Comparative Decentralization Lessons from Pakistan, Indonesia, and the Philippines

This article provides an analytic framework to guide regimes that are designing or implementing decentralization programs. It is based on a comparison of three Asian cases of fast-track decentralization. The framework suggests that regimes contemplating devolution must face fundamental issues of (1) background support, (2) culture and institutions, and (3) technical design and sequencing. It can be used by regimes to compare the relative difficulty of fundamental challenges to decentralization with their own capacity and potential for effective response. The three regimes responded similarly to the first two issues and differed in how they performed technical activities to implement the decentralization programs. Within this technical sequence, the regimes varied widely in performance. In that the Philippine program has attained better performance so far, the different responses of that regime are significant. More research is required to explain differences in technical performance in the Philippines and other similar programs and to attribute measures of decentralization success to these differences.     

Comments on Hasenfeld and Gidron: “Understanding multi-purpose hybrid voluntary organizations”

The article develops a theoretical framework to analyse the social construction of citizenship at the local level in Bolivia through the Ley de Participación Popular (LPP). It explains how decentralization at the municipal level and the introduction of participatory mechanisms affect the development of civil society in Bolivia. I argue that decentralization at the city level can provide new formal spaces for the development of civil society in relation with the state, which can in turn foster the social construction of a more inclusive citizenship regime. Many factors, however, determine if such potential is exploited. Drawing from the Bolivian experience, the article elaborates on the socio-political conditions necessary for local governance to have a positive impact on citizenship. It shows that the institutional shortcomings of the LPP, an elite-driven reform adopted in a country with a legacy of weak institutions and civil society, posed fundamental limits for social participation at the municipal level to lead to the social construction of an inclusive citizenship regime.     

Welfare state structures and the structure of welfare state support: Attitudes towards social spending in Canada, 1993–2000

Abstract.  The comparative welfare state literature contends that different welfare state structures engender different structures of welfare state support. The argument is that social welfare regimes that distribute their benefits selectively tend to produce patterns of support graduated by the likelihood of accessing these selective (or 'targeted') social benefits, especially as indexed by social class. Where benefits are universally distributed, by contrast, support is expected to be more consensual and to cut across class and related cleavages. This article empirically tests this 'interest-based' account and extends it by adding a 'values-based' component. The authors find that the impact of both interests and values – specifically, orientations toward the capitalist system – on welfare state support is conditional on welfare state structures. It is argued that these results help to resolve a paradox in the comparative welfare state literature: strong evidence for differentiation in social welfare support by program type, but weak evidence for differentiation in class effects by program type. Data for the analysis come from the Canadian Election Studies of 1993, 1997 and 2000.     

When top‐down meets bottom‐up: Local adoption of social policy reform in China

Authoritarian local leaders face two driving forces in social policymaking: top‐down pressure from the regime and bottom‐up motivations derived from local conditions. Existing studies recognize the importance of both forces, but remain unclear as to how they interact and which of them is more influential in driving local policy adoption. Focusing on two health insurance integration policies in China, we find that when the policy entails substantial class or distributive conflicts and bureaucratic friction, top‐down pressure for compliance is a dominant driver for local policy adoption; when the policy does not entail such conflicts or bureaucratic infighting, bottom‐up motivations based on local economic geography together with top‐down pressure drive local adoption. We find support for this argument from an analysis of an original city‐level data set in China from 2004 to 2016. This study has implications for social policy reform, decentralization, and government responsiveness in authoritarian countries with multilevel governance.     

Serving many masters: Public accountability in private policy implementation

In recent decades, the introduction of market principles has transformed public service delivery into a hybrid. However, little is known about how these changes are reflected in the attitudes of private implementing agents: The hybridization literature neglects individuals, and street‐level bureaucracy research has disregarded hybridization. This article extends Hupe and Hill's ( 2007 ) accountability regimes framework to introduce the market as an additional accountability regime alongside state, profession, and society. Using a configurational approach, the article explores how public and private food safety inspectors in Switzerland perceive the multiple norms for behavior stemming from their environment. Results suggest that the plural accountabilities of for‐profit street‐level bureaucrats can increase the dilemmas involved in their work. Under certain circumstances, for‐profit street‐level bureaucrats have particular difficulties reconciling rule pressure with market incentives and client demands. The extended accountability regimes framework fruitfully captures such dilemmas and helps identify suitable governance responses.     

