Life underWainwright v. Witt: Juror dispositions and death qualification

The current standard for determining juror qualification in cases in which the prosecution is seeking the death penalty was formulated by the U.S. Supreme Court in 1985 inWainwright v. Witt. This standard differs importantly from its predecessor, and requires that prospective jurors be dismissed if their views would prevent or substantially impair their ability to perform their functions as jurors. We assessed respondents according to the criteria imposed byWitt. We also measured independently prospective juror's abilities to perform the various specific tasks of a capital juror and their disposition to impose the death penalty automatically upon defendants convicted of murder punishable by death. Data from 148 respondents, selected randomly from juries on previously tried felony cases, indicated that 28.2% of those includable by theWitt standard would automatically impose the death penalty. Considering all respondents who would be erroneously included or excluded, a total of 36% of the sample showed inconsistencies with theWitt criterion. These findings are discussed in terms of jurors' difficulties in anticipating their roles as capital jurors.     

Tinkering with the Machinery of Death: An Analysis of Juror Decision-Making in Texas Death Penalty Trials During Two Statutory Eras

The Texas death penalty statute originally approved by the United States Supreme Court in Jurek v. Texas (1976) was legislatively amended as a result of the Court’s decision in Penry v. Lynaugh (1989). The changes were intended to focus on increasing jurors’ ability to give mitigating effect to evidence in sentencing. Using data from the Capital Jury Project, we compared juror comprehension of sentencing guidelines, punishment responsibility, and deliberations in sentencing among a sample of 123 Texas jurors who deliberated under the Jurek and Penry statutes. In each area, we found that the amended statute failed to guide capital juror decision-making as intended.     

Juror experience and jury verdicts

Most trial attorneys believe that repeated jury service produces several effects in jurors, one of the most important of which is an increased disposition toward conviction of criminal defendants. However, case law reveals a reluctance to accept the proposition that prior service per se would disquality a juror from sitting on an instant case because of actual or implied bias. The need for direct empirical investigation of the effects of prior jury service prompted the present study, which examined a complete docket of 175 consecutive criminal trials across onecalendar year in a state circuit court which required a 30-day term of its venire. The results indicated that as the number of jurors with prior jury experience increased there was a modest, but significant, increase in the probability of a conviction. Analysis of the relationship between initial verdicts and subsequent service disconfirmed the alternative hypothesis that attorneys deselected jurors on the basis of their first verdicts. Several parameters of experience were also related to foreperson selection. Implications for legal practice and for additional research are discussed.Support for this research was provided, in part, by National Science, Foundation grant No SES-8209479. A portion of this work was conducted while the senior author was a James McKeen Cattell Foundation Fellow.     

Juror Perceptions of the Legitimacy of Legal Authorities and Decision Making in Criminal Cases

Literature on trust in legal authorities and institutions demonstrates that trust affects individual behavior, yet there is little research on whether attitudes toward legal authorities such as the police or courts influence juror behavior as a third party assessing evidence and determining legal outcomes for others. Additionally, the literature on juror decision making confirms that juror race is an important predictor of juror decisions, but explanations for differences among racial groups are not clear. Since minority groups hold less favorable attitudes toward legal authorities generally, legitimacy theory may help explain racial differences in decision making among jurors. Using data from nearly 2,000 jurors in felony trials, this research utilizes multilevel modeling techniques to find that jurors' trust in legal authorities is related to juror outcomes, though the effect of juror trust and confidence in the police is opposite that of juror trust and confidence in the courts. Additionally, juror race conditions the effect of trust in police and courts. Trust is a stronger predictor of both perceptions of evidence and voting for black jurors than it is for white jurors.     

Mock Juror Gender Biases and Perceptions of Self-Defense Claims in Intimate Partner Homicide

Findings are reported from an experiment that examined mock jurors’ gender biases regarding intimate homicide case adjudications. Mock jurors were more likely to convict a man than a woman who had killed an abusive partner, which was partially mediated by sympathy toward both the victim and defendant. Analyses revealed an abuser height and abuser gender interaction such that conviction rates for women defendants were higher when her abuser was taller compared to when he was shorter than she; abuser height did not influence conviction rates for men. Findings also suggested that when given information about a child being present, mock jurors perceived the killing of the abusive partner as an act to protect that child. The results are discussed in relation to how extra-legal factors impact juror perceptions of domestic violence cases in the courtroom.     

