Election closeness and voter turnout: Evidence from California ballot propositions

This paper uses a new data set of 885 California ballot propositions from 1912 through 1990 to test the hypothesis that voter turnout increases as an election becomes closer. Various measures of voter participation are regressed on various measures of election closeness. The main finding is that there is not a systematic relation between closeness and turnout. Two conclusions are drawn: (1) voters are not sensitive to the probability their votes are decisive, and (2) other studies which found higher turnout for close elections probably detected an increased mobilization of party elites in tight races.     

The impact of closeness on electoral participation exploiting the Italian double ballot system

We investigate whether the degree of political competition affects electoral turnout by using Italian municipal election data from 1993 to 2011. Relying on elections held using a double ballot system, we apply an instrumental variable technique exploiting the actual closeness between the two leading candidates in the first round as an instrument for closeness in the second round. The use of this strategy to estimate the impact of closeness on turnout is new to the literature. Controlling for municipal fixed effects and candidates’ characteristics, we find that expected closeness significantly increases turnout, thus supporting the idea that the expected benefits of voting increase in tighter political races. The estimated effect is much larger than that found when measuring closeness with ex-post electoral results, suggesting quite a relevant endogeneity bias in previous studies.     

Everyone likes a winner: An empirical test of the effect of electoral closeness on turnout in a context of expressive voting

Under instrumental voting closer elections are expected to have higher turnout. Under expressive voting, however, turnout may increase with decreasing closeness when voters have a preference for winners. An empirical test using data on Belgian municipal elections supports this. We find that turnout reaches a local maximum when the largest party in the election obtains just over 52% of the seats and then falls (supporting the “instrumental” closeness-argument). There is, however, another turning point: the presence of a highly dominating party (receiving at least two-thirds of the votes) stimulates turnout despite the fact that dominance implies lower closeness.     

Expected closeness and turnout: An empirical analysis for the German General Elections, 1983--1994

This paper investigates whether expected closeness had a significant impact on turnout in the different electoral districts of the German General Elections, 1983-1994. We find no closeness effect for the 1983 but a significant positive one for the 1987 election. The 1990 election revealed an asymmetry: In West Germany we find a positive and statistically significant closeness effect, in East Germany a negative but also significant one. This result is lacking a theoretical explanation so far. For 1994 we find a positive significant effect in West and a positive but not significant one in East Germany.     

The effect of the secret ballot on voter turnout rates

Secrecy in the voting process eliminated an important motivation for voting. No longer able to verify the voters' choices, political parties stopped offering payments in return for votes. Within the rational voter framework, it will be shown that these payments were a prime impetus for people to vote. Without a vote market to cover their voting costs, many voters were rational to stay away from the polls. This hypothesis is supported through a series of empirical tests culminating in a multivariate legislative regression. When other electoral laws are controlled for, the secret ballot accounts for 7 percentage points lower Gubernatorial turnout.     

Competition and turnout revisited: The importance of measuring expected closeness accurately

This study aims at contributing to the literature on the effect of political competition on electoral participation. I test the Downsian Closeness Hypothesis (DCH) on data from runoffs in general elections in Hungary. The expected closeness of the runoffs is proxied with first round margins of victory. The findings of the paper are consistent with the DCH: increases in margins between two parties in the first round significantly decrease turnout in the second, even when turnout in the first round is controlled for. This is in line with the theoretical considerations of the DCH but contrary to a large part of the existing empirical literature. The estimates of closeness are substantially greater than in previous papers and suggest that previous studies of the DCH using actual closeness as a proxy for expected closeness encountered a serious measurement error problem.     

Incorporating groups into rational choice explanations of turnout: An empirical test

This study examines the problem of voter turnout from a rational choice perspective. It reviews the “paradox of voting” and finds one model, which incorporates the role of intermediary social groups and leaders, to be a promising solution. It tests the hypothesis that leader mobilization increases voter turnout, using an ecological analysis of turnout in five Montreal ethnic communities during three recent elections: the 1993 Canadian federal, the 1994 Quebec provincial, and the 1994 Montreal municipal elections. Data on mobilization are taken from semi-directed interviews with association leaders in each community. The results compare predicted and actual rankings of turnout for each community and election. The overall results are weak, indicating that the model does a poor job of predicting voter turnout.     

