Duverger's Law in mixed legislative systems: The impact of national electoral rules on district competition

How do institutional factors shape district competition in mixed legislative systems? Preliminary evidence suggests the distinction between sub‐types of mixed systems alone poorly explains variation in district results. Consistent with the contamination thesis, this analysis suggests three additional national‐level factors at play: fused ballots, the electoral threshold for proportional representation seats, and the existence of compulsory voting laws. Regression analysis on an original dataset covering 90 mixed system elections in 23 countries (1990–2012) finds that while mixed member majoritarian systems correlate with fewer district candidates, these three often overlooked factors are also statistically significant. This analysis highlights the complexity of mixed systems and suggests why many of them diverge from Duverger's Law.     

Strategic voting and effective representation thresholds: Evidence from three Spanish general elections

The extent of strategic voting in the Spanish general elections of 2000, 2004 and 2008 is estimated using a new measure of strategic incentives suitable for proportional representation systems that avoids some of the problems associated with lagged variables. Strategic behaviour increased from 12 to 33 per cent of the electoral base of the United Left Party, the major victim of strategic defection. This estimate is a conservative one as elite mobilisation is controlled for in the constituencies, which is unusual in the literature on strategic voting that uses regression‐based methods.     

Political uncertainty and corporate investment: Evidence from India

This article examines the relationship between political uncertainty and corporate investments in India. Using the data of 771 non-financial Indian firms for the period 2007 Q1 to 2020 Q4 and for three general elections, 2009, 2014, and 2019, the study confirms a significant negative impact of political uncertainty on corporate investments and a pronounced impact of political uncertainty on corporate investment in closely contested elections. Also, we find that corporate investment tends to rise post-election. Additionally, we find that the negative relationship between political uncertainty and corporate investment is more pronounced for politically sensitive industries and firms facing higher financial constraints.     

Parliamentary and presidential elections in Mongolia, 2012 and 2013

The 2012 Mongolian parliamentary election was historical as a new mixed-member majoritarian system was implemented. Compared with 2008, or even 2004, the 2012 election outcome indicates an at least tentative disruption of the bipolarisation of electoral politics in Mongolia. However, unlike in the past when the fragmentation of the party system was caused by the parties of the so-called “democratic camp”, the latest split occurred within the so-called “post-communist camp”. The presidential election took place on 26 June 2013. Tsakhiagiin Elbegdorj of the Democratic Party was elected president and for the first time since the democratic transition of 1990, most executive and legislative powers shifted to the Democratic Party.     

Resource disparity and multi-level elections in competitive authoritarian regimes: Regression discontinuity evidence from Hong Kong

Much research has been done to study how competitive elections affect autocracies and their opposition. Electoral institutions, however, may have different social and political effects. In this paper, I examine the effect of an understudied electoral institution: lower-level elections. I argue that elections at grassroots levels tend to favor the ruling party by allowing it to more fully utilize its resource advantage to buy political support, which would in turn undermine the opposition's ability to develop a local support network that is important to its struggle for democratization as well as for elected offices. Evaluating the effect of lower-level elections is empirically challenging because the effect is likely to be confounded with voter preference. I tackle this identification problem by taking advantage of a quasi-experiment afforded by the electoral formula of Hong Kong, which allows me to use a regression discontinuity design to test my causal argument. I find strong statistical evidence supporting my argument; the ruling elite's aggressive expansion in the District Councils, the lowest elected tier, aims to drive out the opposition elites, who, by occupying a District Council seat, are able to increase their vote share of that constituency by 4–5 percentage points in a subsequent legislative election.     

