The Impact of the European Union on Coalition Formation in a Minority System: The Case of Denmark

Does European Union membership influence coalition patterns in national parliaments? For governments in the Scandinavian countries – with their relatively high share of minority governments requiring external parliamentary support to form parliamentary majorities – the question of ‘coalition management’ is highly relevant. This article provides an empirical test of three central arguments in the Europeanisation literature on the impact of EU membership on national parliaments when political parties pass legislation in the Danish Folketing. The effect of EU content in a law on coalition patterns is compared across policy areas and four electoral periods from 1998 to 2011 encompassing 2,894 laws. The data provide support for the argument that the loss of national agenda‐setting over the legislative process has an impact on coalition patterns in the Danish parliament. It is shown that the coalition patterns on Europeanised legislation are both broader and more stable compared to national, non‐EU‐related legislation. The focus on Europeanisation of legislative coalitions goes beyond previous analysis with an institutional focus, and demonstrates an example of how the EU systematically has an effect on legislative coalition formation in a national parliamentary system.     

Coalition formation and polarisation

Party ideology plays an important role in determining which government coalitions form. Research on coalition formation tends to focus on the ideological distance between coalition parties. However, the distribution of preferences within the coalition, and the legislature, also has implications for which government coalition forms – that is, a party's willingness to join a coalition depends not only on its prospective coalition partners, but also on the alternative coalitions it could form. Several hypotheses about the effects of legislative polarisation are offered and tested using data on coalition formation in 17 parliamentary democracies in the postwar period. This article also demonstrates how the traditional measure of ideological divisions within coalitions fails to capture certain aspects of ideological heterogeneity within the cabinet (and the opposition) and how Esteban and Ray's polarisation index helps in addressing these deficiencies.     

Coalitions in European Union Negotiations

Coalitions will probably become an increasingly important theme in European Union (EU) politics. The spread of decision making by majority voting promotes coalition‐building behaviour. The impending enlargement is predicted to differentiate and polarize policy standpoints within the EU. Increasing levels of policy conflict imply increased propensities for coalition building. Still, the role and nature of coalitions in EU negotiations are obscure. This article raises important research questions: What characterizes coalition building in the EU? How important are coalitions? What coalition patterns are discernible?Using data from a questionnaire to Swedish participants on EU committees, it is shown that coalitions are more frequent when majority voting occurs than when unanimity rules. Coalition behaviour is, however, important also under unanimity. The existence of consensus norms diminishes the propensity to form coalitions. As regards coalition patterns, there is a prevalence of coalitions based on policy interests and/or on cultural affinity. Contrary to conventional wisdom, consistent and durable coalition patterns seem to exist. The north–south divide is one such persistent pattern. The Swedish respondents thus reveal a close cooperation between the Nordic member states and Great Britain, whereas France and Spain are seldom approached for coalition‐building purposes. As to future research, evidence from other member states and from case studies is needed in order to learn more about the bases for coalition building in EU negotiations.     

Political discourse networks and the conflict over software patents in Europe

In 2005, the European Parliament rejected the directive ‘on the patentability of computer‐implemented inventions’, which had been drafted and supported by the European Commission, the Council and well‐organised industrial interests, with an overwhelming majority. In this unusual case, a coalition of opponents of software patents prevailed over a strong industry‐led coalition. In this article, an explanation is developed based on political discourse showing that two stable and distinct discourse coalitions can be identified and measured over time. The apparently weak coalition of software patent opponents shows typical properties of a hegemonic discourse coalition. It presents itself as being more coherent, employs a better‐integrated set of frames and dominates key economic arguments, while the proponents of software patents are not as well‐organised. This configuration of the discourse gave leeway for an alternative course of political action by the European Parliament. The notion of discourse coalitions and related structural features of the discourse are operationalised by drawing on social network analysis. More specifically, discourse network analysis is introduced as a new methodology for the study of policy debates. The approach is capable of measuring empirical discourses both statically and in a longitudinal way, and is compatible with the policy network approach.     

