State Policies Affecting Cities and Counties in 1991: Shifting Federalism

States experienced considerable fiscal distress in 1991 as the recession led to widespread revenue shortfalls. In this environment, discretionary spending did not fare well. This article discusses five major policy areas: (1) state financial aid; (2) major changes in the "sorting out" of responsibilities between the state and local governments; (3) revenue diversification; (4) changes in limitations imposed on local taxes; and (5) new mandates handed down to cities and counties.     

State Actions Affecting Cities and Counties, 1990–1993: De Facto Federalism

States experienced considrable fiscal stress during the first four years of the 1990s. This has led to changes in five policy areas: (1) state financial aid; (2) local revenue diversification; (3) "sorting out" of responsibilities between the state and local governments; (4) tax and spending limitations; (5) and mandate relief. Some of the most significant changes occurred in California, Colorado, Maryland, Massachusetts, Minnesota, New Jersey, Oregon, and Wisconsin.     

The Fiscal Consequences of Changing Federal and State Revenue Policies: The Case of Small Oregon Cities

This article examines the fiscal consequences for twelve, smallOregon cities of recent changes in federal and state intergovernmentalrevenue policies. Many small local governments have experienceddouble revenue reverses in recent years—reductions inown-source revenues because of economic decline as well as decreasesin intergovernmental revenues, especially federal aid. The twelvesmall cities are compared with all 241 cities in Oregon andthe 136 Oregon cities in the 1,000 to 49,999 population range.Using aggregate and interview data, a major finding is thatalthough stabilization and/or decline in federal-state revenuesharing and entitlement program funds have accentuated difficultlocal revenue situations, economic decline has been the moreimportant contributor to the fiscal stress of the twelve smallmunicipalities. Most of the twelve cities had limited fiscalcapacity—as indicated by low assessed property valuations—makingit difficult to produce sufficient revenue to meet basic publicservice needs. These cities were also unable to get citizenapproval of increases in property taxes.     

公共政策合法性基础与影响因素探析

合法性问题是政治学研究的一个重要问题,而作为政府政治输出的公共政策,其合法性的高低直接影响到政府统治的正当性和有效性,它是政府合法性的外在表现。从政治学的视角对公共政策合法性的含义、基础和影响因素进行探讨和分析十分必要。     

State Health Policies, Federalism, and the Elderly

This article examines recent state health policy efforts forthe elderly and their implications for future federal and stateroles. States have been particularly active in creating programsto address the needs of the chronically ill and in seeking tomodify regulatory policies and promote private sector efforts.Those efforts have involved relatively autonomous state programsas well as programs developed within the intergovernmental system.To meet the health policy needs of an increasing elderly population,future federal policies must recognize potentials for significantstate contributions and seek to minimize actions that reducepolicy innovation, while continuing to address the problem oflimited responses in low-performance states.     

The State of American Federalism, 1992-1993

In terms of federalism, the year 1992-1993 was interesting inits ambivalence. The new president and a somewhat reconstitutedCongress took actions that reverberated through the intergovernmentalsystem; yet there was no hint of a coherent theory of federalismunderlying those actions. Two trends held steady: the federaldeficit continued to constrain new domestic initiatives andstates and localities continued to be subjected to un(der)fundedmandates. A review of U.S. Supreme Court rulings in cases withintergovernmental implications, does not reveal a discerniblefederalism philosophy in that branch of the government. If anything,1992–1993 further underscored the pulling and tuggingbetween the nation and the states that has characterized Americanfederalism for the past several years.     

State Environmental Policies: Analyzing Green Building Mandates

This research addresses state requirements that public facilities be constructed as “green buildings” that promote environmental friendly, energy efficient, and healthy workplaces. We consider state choices to adopt green building mandates and the form of their policy enactment. In considering the way that low salience issues like green buildings get on state agendas and the circumstances under which governors decide to engage the issue, we extend William Gormley's (1986) depiction of “board room” regulatory politics. State energy agencies provide an attention‐focusing role while governors behave strategically in deciding whether to issue executive orders about green buildings. This research adds to the growing understanding of states as innovators in aspects of environmental policy not normally subject to state regulation.     

Military Policies and the State System as Impediments to Democracy

Military policies impose severe limits on democracy and call into question the viability of the liberal democratic state. Military mentality undermines democratic culture; the complexity of warfare defies public understanding; speed required in decision-making prevents public debate; secrecy misleads the public while often disguising executive abuse of power; vested interests in high military expenditure skew political processes; and concentration of power among a few obstructs democratic participation. Even state sovereignty, which military policies bolster, obstructs democracy because interdependence requires governments to be held accountable, through transnational law and institutions, to 'foreign' as well as 'domestic' citizens since both are affected by national decisions.     

State Aid To Cities: A Causal Inquiry

Path analysis is employed to identify major influences on twoforms of state aid to cities—financial and programmatic.Considerable support is found for a sequential model in whichstate resources and city need are modified by the politicalclimate and the legal/structural characteristics of the state.For financial aid, the most powerful influences are a professionalizedlegislature and a legal system under which cities are responsiblefor schools and welfare. Program support is more affected bystate resources and municipal need. In all, those states mostlikely to provide generous support have cities in need, ampleresources, professionalized legislatures, and a decentralizedstate-local structural relationship.     

