Ballot position and election results: Evidence from a natural experiment

Candidates listed first on the ballot paper regularly receive more votes than other candidates, but what role does ballot layout play in this connection? Experimental studies from first-past-the-post systems show that the ballot position effect is causal as the order of names functions as a cue to voters. Does this also hold for PR systems where voters may vote for a party instead of a specific candidate? We identify a natural experiment in Danish local and regional elections involving more than 10,000 candidates on 103 different ballot papers using ballot layout to study ballot position effects. We find indeed, the ballot position/layout has a causal effect on election results in PR systems. Our findings indicate that the empirical domain of ballot position and layout effects is much wider than suggested by previous research.     

Party-related primacy effects in proportional representation systems: evidence from a natural experiment in Polish local elections

We study the primacy effects that occur when voters cast their votes because a candidate or party is listed first on a ballot. In the elections that we analyzed, there are three potential types of such effects that might occur when voters vote for (1) the first candidate listed on the ballot in single-member district (SMD) elections (candidate primacy); (2) the first party listed on the ballot in open-list proportional representation (OLPR) elections (party primacy); or (3) the first candidate on a party list in OLPR elections (list primacy). We estimated the party primacy effect (2) and established that there was no interaction between (2) and (3). A party primacy effect is especially difficult to estimate because parties’ positions on ballots are typically fixed in all multi-member districts (MMDs) and it is impossible to separate the first-position “bonus” from a party’s normal electoral performance. A rare natural experiment allowed us to estimate the primacy party bonus between 6.02 and 8.52% of all votes cast for the 2014 Polish local elections. We attribute the large size of such bonus to the great complexity of voting in the OLPR elections, especially the much longer ballots, voting in many simultaneous elections, and ballot design as a booklet rather than a sheet.

     

The impact of cuing candidate quality on female candidates

How can parties improve the electoral prospects of traditionally under-represented women? We argue that if a party signals that a single female candidate is of high quality, other women appearing on the ballot with her will receive a boost in support. More specifically, if a female candidate heads a party's list in the district, other women from her party will be rewarded with more votes. We test our reasoning by examining the nomination and election of women in three Free-List Proportional Representation systems where voters can cast multiple preference votes for individual candidates. We find robust support for the finding that when voters receive a signal that women can be quality candidates, they tend to reward additional women with preference votes regardless of their rank on the ballot.     

An Opposing View of Scotland's Ballot Paper Problem: Arbuthnott and the Government had the Right Idea

The May 2007 Scottish Parliament election used a different ballot format from the one used in the previous elections, one that combined the regional and constituency votes onto one ballot paper (two separate papers were used before). Because there were many more invalid votes in 2007, the problem was blamed on the two‐vote ballot paper, which was recommended by the Arbuthnott Commission to prevent misunderstandings about what the two votes were for. Other places that use the mixed‐member proportional (MMP) electoral system tend to use a two‐vote ballot paper, with Germany and New Zealand seeing low levels of invalid votes. While the decision to revert to two separate papers in future Scottish Parliament elections might reduce the number of invalid votes, the price could be more confusion about the proportional nature of the electoral system unless public education improves significantly.     

Ballot position and election results: New evidence from a natural experiment

It is well-known that candidates listed first on the ballot paper tend to receive more votes than other candidates. However, experimental studies that confirm this truism mostly stem from first-past-the-post systems. Do we also find ballot position effects in PR systems where voters may vote for a party instead of a specific candidate? We investigate a natural experiment in Danish national elections involving more than 9,000 candidates on almost 100 different ballot papers. Our findings show that ballot positions, indeed, have a causal effect on election results in PR systems. Since Danish national elections constitute a least-likely case, our findings indicate that ballot position effects are much more empirically relevant than suggested by existing research.     

