发展中的东盟“中国观”：从威胁到机会？

本文旨在分析为何东盟国家曾经将中国视为威胁，如今却转变观念，将中国视为促进地区稳定和一体化的重要推动力。第一部分将阐述东盟国家对中国的官方立场的变化，即从“中国威胁论”向“中国机会论”的转变。在80年代，当中国的经济开放促进了其与南部周边国家之间的关系时，这种观念的转变尤为突出。第二部分认为，在欧美日经济发展呈现出保护主义趋势，并遭遇发展瓶颈的情况下，中国的发展为东盟国家的经济增长提供了新契机。同时，笔者着重分析了中国从地区的不稳定根源向地区安全保障者转化的原因。第三部分指出，尽管中国与东盟国家之间建立起了特殊关系，但中国无法排斥其他大国，尤其是日本与美国在该地区的影响力。     

Civil society and the European common security and defence policy

The involvement of civil society organizations (CSOs) is widely regarded by students of the EU's domestic policy fields as enhancing transparency and accountability and, more generally, the democratic quality of political processes. This article explores the contribution of CSOs to the EU's Common Security and Defence Policy and assesses whether a democracy-enhancing effect of their involvement can also be demonstrated for this policy field. We analyse the contribution of CSOs based on two common models of democracy: the intergovernmental and the supranational model of democracy. We find that CSOs are indeed quite actively involved in the EU's security policy. With regard to their democracy-enhancing effects, however, our findings are rather mixed. While the engagement of CSOs does provide a remedy for the democratic deficits associated with intergovernmental decision-making, these organizations do not fully meet the demands posed by supranational governance.     

中国崛起与全球安全治理转型

中国崛起与全球安全治理转型是21世纪初国际关系领域两个备受瞩目的全球性现象。文章以全球安全治理体系中的安全制度安排和安全规范设定为主要分析路径,以全球政治安全治理和全球经济安全治理为主要分析单元。一方面,自二战结束以来全球安全治理体系可分为"单边全球主义"和"全球单边主义"两个阶段,并且每一阶段的全球安全治理体系均可分解为政治制度、经济制度、政治规范和经济规范四个领域;另一方面,运用比较研究法,对各个时期全球安全治理体系在上述四个领域所体现出来的差异性进行剖析,可以发现,这种差异性集中表现为正在进行中的全球安全治理体系转型,崛起的中国在此次转型过程中开始发挥参与者、建设者和贡献者的作用。在传统全球安全治理体系陷入危机之时,中国崛起在相关领域所带来的制度效应和规范效应正在逐渐潜移默化地嵌入到全球安全治理体系中,中国的政策和实践也将相应日益形成规范化的趋势。     

东亚金融区域主义的兴起及其地缘安全影响

2008年全球金融危机以后,国际货币金融体系持续动荡,以地区金融安全合作为导向的金融区域主义逐步兴起,且成为一种显著的地缘政治经济现象。金融区域主义对地缘安全的影响主要有两个方面:一是地区金融安全,地区金融主义有助于构筑地区金融安全网络,推动地缘经济整合;二是地缘政治安全,地区金融主义会扩大地区大国的地缘政治影响力以及增加地区排斥外围国家干涉本地事务的能力。金融区域主义产生的这些地缘安全影响对不同的行为主体而言,具有不同的意义。首先,东盟作为地区性的经济共同体,会极力反对东亚大国利用金融区域主义将东盟纳入其势力范围之下,威胁东盟的地缘政治安全环境。其次,作为最大出资方,中日对地区货币金融领导权的争夺变得日趋激烈,且形成了持续的冲突性关系,从而削弱了东亚金融安全合作的政治前景。最后,东亚作为美元回流机制中的关键一环,如果将美国排斥在外,无疑会增加东亚地区与美国的地缘政治矛盾。因而,东亚金融区域主义在兴起的过程中,不仅要看到其稳定地区货币金融秩序的一面,同时也要看到其有可能制造地缘政治安全问题的一面。     