The impact of ballot access restrictions on electoral competition: evidence from a natural experiment

Measuring the effect of ballot access restrictions on electoral competition is complicated because the stringency of ballot access regulations cannot be treated as being exogenous to candidates’ entry decisions. This paper exploits the 1968 U.S. Supreme Court decision to strike down Ohio’s ballot access law as a natural experiment to overcome the endogeneity problem. The evidence from difference-in-difference estimations suggests that the court’s decision and the accompanying sharp decrease in Ohio’s petition requirements resulted in major parties facing a significant increase in competition from third party and independent candidates.     

An analysis of the impact of registration factors on turnout in 1992

In 1993 Congress passed and President Clinton signed into law the National Voter Registration Act of 1993. The law contained provisions for uniform mail registration, changes in purge procedures, and changes in some forms of agency registration including motor-voter registration. Using the 1992 National Election Study, I estimate the impact of several of these changes in addition to same-day registration. Same-day registration and motor-voter registration both show strong, positive relationships to turnout, while the results are mixed for mail registration and changed purge procedures.     

The impact of incumbency on turnout. Evidence from Italian municipalities

We analyse how the presence of an incumbent among candidates at an election affects electoral turnout. We use a rich data set which provides information on the results of Italian municipal elections over the period 1993–2011. We find that the impact of incumbency is heterogeneous across geographical areas: incumbency produces a positive effect on turnout in the South of Italy, whereas we find a negative and statistically significant effect in the North. We speculate that the north-south divergence is related to differences in social capital and in clientelistic relationships established by incumbent politicians. Our conjecture finds support when we look separately at municipalities in the lower and upper quartile of the social capital distribution and at municipalities with high or low densities of organised crime.     

The impact of motivational and contextual factors on turnout in first- and second-order elections

Based on voter survey from European election study 2009, we examine the impact of one individual-level motivational factor, i.e. interest in politics, and its interactions with institutional and contextual factors such as compulsory voting, electoral competition and the number of parties on participation in 2009 EP elections and previous national elections. The results show that political interest is more closely connected to turnout in second-order elections which are usually considered less salient. Correspondingly, also the contingent effect of compulsory voting and competition is more evident in EP elections. While compulsory voting substantially decreases the turnout gap between the most and least politically attentive voters in both types of elections, the moderating effect of competitiveness is found only in EP elections.     

Political systems and distortions: An empirical study

This paper studies empirically why price distortions are more prevalent in some countries than in others. We find no significant difference between democracies and dictatorships, but frequent regime changes reduce distortions. Political systems (factional-subordinate) that encourage redistributive activities (RDA) tend to have more distortions. Allowing for different effects of RDA in democracies and dictatorships, there is a positive and significant effect of RDA on distortions in dictatorships. In democracies, “distortions-destroying” lobbying seems more important since no significant relation between RDA and distortions can be found.     

The two freedoms,economic growth and development: An empirical study

Log-linear methods are applied to categorical data containing economic freedom, political freedom, the level of income, and the rate of economic growth for a panel of about 100 countries from 1975 to 1992. The main results are: given economic freedom, the rate of economic growth is independent of political freedom and the level of income; given the level of income, political freedom is independent of economic freedom and the growth rate. The analysis suggests the fundamental effects of economic freedom in fostering economic growth, and a high level of income as the condition of a high degree of political freedom.     

Political participation and procedural utility: An empirical study

Abstract.  Democracy can be characterized by policy outcomes as well as governmental processes. In this article, it is argued that people have preferences about both aspects and that they derive utility from the processes involved in decision making over and above the utility gained from outcomes. The authors study political participation possibilities as an important source of procedural utility. To distinguish between outcome and process utility, they take advantage of the fact that nationals can participate in political decision making, while foreigners are excluded and thus cannot enjoy the respective procedural utility. Utility is assumed to be measurable by individually reported subjective well-being. As an additional indicator for procedural utility, reported belief in political influence is analyzed.     

