Between the Welfare State and Local Government Autonomy

Upon what objectives and ideological considerations have the Norwegian parliament developed its policies vis-à-vis local government during the second half of the twentieth century? Have the reforms and decisions made in parliament contributed to increased central control of local policy-making, or have local political authorities been given more powers and autonomy in deciding on local affairs? To what extent have ideological differences between political parties made any impression on the policies adopted? These are the major issues to be addressed in this study of debates and decisions over local government affairs in the Norwegian parliament since the late 1940s. It is observed that the parliament's policies have become increasingly centralised in terms of putting restrictions on the discretion of local decision-makers in acting according to their own preferences. The study also reveals rather clear and stable ideological divisions across the major political parties as far as policies towards local government are concerned.     

Relaxing the constraints from above: Politics of privatising public enterprises in China

This paper addresses the factors that caused widespread privatisation in China in the late 1990s. It argues that the relaxation of constraints by the central government made local governments less worried about the political risks of privatisation such as resistance from workers and the banks. This relaxation based on the policies of the 15th Party Congress, together with the economic rationale of reforming inefficient public enterprises, became a strong incentive for local governments to carry out this reform. As local governments regarded such reform as an opportunity to show their loyalty to the central government and to evade debts, a number of problems emerged in the reform process that affected the interests of both the central government and the workers.     

Changes in the dimensions of political competition in Europe and their impact on citizens’ engagement via Facebook

ABSTRACT

This article focuses on a little-explored area of research, seeking to explain how political changes influence the participation of citizens in the social networks of local governments. In the context of the recent upsurge of anti-system movements and political parties in the European Union, we analyse a new set of data on participation via local governments’ Facebook pages during a turbulent period in European politics. The results obtained show that when a local government is affected by changes in political competition there is a greater degree of citizens’ engagement through social networks. Our analytical framework shows that this increased engagement is directly associated with the vulnerability of political parties, especially when the governing party loses its absolute majority and is constrained or prevented from carrying out political initiatives.     

Merging county administrations – cross-national evidence of fiscal and political effects

ABSTRACT

While many central governments amalgamate municipalities, mergers of larger county administrations are rare and hardly explored. In this article, we assess both fiscal and political effects of county mergers in two different institutional settings: counties act autonomously as upper-level local governments (Germany), or counties being decentralised branches of the state government (Austria). We apply difference-in-differences estimations to county merger reforms in each country. In both cases, some counties were amalgamated while others remain untouched. Austrian counties (Bezirke) and German counties (Landkreise) widely differ in terms of autonomy and institutions, but our results are strikingly similar. In both cases, we neither find evidence for cost savings nor for staff reductions. Instead, voter turnout consistently decreases in merged counties, and right-wing populists seem to gain additional support. We conclude that political costs clearly outweigh fiscal null benefits of county merger reforms – independent of the underlying institutional setting.     

Financing Local Government

There has been much debate in the UK over the implications for local government accountability of the high proportion of central funding of local government. The question has received particular attention recently as a key issue in the government's 'Balance of Funding' review. Two forms of accountability can be distinguished: average accountability and marginal accountability. This paper provides an analysis of the relationship between the balance of funding and these two concepts of accountability and concludes that increasing the proportion of local funding would be beneficial. One method of addressing problems caused by high central funding would be to introduce a local income tax alongside council tax, enabling the central grant to be reduced. The paper examines practical issues involved in the introduction of such a tax.     

Grass-Root Organisations,Intergovernmental Collaboration,and Emergency Preparedness: An Institutional Collective Action Approach

Abstract

This paper examines the importance of grass-root emergency response groups in emergency preparedness. Consistent with the Institutional Collective Action framework, we highlight key constraints associated with local government strategies of mutual resource exchange and barriers to intergovernmental collaboration. We examine local governments’ emergency preparedness using survey data collected in the North Central Texas region. We employed a simple OLS analysis to determine mutual exchange and Poisson estimations on the likelihood of local governments receiving and providing external assistance. Findings showed that the presence of grass-root organisations in a jurisdiction is associated with emergency preparedness, highlighting the importance of norms of volunteerism. Local political institutions and participation in federally funded programmes also have an effect on local government decisions.     

Local Government Policy Diffusion in a Decentralised System: Childbirth Support Policy in South Korea

South Korean local governments have recently adopted pronatalist policies to cope with the pressing problem of low and declining fertility, despite this central coordination by the national government has been limited in this policy domain. This study attempts to explain the process by which childbirth support policies have spread among localities over time by addressing two questions: whether interjurisdictional and internal factors of policy diffusion have been at work; and how vertical and horizontal diffusion mechanisms have interactively affected local policy adoptions in the developing country. Empirical findings show that horizontal and vertical mechanisms of diffusion considerably outperform intrajurisdictional factors in spreading childbirth support policies among localities. Furthermore, the vertical influence from the central government has a positive conditional effect that stimulates horizontal interactions among local governments for policy formulation. These findings thus suggest that horizontal interactions among localities can provide an important route for the nationalisation of a domestic social policy in the nascent decentralised system.     

