Targeted Sanctions in a World of Global Finance

This is the golden age of economic statecraft—and the study of economic statecraft. This is in large part due to the evolution of economic coercion from trade embargoes to targeted financial sanctions. Targeted financial sanctions are attractive because they can generate economic costs similar to those of more comprehensive sanctions, with fewer negative externalities. Over time, however, the intersection of economic sanctions with globalized capital markets will provoke three interesting research questions. First, do financial sanctions spare a target country’s population from negative humanitarian and human rights outcomes? Second, to what extent are financial sanctions an exercise in learning by both targets and senders? Third, will the United States’ use of financial sanctions trigger blowback against US primacy in the international financial system? These last two questions offer the prospect to linking research on economic statecraft with larger questions of international security and global political economy.     

Pioneers of peace research — Lewis Fry Richardson: Apostle of math

Most studies of economic sanctions have concluded that they are ineffective as instruments of foreign policy. In a previous effort, we applied the spatial model of bargaining to the question of sanctions effectiveness to identify the‐conditions under which sanctions can be expected to “work.” In this paper, we refine that analysis by examining the impact of domestic politics in the state that is the target of the sanctions. Sanction episodes may be examples of two‐level games in which the domestic game within both parties affects the international game and vice‐versa. Here, we take a first cut of applying this approach to the analysis of sanctions effectiveness. We extend the spatial model to focus on how sanctions affect the internal political bargaining within the target state. From this, we determine how state policy should change (or not) as a result of the sanctions. We use the basic model to identify general hypotheses regarding the nature of sanctions and their effectiveness and we evaluate some of these hypotheses using cases in which the United States imposed sanctions on Latin American countries for human rights violations.     

More Flies with Honey: Positive Economic Linkage in German Ostpolitik from Bismarck to Kohl

The existing literature on economic sanctions has rarely addressed the key question of comparing the effectiveness of positive and negative sanctions. It is the contention of this study that positive sanctions can potentially be more effective, even in cases where contentious "high politics" issues are being negotiated, relations between the states concerned are tense and militarized, and the state being targeted with sanctions has substantial military power. This assertion will be tested in a set of case studies drawn from German-Polish and German-Russian/Soviet relations from the nineteenth century to the present. It will be shown that positive sanctions can be used effectively, both as "specific" sanctions to influence a target state on one particular issue, and as "general" sanctions, which aim to change the state's behavior as a whole in a more slow and subtle process.     

International Signaling and Economic Sanctions

Do economic sanctions serve international signaling purposes? A fully structural statistical model that employs a signaling game as a statistical model is used to investigate the existence of signaling effects of sanctions. Estimation results suggest that sanctions fail to work as a costly signal. The cheapness of sanctions prevents a target state from being able to distinguish a resolute sender state from a sender who is bluffing. When sanctions are imposed, a target rarely updates its initial evaluation of the sender state’s resolve, much less than when a military challenge is observed.     

Are democratic sanctions really counterproductive?

Previous research has shown that sanctions have a negative impact on the level of democracy in targeted authoritarian countries. This runs counter to substantive comparative literature on democratization which finds that economic stress is connected with regime collapse and democratic liberalization. To solve this puzzle, we focus on the effects of “democratic sanctions” (those that explicitly aim to promote democracy) which have become the most common type of sanction issued against authoritarian states. We introduce a new data set of imposed sanctions in the period 1990–2010 that clearly separates sanctions according to the explicit goal of the sender. Our cross-sectional time-series analysis demonstrates that although sanctions as a whole do not generally increase the level of democracy, there is in fact a significant correlation between democratic sanctions and increased levels of democracy in targeted authoritarian countries. A fundamental mechanism leading to this outcome is the increased instability of authoritarian rule as democratic sanctions are significantly associated with a higher probability of regime and leadership change.     

The transatlantic dialogue on Iran: the European subaltern and hegemonic constraints in the implementation of the 2015 nuclear agreement with Iran

This article analyses the US–EU transatlantic dialogue on the Iranian nuclear dossier with a particular view to the implications for EU foreign policy on Iran. Doing so, it uses neo-Gramscian scholarship to put the EU’s “over-compliance” with Iran sanctions into perspective. Constrained by the imperatives of hegemonic coercion in the form of US financial Iran sanctions against third country entities and with the hegemonic consent of a Western US-led “historic bloc”, Europe was relegated to a subaltern below its mediatory potential. It will be shown how this finding complicates the EU’s ambition to renew relations with Iran. Drawing on semi-structured interviews with experts and delegation members from the P5+1, this article thus analyses “the normative element” in the transatlantic security dialogue on Iran at a time where the latter is undergoing a sea change in the wake of the implementation of the “Joint Comprehensive Plan of Action” of July 2015.     