Electoral promises and minority governments: An empirical study

Abstract.  This article studies the relationship between electoral policy proposals and subsequent government actions in the case of minority governments. Content analysis of electoral pledges of Spanish parties is utilised to study the gains that a relatively small party obtains when it helps to sustain the governing party in office without entering a coalition government. According to the authors' results, cooperating in parliament to maintain the minority government in office can be a rational choice for a party because it allows it to obtain significant gains in terms of programme fulfillment.     

The calculus of voting: An empirical test

Abstract. According to the rational choice model, the calculus of voting takes the form of the equation R = BP − C, where the net rewards for voting (R) are a function of the instrumental benefits from the preferred outcome compared to others (B) and the probability (P) of casting the decisive vote that secures these benefits, minus the costs of becoming informed and going to the polls (C). Here, we provide a systematic test of this model. The analysis relies on two surveys, conducted during the 1995 Quebec referendum and the 1996 British Columbia provincial election, in which very specific questions measured each element of the model. As well, this study incorporates two other factors that can affect the propensity to vote — Respondents' level of political interest and their sense of duty. We find that B, P, and C each matter, but only among those with a relatively weak sense of duty. The feeling that one has a moral obligation to vote is the most powerful motivation to go to the polls. We conclude that the rational choice model is useful, but only in explaining behaviour at the margins of this important norm.     

The determinants of turnout in presidential elections: An integrative model accounting for information

This paper presents a model of turnout that extends the Riker and Ordeshook (1968) model to account for the purchase of new information for assessing outcome-contingent benefits and that seeks to integrate the various institutional, sociological, psychological, and economic factors that have been advanced to account for turnout in American presidential elections. Personal and institutional data from the 1972 and 1976 ICPSR NES Panel Study and Vote Validation Survey are used to test the model. The results suggest that a variety of factors are important in influencing the turnout decision, including the perceived difference between the candidates (in 1976), sense of social duty, sense of attachment to relevant groups, political efficacy, resource constraints, residence, and the costs of registering (in 1976). Closeness of the election also seemed to have a significant impact in 1976.     

Industry characteristics and interest group formation: An empirical study

The role of interest groups in the political process has been the subject of much analysis in both political science and economics. However, few studies have examined directly the factors which influence the variation in interest group formation across industrial sectors and between countries. Using data on 75 industrial sectors in 10 countries, we examine the way in which variations in interest group formation are explained by variations in industrial and political characteristics. In cross-sectional empirical relationships we test for the significance of a variety of industry and political variables. Our results indicate that industry characteristics such as the proportion of total demand purchased by households and the concentration ratio are related to variations in interest group formation. We discuss the implications that our results have for recent theoretical work on the effect of interest groups on economic policy.For helpful comments, we would like to thank Antonio Estache, Bruce Gardner, Dennis Mueller, Mancur Olson, and participants at the meetings of the Public Choice Society and the Southern Economic Association. The International Institute of Management of Berlin, Paul Geroski, Neal Kennedy, Alexis Jacquemin, Kenneth Platto, Joachim Schwalbach, and Hideki Yamawaki helped in providing data. The Computer Science Center of the University of Maryland is acknowledged for provision of computational resources.     

Explaining near-universal turnout: The case of Malta

Abstract. Even though voting is not compulsory, Malta has the highest turnout of all democratic nations. This study examines characteristics of the Maltese electorate, the country's governmental institutions and electoral system, and the nature of its politics to identify the most powerful factors (or combination of factors) responsible for the high voter turnout. Among these are: (1) intense and pervasive partisanship; (2) concentration of political power in a single elective institution; (3) highly competitive elections resulting in one-party governments despite PR.; (4) maximization of the impact of a single ballot because the number of votes a candidate needs to be elected is very low and because the voter's lower-order preferences count under STV, and (5) unusually intense campaigning by individual candidates because they compete against other candidates of the same party, and by parties because the electorate is polarized, which leaves few uncommitted voters while rendering voter conversion unlikely, thus making mobilization of all existing supporters vital to electoral success.