Regression analysis and the assessment of local expenditure need ‐ a reconsideration

In Norway decentralised provision of welfare services is combined with a centralised system of financing local and county governments. The paper offers an overview of the historical background of centralised financing, and discusses the economic consequences in relation to recent empirical analyses of local government resource use. The main findings are: (i) Norwegian local governments are not very responsive to changes in the age composition of the population; (ii) the degree of sluggishness is related to interest group pressure; (iii) local governments with a ‘weak’ political leadership are more likely to accommodate interest group pressure to increase spending and thereby the budget deficit; (iv) ‘strong’ central governments seem to be less vulnerable to strategic grant‐seeking behaviour by local governments.     

Local Government and Local Governance: 1944–2011

Abstract

Since the establishment of the tri-partite system of state education after the Second World War, the once simple relationships between central government and local government and the individual school have become increasingly complex. This article considers the key governance issues for schools and colleges in England and how they have been affected by the redistribution of power between central government and local government. The principal foci are the main legislative changes and the impact they have had on the respective powers and responsibilities of central government, local government and schools and colleges. The radical developments since the formation of the coalition government in May 2010 have accelerated the shift of power to central government from local government and by the end of the first term of the coalition the local authority will have little more than a vestigial role in the provision of secondary education and a diminishing role in primary and special education. As academy status becomes the norm (as it already is for secondary schools in some authorities) central government will be dealing directly with autonomous schools and academy chains. With more schools directly employing staff and with funding levels set nationally, the pattern and nature of public education will have been irrevocably changed.     

Hardening Budget Constraints: A Cross-National Study of Fiscal Sustainability and Subnational Debt

This study explores the financial sustainability of subnational governments in four different countries. Scholars argue that subnational fiscal capacity helps local governments deliver better public services and provide public goods, which in turn helps to promote economic growth. While administrative control by the central governments contributes to reducing moral hazard from the soft budget constraints, bottom-up strategies to manage fiscal profligacy also need attention. The study first provides understanding about the characteristics of central-local governance and management of subnational government debt of each country. Then, we test our hypotheses regarding local fiscal capacity and administrative control, including political-economic factors that may affect debt spending by local governments. Our findings show that subnational fiscal sustainability improves when the central governments have clear rules to intergovernmental transfers in place and more (market) liberal policies, meanwhile when subnational governments have a more fiscal capacity and less intergovernmental transfers they are able to manage their debt more soundly.     

Withering governmental power in China?: A view from below

Based on findings from a field research conducted in Pengzhe County in the People's Republic of China, the following study shows that county and sub-county governments in Pengzhe perform enormously important tasks in political, economic, and other areas. The reform period has seen the strengthening of local government power in Pengzhe. Party organizations at various levels are still the power center. Moreover, subordinate government officials (either at the county level or the township level) are still quite compliant with the policies of higher authorities due to the latter's power in personnel promotion/demotion and resource allocation. Relations between central government and local government is by no means a zero-sum game. As shown in the study, local officials at the county and township levels in places like Pengzhe are effective foot soldiers and functionaries of the central government in actually governing the vast population in China.     

After pension reform: Navigating the “Third Rail” in China

Studies of pension reform in developing and transition economies tend to take for granted the capacity of states to implement ambitious and complicated new schemes for the provision of old-age income to pensioners. This article explains the fragmented, decentralized pattern of pension administration in China as an unintended consequence of pension reform. Policy legacies from the command-economy period, principal-agent problems in the reform period, and the threat of pension protests left urban governments largely in control of pension administration. The central government thus succeeded in its policy goals of pension reform but failed to gain administrative control over pension funds. Mark W. Frazier is assistant professor of political science and the Luce Assistant Professor of East Asian Political Economy at Lawrence University. He is the author ofThe Making of the Chinese Industrial Workplace: State, Revolution, and Labor Management (Cambridge University Press, 2002). His current research focuses on how central and local governments in China compete over pension reform. The author gratefully acknowledges helpful comments from Mary E. Gallagher, William Hurst, Dorothy Solinger, Jaeyoun Won, and two anonymous reviewers fromStudies in Comparative International Development. Funds for this research were provided by the Luce Foundation, the University of Louisville, and Lawrence University.     

Governing environmental conflicts: A comparative analysis of ten protests against industrial facilities in urban China

With the increasing numbers of environmental conflicts in recent years, Chinese local governments are deploying a variety of strategies to address them. Using the method of agreement and the method of difference, this article explores the question of why local governments adopt particular strategies during conflicts over the construction or operation of industrial facilities. The findings reveal that the position of higher-level governments, the costs involved in adapting projects and the threats posed by the form of protest to social stability are important conditions in explaining the differences in the patterns of government strategies. The authoritarian responsiveness that characterises Chinese government strategies results in high political, economic and environmental costs. The big challenge for Chinese governments is to develop policies, institutions and capacities to deal with environmental concerns in a more proactive and balanced way.     

