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1.
The purpose of this article is to reassess two influential theories of democratic development: the theory of democratic culture and the theory of economic development. The leading predecessors in each domain—Ronald Inglehart and Adam Przeworski—are the prime targets of analysis. We take issue with recent evidence presented by these authors on three grounds: the evidence (1) confuses “basic” criteria of democracy with possible “quality” criteria (Inglehart); (2) conceptualizes democracy in dichotomous rather than continuous terms (Przeworski); and (3) fails to account for endogeneity and contingent effects (Inglehart). In correcting for these shortcomings, we present striking results. In the case of democratic culture, the theory lacks support; neither overt support for democracy nor “self-expression values” affect democratic development. In the case of economic development, earlier findings must be refined. Although the largest impact of modernization is found among more democratized countries, we also find an effect among “semi-democracies.” Axel Hadenius is professor of political science at Uppsala University in Sweden. He is the author ofDemocracy and Development (Cambridge University Press, 1992) andInstitutions and Democratic Citizenship (Oxford University Press, 2001). Jan Teorell is associated professor of political science at Uppsala University. His articles on intra-party democracy, social capital, and political participation appear in international journals.  相似文献   

2.
This article demonstrates that Axel Hadenius and Jan Teorell’s attempt to disprove a causal effect of emancipative mass orientations on democracy is flawed in each of its three lines of reasoning. First, contrary to Hadenius and Teorell’s claim that measures of “effective democracy” end up in meaningless confusion of democracy and minor aspects of its quality, we illustrate that additional qualifications of democracy illuminate meaningful differences in the effective practice of democracy. Second, Hadenius and Teorell’s finding that emancipative orientations have no significant effect on subsequent measures of democracy from Freedom House is highly unstable: using only a slightly later measure of the dependent variable, the effect turns out to be highly signficant. Third, we illustrate that these authors’ analytical strategy is irrelevant to the study of democratization because the temporal specification they use misses almost all cases of democratization. We present a more conclusive model of democratization, analyzing how much a country moved toward or away from democracy as the dependent variable. The model shows that emancipative orientations had a strong effect on democratization during the most massive wave of democratization ever—stronger than any indicator of economic development. Finally, we illustrate a reason why this is so: emancipative orientations motivate emancipative social movements that aim at the attainment, sustenance, and extension of democratic freedoms.  相似文献   

3.
Although many students of democratization accept that new democracies are impacted by various legacies of the previous authoritarian regime, little attention has been paid to the relationship between characteristics of the political class and the imperative of institution building in the new democracies. Conservative transitions to democracy, where continuity in the political class remains high despite the change in regime, are notably dependent on the participation of ex-authoritarians in the process of institution-building. Many such elites were socialized to marginal or fictional representative institutions under authoritarianism, leading them toward political practices which may subsequently be inimical to the development of effective instituions under democracy. A study of ex-authoritarians in the Brazilian Congress reveals their weaker commitment to legislative institutionalization, thus illustrating some of the tradeoffs and drawbacks of conservative transitions to democracy. Timothy J. Power is assistant professor of political science at Louisiana State University. He is currently writing a book on the role of the political right in Brazilian democratization.  相似文献   

4.
This article examines the political context within which the Bolivian government of Víctor Paz Estenssoro (1985–1989) launched, implemented, and sustained a draconian neoliberal economic stabilization program. The article argues that the key to the successful economic program was the political skill and leadership of President Paz, in particular, his ability to negotiate a political pact with the main opposition party. Finally, the article ponders the tensions and contradictions between neoliberal economic policies and the process of consolidating democracy in a context of extreme economic crisis. James M. Malloy is professor of political science and research professor, University Center for International Studies, University of Pittsburgh, Pittsburgh, PA 15260. He is the author of a number of books and articles on Latin America politics, includingAuthoritarians and Democrats: Regime Transition in Latin America (University of Pittsburgh Press, 1987). He is presently working on issues of regime transition, economic adjustment, and the role of private sector interest groups in Latin America.  相似文献   