Collective Security and Non-State Actors in Eurasia

International security cooperation usually takes one of two forms. A classical collective security organization is designed to promote international security through regulating the behavior of its member states. A defensive security organization is designed to protect a group of states from threats emanating from a challenging state or group of states. Both forms of security cooperation bind states to act in concert with respect to threats presented by other states. The emergence of non-state actors such as terrorist or extremist organizations challenges traditional forms of collective security. Threats from political extremism, terrorism, and outlaw organizations have grown in visibility during the past decade in the countries of Eurasia. The terrorist attacks of September 11 and the ensuing global war on terrorism have given added impetus to the Eurasian inter-state cooperation in confronting non-traditional threats and challenges from non-state actors. Bearing in mind the theory of collective security, this article analyzes threats posed by non-state actors with respect to Eurasian collective security organizations including the Shanghai Cooperation Organization, the Conference on Interaction and Confidence Building Measures, and the CIS Collective Security Treaty Organization. The article concludes that the effectiveness of these organizations at achieving stated objectives depends upon their capacity to adopt new criteria of effectiveness.     

Voluntary organizations and society–military relations in contemporary Russia

The 2014 crisis in Ukraine has refocused attention on Russia as a European security actor. Despite showing renewed military capability, compared to the post-Soviet period, Russian society–military relations have remained the same. This relationship (between society and the security organs) provides the key context for assessing security. Analysis of everyday militarization and the role of voluntary organizations (such as DOSAAF [Dobrovol'noe obshchestvo sodeistviya armii, aviatsii i flotu] and Nashi [Molodezhnoe demokraticheskoe antifashistskoe dvizheni]) in supporting the military can provide an important insight into Russian behaviour as a security actor. These organizations generate a pro-military outlook and at the same time provide training and activities, thus contributing to military effectiveness by developing the competency of young people prior to military service as well as increasing public knowledge of military affairs. However, strong support for the military, a lack of independent information, and an absence of a shared vision on how society–military relations should be developed and also represent political challenges in terms of everyday militarization. This dynamic is important for understanding both Russia's security posture and wider security implications for Europe.     

深海安全治理:问题缘起、国际合作与中国策略

深海区域是重要的全球公域,其丰富的资源储备和巨大的军事战略价值成为吸引世界各国深度参与深海开发的重要诱因。近年来,各国深海力量投送的不断加强,也在国际深海领域造成了如生态安全、军事安全、经济与资源安全以及人身安全等各种传统及非传统安全问题。国际深海安全问题的出现,会对深海开发的良性发展产生严重的影响。因此,重视和加强对国际深海安全问题的治理迫在眉睫。现阶段,国际社会在相关国际法和国际机制的基础上,已经初步形成了以国际海底管理局等国际组织和主权国家共同参与的总体治理架构。但是,现阶段的国际深海安全治理还存在着治理主体层次不够多元、军事等传统安全领域的治理相对乏力等亟须解决的问题。近年来,中国在和平利用国际深海资源方面,发展迅猛。进一步关注国际深海安全问题、有效参与国际深海安全治理,对于中国而言意义重大。在此背景下,中国可以在进一步有效感知深海安全问题、夯实参与国际深海安全治理的实力基础以及打造深海“人类命运共同体”等方面进一步着力。     

数字经济时代的全球数据安全治理与中国策略

进入数字经济时代以来,日益严峻的数据安全风险与变幻莫测的国际形势交织叠加,各国围绕数据安全治理规则博弈呈现加剧态势,引发全球数据安全治理问题。各国际行为体虽然已经意识到数据安全治理的重要性,但对全球数据安全治理并未形成统一的治理框架。全球数据安全治理仅仅由单边、双边和多边框架以及贸易规则拼凑而成,相关治理议题在公民个人、社会、经济以及国家安全等多个层面相继涌现。多领域多维度的数据安全问题难免造成治理主体利益诉求的差异,也导致全球数据安全治理出现了规则碎片化、机制效用不足、治理乏力等问题。与此同时,个别国家的数据霸权主义行为更是使得国际行为体难以凝聚共识,全球数据安全治理步履蹒跚,重视和加强对全球数据安全问题的治理迫在眉睫。中国高度重视数据安全的相关议题,由于中国在数据治理领域起步较晚,仍存在立法不完善、技术创新能力薄弱、国际合作不足、治理乏力等问题。中国需要全面、系统地分析影响数据安全的各种重大风险因素,准确把握全球数据安全趋势,进一步优化中国在全球数据安全治理中的策略选择。     