The Impact of Ballot Type on Voter Errors

Studies of ballots have traditionally focused on roll‐off, candidate order, and partisan advantage. This study is among the first to assess the impact of ballots on individual‐level voter errors. We develop new hypotheses by bringing together theoretical insights from usability research and political science about the effects of ballots with and without a straight‐party voting option. By comparing voters’ intentions to the votes they cast, we are able to create two measures of voter errors: votes unintentionally cast for the wrong candidate and unintentional undervotes. Voters generally make fewer errors of both types when using a standard office‐bloc ballot than when using an office‐bloc ballot with a straight‐party option, with the number of wrong‐candidate errors substantially exceeding the number of unintentional undervotes. Voters’ background characteristics have a significant impact on their ability to vote without error. Our results offer a new perspective for evaluating the use of the straight‐party option.     

Who would vote NOTA? Explaining a ‘none of the above’ choice in eight countries

In this study, we investigate who would vote ‘none of the above’ (NOTA) if this were available on the ballot paper using original data from eight European countries. In particular, we examine whether NOTA would be used by abstainers and voters to protest within the electoral process. We also test whether socioeconomic factors and specific and diffuse support for democracy and its institutions correlate with a NOTA vote. We find that having NOTA on the ballot would reduce invalid balloting more than abstention and much more than protest party voting. Our results also suggest that NOTA is related to socioeconomic status, political interest, political knowledge and distrust in political institutions and authorities, but not to broadly undemocratic attitudes. These findings have important implications for our understanding of the increasingly large amounts of abstention and invalid voting, as well as the growing distrust of political institutions, in democratic countries. They also hold lessons for electoral reformers.     

Coping with complexity: Ballot position effects in the Finnish open-list proportional representation system

Many studies show that the order of candidates’ names on the ballot has an effect on voting. Less informed and indifferent voters may simplify the voting process by using the ballot position of candidates as a voting cue. By studying six parliamentary elections in Finland, this study first demonstrates that the relationship between ballot position and preference votes follows a reversed J-shaped curve. Candidates listed early on the ballot win the most preference votes, while candidates listed near the end have an advantage over those listed in the middle. Furthermore, the ballot position effect grows stronger with the complexity of the electoral environment. The ballot position effect increases as the number of candidates on the party list increases, the candidates-to-seats ratio increases and the number of incumbents on the list decreases.     

Elections with partially ordered preferences

Suppose an organization has a committee with multiple seats, and the committee members are to be elected by a group of voters. For the organization, the possible alternatives are the possible sets of individuals who could serve together. A common approach is to choose from among these alternatives by having each voter cast separate votes on the candidates for each seat. When this type of ballot is used, important characteristics of the set of individuals on the committee (such as what percentage of the members will be female) might not be explicitly considered by the voters. Another approach that has been used is to have each voter cast a ballot which ranks all possible sets of members. However, this approach can require the voters to weigh a relatively large number of alternatives. This paper considers group decisions where it is desirable to: (1) explicitly consider characteristics of alternatives and (2) have a relatively small number of options upon which a voter has to express his preferences. The approach that we propose has two steps: First voters vote directly on pertinent characteristics of alternatives; Then these votes are used to indirectly specify preferences on alternatives. The indirectly specified preferences are ones that are naturally modeled using partially ordered sets. We identify some specific methods that could be applied in the second step. In addition, by replacing the indirectly specified preferences in a suitable way, we suggest a technique that can use any positional, pairwise, or other voting method that accepts totally (or “completely”) ordered inputs to tally ballots. We also describe another way to potentially compute pairwise rankings from partially ordered alternatives and discuss some practical and theoretical difficulties associated with our approach.     

Electoral registration and the control of votes: The case of Chile

We investigate how the employment relationship may lead employers to control the voting behavior and to induce the electoral registration of their workers. Forced registration and the control of votes become feasible when voting behavior is observable, as in open ballot elections. Workers whose vote is controlled are more likely to be registered as compared to other eligible voters, increasing their impact on electoral outcomes. Increasing the secrecy of the vote (for instance with the adoption of a secret ballot) significantly reduces the control of votes. Electoral registration, however, remains biased as long as the probability of voting behavior disclosure induces less ideologically motivated voters to comply with the political preference of the employer. We provide empirical support for the predictions of the model examining the effects of the introduction of the secret ballot in Chile in 1958.     