Fraud,grievances, and post-election protests in competitive authoritarian regimes

Why does election fraud trigger protest in the aftermath of some competitive authoritarian elections but not others? It is often argued that post-election protests occur when information about fraud confirms and reinforces mass grievances against the regime. However, grievances are not universal in autocracies. By focusing on whether government spending primarily benefits the ruling coalition or the masses—thereby affecting economic inequality and mass grievances—the theoretical argument in this article demonstrates how fraud both can lead to post-election protests and work in the autocratic government's favor. I find evidence for the theoretical argument in an analysis of 628 competitive elections in 98 authoritarian regimes (1950–2010). More broadly, the article advances our understanding of competitive elections in autocracies by focusing on how autocratic governments pursue multiple election strategies to promote regime stability and how combinations of strategies affect popular mobilization.     

The political process of decentralization in Peru, 1985–1990

This paper, using Peru as a case study, argues that the most potent factor in the implementation of decentralization in developing countries is ‘political’ in nature and operation. The legislative process of decentralization under President Alan García's regime went through three major steps, controlled by his party, APRA (Alianza Popular Revolucionaria Americana,): (1) The 1986 Bill of the Basic Law of Regionalization; (2) The 1987 Basic Law of Regionalization; and (3) The 1988 Modified Law of Regionalization. Why did Alan García push for decentralization, unlike his predecessors? The 1985 elections produced García, a populist demagogue, and a loose political party system dominated by APRA. However, the legislation of decentralization was possible paradoxically because García, who was desperately looking for a political issue to distract people's minds from his misgovernment, needed to control APRA for a regional power base after 1990. Thus, the whole decentralization process was highly politicized, and García's strategy was ‘successful’ in that regional governments came to be controlled by APRA after the 1989 and 1990 regional elections. The Peruvian case shows how far decentralization can be used for personalistic or partisan interests in a fragile democracy.     

Highway to the Danger Zone: United States Legislative Framework Regulating the Commercial Space Sector

The last decade has been witness to a rapid rise of the commercial space sectors of many countries. This development offers myriad prospects for the development and exploration of outer space, but simultaneously poses threats to the international community if not regulated properly. The potential dangers of outer space activity were recognized by both the United States and the former Soviet Union in the midst of the Cold War, which led to the concretization of the international legal regime regulating outer space activities. However, without the enforcement of these legal standards at the municipal level of the state, this regime is ineffective. Therefore, it is an imperative that all states with a commercial space presence develop national space legislation that appropriately incorporates international standards. The U.S. space legislation is, at present, the most robust legal framework which addresses many of the necessary concerns. At the same time, in attempts to promote the growth of its space sector, the U.S. regime regulating commercial space ignores some of the standards developed in the international regime. The critical evaluation of the salient features of the U.S. legislation undertaken by this article serves as a guide for many states seeking to develop their own legislation regulating the commercial space industry. It serves as a guide to adopting comprehensive standards of protections provided for in the U.S. legislation and the International Law Association’s “Model Law on National Space Legislation,” but also cautions against the dangers of weaponization, poor environmental protection, and exposure to international liability. A thorough legislative framework that adequately balances economic, strategic, and political concerns with accepted legal principles of international law is essential to prevent commercial space activities from becoming a “highway to the danger zone.”     

Rough days in democracies: Comparing protests in democracies

Abstract.  Democratic political institutions are generally designed to channel public opinion; yet citizens often take to the streets in protest. Why would citizens, provided with formal mechanisms to affect the policy process, resort to extraordinary means? This article argues that the strength of representative institutions influences the likelihood of protest. The democratic institution literature does not address the issue of protest and in the protest literature effects of the democratic governmental structure have been largely underestimated. However, the diversity in government formats across democratic states and the corresponding variation in amount of protests leads one to question the relationship between them. This article identifies the variation in the scale of protests among democratic regimes in Western European countries using the European Protest and Coercion Data and explains protest using variation in the forms of government. Protesters in democratic countries with a weak legislature find it difficult to deliver their demands to government due to the institutional environment. Therefore, they are more inclined to protest than citizens in countries with a strong legislature. This argument is tested along with other structural variables and supported by results from testing models using ordinary least squares with panel-corrected standard errors.     