Juror background characteristics and attitudes toward rape

Although numerous writers have discussed the importance of and link between juror characteristics and juror decisions in rape trials, anempirical investigation of the relationships between these characteristics and juror verdicts has not been made. Using data obtained from a sample of 896 citizens serving as mock jurors, the principal focus of the present research was on the correlations of jurors' background characteristics and their attitudes toward rape with their decisions in a simulated rape case. Results of the study showed that the jurors' background and attitudinal variables were associated with their decisions. In addition, the pattern of the correlations was quite stable as the characteristics of the case evaluated (in terms of defendant and victim race, victim physical attractiveness, victim sexual experience, strength of evidence presented, and type of rape committed) were found to have only negligible effects on these relationships. Other tests showed that only the attitudinal variables accounted for differences in the jurors' decisionsafter characteristics of the case had been considered. Further, as compared to background data, the jurors' views of rape were the most important predictor of their decisions. Implications of the role of jurors' views of rape in jurors' decisions in rape trials and the use of rape attitudes for selecting jury members in rape cases discussed.     

Estimating Juror Accuracy,Juror Ability,and the Relationship Between Them

This article advances a method based on standard test theories and measurement models to determine correct verdicts for jury trials, and to estimate juror accuracy, juror ability, and trial difficulty (and the relationships among them). With five vignette cases and 1,318 juror eligible adults as the subjects, the model consistently identified verdicts that accorded with the judge’s instructions on the law as correct. With the correct verdicts, the strength of the relationship between juror accuracy and juror ability was found to be substantial. These findings suggest that the assumption of equivalent accuracy of jurors underlying the Condorcet’s jury theorem (Condorcet, Essai sur l’Application de l’Analyse a la Probabilite des Decisions Rendues a la Pluralite des Voix, Paris, 1785) may be untenable for general cases where jurors of diverse dispositions and abilities serve together; and that the role of juror ability in determining the accuracy of legal decisions could be more significant than that of attitudes and values because, unlike attitudes and values, ability could affect juror’s legal decisions regardless of the type of the case.     

Getting to the Point: Attempting to Improve Juror Comprehension of Capital Penalty Phase Instructions

This research examined the effects of several versions of capital penalty phase instructions on juror comprehension. Study One documented the impact of California’s recently implemented “plain language” instruction. It showed that although the new instruction has clear advantages over the previous version, significant comprehension problems remain. Study Two evaluated several modified instructions designed to enhance comprehension. Participants heard either a standard patterned instruction or one of two alternatives—a psycholinguistically improved instruction, or a “pinpoint” instruction using case-related facts to illustrate key terms—in a simulated death penalty sentencing phase. Persons who heard modified instructions demonstrated higher levels of comprehension on virtually every measure as compared to those in the standard instruction condition.     

Racial Bias in Mock Juror Decision-Making: A Meta-Analytic Review of Defendant Treatment

Common wisdom seems to suggest that racial bias, defined as disparate treatment of minority defendants, exists in jury decision-making, with Black defendants being treated more harshly by jurors than White defendants. The empirical research, however, is inconsistent—some studies show racial bias while others do not. Two previous meta-analyses have found conflicting results regarding the existence of racial bias in juror decision-making (Mazzella & Feingold, 1994, Journal of Applied Social Psychology, 24, 1315–1344; Sweeney & Haney, 1992, Behavioral Sciences and the Law, 10, 179–195). This research takes a meta-analytic approach to further investigate the inconsistencies within the empirical literature on racial bias in juror decision-making by defining racial bias as disparate treatment of racial out-groups (rather than focusing upon the minority group alone). Our results suggest that a small, yet significant, effect of racial bias in decision-making is present across studies, but that the effect becomes more pronounced when certain moderators are considered. The state of the research will be discussed in light of these findings.     

