Competitive Liberalization,Competitive Imperialism,and Intellectual Property

Aggressive pursuit of free trade agreements (FTAs) and customs unions (CUs) by major and minor trading powers alike challenges the conventional wisdom in favor of such pursuit – competitive liberalization. An equally plausible explanation for an active bilateral and regional trade agreement policy, one which effectively de-emphasizes multilateralism, may be competitive imperialism. The protection and enforcement of intellectual property rights is one area in which new provisions, going beyond multilateral rules, are being negotiated and written into FTAs and CUs. Such provisions may yield insights into which characterization of bilateralism and regionalism – competitive liberalization or competitive imperialism – is more apt. Rice Distinguished Professor, The University of Kansas, School of Law, Green Hall, 1535 West 15th Street, Lawrence, KS 66045-7577, USA. Tel. +1-785-8649224. Fax. +1-785-8645054. www.law.ku.edu. J.D., Harvard (1989); M.Sc., Oxford (1986); M.Sc., London School of Economics (1985); A.B., Duke (1984). Marshall Scholar (1984-86). Member, Council on Foreign Relations, Royal Society for Asian Affairs, and Fellowship of Catholic Scholars. Author, Modern GATT Law (Sweet & Maxwell 2005), International Trade Law: Theory and Practice (2nd ed. 2000, 3rd ed. forthcoming 2007-08), and Trade, Development, and Social Justice (Carolina Academic Press 2003). I am thankful to my Research Assistant, Mr. David R. Jackson (B.A., George Mason University, 1992; J.D. Class of 2007, University of Kansas), for his indispensable help on this work. I also am grateful to Dr. Mohammed El Said, University of Central Lancashire (UCLAN), for his consistent support and friendship, and for what he has taught and continues to teach me about international trade and intellectual property.     

Intellectual property laws integrated with the national development policies in China

As a developing country, China has been pressured by the developed countries to increase the levels of intellectual property (IP) protection and to adopt IP rules that even go beyond the minimum international standards. IP regimes are established to promote advances in science and culture by rewarding creation and invention. However, developing countries do not necessarily appropriately share the benefits from the harmonization of IP protection standards over the world. Fortunately, not every developed country or international organization is concerned only with its own interest when evaluating the tendency of international IP protection policies. In fact, they have made many studies or findings in favor of the concerns and interests of developing countries. This paper investigates the conflicts between IP rights and human rights, as well as the validity of IP laws under constitutional arguments, with the purpose of providing new strategic policy arguments in China’s future amendments to IP laws, and related negotiations with developed countries. __________ Translated from Faxue Yanjiu 法学研究 (Law Research), 2005, (6): 105–115     

Is a domain name property?

Legal context. Domain names have become increasingly valuableassets, in some respects more valuable than trade marks. A domainname may identify not only the source of the goods, services,business or information, but also the virtual location of thesource, much as an address or telephone number does. However,there is still a significant unresolved issue as to whethera domain name is a form of intangible property or merely a contractualright. Resolution of this issue is important for commercialtransactions affecting domain names and for legal proceedingsand remedies relating to them. Key points. Domain names have been analogized by courts to addresses,patents, trade marks, and even by one writer to cattle. However,in this author's view, the best way to characterize the legalstatus of a domain name is by analogy to a telephone number.Although United States appellate authority suggests that a domainname is a form of intangible intellectual property, it is submittedthat the better, but not judicially clear or consistent, viewis that a domain name is not property. This position reflectsthe practice in Canada where, in registering a .ca domain name,the registrant agrees, as a contractual condition of registration,that it acquires no property right in the domain name. Practical significance. The authorities in this area are stillnot clear. Until this issue is resolved, whether globally oron a country-by-country basis, the prevailing uncertainty willinhibit commercial transactions involving domains, such as theirtransfer and their value for the purposes of securitisation.     