Outside the box: Explaining sanctions in pursuit of foreign economic goals*

Despite a marked increase in research on economic sanctions, empirical work has been constrained to a set of cases where sanctions are used for political or security issues, i.e., “high politics.” Since most theories of sanctions are generalizable to cases of political economy, i.e., “low politics,” this ad hoc empirical restriction is puzzling. This paper examines how well the existing theories of economic coercion can explain sanctions used to extract concessions on trade or regulatory issues. These theories are tested on a data set of 86 observations of the United States using or threatening section 301 action against a variety of target states. The results indicate that a conflict expectations approach is able to explain these cases as well as cases of high politics sanctions. Approaches stressing domestic politics or the use of sanctions as signals are of little use.     

Conflict Expectations and the Paradox of Economic Coercion

Despite their increasing importance, there is little theoretical understanding of why nation-states initiate economic sanctions or what determines their success. These events are often explained away as "symbolic politics" driven completely by domestic-level factors. This article develops a simple game-theoretic model of economic coercion to show that both "senders" and "targets" of economic coercion incorporate expectations of future conflict as well as the short-run opportunity costs of coercion into their behavior. Conflict expectations have a paradoxical effect on coercion events. First, senders that anticipate frequent conflicts will be more willing to initiate economic coercion, even if such attempts are costly. Senders that anticipate few conflicts will not threaten sanctions unless they incur minimal costs and the target would suffer significantly. While a robust anticipation of future disputes might make the sender prefer a coercive strategy, it also reduces its ability to obtain concessions. Target states that anticipate frequent conflict with the sender will make fewer concessions. Ironically, a sender will obtain the most favorable distribution of payoffs when it cares the least about its reputation or the distribution of gains. These hypotheses are tested statistically, with the results strongly supporting the conflict expectations model.     

A history of drones: moral(e) bombing and state terrorism

This article argues that an historical investigation of air power makes possible the critique of current regimes of drone surveillance and bombing as a practice of state terrorism. By identifying certain key themes regularly used in terrorism studies for the classification of violence as “terrorism”, this article shows that early air power theorists understood military aircraft as essentially instruments of terrorism. A central argument permeating these theorists’ conception of air power was that the military value of aviation lay in its capacity to target the enemy’s population and, by means of bombing, generate a significant “moral effect” – that is, a psychological effect against the morale of civilians. This strategic formula constituted a central component of British air control schemes during the interwar period, where terror bombing was deployed systematically in order to control and pacify colonial populations. In arguing that widespread and long-lasting terror remains an inalienable feature of air power, this article concludes with a call for a critique that accounts for the fact that current deployments of armed drones – for instance, the US “targeted killings” programme – effectively reproduce these historical and material conditions of terrorist violence.     

Revolutionary Pathways: Leaders and the International Impacts of Domestic Revolutions

How much and in what ways do individual leaders matter for international politics? This article sheds new light on these questions by considering the consequences of domestic revolutions in international relations. We argue that revolutions have international effects due to two separate pathways, one associated with the event and one associated with the new leader’s administration. In the first pathway, a revolutionary event disrupts established relationships and perceptions, creating uncertainty both within the state and abroad. In the second pathway, revolutions put individuals into office who are more willing to challenge the status quo and who have publicly committed to a sustained shift in policies during their administration. These two distinct pathways suggest that the important question about revolutions is not whether leaders or events matter most but rather the conditions under which they matter. Consequently, we studied these pathways on three phenomena: international economic sanctions, domestic economic growth, and interstate alliances. We find that revolutionary events have a short-term negative effect on domestic economic growth, while revolutionary leaders have a long-term effect on the probability that a revolutionary state is targeted for sanctions. Both the revolutionary leader and the revolution’s immediate events alter the state’s international alliances. Our findings suggest that no single level of analysis completely dominates, and the answer depends on the outcome of interest.     