交错的科层和残缺的网络:省管县改革中的市县关系困局

省管县改革的不彻底,导致省、市、县政府之间纵向科层体系的交错.违背了科层组织所强调的权威等级和命令统一原则;出现了地方政府之间责、权、利配置的扭曲和不对称;误导了人们对省管县改革的认知和对未来方向的判断.网络化治理是省管县改革后的模式选择,但在实践中,诸多条件尚不完备.平等、独立、自主的多元治理主体仍在培育;合作、信任、规范的区域治理结构尚未形成;政府、市场、社会高度耦合的机制还在探索;责任、权力、利益相互匹配的制度还未完善.基于网络化治理的市县关系重构,其主要目的是要实现市县的协调发展.     

The Grassroots Are Greener: Democratic Participation and Environmental Policies in State Politics

American environmental legislation cannot be fully explained under traditional interest‐group theory, which emphasizes the success of well‐financed, organized interests. One alternative explanation holds that the American public accepts a new environmental ethos that is protective of the natural world and human health. This study examines 100 years of state‐level ballot questions on environmental policy and empirically establishes the emergence and persistence of this new environmental ethos as well as the changing nature of American support for environmental policy. This ethos emerges in 40 years, environmental policy making of this type has been increasingly citizen‐led, inclusive of a wider variety of environmental problems, while embracing a greater range of policy solutions including those premised on more radical notions of humanity?s relationship with the natural world.     

The Impact of State Policies to Limit Debt Financing

State policies intended to limit debt financing, either by requiringa balanced budget or by establishing constitutional limitationson debt, have been adopted in many states. A nalysis revealsthat stricter constitutional debt limitations are associatedwith lower levels of full faith and credit debt but show littlerelationship to overall state debt.     

Takeovers of Local Governments: An Overview and Evaluation of State Policies

This article examines state interventions, sometimes amountingto nearly total takeovers, into the affairs of financially distressedlocalities and "academically bankrupt" school districts. Drawingon several examples, this study suggests that state legislatorsand administrators have been cautious about intervening in theaffairs of specific local governments. However, the decisionsmade by state officials on how to approach intervention, particularlywhether to be reactive or proactive, and the assumptions theymake about the nature of the problems to be remedied, help determinewhether takeover is friendly or hostile and its effectiveness.     

State Abortion Policies,Targeted Regulation of Abortion Provider Laws,and Abortion Demand

Targeted Regulation of Abortion Provider laws (or TRAP laws) are state laws that apply only to abortion providers and impose on them licensing fees, physical plant/personnel regulations, and requirements that exceed those imposed on other comparable health‐care providers or medical facilities. According to prochoice supporters, the explicit or implicit goal of TRAP laws is to drive abortion providers from the market and reduce the supply of abortion services. This paper examines whether a state TRAP licensing fee or a TRAP plant/personnel law also has an independent impact on women's demand for abortion over the period 1982–2005. The empirical results find that neither state TRAP law has a statistically significant independent effect on women's abortion demand. The empirical results remain robust even after controlling for time‐varying factors or the time period after the Supreme Court's landmark 1992 Planned Parenthood of Southeastern Pennsylvania v. Casey decision.     

Immigration and the Evolving American Welfare State: Examining Policies in the U.S. States

The inclusion of racial/ethnic minorities is often considered an important factor leading to a relatively limited American welfare system. However, given the federal nature of welfare eligibility rules and the states' role in determining benefit levels, few studies explicitly link questions of inclusion and benefit levels when explaining the evolution of American welfare policy. This study examines the relationship between inclusion and benefit levels by analyzing state policies related to the welfare reforms of 1996 which allowed states to decide if recent immigrants would be included in welfare benefits, and subsequently the extent to which this decision affected overall benefit levels offered by states under TANF. The results suggest that states' decisions regarding inclusion subsequently affect benefit levels, with the direction of these relationships most closely reflecting the erosion model's prediction of broader eligibility associated with lower benefit levels.     

Electoral Institutions and Distributive Policies in Parliamentary Systems: An Application to State Aid Measures in EU Countries

Electoral institutions should systematically affect the propensity of a country to rely and spend on distributive measures. Supporting evidence is however still rare because of the difficulty in finding comparable cross-national data, the employment of dummy variables to account for the electoral systems, and the failure to recognise the interacting effects of different electoral rules on policy outcomes. Employing national data on state aid expenditure and a number of measures across European Union countries, the article provides evidence that legislators elected in higher magnitude districts spend less. More interestingly, it shows the interlocking policy effects of electoral institutions. Where high district magnitude is combined with ballot control, party-based voting and pooling, these rules conjunctly dampen politicians’ incentives to cultivate a personal vote and lead to lower spending on, and use of, distributive measures. Where high district magnitude is not combined with these rules, results are inconclusive. With one exception though, if leaders do not have control over the ballot rank, higher magnitude increases reliance on distributive measures. Results are robust to several alternative political-economy explanations of fiscal policy outcomes.