Interlocal Service Cooperation in U.S. Cities: A Social Network Explanation

Local governments increasingly confront policy problems that span the boundaries of individual political jurisdictions. Institutional theories of local governance and intergovernmental relations emphasize the importance of networks for fostering service cooperation among local governments. Yet empirical research fails to examine systematically the effects of social networks on interlocal service cooperation. Do the individual networks of local government actors increase their jurisdiction's level of interlocal service delivery? Drawing data from the National Administrative Studies Project IV (NASP‐IV), multivariate analysis is applied to examine this question among 919 municipal managers and department heads across the United States. The findings indicate that interlocal service cooperation increases when jurisdictional actors network frequently through a regional association or council of government and when they are united by a common set of professional norms and disciplinary values. Manager participation in professional associations, however, does not increase interjurisdictional cooperation. The key conclusion for local government practitioners searching for ways to increase collaboration: networks that afford opportunities for more face‐to‐face interaction yield better results for effective service partnerships.     

Mandates and Management Challenges in the Trenches: An Intergovernmental Perspective on Homeland Security

Scholars and practitioners agree that homeland security policy implementation is contingent on a strong system of intergovernmental relations. The responsibilities associated with the homeland security mission, often mandated, cut across federal, state, and local boundaries. Local-level stakeholders are especially important players in the implementation process. This article presents a local perspective on the way intergovernmental relations have changed—and the reasons for those changes—since 9/11. Results of a survey of county and city officials in Florida provide evidence that intergovernmental cooperation has improved as a result of federal and state mandates. These results are refined by an analysis of the effects of specific local characteristics and the quality and quantity of vertical and horizontal networks on intergovernmental cooperation and local preparedness. Homeland security appears to be a policy area in which mandated cooperation and coordination—in a time and place of urgency—have actually strengthened the intergovernmental system.     

The Bordered World of Cross-border Cooperation: The Determinants of Local Government Contact Networks within Euroregions

The article discusses the determinants of local government contact networks within cross-border cooperation organizations (Euroregions). Relying on social capital theory, a combination of social network and qualitative analytical tools are applied on data from two Scandinavian and two East Central European cases. The analysis reveals that, even in favourable circumstances, contact networks are thin and Euroregions fail to develop into truly integrated political spaces. The analysis also shows that contact patterns on one side of the border, determined primarily by inter-municipal cooperation, will matter for how contact networks are formed across the border. The findings are important, as membership in a Euroregion is expected to foster cross-border political relationships that could have possible spillover effects in terms of encouraging policy cooperation outside the framework of the Euroregion, which in turn would enhance the likelihood of well-functioning cross-border governance spaces.     

Homeland Security Preparedness: The Rebirth of Regionalism

The homeland security mission has placed many new demands onthe U.S. system of federalism. The successful implementationof homeland security policy requires cooperation among all levelsof government—federal, state, and local. Regionalism offersa powerful tool for encouraging greater intergovernmental cooperationand improved homeland security preparedness. We assess the impactof regionalism on intergovernmental cooperation and the implementationof the homeland security mission in Florida, an early proponentof the regional approach. From a regional perspective, we evaluatehow intergovernmental complexity, the quality and quantity ofintergovernmental networks, and security vulnerabilities contributeto perceived improvements in intergovernmental cooperation andhomeland security preparedness. The results of a 2004 mail surveyof city and county officials suggest that regional organizationalstructures are most effective in promoting intergovernmentalcooperation and preparedness where the intergovernmental landscapeis the most complex and where security vulnerabilities are themost intense.     

Investigating the influence of social costs and benefits of environmental policies through social capital theory

The level of effectiveness of an environmental policy depends to a significant degree on the level of acceptance and cooperation of citizens. The relevant literature indicates that social capital may significantly influence environmentally responsible behaviour connected with the implementation of an environmental policy. In this context, the present article aims to further explore this field by introducing the issue of non-economic social costs and benefits imposed from environmental policies. In particular, it is supported, both theoretically and empirically, that social costs and benefits may influence the decision of individuals to cooperate and comply with an environmental policy and thus may be a significant indicator for environmental behaviour. Furthermore, these social costs and benefits may differ among individuals and are influenced by social capital elements. Consequently, through the article the need of exploring social capital prior to environmental policy implementation is underlined along with the need of creating social capital assessment techniques.     