Incumbency advantage in multi-member districts: Evidence from congressional elections in Chile

Do parties enjoy an advantage to incumbency in multi-member districts? In this paper we answer this question by adapting a regression-discontinuity design to multi-member districts in congressional elections in Chile. The electoral system in place generates discontinuities in the number of elected representatives from each coalition at the 1/3 and 2/3 thresholds of the two-party vote share. Regression-discontinuity estimates indicate that, by holding two seats as opposed to holding only one, the left-leaning coalition obtains an extra 4.5% vote share in the next election and increases by 28 percentage points the probability of electing two candidates again. These results are in line with those obtained in previous studies in the U.S. but contrast with results obtained in developing countries which find a negative advantage to incumbency.     

Presidential coattails and electoral coordination in multilevel elections: Comparative lessons from Brazil

This article seeks to understand how concurrent presidential and gubernatorial elections in strong federal systems affect electoral coordination and coattails voting between national and subnational levels of government. We seek to determine whether the nationalizing effect of presidential elections can overcome the strong incentives for regionalization that can arise in federal systems. We use individual-level survey data and time-series cross-sectional electoral data from Brazil, a federal country with decentralized electoral institutions that has recently adopted concurrent presidential and gubernatorial elections. We find that the congruence between national and subnational elections increases when elections are temporally proximate and the effective number of presidential candidates is low. In short, the coattails effect can not only operate “horizontally,” by shaping national legislative elections, but also “vertically,” by shaping subnational elections.     

Coattails and spillover-effects: Quasi-experimental evidence from concurrent executive and legislative elections

Concurrent elections are widely used to increase turnout. We theorize and show empirically how concurrency affects electoral outcomes. First, concurrency increases turnout and thereby the participation of peripheral voters. Second, in combined elections, one electoral arena affects the other. In our case of majoritarian executive elections concurrent to proportional representation (PR) legislative elections, the centripetal tendency of majoritarian elections colors off to the concurrent PR race. Third, concurrency also entails spillovers of the incumbency advantage of executive officeholders to the concurrent legislative race. Drawing on quasi-random variation in local election timing in Germany, we show that concurrency increases turnout as well as council votes for the incumbent mayor's party and centrist parties more generally, with slightly more pronounced gains for the political left. As a consequence, concurrent elections consolidate party systems and political power by leading to less fragmented municipal councils and more unified local governments.     

Electoral institutions and campaigning in comparative perspective: Electioneering in European Parliament elections

This article develops and tests a number of competing expectations (institutional, party and individual) about what influenced the campaign activity of individual parliamentary candidates for the 2004 European Parliament elections. The principal interest is in the effects of variations in the design of electoral institutions across the Member States of the European Union. Based on the analysis, it is argued that an important distinction needs to be made between campaign effort and campaign goals, with electoral institutional factors having a more significant role over the latter.     

The autocratic mandate: elections,legitimacy and regime stability in Singapore

This paper explains how authoritarian regimes employ flawed elections to obtain both short-term legitimacy and long-term stability. In conjunction with the use of co-optation and repression, it argues that ruling parties hold de jure competitive elections to claim what is termed autonomous legitimation. This denotes the feigning of conformity to the established rules of the constitution and the shared beliefs of citizens. Regardless of overall turnout and support, ruling parties exploit the normative and symbolic value of elections in order to establish moral grounds for compliance within a dominant-subordinate relationship. In support of this argument, the case of Singapore's People's Action Party (PAP) is analysed in historical and contemporary terms. Since 1959, the PAP has used precisely timed elections to extract one or more mandate types from citizens and, by extension, claim legitimacy. In particular, it has sort a mandate based on its response to an event, execution of a policy and/or collection of a reward. In the long run, autocratic stability has been achieved through a process of reciprocal reinforcement, which has combined autonomous legitimation with targeted co-optation and low intensity coercion. The paper concludes by addressing the generalisability of this finding for other authoritarian regimes in Southeast Asia.     