5.
Terry R. Kandal is professor of sociology at California State University, Los Angeles. He is the author ofThe Woman Question in Classical Sociological Theory (Florida International University Press: Miami, 1988) and co-editor ofStudies of Development and Change in the Modern World (Oxford University Press, 1989). He is editor ofCalifornia Sociologist. Currently his research is focused on the history of Marxian theories of revolution.  相似文献   

6.
International debt rescheduling has continued to be a crucial issue in the international political economy. This article develops a political-economic model to examine debt rescheduling between private banks and debtors. The model provides a means of developing bargaining games by allowing the analyst to deduce game payoffs based on actors' “individual situations” as defined by their overall capabilities, their debt-specific resources, and their coalitional stability. Based on these games, it predicts the likely bargaining outcomes in terms of the degree to which banks will make lending concessions and the degree to which debtors will agree to adjust their economies. The model is operationalized based on written sources and interviews and then applied to four periods of rescheduling between the banks and Peru from 1982 to 1990. It proves successful in predicting bargaining outcomes in these cases, and we argue that it should prove helpful in investigating other debt bargaining episodes. Vinod K. Aggarwal is associate professor of political science and affiliated professor in the Haas School of Business at the University of California at Berkeley. He is the author ofLiberal Protectionism: The International Politics of Organized Textile Trade (Berkeley and Los Angeles: University of California Press),International Debt Threat (Berkeley: Institute for International Studies), and articles on the politics of trade and finance. His forthcoming book is entitledDebt Games: Strategic Interaction in International Debt Rescheduling Maxwell A. Cameron is assistant professor at the Norman Paterson School of International Affairs, Carleton University. He is the author ofDemocracy and Authoritarianism in Peru: Political Coalitions and Social Change (New York: St. Martin's Press, forthcoming), as well as a number of articles on Peruvian politics. He recently coeditedThe Political Economy of North American Free Trade (New York: St. Martin's Press, 1993) with Ricardo Grinspun.  相似文献   

7.
Economic crisis has been a central catalyst to Third Wave democratic transitions by contributing to authoritarian breakdown, yet crises in oil-exporting states have generally failed to catalyze such breakdowns, which are a crucial precondition to democratization. This article argues that oil wealth produces two distinct political trajectories, depending on its timing relative to the onset of late development. The dominant trajectory in the oil-exporting world is durable authoritarianism which has forestalled all but a few regime collapses. And, when the alternate trajectory produces vulnerable authoritarianism, oil-catalyzed authoritarian breakdown tends to generate new authoritarian regimes. I use case materials from Iran and Indonesia during the 1960s and 1970s to illustrate the two oil-based trajectories, and I conduct a broader test of the theory against data for 21 oil-exporting, developing countries, which provides suggestive support for a two-path theory of oil-based aturhoritarian persistence. Benjamin Smith is an assistant professor of political science and Asian studies at the University of Florida. His first book,Hard Times in the Land of Plenty: Oil, Opposition, and Late Development, is under contract with Cornell University Press. Other work has appeared in theAmerican Journal of Political Science, World Politics, and theJournal of International Affairs. He is currently at work on a book-length study of durable authoritarianism with Jason Brownlee (University of Texas-Austin) and on a study of the conditions under which democracy can consolidate in oil-rich countries with Joseph Kraus (University of Florida). Thanks to Jason Brownlee, Sam Huntington, Joel Migdal, Pete Moore, Jon Pevehouse, Susan Pharr, Dan Slater, David Waldner, Patricia Woods, participants in the Sawyer Seminar in comparative politics at Harvard University; participants in the “Transforming Authoritarian Rentier Economies and Protectorates” seminar at the Friedrich Ebert Foundation in Bonn; and three anonymous reviewers for comments on earlier versions of this article.  相似文献   

8.
This paper is a review essay of three books representing new research into the relationship between Cold War mobilization and postwar American political development: Michael Hogan, A Cross of Iron: Harry S. Truman and the Origins of the National Security State, 1945–1954 (Cambridge University Press, 1998); Guy Oakes, The Imaginary War: Civil Defense and American Cold War Culture (Oxford University Press, 1994); and Peter Trubowitz, Defining the National Interest: Conflict and Change in American Foreign Policy (University of Chicago Press, 1998).  相似文献   

