioner against the advice of the relevant select committee, many MPs became disillusioned with the hearings. Based on extensive interviews with those involved in the appointments process, this article argues that while committees may lack formal veto power over appointments, they do have considerable influence. Most candidates said they would not have taken up their appointment against the advice of the select committee. So pre-appointment hearings should not be dismissed as pointless, but rather seen as an important mechanism through which committees can exert influence over public appointments. This tells us two important things about the powers of legislatures. First, it confirms that legislative influence is far more subtle than the simple exercise of veto powers, as scholars have long noted. But second, it also demonstrates that even the most central actors in the process (the MPs) may not appreciate this fact.     

Electoral Institutions and Legislative Particularism

How do electoral institutions affect legislative behavior? Though a large body of theoretical scholarship posits a negative relationship between multimember districting and the provision of particularistic goods, empirical scholarship has found little evidence in support of this expectation. Using data on the provision of US post offices from 1876 to 1896, a period during which many states elected congressional representatives from at‐large districts, and a differences‐in‐differences approach, I find that counties represented by at‐large representatives received approximately 8% fewer post offices. The results have important implications for studying how electoral institutions affect incentives for legislative behavior.     

Emergencies,Executive Power,and the Uncertain Future of US Presidential Democracy

This article reexamines the question of how best to restrain executive power in a political and social context that seems to favor its dramatic expansion. Modern interventionist government amidst a dynamic social environment, where the executive faces a seemingly endless series of “crises” or “emergencies,” provides a heightened scope for executive discretion. At the same time, the US‐style separation of powers, in which an independent president faces a potentially obstinate Congress, offers executives many incentives to exploit crises, real or otherwise. The works examined in this article confront, with varying degrees of success, the seemingly inexorable expansion of executive power within the US version of liberal democracy. We can only hope to deal with the many intellectual and political tasks posed by the symbiotic nexus between executive‐centered and crisis‐oriented government by confronting some tough questions about US constitutional design and the possibility of radical institutional reform. Unfortunately, even those scholars who provide plausible accounts of the US system's fragilities seem hesitant to do so.     

The Keys to Legislative Success in the U.S. House of Representatives

Our research addresses how individual member behavior and institutional variables affect legislative success in the U.S. House of Representatives. Using new measures of activity from the 103d Congress (1993–94), a count dependent variable, and negative binomial regression, our analysis assesses member effectiveness. We find that a member's activity level encourages legislative success, but gains are limited when members speak or sponsor too frequently. Our results provide a clearer picture of the role of legislative context and the relevance of institutions in determining a member's legislative successes and failures.     

Strategic Voting in Multi‐Office Elections

What are the incentives for voters to vote strategically when legislative policy outcomes are constrained by a system of checks and balances? The policy‐balancing theory supposes that moderate voters split their tickets because such splitting is the only way these voters can achieve moderate policy outcomes. I show that a different type of strategic voting, policy stacking, is characteristic of legislatures that endow the majority party with only limited institutional powers. Focusing on voting for the president and House of Representatives in the United States reveals that a substantial proportion of voters engage in policy‐stacking behavior, but very few engage in policy‐balancing behavior.     

THE RULE OF LAW AND EXPERIENCE OF THE KOREAN JUDICIARY

As a social norm, law in a democratic society should be established in the form of positive law by collecting opinions of people. In order for the rule of law to be properly practiced in a democratic country, the doctrine of separation of powers requires that the legislative, executive, and judicial functions should not be consolidated in a single body. However, even within a perfectly established legislative system, the principle of the rule of law may be distorted depending on the role of the judiciary. The experience of the Korean judiciary shows that even though it is designed to be a completely independent organ of the lawmaking National Assembly and the law-enforcing executive branch; it would fail to properly give effect to the country’s governing principle of the rule of law. It may be thought that the fundamental reasons lie in the endemic tendency towards the rule of man in East Asian societies. Nowadays, those who received education in a democratic society without experiencing the authoritarianism have begun to make inroads into the leadership of the judicial branch. They can be firmly determined to prevent freedom and rights of every single person from being infringed upon. In this way, they can be confident that the judiciary has fulfilled its roles in shaping a democratic country where the rule of law is exercised properly as a governing principle.     