Making Votes Count with Internet Voting

This paper reassesses the claim that electronic voting systems help voters to avoid common mistakes that lead to their votes remaining uncounted. While prior studies have come to mixed conclusions, I provide new, more robust evidence based on a case study of extended Internet voting trials in Geneva canton, Switzerland. The trials almost exclusively involved referendum votes. For causal identification I exploit the unique circumstance that federal safety legislation created a near-natural experiment, with some of the canton’s municipalities participating in the trials and others not. Using difference-in-differences estimation, I find that the residual vote rate decreased by an average of 0.3 percentage points if municipalities offered the possibility to vote online in addition to (mostly optically scanned) paper ballots. For cantonal measures, which are located towards the bottom of ballot papers in Geneva, the reduction increases to 0.5 percentage points. These remain relatively modest effects, and I find no evidence for a knock-on effect on electoral outcomes. However, on average only around 20% of votes were cast online where the opportunity existed, and online voting was most popular among voters with high levels of education. Despite the small effect sizes, the results of this study therefore point to the potential of Internet and, more generally, electronic voting technology to reduce avoidable voter mistakes.

     

Get out the early vote: co-ethnic mobilization and convenience voting

Minority voters are more likely to vote in the presence of a co-ethnic candidate. We argue that co-ethnicity should be significantly related to the decision to cast a ballot prior to Election Day. We use national survey data and voter registration files from Florida, Georgia, and North Carolina to test this extension of the co-ethnic mobilization literature. Our findings support the co-ethnic mobilization thesis by demonstrating that black voters were significantly more likely to vote in 2008 and 2012 than in previous elections. This effect, however, is smaller than the significant change toward voting prior to Election Day.     

Wenn Wenige den Ausschlag geben … Strategisches Erststimmenwählen bei deutschen Bundestagswahlen 1994–2009

Based on official election records from East German constituencies, this paper examines the importance of strategic voting in German Bundestag elections. The results show that: (1) voters do indeed cast strategic ballots; (2) overall, the CDU and SPD benefit most often from strategic votes; (3) up to 9% of voters in the constituency cast strategic votes; and (4) that number was large enough to tip the scales in a number of constituencies, thus affecting the allocation of surplus seats in the Bundestag.     

Designing preference voting

Electoral systems in which voters can cast preference votes for individual candidates within a party list are increasingly popular. To the best of our knowledge, there is no research on whether and how the scale used to evaluate candidates can affect electoral behavior and results. In this paper, we analyze data from an original voting experiment leveraging real-life political preferences and embedded in a nationally representative online survey in Austria. We show that the scale used by voters to evaluate candidates makes differences. For example, the possibility to give up to two points advantages male candidates because male voters are more likely to give ‘zero points’ to female candidates. Yet this pattern does not exist in the system in which voters can give positive and negative points because male voters seem reluctant to actively withdraw points from female candidates. We thus encourage constitution makers to think carefully about the design of preference voting.     

Mobilizing different types of voters: The influence of campaign intensity on turnout in direct democratic votes

A well-established body of literature links voter turnout to political campaigns. In this view, intensive campaigns increase the perceived salience of a decision, fostering information-seeking and, ultimately, turnout. The existing literature has also advanced our understanding of how direct democratic institutions influence turnout in elections. Yet we still know little about whether and to what extent campaign efforts influence voter turnout in direct democratic votes, and we know even less about who is mobilized. We claim that campaign intensity has differentiated effects across voters, depending on voters’ participation profile. To test this claim we use a rich dataset of official turnout data covering more than 40 direct democratic votes in Switzerland. The results support our claim. While intensive political campaigns overall foster citizens to turn out to vote, they do so especially for “selective” (or “intermittent”) voters, who need to decide anew at each ballot whether to turn out or not. Interestingly, we also find that frequent abstainers are not immune from campaign effects, and get almost as strongly mobilized as selective voters in highly intensive campaigns.     