南海安全区域间治理模式探析

实现南海区域安全与和平、稳定一直以来是中国和东盟国家就南海局势展开对话与合作的重要议题之一。然而,现实中的南海安全局势却一再紧张,这表明南海区域安全制度性安排与安全秩序理念和现有变化、发展迅速的南海安全形势已经出现了不同步、不协调的状况。在过往长期的南海安全区域间治理实践中,东盟和中国作为南海周边最具影响力的国家间集团和最重要的区域大国,以不同的方式,就南海安全的区域间治理展开了对话与合作,并形成了各自富有特色的治理模式,"东盟模式"和"中国模式"。这两种模式从不同层次和多个渠道就南海区域安全治理进行了对话与合作,并在南海安全区域间治理方面发挥了一定的效用。然而,目前南海安全体系呈现出来的脆弱性和南海区域安全现况却一再揭示,中国和东盟在南海安全区域间治理进程中还面临着不少现实的困境。为克服这些困境,更好地实现南海安全的区域间治理,中国和东盟应形成合力,为南海安全的区域间治理重塑一个相吻合的制度规范,共同构建一个相匹配的角色、身份与创造一个具有建设性意义的内外治理环境。     

On regional security governance once again: how analysis of the Southern Caucasus can advance the concept

Already introduced to the academic and political debate some years ago, the concept of “security governance” still needs to be clarified. In particular, four main shortcomings need to be overcome to make the concept more useful for an assessment of current security dynamics: in the first place, attention has been devoted more to “governance” than to “security”, while failing to consider the role of the understandings and perceptions of the actors involved in the governance system. Second, the literature on the actors (governmental or not) involved is still fragmented. Third, the literature on security governance has too often been detached from reflections on regionalism, while it would be useful to further explore the relationship between cognitive definitions of regional and security dynamics. Fourth, the literature has predominantly focused on Europe and the transatlantic area, overlooking processes of “region-building” in security terms in other “unexpected” geographical spaces. After proposing avenues to overcome the current gaps in the literature, the Southern Caucasus is chosen as a case study to show the different instances of security governance emerging, thanks to definitions of the region in security terms that have involved regional and external actors, of a state and non-state nature.     

东北亚大国关系中第三方因素及地区安全共同治理

中日关系经济上的合作依存度与政治上的纷争摩擦常态化这一结构性的矛盾日趋显现.从更深层次上探究中日政治经济所处的这种分裂状态根源,从本质上讲背后蕴涵着东北亚大国关系中的域外因素:即美国的第三方因素,其对东北亚的和平稳定发挥着特殊作用.东北亚大国在地区的竞争摩擦时常较为突出,但中美日在东亚地区还是蕴涵着许多重大的共同利益.东北亚传统的"管制型"安全模式需向大国共同"治理型"模式转变趋向,意味着大国区域安全治理的权利、利益、责任的平等与分享,地区安全治理是在大国协作框架下的共同治理,应注重大国在地区安全事务中的关键作用.     

中国边疆跨境非传统安全：挑战与应对

中国边疆邻国众多、民族多样、文化多元,地缘政治与周边环境复杂。在深度全球化时代,各国利益相互镶嵌,安全互依互保。随着中国全面扩大对外开放以及"一带一路"倡议的推进,边疆跨境非传统安全问题愈加复杂多元,互为关联,关涉政治、经济、文化、生态、公共卫生等诸多领域,涵盖地缘、认同、利益与网络等不同安全场域,并融入周边安全、国际安全与人类安全之中。在新形势下,边疆跨境非传统安全及其治理呈现出越来越多的新问题与新难题,只有以总体国家安全观为指导,促进国际与国内相涉行为体之间的协同共治,加强边疆跨境非传统安全全方位、多层次的体系性治理,才能有利于推进维护总体国家安全。     