Economic Sanctions and the Politics of IMF Lending

What effect do economic sanctions have on the IMF lending decisions? Though countries under economic sanctions often face significant economic and financial difficulties, no comprehensive research to date has explored whether the IMF as a de facto lender of last resort intervenes in those countries in need. We posit that economic coercion is likely to hinder the target’s access to IMF credits as sanctioning (sender) countries are likely to use their political influence in the IMF to deny funds to the destabilized target economies. To assess the empirical merits of the hypothesis, we combine data on the IMF lending with the economic sanctions data for 120 emerging market economies from 1975 to 2005. Results indicate that target countries are less likely to receive IMF funds, especially when under sanctions by the United States and international institutions. Our findings contradict the conventional wisdom that the IMF is tasked with providing lifelines to member governments in need of help to ease their short-term balance of payment problems. Further, as much as IMF loans can be used as positive inducements to acquire a country’s strategic cooperation, we show that they might also be used by sender countries as a punishment tool against target countries to amplify the impact of sanctions regimes.     

Just the Two of Us? Civil Conflicts,Pro-State Militants,and the Violence Premium

Quantitative literature discussing violence in civil conflicts tends towards a typical model of engagement between governments and revolutionaries. Whilst recent work has shown the significant impact of multiple anti-government groups, a further feature remains understudied—the role of pro-state militants. This article theorizes a “violence premium” when such groups arise, which leads to all connected groups devoting greater energy to conflict than they would in isolation. Employing duration analysis and data from The Troubles in Northern Ireland, where Republicans act as revolutionary insurgents, Loyalists as pro-state militants, and the British Army as government forces, the violence premium is empirically confirmed. Both Loyalists and Republicans deviate from their underlying strategies to attack more frequently when violence by their rivals increases, with Republicans and the British Army engaging in the same way. An extended analysis, accounting for the status of the victim, shows that the violence premium resulting from interaction between Loyalists and Republicans targeted only the civilian population of Northern Ireland, elucidating the sectarian component of The Troubles. These results show that including all conflict parties and considering how they are linked are important features in studies that aim to determine the net level of violence in civil conflicts.     

Democratic sanctions meet black knight support: revisiting the Belarusian case

Democracy promotion through economic sanctions has become commonplace. Previous studies argue that an important challenge to the effectiveness of democratic sanctions is the contravening support of black knights. However, these studies underestimate conflicting interests between the target and its black knight. In this paper, I propose a bargaining model for understanding how targets obtain support from black knights. The target’s main source of bargaining power is its threat to defect from the black knight and obtain support from an international rival. However, the credibility of this threat decreases with democratic sanctions because they hinder cooperation with a likely source of support, namely the sender. Therefore, targets take steps towards democracy to improve their bargaining position relative to the black knight. To probe my argument, I conduct a deep single case study of EU sanctions against Belarus between 2004 and 2016 with Russia as a black knight. Sanctions should have no effect in this paradigmatic case of black knight support. Yet, there is substantial evidence that democratic sanctions have increased the cost of electoral fraud and state repression in Belarus. This indicates that the conflicting interests of targets and their black knights provide windows of opportunity for democracy promotion.     

俄罗斯新版国家安全战略评析

2021年7月2日,俄出台新版《俄罗斯联邦国家安全战略》,其中有许多新变化值得关注.俄认为,当前国际形势动荡不安,地缘政治紧张局势日益加剧,武力仍是解决国家间冲突矛盾的重要手段.俄当前国家安全面临的主要威胁是美西方针对其进行的"混合战争",具体包括军事威胁、经济制裁和政治施压.为此,新战略提出的基本战略目标是维护国内、...     

俄罗斯对美国战略认知的演变及其政策效应

俄罗斯对美国战略认知的演变过程分为友好合作、竞争凸显和激烈对抗三个阶段。俄罗斯的强势外交和安全政策,表现为俄罗斯对美国和北约的强硬战略姿态以及追求超出自身相对实力的外交和安全目标。俄罗斯战略认知的演变与俄美两国的利益冲突之间有着相互塑造的关系,但是俄罗斯战略认知的变化并不仅仅取决于利益考量。俄罗斯之所以把北约东扩、乌克兰走向、叙利亚局势等看得如此重要,不惜投入大量资源,这是与塑造俄罗斯战略认知的历史和心理因素是分不开的。美国采取的许多对俄政策和行为,正是因为忽略了这些因素,才被俄罗斯看作是“侮辱性”和“威胁性”的,从而导致了双方敌意的螺旋式上升。由于俄罗斯独特的历史记忆和大国情结,俄罗斯对俄美两国的利益冲突作出了激烈的回应,这些回应虽然不利于俄罗斯的国家实力和整体利益,但却是可以理解的。随着俄罗斯对美战略认知的逐步定型,俄美关系在短期内很难实现所谓的“重启”。从俄罗斯对美战略认知的案例分析可以看出,战略认知自身有其相对的独立性,在受到利益冲突影响的同时,也受到社会文化因素的深刻影响,从而使得国家的外交与安全政策未必完全遵循理性主义的路径。     