How Authoritarianism Intensifies Punctuated Equilibrium: The Dynamics of Policy Attention in Hong Kong

The punctuated equilibrium theory contends that government attention allocation is universally leptokurtic in that long periods of stability are punctuated by bursts of rapid and radical change; the empirical evidence in support of this claim is however exclusively drawn from democratic systems. The absence of electoral politics and institutional decentralization in authoritarian regimes could presumably affect institutional friction; whether and how this might pose as a qualification to the thesis is of major interest. By analyzing four streams of government actions in Hong Kong from 1946 to 2007 straddling the colonial and postcolonial regimes, we have found that government processes are generally leptokurtic even under authoritarian regime institutions, with the degree of the dispersion of decision‐making power across the streams of actions affecting the magnitude of punctuation. We have also found that punctuation was greater when the political system was more centralized but declined as the political system democratized.     

The politics of decarbonization and the catalytic impact of subnational climate experiments

The Paris Agreement of 2015 marks a formal shift in global climate change governance from an international legal regime that distributes state commitments to solve a collective action problem to a catalytic mechanism to promote and facilitate transformative pathways to decarbonization. It does so through a system of nationally determined contributions, monitoring and ratcheting up of commitments, and recognition that the practice of climate governance already involved an array of actors and institutions at multiple scales. In this article, we develop a framework that focuses on the politics of decarbonization to explore policy pathways and mechanisms that can disrupt carbon lock-in through these diverse, decentralized responses. It identifies political mechanisms—normalization, capacity building, and coalition building—that contribute to the scaling and entrenchment of discrete decarbonization initiatives within or across jurisdictions, markets, and practices. The role for subnational (municipal, state/provincial) climate governance experiments in this new context is especially profound. Drawing on such cases, we illustrate the framework, demonstrate its utility, and show how its political analysis can provide insight into the relationship between climate governance experiments and the formal global response as well as the broader challenge of decarbonization.     

中国地方政府绩效评估的可持续性问题研究——基于“甘肃模式”的理论反思

政府绩效评估作为一种创新性的政府管理工具,其科学性与可持续性成为推动政府绩效管理和政府能力建设的关键。然而由于多种因素的影响,我国地方政府绩效评估的持续性开展面临着一系列的障碍。为了深入解析这些障碍并提出解决方法,文章运用文献研究法及模型分析法等,试图从既往文献的梳理入手,结合中国地方政府绩效评估的典型模式之一的"甘肃模式",对该模式中出现的问题和面临的困境进行系统的理论分析,在此基础上分析总结出我国地方政府绩效评估可持续开展的重要影响因素:法律保障、政治支持、社会参与以及评估体系设计。在以往政府绩效评估理论研究的基础上,作者构建出一个新的理论分析模型,并据此模型对"甘肃模式"进行分析,提出促进地方政府绩效评估可持续性发展的若干建议。目前国内学者对于绩效评估可持续性问题的研究相对较少,因而本文中的相关结论与建议对于推动我国地方政府绩效评估的可持续性具有一定的理论指导意义与实践参考价值。     

When ‘Anxious Scrutiny’ of Arms Exports Facilitates Humanitarian Disaster

How is it that the UK government continues to export weapons to Saudi Arabia for use in the war in Yemen, despite an explicit commitment to international humanitarian law (IHL)? And how is it that the High Court recently dismissed a case of judicial review, confirming that the government was ‘rationally entitled to conclude’ that arms exports pose no clear risk to IHL in Yemen? In what follows, I explain how a flexible interpretation of risk, reliance on secret information, and deference of the Court to the executive serve to facilitate rather than restrict arms exports. The judges’ decision provides a stamp of approval to an arms export policy that has directly contributed to the deaths of thousands of civilians in Yemen. Attention to the Saudi/Yemen case shows the political and legal manoeuvring that goes into managing the contradictions in government arms export policy.     

The Impact of Power and Civic Engagement in the Decentralized Management of Natural Resources: The Case of Turkey

Decentralization is an extensively discussed topic within academic and institutional circles worldwide. While a common argument for decentralization is that it fosters democratic deepening, counterarguments cautiously point to unequal access to resources and distribution of power as factors that inhibit democratization. This study contributes to the literature on the relationship between decentralization and democratization through a comparative study of Water User Associations in two provinces of Turkey and shows in line with the literature that resource and power inequalities hamper the link between decentralization and democratization. However, as this article shows, civic engagement can generate “countervailing power” that can overcome the negative impact of such inequalities. Copyright © 2017 John Wiley & Sons, Ltd.     