Between ballots and bullets: elections and citizenship in and beyond the nation-state

This article approaches electoral acts and performances as central sites for the negotiation of citizenship relations. I argue that, in order to understand how these relationships are shaped, we must attend to governmental actors beyond the nation-state, from trade unions to criminal organizations. Focusing on the case of Jamaica, I show how non-state actors have come to play a central role in hybrid forms of governance, shaping citizens' allegiances to multiple, overlapping political communities. How are campaigning and voting affected by such multiple allegiances? What new understandings of citizenship can we develop if we take the role of non-state actors in the electoral process seriously? I suggest that we should study elections as a site where citizenship – understood here in its broad sense of membership of a political community – can develop both within and beyond the nation-state.     

The house size effect and the referendum paradox in U.S. presidential elections

Barthélémy et al. (2014), extending the work of Neubauer and Zeitlin (2003), show that some U.S. presidential elections are subject to a ‘House size effect’ in that the winner of the election, i.e., the candidate who wins a majority of electoral votes, depends on the size of the House of Representatives. The conditions for the effect relate to the number of ‘Senate’ versus ‘House’ electoral votes won by each candidate, but the relationship is not straightforward due to ‘locally chaotic’ effects in the apportionment of House seats among the states as House size changes. Clearly a Presidential election that is subject to the House size effect exhibits the referendum paradox, i.e., the electoral vote winner is the popular vote loser, for some House sizes but not for others.     

The 2017 regional elections in Slovakia: Soaring independents and recovered opposition in a fragmented political space

ABSTRACT

Government parties suffered defeat in the November 2017 regional elections in Slovakia. The Direction-Social Democracy (Smer), the senior coalition partner, managed to remain the party with the largest share of elected regional deputies. However, its strength was significantly reduced, both when compared to the 2016 national elections and the 2013 regional contests. The democratic center-right opposition managed to coordinate and compete effectively against the governing parties. Its success was apparent in the gubernatorial contests, where its candidates defeated most of the Smer-backed incumbents. The democratic opposition was less successful in elections to regional assemblies. Their most significant result is a dramatic increase in the share of independent deputies who constitute the largest virtual group of deputies.     

Turnout and weather disruptions: Survey evidence from the 2012 presidential elections in the aftermath of Hurricane Sandy

This paper examines the rational choice reasoning that is used to explain the correlation between low voter turnout and the disruptions caused by weather related phenomena in the United States. Using in-person as well as phone survey data collected in New York City where the damage and disruption caused by Hurricane Sandy varied by district and even by city blocks, we explore, more directly than one can with aggregate data, whether individuals who were more affected by the disruptions caused by Hurricane Sandy were more or less likely to vote in the 2012 Presidential Election that took place while voters still struggled with the devastation of the hurricane and unusually low temperatures. Contrary to the findings of other scholars who use aggregate data to examine similar questions, we find that there is no difference in the likelihood to vote between citizens who experienced greater discomfort and those who experienced no discomfort even in non-competitive districts. We theorize that this is in part due to the resilience to costs and higher levels of political engagement that vulnerable groups develop under certain institutional conditions.     

Party strategies and electoral competition in post-Communist countries: Evidence from Poland

Poland's major post-Communist party, the SLD, was an electorally successful legacy party during the 1990's. An analysis of Polish National Election Studies data and data from a separate study of new firm creation in Poland indicates their success was built on two important and related factors. One is the growth of new firms, which stimulated the growth of a centrist constituency who voted for parties supporting economic reforms. Second, the SLD adapted to this constituency by themselves becoming more economically liberal, as documented by Grzyma?a-Busse (2002). A conditional logit model of voter choice in the 1997 and 2001 elections relates votes to the distance between voters' preferences on economic policies and the positions of the competing parties. From this analysis we estimate that if the SLD had remained an ideological non-reformist party as did the KS?M in the Czech Republic and the CPRF in Russia it would have been a far weaker party as measured by vote and seat shares. Without the new firm creation, an ideological SLD cum KS?M could have been electorally successful as was the CPRF. The paper concludes by contrasting the the Polish, Czech and Russian post-Communist parties and extending the implications of the results to other developing and industrial economies faced with the need for structural change.     