9.
The measures of democracy commonly used in empirical research suffer notable limitations, primarily the exclusion of participation. As a result, quantitative studies may undervalue the effect of democracy on important social outcomes or misinterpret the aspect of democracy responsible for that effect. We respond by introducing and validating two variants of a new indicator, the Participation Enhanced Polity Score (PEPS), which augments institutional factors with the breadth of citizen participation. We demonstrate, using statistical evidence on democratic persistence, basic needs fulfillment, and gender equality, that no measure of democracy can be considered an accurate representation of its basic character without directly including participation as a core component. Bruce E. Moon is professor of international relations at Lehigh University in Bethlehem, Pennsylvania. He is the author ofThe Political Economy of Basic Human Needs (Cornell University Press. 1991) and two editions ofThe Dilemmas of International Trade (Westview Press, 1996, 2000). Jennifer Harvey Birdsall is a researcher for a NGO in Geneva, Switzerland. She received her B.A. in international relations and economics from Lehigh University and her M.S. in global affairs from Rutgers University-Newark. Sylvia Ciesluk is pursuing an M.A. at the Fletcher School at Tufts University. She received her B.S. in economics from Lehigh University. Lauren M. Garlett is a geography teacher at Bellamy Middle School in Chicopee, Massachusetts. She received both her B.A in international relations and her M.Ed. in secondary education from Lehigh University. Joshua J. Hermias is associate director of the Global Young Leaders Conference in Washington, D.C. He received his B.A. in economics from Lehigh University and his M.A. in international development from the University of East Anglia, Norwich, England. Elizabeth Mendenhall is pursuing a Masters in International Affairs (MIA) in economic and political development at Columbia University. She received a B.A. in international relations at Lehigh University. Patrick D. Schmid is a Ph.D. candidate in computer science at Lehigh University. He received both his B.S. and M.S. in computer science from Lehigh University. Wai Hong Wong is a research associate at FactSet Research Systems. He received his B.A. in international relations and economics at Lehigh University. We are grateful for the helpful suggestions of Frank Davis, Bill Dixon, Chaim Kaufmann, Rajan Menon, Pamela Paxton, Larry Taylor, and the anonymous reviewers.  相似文献   

10.
The article argues that Bolivia, Colombia, Ecuador, Peru and Venezuela are political systems suffering from an acute deficit of democratic authenticity, that is, a loss of substance in democratic processes. The deficit in democratic authenticity is a product of malfunctions in the mechanisms of political linkage and multiple barriers that inhibit effective citizen participation in public life. Rather than acceding to minimalist interpretations of democracy that deemphasize the importance, of active citizen participation, the author stresses the importance of maintaining a rigorous normative definition of democracy as the standard by which to assess the state of democractic political development. Catherine M. Conaghan is a Queen’s National Scholar and professor of political studies at Queen’s University. She is the author ofRestructuring Domination: Industrialists and the State in Ecuador (Pittsburgh: University of Pittsburgh Press, 1988) and co-author ofUnsettling Scatecraft: Democracy and Neoliberalism in the Central Andes (Pittsburgh: University of Pittsburgh Press, 1994).  相似文献   

11.
The term, “waves of democratization,” popularized by Huntington (1991), can be conceptualized in at least three ways: as rises in the global level of democracy, as periods of positive net transitions to democracy, and as linked sets of transitions to democracy. Each of these approaches to the concept carries distinct theoretical implications and generates somewhat different historical patterns. The three approaches are examined using four cross-national, time-series operationalizations of democracy. Charles Kurzman is an assistant professor of sociology at the University of North Carolina at Chapel Hill. He is currently studying the wave of democratization of the early twentieth century.  相似文献   