Wildlife management,the multilateral trade regime,morals and the welfare of animals 1

Abstract

Various states (and groups of states such as the European Community) have adopted legislation designed to raise standards of animal welfare in many areas including agriculture, companion animals, experimentation and testing, transport, and hunting and trapping methods. Much of this legislation has resulted from extensive lobbying and intense political wrangling. Where the legislation affects animals as products (or animal derivative products such as their pelts or their meat), legislators frequently resort to external facing trade measures to support the moral stance taken in the legislative instrument. At this point potential conflicts with the precepts of the multilateral trade regime operated by the World Trade Organisation arise. The extent to which the relevant provisions in the WTO portfolio of agreements (and the predecessor text of the GATT 1947) assist the cause of animal welfare is limited by both the texts themselves and the narrow interpretation of those texts by WTO/ GATT dispute panels. Non‐governmental organisations involved with animal welfare issues are concerned that the WTO regime will inhibit the development of animal welfare protection legislation and are also concerned that the net result may be a retardation of the development of animal welfare measures in the face of open market competition. This article explores the background to, and substance of, this contention particularly in the context of the European and International legislation designed to deal with the welfare of trapped wild animals and also with other animal welfare legislation having international trade implications. Moreover, the findings of such an examination have much broader implications in that they have relevance to any legislation based on public morality which seeks to enforce that morality through external facing trade measures.     

Context and Continuity: Philistines,Pharisees and Art in English Culture

Cultural identity is an important facet of globalization, and cultural policy involves an international network of policymakers at the subnational, national, and supranational levels. It is often unclear what cultural identity means and who effects policy change, especially in a fast-changing world. The author examines one of the most important cultural policy conflicts of the last two decades to suggest that the intersections among multiple policymakers led to considerable learning through interaction and clear articulation of policy preferences. The author examines the culture war between the European Union (EU) and the United States over trade in cultural products.¹ The conflict played out in international organizations and allowed the EU to come together to articulate a somewhat coherent cultural identity policy, while the United States realized the difficulty of sustaining cultural exports in the context of provocative cultural identity frames.     

Human rights and trade mark rights

Legal context. For some time the UK Trade Marks Registry hasrefused to register trade marks which consists of the name ofa well-known individual. This article examines whether the practiceis permissible, not in the terms of intellectual property lawbut whether it is in contravention of the applicant's humanrights. Key points. Looking at the application of the Human Rights Actin the United Kingdom, the article asks how it could apply toan intellectual property case, concluding that the Trade MarkRegistry is clearly a ‘public authority’ and thatthere are a number of ways in which current practice in respectof well-known individuals could be said to infringe their humanrights. Practical significance. It remains to be seen what the Registry'sresponse will be to such arguments and whether it might in thefuture be possible to obtain protection for the name of a celebrity.     

Trade Measures and Climate Compliance: Institutional Interplay Between WTO and the Marrakesh Accords

This article examines the potential of trade measures to induce more climate-friendly policies, focusing on the relationship between global trade rules and the Kyoto climate regime. At the core of this interplay is the normative consistency of trade-related rules in the two regimes and any hierarchical relationship between them. The stronger clout of the WTO and its compulsory dispute settlement system suggest that issues involving competing claims would be referred to WTO bodies. Such bodies have so far been restrictive regarding the exceptions in WTO agreements to the general ban on embargoes and discrimination. The normative compatibility of the two regimes will also depend on their participatory interplay, specifically how they differentiate groups of actors as to rights and obligations. Non-members of WTO receive the least protection, and their vulnerability to climate-related trade measures is largely determined by their interdependence with states that consider employment of such measures. Among WTO members, the findings of a dispute settlement body would presumably differ depending on the status of the target under the Kyoto Protocol. A non-complier with Kyoto commitments would be more shielded than a non-party, because by joining the Kyoto regime a non-complier has exposed itself to regime-internal and less trade intrusive measures that should be exhausted first. A third dimension of interplay is linkage, or efforts to influence the regime interplay. To date there has only been moderate cross-agency coordination, but considerable attention is paid within each regime, including in the Millennium Round of trade negotiations, to the desirability of avoiding conflict between them.     