Juror decision making in the capital penalty trial

Two factors thought to influence jurors' penalty decisions in capital trials—the nature of the crime committed and the defense's portrayal of the convicted offender's character—were examined. Mock jurors were death-qualified and exposed to one of twelve simulated penalty trials. Each trial was comprised of one of three capital crimes and one of four defense strategies. Jurors were least punitive in robbery-murder conditions and most punitive in multiple murder conditions. A conceptual argument against capital punishment was the most effective defense; a mental illness defense was the least effective. Penalty decisions were mediated by three attributional variables: (a) juror perceptions of the defendant's volition, (b) juror perceptions of the defendant's future dangerousness, and (c) juror perceptions of the relative competency of the opposing attorneys.This article is based on the author's dissertation which received an Honorable Mention in the 1985 SPSSI Dissertation Prize competition. The research was made possible by grants from the University of California, Santa Cruz and Division 41 of the American Psychological Association. The author is indebted to Craig Haney, Elliot Aronson, and Dane Archer for their valuable suggestions and support.     

Assessing the Impact of Affective and Cognitive Information in Predicting Attitudes toward Capital Punishment

Research studying the public's attitudes toward capital punishment has typically assessed whether individuals favor or oppose the use of the death penalty, without examining the underlying structure of these attitudes. The present study used a general model of attitude to examine the relative importance of affective information (i.e., feelings) and cognitive information (i.e., beliefs) in predicting attitudes toward capital punishment. Open-ended elicitation measures were used to determine the particular feelings and beliefs respondents most frequently associated with the issue. Participants also reported their attitude (i.e., overall evaluation) toward the issue. The results revealed that: (a) even the most frequently elicited responses were provided by a minority of respondents, (b) overall, both affective and cognitive information were important in predicting attitudes toward capital punishment, and (c) the relative importance of affective and cognitive information in predicting attitudes differed as a function of individual differences in attitude structure. The implications of the results for future research are discussed.     

The Effects of Pretrial Publicity on Juror Verdicts: A Meta-Analytic Review

The effect of pretrial publicity (PTP) on juror verdicts was examined through a meta-analysis of 44 empirical tests representing 5,755 subjects. In support of the hypothesis, subjects exposed to negative PTP were significantly more likely to judge the defendant guilty compared to subjects exposed to less or no negative PTP. Greater effect sizes were produced in studies which included a pretrial verdict assessment, use of the potential juror pool as subjects, multiple points of negative information included in the PTP, real PTP, crimes of murder, sexual abuse, or drugs, and greater length of time between PTP exposure and judgment. The effect was attenuated with student subjects, use of general rather than specific PTP information, certain types of PTP content, a post-trial predeliberation verdict, and specific types of crimes. Implications of these results are discussed, along with possible mechanisms that underlie the PTP effect.     

Gruesome Evidence and Emotion: Anger, Blame, and Jury Decision-Making

Judges assume that gruesome evidence can influence juror verdicts, but little is known about the manner in which the influence is manifested. In a 2 × 3 study that varied the gruesome content of photographic and verbal evidence, gruesome verbal evidence did not influence mock juror emotional states, and had no impact on the conviction rate. Mock jurors who saw gruesome photographs, compared with those who saw no photographs, reported experiencing significantly more intense emotional responses, including greater anger at the defendant. The conviction rate when visual evidence in the form of gruesome or neutral photographs was included was significantly higher than the conviction rate without photographic evidence. Mean ratings of the inculpatory weight of prosecution evidence by mock jurors presented with gruesome photographs were significantly higher than those by mock jurors who did not view any photographs. Further analyses revealed that mock juror anger toward the defendant mediated the influence of the gruesome photographs in enhancing the weight of inculpatory evidence.     

Juror decision making,attitudes, and the hindsight bias

This study examines juror decision making in civil suits against police officers alleged to have engaged in illegal searches, using simulated case materials and mock jurors drawn both from adults called for jury service and a student subject pool. The experiment assesses the impact of a cognitive process (thehindsight bias) and of individual attitudes on awards and finds that both are related to juror decisions. We test a theoretical model that specifies that both attitudes and outcome knowledge exercise their influence upon the damage award decision by means of their impact on interpretation of testimony. Causal models of the decision-making process appear to support the role played by interpretation of evidence as a mediator between individual attributes and juror decisions.We are indebted to Reid Hastie, Tom Tyler, Phoebe Ellsworth, Jack Heinz, Robert Nelson, Rayman Solomon, and Bonnie Fisher for assistance with various aspects of the design, data collection, and analysis reported here. Financial support was provided by the American Bar Foundation, and the Center for Urban Affairs and Policy Research and the Dispute Resolution Research Center, both at Northwestern University.John D. & Catherine T. MacArthur Foundation.     