Analysing Local Policy Agendas: How Dutch Municipal Executive Coalitions Allocate Attention

Abstract

This article provides an analysis of the allocation of attention to policy problems on the local level, focusing on the executive agenda of six municipalities in the Netherlands over a 25-year period. It reveals that there is specifically a local politics of attention, showing differences between national and local policy agendas in specific policy areas. We did not find evidence that the political composition of the local executive coalitions leads to agenda differences, revealing the more problem-oriented and pragmatic nature of local politics. We did find evidence of an effect of institutional arrangements between national and local government on shifting patterns of attention, such as due to decentralisation. This shows that the local politics of attention is limited in scope and conditioned by the functions of local government and the institutional arrangements of policy making in the Dutch decentralised unitary state and that rearrangements affect these patterns of attention.     

Cooperative Study of Sino-Western Universities Report of a Meeting at Sichuan University,March 1988

Abstract

This article examines why and how persistent political fragmentation existed alongside continued centralization in late Qing and early Republican China. By analyzing new archival material and existing scholarship, the piece argues that external intervention helped preserve the viability of a single Chinese state even as the same phenomenon also spurred ongoing fractionalization. Because major powers' governments generally saw China as an area of secondary strategic import, they tried to avoid armed conflict over the polity and seek accommodation. Since outside powers diverged in their objectives, they settled on sponsoring indigenous partners, notably various militarists as well as the Chinese Nationalists, to sustain a degree of central government rule alongside substantial regional autonomy. In re-considering the effects of foreign intervention, this article engages the discussion on political consolidation in the late Qing and early Republic, and suggests that overly stressing integration or division tends to present incomplete accounts of the issue.     

Audit Committees and Accountability in Local Government: A National Survey

Abstract

Financial scandals in city governments have received increased publicity in recent years. Audit committees have been suggested as a way review and improve standards and procedures for financial accountability. Audit committees assist local government managers in overseeing and monitoring the financial accounting and auditing process. They provide a communication link between elected officials, municipal managers, and independent auditors. This study relies on national survey data to examine the prevalence, role, and composition of audit committees in cities with populations over 65,000 and the conditions affecting their use and effectiveness. Interviews and a brief case study supplement survey data to provide richer detail regarding the performance of audit committees in ensuring improved accountability.     

Decentralization or deconcentration: struggle for political power in poland (1)

This paper argues that the 1989 commitment to political and administrative decentralization has weakened over five years. As the point that it has become a rhetorical formula voiced by the governing political leadership when convenient, but in reality never realized. Two sets of factors contributed to such a state of affairs: (1) the inability of the center to reform itself, and (2) center's increasing commitment to regain the power lost over the last few years.

The first part of the paper lays a theoretical framework for analysis of pressures and barriers to decentralize. Second, examines the process of implementing in Poland, of local government and public administration reform over the 1989-1995 period. Finally, the third analyzes in detail the three most significant forces that central states utilized to gain control: (1) political; (2) power resources and (3) fiscal. It concludes by asserting that beyond 1990, while much of the program has been achieved in designing legislative and territorial aspects of the public administration and local governments reform, what was lacking was the political commitment to implement both.     

The Politics of Discontinuity and Its Medium Term Policy Outcomes: Evidence from Ghana

ABSTRACT

It is common knowledge in Ghana that during political transitions, programs set in previous Medium Term Development Plans (MTDP) by prior governments are abandoned without regard for their wider national implications. While the economic impacts of these political transitions have been researched, till date no known studies have taken a holistic look at the relation between political transition and the level of MTDP target achievement. This article attempts to fill this research gap using Ghana as a case and the policy learning and political business cycle literatures as organizing frames. Using annual MTDP data and semi-structured interviews with 25 officials who were involved in the implementation of MDTPs at the national and local government levels, this article finds that aberrations in target achievements across the entire period between 2001 and 2016 were the result of financial constraints and the pressures to adjust to political change.     

Institutional Arrangements and State and Local Financial Forecasting

Abstract

The articles in this symposium present various consequences that effectively result in changes from adopted budgets during the implementation phase, which derive from institutional structure. The institutional structures referred to include such attributes as internal policy, procedural methodology, longevity in office, and reward and incentive systems related to performance outcomes

For local governments, structural influences studied include changes in leadership in the executive and legislative branches, longevity in office of budget administrators, and differences related to mayor-council vs. council-manager forms of government. Internal policies reported on cover methodology used to forecast revenues such as quantitative methods versus informed judgment, budgetary controls and spending policy related to mandated spending beyond local government control, and procedures for benchmarking within the agency as well as with peer groups and professional standards.

Consortia of governments are referenced regarding performance evaluation as is the process for gaining consensus between the executive and legislative branches, including expert outside opinion. Other influences on performance outcomes reported on are those tied to the risk-reward system built in to the institutional structure, which includes risk tolerance of the individuals who make pension fund investments.