European health regulations and Brazil nuts: Implications for biodiversity conservation and sustainable rural livelihoods in the Amazon

Abstract

The Brazil nut industry comports with the principal objectives of European policy on development co‐operation (poverty reduction linked with environmental protection) and forest conservation (maintaining forest cover). However, European Regulation 1525–98 EC, which decreases acceptable levels of aflatoxins in Brazil nuts to 4 parts per billion, may cause a crash in the Brazil nut trade. Thus, European policies on food quality, development co‐operation and forest conservation are likely to operate a cross‐purposes. Brazil nut producer countries have questioned the legal basis of the Regulation in terms of scientific justification for the stricter limits on aflatoxin content and lack of conformity with international standards set by Codex Alimentarius. The EC has countered by invoking the precautionary principle. This article documents the debate in the context of the World Trade Organisation's Sanitary and Phytosanitary Agreement and discusses the implications for the relationship between agendas of trade, environment and sustainable development.     

Protecting Intellectual Property on The Internet. Experience and Strategies of Trade Mark Owners in a Time of Chance

It is often stated that the protection of names, brands and trade marks on the Internet is a critical issue for intellectual property (IP) owners. However, while tales of infringement abound, there have been few court cases. IP specialists looking to establish a policy for the protection of names on the Internet need to assess the scale of the problem. What evidence of infringement or abuse exists? How are trade marks at risk-just in the domain name system or on other parts of the Internet? Can the courts or registration authorities be relied upon to support intellectual property owners? Is affordable net protection a myth or a reality for trade mark owners? This article attempts to quantify the risk of infringement or abuse of intellectual property, to examine measures of control proposed by the World Intellectual Property Organization (WIPO) and to suggest policies that can be adopted to minimise the risk of infringement and to maximise the chance of successful action against infringers.     

Four Lessons for Developing Countries from the Trade Negotiations Over Access to Medicines

After the Agreement on the Trade-Related Aspects of Intellectual Property Rights (TRIPS) came into operation in 1995 developing countries have found themselves in a process of continual negotiation over intellectual property rights and access to medicines. These negotiations have taken place in the World Trade Organization and in the context of free trade agreements. The paper suggests that the only real win for developing countries has been the Doha Declaration on the TRIPS Agreement and Public Health in 2001. What have been the lessons for developing countries in a decade of negotiations over access to medicines? Drawing on themes of rule complexity and regulatory ritualism the paper discusses four key lessons for developing countries. It concludes by arguing that developing countries will do better if they adopt a networked governance approach to negotiation rather than continuing to rely on traditional coalition formation.     

From Brand Performance to Consumer Performativity: Assessing European Trade Mark Law after the Rise of Anthropological Marketing

Since the 2009 CJEU decision in L'Oréal v. Bellure, the idea that a brand's image is the property of the trade mark owner has become increasingly entrenched within European trade mark law. Brand image is now protected even where there is no harm to the underlying mark. However, the courts have largely failed to acknowledge the radical ways in which the marketplace for goods bearing trade marks has changed in the past three decades. One key shift is that businesses and marketers no longer view the brand creation process from a top‐down ‘brand performance’ perspective, but, rather, through the prisms of ‘anthropological marketing’ and ‘consumer performativity'. Through an interdisciplinary approach, this article dissects the process of brand creation in the context of European trade mark law, and argues that the law must take account of consumer agency when the question of who should own brand image arises.     