12.
This study aims to generate fresh hypotheses concerning emergent variations in labor politics across postcomunist settings. Although labor may be weak throughout the postcommunist world, a historical comparison of labor politics in Russia and China reveals consequential differences in the extent and sources of union weakness. Taking these differences seriously, the study asks why organized labor in Russia—in spite of a steeper decline in union membership, greater fragmentation, and a conspicuously low level of militancy—wasrelatively more effective in advancing working-class interests during economic liberalization than the growing, organizationally unified trade union apparatus in China. The comparisons suggest that some constraints on organized labor are more malleable than others, allowing for openins where labor can affect outcomes in ways that surprise, if not scare, state and business. Specifically, key differences in historical legacies and in the pace and ynamics of institutional transformation have conferred upon Russian unions key organizational, material, and symbolic resources that Chinese unions do not possess to the same degree. These differences reflect mechanisms capable of generating increasingly divergent prospects for organized labor mobilization over long-time horizons. Calvin Chen is Luce Assistant Professor of Politics at Mount Holyoke College. His research interests include the industrialization of the Chinese countryside, the political economy of East Asia, and labor politics in postsocialist countries. He is presently working on a book on the role of social ties and networks of trust in China’s township and village enterprises. Rudra Sil is associate professor of political science at the University of Pennsylvania. His research interests include the political economy of development, comparative labor relations, postcommunist transitions, Russian and Asian studies, and the history and philosophy of social science. He is author ofManaging “Modernity”: Work, Community, and Authority in Late-Industrializing Japan and Russia (Ann Arbor: University of Michigan Press, 2002) and coeditor ofThe Politics of Labor in a Global Age (New York: Oxford University Press, 2001). He is presently working on a book comparing the evolution of labor politics across postcommunist countries. We gratefully acknowledge helpful comments and suggestions offered by Hilary Appel, Harley Balzer, Ruth Collier, Eileen Doherty, Todor Enev, Tulia Falleti, David Ost, Lü Xiaobo, and three anonymous reviewers on drafts of this article.  相似文献   

13.
Studies of pension reform in developing and transition economies tend to take for granted the capacity of states to implement ambitious and complicated new schemes for the provision of old-age income to pensioners. This article explains the fragmented, decentralized pattern of pension administration in China as an unintended consequence of pension reform. Policy legacies from the command-economy period, principal-agent problems in the reform period, and the threat of pension protests left urban governments largely in control of pension administration. The central government thus succeeded in its policy goals of pension reform but failed to gain administrative control over pension funds. Mark W. Frazier is assistant professor of political science and the Luce Assistant Professor of East Asian Political Economy at Lawrence University. He is the author ofThe Making of the Chinese Industrial Workplace: State, Revolution, and Labor Management (Cambridge University Press, 2002). His current research focuses on how central and local governments in China compete over pension reform. The author gratefully acknowledges helpful comments from Mary E. Gallagher, William Hurst, Dorothy Solinger, Jaeyoun Won, and two anonymous reviewers fromStudies in Comparative International Development. Funds for this research were provided by the Luce Foundation, the University of Louisville, and Lawrence University.  相似文献   

14.
This article compares Argentine trade union laborers' and employees' notions of class and ideology. The research findings were based on one-to-one structured, but openended interviews with 110 rank and file workers of Greater Buenos Aires between 1985 and 1986. Rather than a study of union structure or labor leadership, it fleshes out workers' views beyond the factory walls and office windows. The research depicts the complex, seemingly contradictory, variety of social-democratic, liberal, and conservative values and attitudes carried by the Argentine working class. Peronism remains the ideological anchor of many workers who, nevertheless, consider themselves centrist, left or right. They are centrist in their support of a liberal-capitalist economy, left in their espousal of markedly better income distribution for workers, and right in the defense of their communities and neighborhoods. Workers' historical connections, cultural outlooks, and educational levels impact heavily upon their views of democracy and sense of class. Peter Ranis is a professor of political science at York College and the Graduate School and University Center, City University of New York. He has completedArgentine Workers: Peronism and Class Consciousness, to be published by the University of Pittsburgh Press in 1992. The research for this article was made possible by a Fulbright Senior Research Grant and several PSC/ CUNY awards between 1986 and 1990. My thanks also go to the Instituto Torcuato Di Tella of Buenos Aries and the Centro de Investigaciones Sociales Sabre el Estado y la Administracíon (CISEA) for respectively making their facilities available to me in July and August of 1987 and 1990.  相似文献   