Death penalty attitudes and the tendency to convict or acquit

Three studies examined whether attitudes toward the death penalty were related to conviction or acquittal proneness. They were not, even in a case where it was clear that the prosecution was asking for death. Two questions asked whether attitudes toward the death penalty were related to changes in the threshold of guilt or in the amount of evidence required to find guilt when death as compared to life imprisonment was the potential sentence. They were so related, but answers to such questions were unrelated to verdicts in a death case. In one study, strong opponents of the death penalty were no different from others in attitudes toward attorneys and witnesses, in recollection of the facts of a trial, or in their subjective impressions about the trial. The basis of any attitude-behavior relation in this area is questioned.     

Applying Moral Foundations Theory to the Explanation of Capital Jurors’ Sentencing Decisions

Abstract

This study applies moral foundations theory to capital juror decision making. We hypothesized that binding moral foundations would predict death qualification and punitive sentencing decisions, whereas individualizing moral foundations would be associated with juror disqualification and a leniency effect. Additionally, we considered whether moral foundations can explain differences in death penalty application between conservatives and liberals. Respondents from two independent samples participated in a mock-juror task in which the circumstances of a hypothetical defendant’s case varied. Results revealed moral foundations were strong predictors of death qualification. The binding and individualizing foundations were related to sentencing decisions in the expected ways. Supporting our contention that moral foundations operate differently across different types of cases, heterogeneity in the effects of moral foundations was observed. Finally, we found support for the hypothesis that the relationship between sentencing decisions and conservatism would be attenuated by moral foundations.     

A HEAVY THUMB ON THE SCALE: THE EFFECT OF VICTIM IMPACT EVIDENCE ON CAPITAL DECISION MAKING*

The past several decades have seen the emergence of a movement in the criminal justice system that has called for a greater consideration for the rights of victims. One manifestation of this movement has been the “right” of victims or victims' families to speak to the sentencing body through what are called victim impact statements about the value of the victim and the full harm that the offender has created. Although victim impact statements have been a relatively noncontroversial part of regular criminal trials, their presence in capital cases has had a more contentious history. The U.S. Supreme Court overturned previous decisions and explicitly permitted victim impact testimony in capital cases in Payne v. Tennessee (1991) . The dissenters in that case argued that such evidence only would arouse the emotions of jurors and bias them in favor of imposing death. A body of research in behavioral economics on the “identifiable victim effect” and the “identifiable wrongdoer effect” would have supported such a view. Using a randomized controlled experiment with a death‐eligible sample of potential jurors and the videotape of an actual penalty trial in which victim impact evidence (VIE) was used, we found that these concerns about VIE are perhaps well placed. Subjects who viewed VIE testimony in the penalty phase were more likely to feel negative emotions like anger, hostility, and vengeance; were more likely to feel sympathy and empathy toward the victim; and were more likely to have favorable perceptions of the victim and victim's family as well as unfavorable perceptions of the offender. We found that these positive feelings toward the victim and family were in turn related to a heightened risk of them imposing the death penalty. We found evidence that part of the effect of VIE on the decision to impose death was mediated by emotions of sympathy and empathy. We think our findings open the door for future work to put together better the causal story that links VIE to an increased inclination to impose death as well as explore possible remedies.     

Juror adjustments to the reasonable doubt standard of proof

The standard of proof beyond a reasonable doubt is based on the law's primary motivation to avoid false conviction even at the expense of increasing the probability of false acquittal. Individual jurors, however, have common sense motivations to make factually correct decisions by avoiding both types of error. As a result jurors may interpret the standard of reasonable doubt correctly but deviate from that interpretation in predictable ways when they apply the standard in court. This study makes three hypotheses: (1) jurors are less confident when deciding on acquittal than when deciding upon conviction, (2) conviction is associated with a downward adjustment of the interpreted stringency of the standard at the time of application, and (3) a highly stringent interpretation of the standard is associated with a severe downward adjustment of that stringency at the time of application. The study asked 260 juror-eligible participants to examine a trial scenario. The participants first interpreted the stringency of the legal standard on a probability scale. They then judged the probability of the defendant's guilt, decided on a verdict, and rated their confidence in that verdict. The findings strongly supported all three hypotheses. Application and implication of the study were discussed.