Reverse mortgages and aircraft parts: The arcane referendum and the limits of citizen competence

Whether from a sincere belief in the ability of the body politic to arrive at optimal decisions, or in an instrumental attempt to generate legitimacy for policy choices, a large number of jurisdictions use the referendum to settle political questions. This practice relies on assumptions about voter interest and competence that merit empirical testing. We conduct a series of survey experiments that leverage variation in wording from a set of arcane ballot provisions from elections in Texas. We find that (1) voters are largely confused about the meaning of such ballot provisions; (2) efforts to improve the wording of such provisions and educate voters has minimal impact on their comprehension; (3) voters are easily persuaded to change their vote when given the chance; and (4) voters rely heavily on default answers (especially “yes”) in casting their votes. On the whole, the evidence suggests that narrow referendum questions that lack clear ideological or informational cues overwhelm the limits of citizen competence, and are thus likely to result in unstable and unreliable decisions.     

A mathematical one-man one-vote rationale for Madisonian presidential voting based on maximum individual voting power

North Carolina state election law gives county election boards broad authority to determine the form of the ballot used in federal, state, and local races. This paper examines the extent to which ballot formats appear to be strategically chosen and the impact of ballot design on 1992 North Carolina elections. Our results indicate that the form of the ballot influenced the decisions of some voters in statewide races in 1992 and that the design of the ballot may have been chosen strategically by county election boards dominated by the members of one party.     

The first one wins: Distilling the primacy effect

Research has shown that in proportional, flexible list systems, ballot list position influences electoral success. In this paper we investigate to what extent this is due to the primacy effect, a psychological bias towards the first option in a list. We also examine alternative explanations such as the electoral beneficial traits these candidates share and extra media coverage they receive. Using data from the 2014 Belgian elections, we find that candidates with higher ballot list positions indeed score better because they have more political experience and receive more media attention. We also find strong evidence for the primacy effect which is caused by a confirmation bias as well as ballot list position being the easiest heuristic for voters.     

Ballot Reform as Suffrage Restriction: Evidence from Brazil's Second Republic

Few innovations in democratic institutional design are considered as fundamental as the introduction of voting through the use of a uniform, official, and secret ballot. One account claims that the official ballot liberates dependent voters from the dictates of local elites, thereby enhancing democratic competition. Another argues that in contexts of widespread illiteracy, its adoption may be tantamount to a suffrage restriction. This article adjudicates between these views by drawing upon an original data set of municipal‐level voting returns from Brazil's Second Republic (1945–1964). The unique staggered rollout of the official ballot during this period permits one to assess its impact with unprecedented accuracy. The article finds that the primary consequence of ballot reform was suffrage restriction. Rather than liberating poor and dependent voters, the official ballot made it exceedingly difficult for these individuals to vote. Moreover, parliamentary debates indicate that this was an anticipated and intended effect of the reform.     

The Political Environment and Ballot Proposition Awareness

Studies that examine whether voters make informed decisions on direct legislation and whether direct legislation enhances civic engagement presume a basic awareness of ballot propositions, yet little is known about why some ballot propositions are more widely known than others. Despite the fact that research on awareness of ballot propositions and political awareness focus on individual factors, the political environment plays a vital role. This study seeks to advance our understanding of environmental factors in explaining awareness of ballot propositions. Using data on California ballot elections between the years 1956 and 2000, I find that the political environment has a substantial effect on voter awareness. Specifically, I find that the electoral cycle, media coverage, campaign spending, voter fatigue, the number of days before an election, and issues that concern morality, civil liberties, and civil rights contribute to ballot proposition awareness.