Executive Branch Socialization and Deference on the U.S. Supreme Court

Are Supreme Court justices with prior experience in the executive branch more likely to defer to the president in separation of powers cases? While previous research has suggested that such background may signal judicial policy preferences but does not shape them, I argue here that institutional socialization may indeed increase future judicial deference to the president. Using an original data set of executive power cases decided between 1942 and 2007, I model justice‐votes to test this hypothesis. I uncover three noteworthy findings: (1) a clear correlation between prior executive branch experience and support for the executive branch, (2) the degree of this support intensifies as executive branch tenure increases, a finding congruent with a socialization hypothesis, and (3) contrary to received wisdom, executive powers cases possess a clear ideological dimension, in line with the expectations of the attitudinal model.     

立法与行政的权限分配

所谓立法与行政的权限分配即是理顺法的制定与执行之间的上下游关系,本质是权力等级序列问题,它与权力分立语境下机关之间的监督与制约关系并非一回事。所有的立法与行政权限分配方式都可以总结为分离型与下降型两种模型,其中分离型又可以细分为双重分离型、立法与行政分离型和立法分离型。"分离"意味着要么是限制下游,要么是限制上游。对学说、实务、规范三者进行彻底分析可以得知,我国立法与行政的权限分配应当是一种立法分离型结构。立法权自身分离给立法机关与行政机关,但这种分离是限制下游式,受到制约的是行政立法而不是法律;相反,行政权则是立法权的下降,既不应当存在自主行政行为,也不应当限制立法作具体措施。     

The United States Congress and nuclear war powers: explaining legislative nonfeasance

Scholarly debate over the role of the United States Congress in approving military action has focused on the respective war powers granted the executive and legislature by the United States Constitution. Although a voluminous literature has examined the institutional and partisan politics shaping their exercise, a conspicuous lacuna concerns nuclear war powers. Despite periodic but mostly ineffective reassertions of congressional prerogatives over war, the decision to employ nuclear weapons has been left entirely to presidential discretion since 1945. Explaining this consistent refusal by Congress to rein in the ultimate presidential power and exercise co-responsibility for the most devastating form of war relies less on disputatious constitutional grounds than on three arguments about congressional dysfunctionality, legislative irresponsibility, and the relative costs of collective action by federal lawmakers on perilous national security questions.     

Legislative Voting Behavior,Seen and Unseen: A Theory of Roll‐Call Vote Selection

The empirical study of legislative behavior largely relies on roll‐call vote analysis, but roll‐call votes in many legislatures represent only a sample of legislative votes. We have good reasons to believe this sample is particularly poor for inferring party effects on legislative behavior. The selection of votes for roll call may be endogenous to exactly the characteristics of voting behavior (for instance, party cohesion) that we want to study. We must understand the roll‐call vote institution and account for its selection effects before we can draw inferences about legislative behavior from roll‐call results. This article develops a game‐theoretic model of roll‐call vote requests predicated on party leaders requesting votes to enforce party discipline. The model offers general and testable predictions about the selection process and how it affects observed and unobserved legislative voting behavior, particularly party cohesion.     

Men Idle,Women Network: How Networks Help Female Legislators Succeed

Why do some lawmakers form denser professional networks than others? We extend existing theories of gendered networks, arguing that legislators use networking as a strategy to compensate for a challenging institutional environment. Using original data from Brazil, we provide survey‐based evidence that female representatives in the Chamber of Deputies engage in higher rates of intragender networking and have more profuse and diverse legislative networks than male deputies. We also provide suggestive evidence that these profuse legislative relationships pay off for women in the form of higher vote shares at election time.     

政府横向权力配置新论——从结构功能主义角度的分析

在＂结构功能主义＂权力分立观看来,政府的立法权、司法权和行政权分别是一种政治性、法律技术性和兼具政治性与行政技术性的权力;为了实现相应的政府职能,这些权力应当由相应的政治性的机关（立法机关）、法律技术性机关（司法机关）和兼具政治性与行政技术性的机关（行政机关）来行使;为了保证各政府机关能够＂称职＂地行使相应的权力,各政府机关的组成人员、运作规则应当具备不同于其他机关和人员的制度设计。尽管当今世界各国存在国家性质和政权体制的不同,但是三种权力的性质却是永恒不变、超越国家界限和超越意识形态的。我国当前权力机关（民意机关）和司法机关（法院）的行政化倾向不利于国家职能的有效实现。