规则、关系与地区安全治理——以大湄公河次区域公共卫生协作治理为例

在地区安全治理研究中,规则或国际规则是主导话语和主导研究范式。然而,规则本身并不能自动构建治理实践和产生预期的治理效果。文章通过借鉴世界政治关系理论的最新研究成果,尝试建立“规则-关系”治理模型。其基本假设是,国际规则需经由地方关系过程激活和运化,才更有可能产生协作机制和务实政策,从而实现有效的地区安全治理。具象的地方关系过程由地区安全利益攸关方的互动关系构成,是各方参与协商的过程,同时也是给国际规则和治理实践赋能的过程。整体和抽象的地方关系过程就是治理实践本身,是所有治理要素联动应对安全威胁的过程,并以大湄公河次区域跨境传染病联防联控协作治理为案例对模型进行了验证。实践证明,关系过程活力越大,越能够激活和运化规则,就越有可能形成有效的地区安全治理,这项研究有望推动和深化地区安全治理的学理思考,并为公共卫生治理研究作出累积性知识贡献。     

金砖国家经贸安全合作:挑战与对策

新兴经济体的崛起导致国际格局发生重大变化,全球治理体系却未很好地反映这种变化趋势,以金砖国家为首的新兴变革力量开始登上国际安全治理的舞台。然而,贸易保护主义抬头和逆全球化的盛行使金砖国家内部的贸易势头减弱;美联储加息、投资干预政策以及政局动荡和经济疲弱等因素使金砖国家面临外国直接投资净流入减少的压力;大宗商品价格剧烈波动给金砖国家能源安全合作带来困扰;金融安全合作进展缓慢。基于此,金砖国家应继续深化各领域的改革,加快经济结构的调整,为金砖国家的安全合作夯实基础;加快相互之间的发展战略对接,以提升金砖国家的安全合作水平;通过加强沟通与协调,积极参与全球治理,丰富金砖国家安全合作的内涵。     

When government fails us: trust in post-socialist civil organizations

The research for this article was motivated by a noticeable discrepancy between levels of participation and trust in post-socialist civil organizations. While civic participation in Central and Eastern Europe is almost nonexistent, levels of trust in post-socialist civil organizations compare favourably to those in Western Europe. The first aim of this article is to understand why citizens place relatively high trust in post-socialist civil organizations. The political context, within which civil organizations operate, reveals one explanation for the high levels of trust in civil organizations: government corruption dissuades citizens from relying on state institutions and creates a void that is filled by informal networks of association and civil organizations. Empirical evidence demonstrates that trust in civil organizations focused on socioeconomic and political development is higher among citizens who express concern about corruption in their country. The second aim of this article is to understand the discrepancy between levels of trust and civic participation. A novel interpretation of past findings suggests that civil organizations' effectiveness, professionalization, transactional capacity and orientation toward service provision may garner citizens' trust while parallel neglect of grassroots mobilization leaves civil organizations short of capitalizing on that trust. Civil organizations' limited focus on interest aggregation, mobilization and representation raises doubts as to whether observers of civil society in the region should look to these organizations as its core component.     

亚洲安全治理转型的历史分析与趋势展望

冷战对亚洲安全格局产生了根本影响,助推美国在亚洲安全格局中的主导地位,由此形成支离破碎、犬牙交错的地缘安全格局,迟滞地区国家探索亚洲安全治理的进程,导致多种安全观剧烈碰撞、相互影响并复杂互动,使亚洲形成两极之间的中间地带,为世界走向多极化创造了条件。从公共产品供给角度分析,亚洲安全治理主要存在美国主导的亚洲安全治理、东盟主导的地区安全合作和以中国为代表的亚洲新安全观及其实践,各种类型的安全治理在现实中并存共生,相互影响,相互作用,形成当今亚洲复杂多元的安全治理体系。中国在积极倡导新型安全理念、共同维护地区安全、探索安全治理新模式、强化大国战略互信、管控周边难点热点问题等方面,采取了一系列负责任、建设性、可预期的政策和举措,并取得了积极效果。亚洲安全架构建设依然任重道远,中国要以新安全观为指引,积极推动新安全观同地区各方安全理念和治理模式对接,推进亚洲地区安全架构建设,深化同有关国家的互信合作,推动构建亚洲命运共同体,在促进亚太安全治理和推动亚太安全新格局的构建中承担更大责任,发挥更大作用,作出更大贡献。     

Making sense of EU comprehensive security towards conceptual and analytical clarity