Regional fiscal cooperation in metropolitan areas: An exploration

This article explores the potential benefits and costs of regional cooperation on metropolitan area fiscal policies. After discussing the relationships between cities and suburbs, as well as the role of local fiscal policies in regional well‐being, the article presents and tests a model for measuring benefit spillovers resulting from fiscal policies. The results show that state and local infrastructures have important effects on metropolitan property markets, and that current spending is less influential than the level of public capital in place in determining property values. State highway investments are found to reduce the attractiveness of metropolitan area locations. Enhancements to central city infrastructure are estimated to significantly increase suburban property values, and the results of some simple policy experiments are examined.© 1999 by the Association for Public Policy Analysis and Management.     

Competitors and Cooperators: A Micro‐Level Analysis of Regional Economic Development Collaboration Networks

Predispositions and orientation toward cooperation or competition with other jurisdictions can play a critical role in implementing regional collaboration. By examining collaboration at the micro level, this article investigates how individual factors, including perceptions of cooperation and competition, as well as institutional and environmental factors, are related to regional collaboration. In particular, the authors assert that competitive motivation may support the emergence of regional governance mechanisms. This article explores the relationships between competitive/cooperative motivations and interlocal collaboration networks based on a network survey conducted in the Orlando, Florida, metropolitan area. The authors apply a quadratic assignment procedure regression analysis to examine how dyadic conceptual ties of cooperation and competition, along with the effect of community characteristics, affect policy network structures for economic development. By comparing estimated coefficients with sampling distributions of coefficients from all of the permuted data sets, the regression results indicate the influences of perceived competition/cooperation on the network exchange.     

Ideas and experts: Indonesian approaches to economic and security cooperation in the Asia‐Pacific region

Indonesia has been a key player in various initiatives to promote both economic and security cooperation in the Asia‐Pacific region in recent years. This essay explores the role of policy experts in facilitating these moves. The central argument is that in both policy spheres it is indeed possible to identify networks of policy experts who have been directly and indirectly associated with efforts to strengthen regional cooperation. Although the dearth of primary research into policy‐making processes in Indonesia makes it difficult to weigh the inputs of experts against other likely causal factors, there are reasonable grounds for believing that their contribution has been an important one.     

Collaborative Institutions in an Ecology of Games

This article seeks to improve our understanding of policy institutions and cooperation by adapting Long's (1958) analysis of the ecology of games to the context of collaborative land use and transportation planning in California. The traditional institutional rational choice analysis argues that collaborative institutions reduce the transaction costs of cooperation among multiple policy actors. The ecology of games framework extends IRC by emphasizing the consequences of multiple institutions and identifies several reasons why collaborative institutions may actually reduce the amount of cooperation in existing policy venues. Analyses of survey data from policy actors in five California regions demonstrate that higher levels of cooperation in collaborative institutions are associated with lower levels of cooperation in other land‐use and transportation planning institutions.     

Cooperative forms of governance: Problems of democratic accountability in complex environments

Abstract. Various schools of research in public policy (the literature on 'governance' and its continental counterparts) are converging to focus on the growth of policy styles based on cooperation and partnership in networks, instead of on vertical control by the state. This article focuses on issues of democratic accountability and responsiveness with these governance arrangements. It argues that until recently the legitimacy of governance networks was not at the forefront of theoretical developments, even though the 'democratic deficit' of governance is problematic both for normative and for pragmatic reasons. There is now increased sensitivity to this problem, but the remedies presented in the literature are unsatisfactory, and critiques of governance presuppose a somewhat idealised image of representative democracy in terms of accountability or responsiveness of decision-makers. They also fail to offer adequate solutions to some of the central legitimacy problems of policy-making in complex societies.     