Trade Secrecy Injunctions,Disclosure Risks,and eBay's Influence

Historically, intellectual property (IP) owners could rely on injunctive remedies to prevent continued infringement. The Supreme Court's eBay v. MercExchange decision changed this, however. After eBay, patent courts no longer apply presumptions that push the deliberative scales in favor of injunctions (or “property rule” protection). Instead, patent injunctions require a careful four‐factor analysis, where plaintiffs must demonstrate irreparable injury (i.e., that money damages cannot compensate). Without question, eBay has made it harder for patent plaintiffs to secure injunctions, and has led many district courts to consider innovation policy concerns (e.g., the strategic behavior of patent “troll” plaintiffs) in the injunction calculus. By and large, courts’ more deliberative approach to patent injunctions post‐eBay has been viewed as beneficial for the patent system. Over the past decade, eBay’s influence has migrated to other areas of IP. This article offers the first account of eBay’s impact on federal trade secrecy injunctions. Important differences between trade secret law and other areas of IP—for example, the hard‐to‐quantify risk that disclosure poses to trade secret owners—has lessened eBay’s influence on trade secrecy injunctions. This article argues that disclosure risks justify a bifurcated approach to trade secrecy injunctions. That is, in cases involving the dissemination of trade secrets, courts should presume irreparable injury in the injunction calculus. However, in cases involving the unauthorized use of a trade secret—that is, where a defendant builds upon a plaintiff's trade secret but does not disseminate it—courts should not presume irreparable harm and, instead, should apply the eBay framework. As part of this assessment, courts should consider policy concerns related to cumulative innovation and employee mobility.     

美国域外知识产权扩张中的论坛选择政策研究:历史、策略与哲学

为追求知识产权利益最大化,美国的域外知识产权保护始终处于扩张之中。美国不断追逐有效的知识产权国际论坛,从联合国教科文组织到世界知识产权组织、世界贸易组织和最近的《反假冒贸易协议》,采取的论坛选择策略包括论坛加入或退出、论坛转移和新论坛构建等,意图在于把不断提高的国内知识产权保护实质地延伸至全球领域。为支持其论坛选择政策,美国交互采取单边、双边和多边贸易措施,包括"特别301"、自由贸易协议和WTO的争端解决机制。持续推动美国域外知识产权保护的力量来自其跨国公司,支撑其论坛选择政策的是美国的实用主义哲学。对美国域外知识产权扩张历程及其论坛选择政策的考察,有助于人们认识知识产权全球化的实质,正视其内在冲突,把握其合理方向,理解知识产权国际保护不应是一国知识产权制度的无条件延伸,从而有助于我国吸收相关经验与教训,在知识产权对外交往中采取更有针对性和前瞻性的应对之策。     

强化我国商号知识产权保护的法律思考

目前,我国还没有建立起专门的商号法律保护制度。在现行商标法、反不正当竞争法等现有法律体系的框架下切实保护商号,不仅要正确认识商号知识产权的性质和保护现状,更重要还是要进一步完善我国商号的知识产权法律保护体系。     

A Welcome Conversation: Toward a New Historiography of Intellectual Property

This essay considers what tools should be used to study the legal history of intellectual property. I identify three historiographical strategies: narration, contest, and formation. Narration identifies the diverse “narrative structures” that shape the field of intellectual property history. Contest highlights how the inherent instability of intellectual property as a legal concept prompts recurrent debates over its meaning. Formation recognizes how intellectual property historians can offer insight into broader legal history debates over how to consider the relationship between informal social practices and formalized legal mechanisms. I consider Kara W. Swanson's Banking on the Body: The Market in Blood, Milk and Sperm in Modern America (2014) in light of these historiographical strategies and conclude that Swanson's book guides us to a new conversation in the legal history of intellectual property law.     

发达国家知识产权保护的新动向及我国的应对

发达国家制定的《反假冒贸易协定》已于2011年11月1日生效,其对知识产权的保护设置了新规则,由于知识产权与国际贸易的密切联系,使得该规则将对我国国际贸易产生重大影响.在对《反假冒贸易协定》与《与贸易有关的知识产权协定》进行比较的基础上分析该协定可能产生的影响,及发达国家知识产权保护战略的新动向,进而提出中国在此问题上应有的立场和应对措施.     