15.
In contrast to established party systems, the transformation of post-communist party systems is not only shaped by shifts in electoral preferences, but also by the changing organizational loyalties of politicians. Post-communist politicians pursue a wide range of organizational strategies such as party fusions, fissions, start-ups, and interparty switching. By focusing on the interaction between these organizational strategies and voters’ electoral preferences, we argue that the seeming instability of post-communist party systems actually reveals distinct patterns of political change. The article develops an analytical framework, which incorporates politician-driven interparty mobility and voter-induced electoral change. It uses this framework to show that the apparently inchoate party systems of Estonia, Latvia, and Lithuania actually follow definable modes of transformation. Marcus Kreuzer is assistant professor of political science at Villanova University. His work focuses on how electoral and legislative institutions shape the organizational and electioneering practices of parties in interwar Europe and post-communist democracies. He also is studying the origins of liberal democracy in nineteenth century Europe. He is author ofInstitutions and Innovation—Voters, Politicians and Interest Groups in the Consolidation of Democracy: France and Germany, 1870–1939 (2001). Vello Pettai is lecturer in political science at the University of Tartu, Estonia. He specializes in comparative ethnopolitics and party politics. He has published previously inNations and Nationalism, Post-Soviet Affairs, East European Politics and Society, andJournal of Democracy. We would like to thank for Artis Pabriks and Darius Zeruolis for sharing their knowledge of Latvian and Lithuanian party politics as well as John T. Ishiyama, Scott Desposato, and two anonymous SCID reviewers for commenting on an earlier draft. Funding for this research came from an Estonian Science Foundation grant, nr. 4904. We gratefully acknowledge their support.  相似文献   

16.
Latin American populism has been characterized as a time-bound phenomenon, part of the political revolution against the old agricultural oligarchy and accompanying import-substitution industrialization. It has been asserted that populism died with the “exhaustion” of the “easy phase” of import-substitution, and that bureaucratic authoritarian regimes were predicated on that demise. Brazil, Argentina, Mexico, and Peru are regularly cited as evidence. This article examines these definitional premises in light of the apparent resurgence of populist politics in the democratic transition in Brazil. It is argued that populism is not a pre-1964 anachronism, but is predictably appealing in the 1980s. Distinctions among populistappeals, contention for power, andsuccessful populist order suggest that populism and its leaders offer a very limited alternative to the future of Brazilian politics. Gamaliel Perruci, Jr., a native Brazilian, is a doctoral student in political science at the University of Florida. He is currently conducting research on Brazilian industrial and trade policy. Steven E. Sanderson is professor of political science at the University of Florida. His most recent book isThe Transformation of Mexican Agriculture: International Structure and the Politics of Rural Change (Princeton University Press, 1986). He is currently completing a book entitledThe Politics of Trade in Latin American Development.  相似文献   

17.
Social scientists have drawn a straightforward lesson from European history: taxation promotes representation. Drawing on this history, scholars have developed general theories that connect taxation to modern democracy. In this article I argue that these theories have overlooked the most important element in the relationship between taxation and representation in European history. Premodern assemblies, or their members, typically had a deep involvement in the mechanics of tax collection, and it was primarily through this that taxation promoted the emergence, strength, and longevity of representative institutions. But modern parliaments do not collect taxes. As a consequence, taxation has only a modest role in the promotion of democracy in the modern world. My argument challenges existing theories of the link between taxation and representation, including those made in the literature on rentier states. It also advances our understanding of the process by which premodern European representative assemblies were transformed into the basic institutions of modern democracy. Michael Herb is assistant professor of political science at Georgia State University. He is the author ofAll in the Family: Absolutism, Revolution and Democracy in the Middle Eastern Monarchies (Albany, NY: SUNY, 1999). He received his Ph.D. from UCLA in 1997.  相似文献   

18.
Conventional wisdom asserts that Islam and tribalism dispose the countries of the Arab Middle East against democratization. Yet the local culture in the region resembles those in the ancient world where democracy was first established, and neither resembles the pattern of political development that occurred in Western Europe, today’s democratic paradigm. Kuwait, a city-state that has enjoyed a high level of collective wealth throughout the period following World War II, displays many of the attributes of the “positive liberty” that Isaiah Berlin, Hannah Arendt, and others see as characteristic of ancient democracies. Vigorous participation in a range of public spaces acts as a check on runaway state power. Kuwait’s record on “negative liberty” is poor, which is why it diverges from the western European model. Population growth and its effect on political development is eroding Kuwait’s qualities as a city-state and pushing it toward mass politics. It is not possible at this stage to predict with any confidence whether these new trends will result in further liberalization or a more authoritarian polity. Mary Ann Tétreault is a professor of political science at Iowa State University. She is the editor ofWomen and Revolution in Africa, Asia, and the New World (1994) and the author ofThe Kuwait Petroleum Corporation and the Economics of the New World Order (1995). She is presently working on a monograph on democratization in Kuwait and, with Robin Teske of James Madison University, is preparing an edited volume on power and social movements.  相似文献   