Representing the compromise: How institutions serve government support coalitions in European Union policy making

This article presents an original model of policy making by multiparty coalitions at the international level. Specifically, it analyses how domestic institutions serve parties in enforcing policy compromises onto national ministers negotiating legislation in the European Union (EU). In contrast to existing research on coalition politics, the model accounts for the benefits of not only legislative but also executive institutions and incorporates opposition parties as pivotal actors under minority governments. Ministers propose policy positions at the EU level that represent domestic coalition compromises when cabinet participation, executive coordination and parliamentary oversight of EU affairs make it cheap for coalition partners to challenge the minister's position and when ideological divisiveness increases the incentive to do so. Statistical analyses of 1,694 policy positions taken by ministers from 22 member states in the Council of the EU provide strong empirical evidence for the model. The results support the claim of executive dominance in EU policy making but also highlight that, where institutions are strong, ministers represent domestic coalition compromises rather than their own positions.     

Consensual Coalitions? Coalition Formation in Norwegian Municipalities

While widely applied to political coalitions in national assemblies and cabinets, theories of coalition formation have seldom been tested at the local level of government. This article presents a model of coalition formation in connection with mayoral elections in Norwegian local councils and tests it on the basis of the first systematic collection of data on the election of mayors from a large number of municipalities. It finds small significant effects on the probability that oversized coalitions will be formed. Contrary to "common" knowledge, the size of a municipality has a positive influence on the conflictual climate, and thus on the size of the coalitions formed, which implies that the probability that an oversized coalition will form is higher in a large than in a small municipality. It also finds that the possibility that an oversized coalition will form increases if one party controls a majority of the councilors on its own, and if the majority is non-socialistically controlled. The assumption of a strong norm for reaching consensus-based decisions, reinforced by the design of the local political institutions, is supported.     

Theories of coalition formation: An empirical test using data from Danish local government

Abstract.  Theories of coalition formation represent a diverse set of arguments about why some government coalitions form while others do not. In this article, the authors present a systematic empirical test of the relative importance of the various arguments. The test is designed to avoid a circularity problem present in many coalition studies – namely that the theories are tested on data of national government coalitions in postwar Europe: the very data that gave rise to the theories in the first place. Instead, the authors focus on government coalitions at the municipal level. They base their analysis on an expert survey of almost 3,000 local councillors from all municipalities in Denmark. They use conditional logit analysis to model government formation as a discrete choice between all potential governments. The analysis confirms some, but far from all, traditional explanations such as those based on office and policy motives. At the same time, the analysis raises the question of whether actors really seek minimal coalitions.     

Do Voters’ Coalition Preferences Affect Government Formation?

Studies on coalition formation assume that political parties have two major goals: they aim to maximise office and policy payoffs. This paper shows that decision-making in the government formation game is also determined by the voters’ coalition preferences. Since the coalition formation process is not a one-shot game, parties have to take the coalition preferences of the electorate into account when they evaluate the utility of potential coalitions. If parties fail to comply with the coalition preferences of voters, they are likely to be penalised in future elections. The argument is tested by an analysis of government formation in the 16 German states between 1990 and 2009. The results support the argument: the formation of coalitions – at least in the German states – is not only determined by office- and policy-seeking behaviour of political parties, but also by the preferences of voters regarding their preferred outcome of the coalition game.     

The weakness of strong policies and the strength of weak policies: Law,experimentalist governance,and supporting coalitions in European Union health care policy

The experience of European Union (EU) health care services policy shows the importance of supporting coalitions in any effort to effect policy change and the extent to which the presence or absence of such coalitions can qualify generalizations about policymaking. EU health care services law is substantively liberalizing and procedurally driven by the courts, with little legislative input. But the European Court of Justice (ECJ) has been much better at establishing an EU competency in law than in causing policy development in the EU or member states. Literature on courts helps to explain why: courts are most effective when they enjoy supporting coalitions and the ECJ does not have a significant supporting coalition for its liberalizing health care services policy. Based on interview data, this article argues that the hard law of health care services deregulation and the newer forms of health care governance, such as the Open Method of Coordination and the networks on rare diseases, depend on supporting coalitions in member states that are willing to litigate, lobby, budget, decide cases, and otherwise implement EU law and policy. Given the resistance that the Court has met in health care sectors, its overarching deregulatory approach might produce smaller effects than expected, and forms of experimentalist governance that are easy to deride might turn out to have supporting coalitions that make them unexpectedly effective.     