Motivating the European voter: Parties,issues and campaigns in European Parliament elections

Voters behave differently in European Parliament (EP) elections compared to national elections because less is at stake in these ‘second‐order’ elections. While this explains the primary characteristic of EP elections, it has often led to a conflation of distinct motivations for changing behaviour – namely sincere and protest voting. By distinguishing these motivations, this article addresses the question of when and why voters alter their behaviour in EP elections. In addition, it argues that the degree of politicisation of the EU in the domestic debate shapes the extent to which voters rely on EU, rather than national, considerations. These propositions are tested in a multilevel analysis in 27 countries in the 2009 EP elections. The findings have important implications for understanding why voters change their behaviour between different types of elections.     

Local leaders and the distribution of central government funds: Evidence from 18 European democracies

This article looks at the relationship between the political affiliation of local leaders and the distribution of government funds with the help of a new dataset on local elections from 18 European countries between 2000 and 2013. It finds that central governments are more likely to target regions with high density of local councils affiliated with the parties in government only under certain institutional arrangements. The relationship exists where local councils enjoy little power and thus are less able to claim credit for the funds independent of the central government. The relationship is also present where local leaders are involved in the selection of candidates for national office.     

The electoral connection in staggered parliaments: Evidence from Australia,France, Germany and Japan

This article explores whether differential time horizons in legislative chambers that result from staggered membership renewal affect legislative behaviour. The analysis focuses on patterns of bill initiation and the introduction of amendments in the upper chambers of Australia, France, Germany and Japan – all four of which contain two or more classes of members that face re‐election at different times. Drawing on original comparative data, clear evidence is found of over‐time variation in legislative activity levels in the upper chambers. Approaching elections lead to increased activity levels, with increases in the introduction of bills, but also, to a lesser extent, amending activity. Such variation is found not only for those members facing the most proximate election, but for all members of the chamber. Importantly, there are no significant differences in legislative behaviour between those members up for re‐election and those not facing the electorate in the most proximate election. These patterns are interpreted tentatively as evidence of the paramount importance of political parties in parliamentary systems.     

Local candidates and voter mobilization: Evidence from historical two-round elections in Norway

What effect do candidates with local ties have on voter turnout and party support? A considerable challenge within the existing literature on the personal vote, including that part which derives from local ties, is disentangling it from the party vote using observational data. We exploit the unique institutional context of Norway’s historical two-round system, and data measured at the municipality level, to evaluate the mobilizational impact of voter attachment to parties versus (local) candidates. Under this system, entry into the second round was unrestricted, with the number and identity of candidates determined by elite coordination decisions. In municipalities where coordination at the district level between rounds resulted in the withdrawal of a candidate with local ties, we document a strong negative effect on both turnout and party support, which highlights the value of the personal vote for mobilization, and the potential trade-offs that confront parties and coalitions in nomination decisions.     

Pathways to power: Women's representation in the 2014 European Parliament elections

The 2014 European Parliament (EP) elections produced a record proportion of women MEPs overall (37 per cent). Yet, these results vary widely across countries and parties. This article aims to explain these variations, evaluating not only who the elected representatives of the 8^th EP are, but also how they got there. Are the paths to the EP the same for women and men? Are there gender differences in terms of MEPs’ political experience? A unique dataset listing more than 700 elected MEPs and their background, party and country characteristics is used to empirically examine who makes it to the EP and through which route. The results of the analysis suggest no significant gender differences in the pathways to the EP. Yet, parties matter: more women were elected to the 8^th EP from left‐wing than from right‐wing or ‘new’ parties, and both men and (especially) women representing right‐wing parties tend to be politically more experienced than their fellow MEPs from other types of parties. Furthermore, it is found that men are more likely than women to be promoted straight from party office to the EP, suggesting that some pathways to the EP are less open to women than others.