STRATEGIC PLANNING AND ENTERPRISE ZONES

State policy makers are concerned about costs of past policies whose benefits are often difficult to determine. Some have recommended a strategic approach to state economic policy making in order to eliminate ad hoc incentives. Lessons derived from the literature on state enterprise zones are used to assess the 1993 Federal Empowerment Zone and Enterprise Community initiative. States can expand policy alternatives by fostering the growth of a marketplace of economic development ideas at the local level. Strategic plans should focus on development of competing, bottom-up solutions, rather than packages of specific incentives.     

Building Consensual Institutions: Networks and the National Estuary Program

Currently, many approaches to solving policy problems seek to create community-based, less coercive solutions that are creating the conditions for the birth of new regional governmental institutions. We argue that networks form the core of these emergent structures and that federal programs can play a positive role in developing local networks. Our empirical work compares networks in estuaries included in National Estuary Program with networks in comparable estuaries that were not. We find that the networks in NEP areas span more levels of government, integrate more experts into policy discussions, nurture stronger interpersonal ties between stakeholders, and create greater faith in the procedural fairness of local policy, thus laying the foundation for a new form of cooperative governance.     

Local Government and Governance in Norway: Stretched Accountability in Network Politics

This article is concerned with the democratic quality of network governance in a local context; in particular, the interplay between traditional local government and the emerging network structures. What forms of interplay can be observed between traditional local government and emerging network structures? Of particular interest in this respect is the role of local councillors. As elected representatives, councillors embody the special commitment of authorities towards the public. However, involvement in networks implies a danger of capture, and if network decisions are not open to public scrutiny, democratic control is difficult to achieve even if local councillors are represented. This article therefore discusses networks and accountability: In what ways and to what degree are networks held accountable? Empirically, it explores three local policy networks, all involving the city of Kristiansand. One group of networks – neighbourhood networks – is internally initiated and maintained by the municipality of Kristiansand. Another network is an intermunicipal collaboration involving Kristiansand and five surrounding municipalities. The third network is an example of a public‐private partnership that includes the municipality of Kristiansand, as well as several other actors. The case studies show that the actual presence of local government representatives in networks is not enough to ensure accountability. Lines of popular accountability are stretched, either because the networks are deemed irrelevant by the city councillors, or because networks develop decision‐making styles that shield them from external political control, or because local councillors deliberately deprive themselves of influence over important policy fields.     

Inter-local-government partnership for urban management in decentralizing Indonesia: from below or above? Kartamantul (Greater Yogyakarta) and Jabodetabek (Greater Jakarta) compared

Under the new decentralization policy, local governments in Indonesia tend to be inward-looking in orientation. Many local governments have exploited the local resources even more intensively, and they are not concerned with the socio-economic conditions of the larger region of which they are part. Within the context of metropolitan areas, there has been almost no effective cooperation among the bordering districts and municipalities to promote the metropolitan development. Against this backdrop, the study examines and compares the institutional partnership and governance in two Indonesia's metropolitan areas, namely Kartamantul (Greater Yogyakarta) and Jabodetabek (Greater Jakarta).     

Party policy diffusion in the European multilevel space: what it is,how it works,and why it matters

ABSTRACT

Almost since the end of World War II, transnational cooperation among political parties has been a common feature of European politics. This paper makes the case for studying transnational partisan cooperation in the European multilevel space, focusing in particular on the phenomenon of “party policy diffusion.” At the heart of the paper is a conceptual discussion of party policy diffusion in the EU. Specifically, we look at the (1) aims that lead parties to learn from or emulate parties in other countries; (2) the mechanisms through which this may work; and (3) the wider implications of this practice both for domestic and European politics. Drawing on this conceptual discussion, the paper then goes on to offer leads as to how the phenomenon of party policy diffusion can be studied in the European multilevel space. To this end, we briefly point to possible ways of testing hypotheses about party policy diffusion using spatially explicit modeling strategies such as spatial regression models and exponential random graph models for transnational party networks.     

Local policy networks in France and Britain: Policy co‐ordination in fragmented political Sub‐Systems

This article applies the concept of local policy networks to understand the emergence of local governance in France and Britain. Although the concept of policy networks needs to be used with caution, it is a useful way of mapping out the complex interdependencies of local decision makers in both states. Traditional approaches to central‐local politics in Britain and France emphasised the contrasts between the two countries, and while these continue, Cole and John argue that recent institutional and policy changes suggest a convergence to a more complex institutional environment and more decision making based on networks between organisations.     