Social coalitions,political strategies,and German unification, 1990–1993

To explain recent dramatic fluctuations in Chancellor Kohl's reputation as a political leader, a social coalition approach is advanced as an alternative to psychological and structural perspectives. After noting that different social coalitions might have arisen in 1990 in support of alternative conceptions of unification, this article explores the role of policy‐making in the genesis of a national bloc. It then argues that this process of coalition formation in 1990 has had profound implications for subsequent policy‐making by impeding Kohl's prospect of forging new social bases of support for the ongoing process of unification.     

The Defining Elements of Advocacy Coalitions: Continuing the Search for Explanations for Coordination and Coalition Structures

As the theoretical and practical interest in policy networks increases, so does the need for further research into how, and based on what rationales, actors within a policy subsystem engage in interorganizational collective action and form political coalitions. The aim of this paper is to continue the search for explanations for coordination and coalition structures in the setting of Swedish carnivore policy. Based on the Advocacy Coalition Framework (ACF) and a previous case study within the same policy subsystem, the study investigates a set of hypotheses regarding actors' coordinating behavior and the defining elements of coalitions. The empirical analysis indicates, in support of the ACF, that perceived belief correspondence is a better predictor of coordination than perceived influence. Moreover, the explanatory power of empirical policy core beliefs in general, and normative policy core beliefs in particular, is further reinforced, while deep core beliefs seemingly do not influence coalition structure. The relevance of more shallow beliefs for coalition formation cannot be dismissed and therefore calls for additional research.     

Rationales Wählen als Reaktion auf Koalitionssignale am Beispiel der Bundestagswahl 2005

This article extends the calculus of rational voting (Riker/Ordeshook 1968) by considering the coalition building process and the legislative process (cf. Austen-Smith/Banks 1988) in multi-party systems. Comparing coalition preferences and their resulting legislative outcomes instead of party preferences, I elaborate preference profiles of voters on coalitions and estimate the probability that a coalition forms, given the parties’ coalition signals and an expected electoral result. I show the results of this rational calculus for the German Bundestag elections 2005 as a political map. Further, this calculus allows the identification of coalition signals that increase and those that reduce a party’s vote share.     

A Bridge in Flux: Narratives and the Policy Process in the Pacific Northwest

Policy narratives play an important role in the policy process. Often policy narratives originate from advocacy coalitions seeking increased support from the public for their policy stance. Although most Narrative Policy Framework studies have focused on national policy issues, this study examines a state and local economic development project by exploring the policy narratives from competing coalitions in favor and opposed to the project. Specifically, in the Portland–Vancouver area of Oregon and Washington, local policy discussions have been dominated by a proposal for a new mega bridge on Interstate‐5 connecting the two cities across the Columbia River. A new government agency (CRC—Columbia River Crossing) was formed for the implementation of this project. Upon approval of a proposal, CRC experienced heavy backlash from citizens, local businesses, community leaders, and other stakeholders leading to the formation of two competing coalitions in opposition and support of the bridge. This study, using content analysis of 370 public documents, finds that competing coalitions utilize policy narratives in strategic ways to characterize the opposing coalition, themselves, and other actors in the policy subsystem. This study also suggests that the strength and cohesion of a coalition's narrative contributes to its policy success and the winning/losing status of a coalition potentially determines the types of strategies they will use. Last, this study introduces and tests a new narrative strategy called the impotent shift testing a coalition's strategic use of the victim character.     

Distant friends and nearby enemies: The politics of legislative coalition formation

It is usually thought that a coalition leader in a legislature will construct coalitions of legislators who are ‘close’ to each other in the policy space. However, if there is some ‘status quo’ or other reversion point that will hold if the coalition leader fails to construct a winning coalition, a counter-intuitive result about the nature of these coalitions emerges: the coalition leader may be forced to construct a coalition which includes legislators who are ‘distant’ from him and which excludes legislators who are ‘close’ to him.     