19.
Research on liberal democracy in newly developing countries has been hampered by the view of civil society as a bounded realm; by insufficient attention to power, class, and legal-juridical institutions; and by too limited a conception of social movements with democratic potential. In this study of urban migrants’ struggle for property rights, the migrants’ political action is found to be associated with a capitalist social movement. The legal changes that the movement helped institute and the means that it employed have enhanced democracy by extending property rights to the poor and by opening up policy processes to public debate and input. Insofar as liberal reform involves the law and its administration, it requires a positive, facilitative state, in spite of liberalism’s broadly antistatist commitments. The study also reveals that liberal reform can have a popular content even if supported by elites. The findings suggest that the realization of full citizenship rights is, for now, at least as crucial to the future of Latin American democracy as the narrowing of economic inequalities. David G. Becker is associate professor of government at Dartmouth College, Hanover, NH 03755. He is the author ofThe New Bourgeoisie and the Limits of Dependency (Princeton University Press, 1982); a counthor ofPostimperialism (Lynne Rienner Publishers, 1987); and the author of “Beyond Dependency: Development and Democracy in the Era of International Capitalism,” in Dankwart A. Rustow and Kenneth P. Erickson (ededs.),Comparative Political Dynamic (HarperCollis, 1991), in addition to many other articles on aspects of political development. Becker’s current research centers of the nature of constitutionalism and democracy in Latin America. He is preparing a book-length treatment of the rule of law in Latin America, along with an edited book on postimperialism that will present new case studies of a variety of countries and world regions.  相似文献   

20.
Neoliberal economic reforms in post-socialist Tanzania heightened racial as well as anti-foreign hostilities, while liberal political reforms made possible the expression of these antagonisms in electoral politics. Newly formed opposition parties mobilized popular support by advocating anti-Asian indigenization of minority rights. This prompted the ruling party, which had initially denounced advocates of indigenization as racist, to alter its position. In doing so, ruling party leaders redefined the meaning of indigenization, shifting the focus of the debate away from racial issues and Asian control of the economy toward issues of free trade, foreign investment, and foreign economic domination. By implementing indigenization measures targeting non-citizens and featuring anti-liberal economic policies, including tariff barriers, local content laws, and restrictions on property ownership, the government faced the danger of losing international support from foreign donors and international financial institutions. The trajectory of the indigenization debate reveals the role of electoral competition and party formation in shaping race relations and national identity in post-socialist Tanzania. It suggests the need for event-centered studies of the way in which political identities are constructed in processes of conflict within the institutional arenas created by liberal political reforms. Ronald Aminzade is professor of sociology at the University of Minnesota-Twin Cities. His publications concerning the social and political consequences of capitalist development includeBallots and Barricade: Class Formation and Republican Politics in France, 1830–1871 (Princeton University Press, 1993) andClass, Politics, and Early Industrial Capitalism: A Study of Mid-Nineteenth Century Toulouse, France (State University of New York Press, 1981). He is also co-editor ofSilence and Voice in the Study of Contentious Politics (Cambridge University Press, 2001) andThe Social Worlds of Higher Education (Pine Forge Press, 1999). For making this research possible I would like to thank the University of Minnesota and the Center for Advanced Study in the Behavioral Sciences, which provided support through National Science Foundation Grant #SBR-9601236. I am grateful to James Brennan, Susan Geiger, Erik Larson, Mary Jo Maynes, Marjorie Mbilinyi, Jamie Monson, Richa Nagar, Anne Pitcher, Eric Sheppard, Thomas Spear, Charles Tilly, Eric Weitz, Erik Olin Wright, and several anonymous reviewers for helpful comments on an earlier draft.  相似文献   

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