Abstract

European leaders frequently vaunt the European Union's distinctiveness in adopting and pursuing a comprehensive approach to security. The EU's profile as an international actor is designed to span across all dimensions of security. As a result, its security policy portfolio involves a large number of institutional actors and policies that need to be coordinated. The ambition of the EU to provide security in a comprehensive manner raises challenges at the politico–strategic level, at the level of operational and policy planning and in day-to-day implementation. So far, the field is lacking an inclusive analytical framework for the analysis of providing security through a distinctively comprehensive civil–military, economic and political organisation. This article seeks to close this gap by providing suggestions for how the wide range of issues related to comprehensive security could be structured, and by framing the matter theoretically and with reference to existing conceptual work and empirical research.     

生物多样性议题安全建构的碎片化

1992年,《生物多样性公约》与《联合国气候变化框架公约》《联合国防治荒漠化公约》一并成为全球环境治理与合作的重要制度性框架文件。目前,生物多样性的国际合作程度、社会认知深度、治理行动速度等都明显逊色。生物多样性治理的迫切程度不亚于其他的全球性环境议题,但其议题安全化的分散性却不利于建构整体性的安全认知。生物多样性议题安全建构的碎片化体现在生态、治理目标、谈判、国家及其他行为体四个层面。生态层面是指生物多样性的安全认知;治理目标层面是指全球生物多样性治理的"爱知目标"与安全的联系;谈判层面包括资金机制、资源动员、遗传资源获取和惠益分享、保护区以及主流化等议题;各缔约方及其他行为体层面不仅在各项议题上表达各自关切,同时也将生物多样性问题建构为粮食安全、水安全、公共卫生安全、经济安全等多元安全关注。生物多样性议题安全建构的碎片化导致了该问题虽然在话语上进入了安全领域,但是缺乏共同的安全认知,难以提供简明和清晰的治理目标和路径,不利于推动全球有效治理。     

澜湄合作中的非传统安全治理:从碎片化到平台化

澜湄地区的安全问题以非传统安全为主,涉及跨境犯罪、社会公共卫生、水与环境安全、信息网络犯罪等广泛议题,呈现出明显的复合性与联动性的结构特征,深刻地影响着该地区的政治、经济和社会安全。自2016年澜沧江—湄公河合作机制正式成立以来,国内外学术界对澜湄合作给予广泛关注和多视角研究,但对于该机制框架下的非传统安全研究还相对缺乏。长期以来,澜湄地区的非传统安全治理属于“碎片化”治理模式,机制拥堵,治理政策、资金、技术、人力和物力的投入分散,且缺乏持续性,导致安全问题无法从根本上解决。澜湄合作机制成立后,从合作治理内容、结构、参与主体等方面,推动了非传统安全治理逐步向“平台化”模式演进和发展,从根本上促进了澜湄地区国家之间的务实合作与非传统安全问题的解决。《澜湄合作五年行动计划(2018~2022)》已将非传统安全合作列为重点合作内容,未来澜湄合作需要在治理范式创新、多层平台搭建、早期项目设计和收获等方面完善非传统安全治理机制,持续推动澜湄合作拓展和深化。     

Rebel-to-political and back? Hamas as a security provider in Gaza between rebellion,politics and governance

ABSTRACT

After winning the 2006 Palestinian Legislative Council (PLC) elections and subsequently taking control of the Gaza Strip in the summer of 2007, the Palestinian Hamas – a hybrid political, social and military actor – undertook a complex process to ascertain authority and control over Gaza. The article focuses on understanding Hamas’s performance as a political party and a “rebel government” as well as the impact of this newly acquired role on the group’s strategy. Relying on primary sources, field-work and interviews with members of the Hamas government and its security sector, the study looks at Hamas’s role as a security provider and analyses the complex relationship between the institutionalized security sector and the group’s insurgent armed wing. Examining Hamas’s logic as a security provider and exploring the inherent tensions between political and insurgent logics allows for a better understanding of both the rebel group’s role as a political actor and the broader challenges behind the successful rebel-to-political transformations of non-state armed organizations. In doing so it contributes to the emerging literature on non-state actors’ shifts between ballots and bullets and on their potential role as alternative governance providers.