The Swiss energy policy elite: The actor constellation of a policy domain in transition

Abstract. In the actor–centered institutionalist approach of Fritz Scharpf (1997), 'actorconstellations' constitute the crucial link between substantive policy analysis and interactionoriented policy research. This paper presents an attempt to conceptualize the 'actor constellation' in a given policy domain and to analyze it empirically with network analysis. The empirical context is provided by the Swiss energy policy elite in the late 1990s— an example of a policy domain in transition between two policy equilibria. Based on interviews with 240 of the core actors in this policy elite, the results show a characteristic antagonism between a pro–ecology and a pro–growth coalition. On the national level, the two coalitions are of comparable size and power, which explains the current impasse in the policy domain in question. Moreover, in a federalist state like Switzerland, the energy policy elite is not concentrated at the center, but the basic antagonism is reproduced in each region nationwide. Confirming the consensus character of Swiss politics, the different components of the two antagonist coalitions not only cooperate within, but also across coalitions. These cooperative ties and the presence of honest brokers, policy enterpreneurs, and heterogeneous interests within eachm coalition provide opportunities for new alliances, which may lead out of the current impasse in the more or less near future.     

Advocacy Coalitions in Ontario Land Use Policy Development

In 2005, the Ontario government passed the Places to Grow Act and the Greenbelt Act, both major changes in land use policy designed to preserve greenspaces and combat urban sprawl in the Greater Golden Horseshoe, Canada's largest conurbation. This article examines the actors, actor beliefs, and inter‐actor alliances in the southern Ontario land use policy subsystem from the perspective of the Advocacy Coalition Framework (ACF). Specifically, this paper undertakes an empirical examination of the ACF's Belief Homophily Hypothesis, which holds that inter‐actor alliances form on the basis of shared policy‐relevant beliefs, creating advocacy coalitions. The analysis finds strong evidence of three advocacy coalitions in the policy subsystem—an agricultural coalition, an environmentalist coalition, and a developers' coalition—as predicted by the hypothesis. However, it also finds equally strong evidence of a cross‐coalition coordination network of peak organizations, something not predicted by the Belief Homophily Hypothesis, and in need of explanation within the ACF.     

The power of process: State capacity and climate policy

State capacity is central to the provision of public goods, including environmental protection. Drawing on climate policy making, this article argues that the division of labor between the bureaucracy and legislature in policy formulation is a critical source of state capacity. In cases of bureaucratic policy design, the legislature sets policy goals and delegates policy design to bureaucracies. This division of labor shifts distributional conflict to autonomous bureaucracies, allowing for effective policy design. California followed this path in climate policy making, setting it on track to meet climate goals. In cases of legislative policy design, bureaucracies set goals and legislatures design policy measures. Since legislators have incentives to respond to vested interests, legislative policy design is vulnerable to regulatory capture. In Germany, legislative policy design in climate policy making is preventing attainment of emissions reduction goals, as industry interests succeeded in blocking key policy measures. Our findings highlight procedural sources of state capacity.     

Where's the Pivot? Obstruction and Lawmaking in the Pre‐cloture Senate

This article employs a three-pronged approach to test competing theories regarding the size of coalitions required for passing legislation prior to the adoption of cloture in the Senate. We compare predictions generated by a model derived from the theory of pivotal politics with those generated by the theory of universalism. To test these predictions, we first examine coalition sizes on the passage of significant legislation. Second, we analyze the size of coalitions on dilatory motions as a predictor of success in defeating legislation. Finally, we examine coalition sizes on tariff legislation to assess the degree to which politics in this policy area were majoritarian. We find that a pivotal politics-based model incorporating the median voter and veto pivot generally outperforms universalism in explaining lawmaking patterns in the pre-cloture Senate. Narrow majorities were quite successful at legislating, although minority obstruction fostered uncertainty about the threshold required to force a final vote when adjournment loomed.     

Extension of the portfolio allocation model to surplus majority governments: a fuzzy approach

Scholars have long studied the conditions under which the cabinet making process will result in minority, surplus majority, or minimum-winning governing coalitions in parliamentary systems. Since Riker, a good number of these attempts have been based on rational choice assumptions. Among formal approaches in this vein, Laver and Shepsle’s (Making and breaking governments: Cabinets and legislatures in parliamentary governments, 1996) portfolio allocation model argues that parties centrally located in policy space have a greater potential for being part of any governing coalition and that parties located at the issue-by-issue median have a high likelihood of forming a minority government. However, the model predicts that surplus majority coalitions will only form when the number of salient policy dimensions in the political system is greater than two. We incorporate fuzzy set theory in the portfolio allocation model, permitting us to model ambiguity in parties’ policy preferences. The reformulated model accounts for the formation of surplus majority coalitions in two-dimensional policy space. We illustrate the model’s conclusions with a case study of the 1996 surplus majority coalition in the Lithuanian Seimas.