Decentralization in Tanzania: An assessment of local government discretion and accountability

A large part of the decentralization literature is fragmented along political, fiscal, or administrative lines. In this article we employ a diagnostic framework to draw these dimensions together in a coherent manner to focus on analyzing local government discretion and accountability in Tanzania. Tanzania seems to have a deconcentrated local government system with central appointees having large powers at the local level. Centrally‐funded mandates—such as constructing secondary schools—dominate local government plans and budgets. Central control over administrative functions has ensured that administrative decentralization is yet to occur. In the fiscal sphere, progress has been made in transparency and harmonization of transfers in the last 5 years but local governments still have some way to go in raising own revenues, being less reliant on transfers, and ensuring downward accountability. Copyright © 2010 John Wiley & Sons, Ltd.     

Central‐local relations in the people's Republic of China: Trends,processes and impacts for policy implementation

Central–local relations are a matter of great importance to developmentalists because they highlight an intriguing puzzle in public administration especially in large states: how policies decided at higher echelons of the formal system can possibly be implemented by the multitude of intermediary and local actors across the system. In the case of China—the most populous nation in the world, the contrast between the authoritarian façade of the Chinese regime and yet the proliferation of implementation gaps over many policy arenas adds additional complexity to the puzzle. This article reviews changes in central–local relations in the 60 years of history of People's Republic of China (PRC) as the outcome of four co‐evolving processes, and clarifies the roles of each process: state building and national integration, development efficiency, career advancement and external influences. It points out the continuous pre‐dominance of administrative decentralization from 1950s to present time, and the new emphasis on institutionalized power sharing in the context of new state‐market boundaries since 1980s. In conclusion, the article suggests going beyond the traditional reliance on the compliance model to understand central–local interactions and the abundant implementation gaps in a context of central–local co‐agency, thereby improving policy implementation. Copyright © 2010 John Wiley & Sons, Ltd.     

Policy Decentralization and the Endogenous Effects of State Traditions: Devolution of Water Management in Ghana and Senegal

Abstract

The widely held belief that decentralization of public services would reduce the fiscal burden of deeply indebted states led a large number of developing countries throughout the 1980s and 1990s to embark on devolution and public sector reform. Among the responsibilities that have generally been devolved are the provision and support of drinking water facilities. There is, however, a substantial cross-national difference in implementation records of public service devolution. This paper argues that state-building legacies, which shaped the capacity of local governments and the opportunity structure of local governments to cooperate with indigenous communities, explain this variation. This argument is analyzed in the context of devolution of water supply in Ghana and Senegal. The analysis shows that the weak capacity of local governments is compensated in Ghana, but not in Senegal, through co-optation of historically strong traditional authorities into local governance structures.     

Internal Control and Accountability in Non-profit Human Service Organisations

The welfare state regime operative in Australia is highly dependent on the non-profit human services sector. The sector, as an organisational field, has had a series of characteristics applied to it, which assume its superiority over government in many aspects of service delivery. Nevertheless, knowledge about the internal functioning of non-profits is poor. This article presents an initial exploration into one aspect of internal functioning, internal monitoring and control, suggesting that internal mechanisms for control are weak. As welfare state regimes in Europe and North America are restructured, different models of service financing and delivery are being imported into Australia. This article begins to sketch the organisational conditions onto which developing models are being applied, providing an initial base for informed commentary and evaluation.     

Comfortably inhabiting reality: justifying and denouncing arguments in a development dispute in the post-industrial gentrified inner-city

This article seeks to understand the ‘critical capacities’ of actors involved in public disputes by focussing on one such case in Melbourne, Australia. The dispute centred on a non-government school's proposal to develop classrooms in a heritage listed building on public land sublet from a charitable foundation. Following local council's rejection of the original proposal, the school successfully appealed to the Victorian Planning Minister. After introducing a critical pragmatic analytic framework, five accounts of the dispute given by key actors are examined, uncovering similarities in the arguments used by each. Then, in the same accounts, analysis identifies differences in how the pro- and anti-development groups justified their own and denounced their opponents' positions. Both groups recognised formal rules as the best means for preserving equal citizens' access to public space, yet the pro-development group justified their argument by reference to local community benefit, in contrast with the anti-development group, who adopted an abstract argument concerning the privatisation of public space. Understood as mobilising different ‘models of justice’, the groups are regarded as appealing to a ‘real’ order, an implicit politicised hierarchy that situates winners in relation to losers. In effect, the pro-development group justified its position by representing it as congruent with, rather than disrupting, the real order encompassing the situation. In conclusion, the paper discusses the usefulness of the critical pragmatic analytic framework for understanding governmental power relations and assemblages, as actors demonstrate their critical capacities in contexts where erstwhile formal equality obscures the presence of hierarchical order.