INDUSTRY-UNIVERSITY TECHNOLOGY TRANSFER IN MICROELECTRONICS

Federal, state and local governments have encouraged university-industry cooperation in recent years through a number of different policies and programs. Industry has increasingly been looking to universities for new ideas, closer collaboration and more timely access to research results. Various levels of government have become increasingly involved in joint funding with industry in new university-industry research centers and institutes. State and local governments spend considerable effort to attract high-technology industry, using university-industry collaborative programs as one incentive. Yet despite the theoretical and policy importance of this topic, it has received little systematic research attention.
This contribution reports the results of a National Science Foundation-funded study investigating technology transfer in microelectronics between Arizona State University located in the Phoenix metropolitan area and surrounding microelectronics firms. The results describe state and local initiatives influencing such technology transfer, how the initial technology transfer contact comes about, how research goals, topics and activities are decided upon, and how resources and funding support is secured. In addition satisfaction from, benefits and costs of, as well as attitudes bout technology transfer are reported.     

French Center-Periphery Relations and Science Park Development: Local Policy Initiatives and Intergovernmental Policymaking

This article focuses on new patterns of territorial governance in the aftermath of the 1982 decentralization reforms in France. The traditional "cross regulation" model developed by the Crozier school is wrong to assume culturally grounded stalemate and to suggest that local political power is nothing more than the informal access of local elites to national policymaking. Analyzing the policy of technopoles or science park development, both nationally and by way of detailed local case studies of Montpellier and Rennes, we demonstrate that, on the contray, French local and regional authorities have risen progressively to independent loci of governmental power and policymaking. Local policy initiatives are, however, embedded in a multi-level institutional fabric ranging from the local to the European level. These developments in center-periphery relations need to be placed into the context of the general decline of the traditional French public policy model, which has been stiffly challenged by the norms of market, Europe and subsidiarity. In conclusion, a comparative and interorganizational perspective suggests that France is moving toward a territorial system increasingly characterized by the dynamics of intergovernmental conflict and cooperation and best described as "quasi-federalism in unitary disguise."     

The State and Social Networks

Based on a comparative study of socio-political networks and state strategies in Northern Norway and Southern Italy, this article argues that state strategies and capacity play an important role in determining the structure and impact of social networks on regional development. Similar in their choice of policy regimes and active distribution of resources to their lagging peripheries, Italy and Norway display very different informal networks between socio-political actors as well as development characteristics. These differences in social networks and development can be traced back to the willingness and ability of state actors to entrench themselves at the centre of the socio-political networks in the regions. Their ability is constrained by the social networks themselves, hemmed in by past history of nation-building and is in essence a picture of the legitimacy of the state. State openness towards mobilising social groups enables it to keep control over the mobilisation process and build for itself a central role in social networks. State closeness towards mobilising social groups brings with it the danger that alternative elites will build alternative social networks on the different territories they control – networks in which the state will play a less central role. The cases illustrate the pros and cons of both types of state strategies, and form a good basis for a discussion of the optimal mix of state intervention and local social organisation in development.     

Overcoming the Barriers to Cooperation: Intergovernmental Service Agreements

Interlocal cooperation through service‐sharing agreements has a long history, but its use has increased in popularity during the last 20 years. The decisions of local government units to collaborate through intergovernmental service agreements are best understood as a two‐stage process. The first stage, in which communities decide whether to consider interlocal cooperation, involves the nature of the immediate problem faced plus specific demands for performance and efficiency gains that can result from service cooperation. In the second stage, communities confront a question of institutional supply, and hence must overcome inherent bargaining and collective action issues in order to forge interlocal agreements. Heckman probit estimates of such complex relationships using data drawn from a 2003 ICMA survey suggest strong support for this model. The authors conclude by discussing the role of network relationships among local actors for reducing transaction costs and facilitating intergovernmental collaboration.