Coercive or Corrosive: The Negative Impact of Economic Sanctions on Democracy

This article seeks to analyze the impact that sanctions have on democracy. We argue that economic sanctions worsen the level of democracy because the economic hardship caused by sanctions can be used as a strategic tool by the targeted regime to consolidate authoritarian rule and weaken the opposition. Furthermore, we argue that economic sanctions create new incentives for the political leadership to restrict political liberties, to undermine the challenge of sanctions as an external threat to their authority. Using time-series cross-national data (1972–2000), the findings show that both the immediate and longer‐term effects of economic sanctions significantly reduce the level of democratic freedoms in the target. The findings also demonstrate that comprehensive economic sanctions have greater negative impact than limited sanctions. These findings suggest that sanctions can create negative externalities by reducing the political rights and civil liberties in the targeted state.     

When cops “go native”: policing revolution through sexual infiltration and panopticonism

This article argues that the use of sexual infiltration by police and criminal collaborators represents a strategic deployment of surveillance technology by the state with the aim of creating Foucault’s “docile bodies” through the development of totalising omnipresence. The insertion of police into the private sphere of activists’ sexual relationships – a site presumed to be outside of state gaze – serves to not only disrupt the target communities but also to reverberate throughout social networks and create inactivity. By exposing informants from within one’s own “family”, the state is able to collect intelligence, spread insecurity and display totalising disciplinary power to the social movement under observation.     

The Malaysian “Islamic” State versus the Islamic State (IS): evolving definitions of “terror” in an “Islamising” nation-state

ABSTRACT

This article provides a study of how the Malaysian state defines and redefines “terror” as the nature of militancy changes from the Communist insurgency to present day’s Islamist jihadism. Tracing such definitional changes, the article demonstrates how the portrait of a terrorist not only is inherently political (and at certain junctures, politicised), but also reflects the changing nature of the state. While able to ethnicise and externalise the Communist Terrorists (CTs), the rise of Islamist militancy forced the Malaysian state to shelve the term “terrorist” in favour of religious “deviancy” until the advent of the “war on terror”. Advancing along a state-driven Islamisation project, the discursive ideal that is the “Islamic state”, was securitised (1980–2001), normalised (2001–2013), and resecuritised (2014–2016) as a balancing act not only to neutralise the security threat but also to augment the state’s “Islamic” credentials for domestic political gains. Following the emergence of the Islamic State (IS), I argue that the Malaysian state is now embroiled in an “Islamic state versus Islamic State” dilemma, where in the face of a far enemy it cannot decisively eliminate, the state has no choice but to defend itself as a sovereign nation-state as well as an “Islamic” one, further problematising Islam in discourses of security and violence.     

Kakaя это дружба/what kind of friendship is this? Russia’s “Crimean Syndrome”

Russia’s 2014 annexation of Crimea without the consent of Ukraine was a rare case of a state taking territory from a state with whom it previously enjoyed friendly relations. The paper seeks to explain the causes and consequences of this annexation by examining theories of democratic peace, constructivism and irredentism. In 1971, political scientist Myron Weiner published an article “The Macedonian Syndrome” in the journal World Politics (vol. 23, no. 4, 665–683). In particular, the paper examines the applicability of Weiner’s theses to Russia’s 2014 attempt to annex Crimea from Ukraine. While Weiner’s theory helps to explain Russia’s moves, his theory can be updated to consider the consequences of those moves. Russia attempted to justify its annexation by transposing the concept of friendship from Ukraine itself to a piece of its territory – Crimea. This transposition rested on a false dichotomy between Ukraine and Crimea, and Russia’s failure to live up to its international commitments to respect Ukrainian borders brought swift consequences in the form of Western sanctions.