TRIPS-plus条款的扩张及中国的应对策略——以药品的专利保护为视角

近年以来,美国与欧盟等发达国家利用TRIPS协议的弹性规定,在与其他国家签订的自由贸易协定中大量加入TRIPS-plus条款。这些条款通过对TRIPS的拓展以及限制来提高知识产权保护标准,在药品的专利保护领域尤为突出。实践证明,TRIPS-plus条款严重影响了发展中国家药品的可及性。我国作为大量依靠仿制药品的发展中国家,在国内立法以及签署自由贸易区协定等国际条约时,应当对TRIPS-plus条款保持高度警惕,审慎引入专利链接制度,为数据独占保护设置限制条件,保留强制许可、平行进口等TRIPS允许的弹性条款,尽量为国内政策预留一些选择空间。     

Trade and environment negotiations in the WTO: Asian perspectives

For developing countries, aid cannot replace trade. Mutually supportive trade and environmental policies should contribute to the realization of sustainable development. The purpose of this paper is to identify the negotiating position of selected Asian developing countries on the World Trade Organization (WTO) Committee on Trade and Environment (CTE). This paper reviews their submissions and suggestions for the CTE with regard to its mandate on trade and environment. In addition, using key trade statistics, it explores the relationship between their negotiating positions and changes in the structure of international trade in Asia. While the CTE has brought about no specific results concerning its mandate, the negotiating positions of developing countries are changing sharply. In particular, Asian developing countries now participate proactively in CTE negotiations. This paper shows the diversity of views held by Asian countries on trade and environment. In some cases, their views are opposed to each other. It can also be observed that the negotiating position of each Asian country at the CTE is closely related to its own trade structure. In accordance with national patterns of trade structure, NIEs, China and India have their own distinct negotiating positions whereas Association of Southeast Asian Nations (ASEAN) countries have not taken the same stance in the CTE negotiations. Each member of ASEAN presents separate views depending on the nature of the issue.

外观设计专利权的扩张与限缩—以外观设计专利权与其他知识产权的边界为视角

由于知识产权客体的非物质性,外观设计专利权易与其他知识产权发生竞合与冲突,尤其是与实用艺术作品的著作权、商业外观的商标权和基于《反不正当竞争法》保护的合法权益等。伴随着我国司法实践的进展,上述权利竞合与冲突的问题日益严重。同时,外观设计专利权与其他相关知识产权之间亦存在一定差别,需要在权利客体方面有所区分。借鉴美国、英国、德国和法国的法律经验,只有法国给予完全重叠的保护,其他国家均在外观设计专利权的权利客体方面与其他知识产权加以区分。我国应当进一步明晰外观设计专利权与其他知识产权之间的边界,将纯属著作权保护的作品排除在外观设计保护客体之外,例如服装设计、书籍封面设计、动画形象设计、建筑设计、小摆设;将纯属商标权保护的标识排除在外观设计保护客体范围之外,例如在实用功能或形状结构上没有新创造的商品包装盒(包装袋、包装瓶)、店面装饰装潢;对实用功能或形状结构有新创造的设计,可选择获得外观设计专利权或者其他知识产权保护,否则不能获得外观设计专利权保护。     

知识产权制度的政策科学分析

The intellectual property (IP) system is a key part of the framework of public government policy, the function of which is to maintain a justice order of intellectual right and achieve the benefit goal of knowledge in advance. Modern UK and USA have both gained much effective experiences in terms of IP policies. Developing countries should make a reasonable arrangement with regard to intellectual property system based on the cost-benefit analysis in the framework for the international trade system. China has experienced one-hundred-year history in promoting intellectual property legislation, which suggests a transitional trend from passive transplant to active decision-making in terms of IP policy. The intellectual property policy should be rectified and improved under the overall policy of a creative country.