The EU's security and the sea: defining a maritime security strategy

Abstract

This article comprehensively discusses the maritime dimension of the European Union's (EU's) security, which encompasses military and civilian aspects, intergovernmental and community components as well as institutional and geopolitical elements. First, the article provides a narrative of the development of the maritime element in the EU's security policy since the adoption of the European Security Strategy in 2003. By depicting the interrelations between the sea and the EU's security, the article shows that the maritime dimension of EU security is generally well established, but often obscured by the complicated institutional structure of the Union. Thereafter, the article emphasises the need to define an effective EU Maritime Security Strategy, which would provide a strategic framework for the Union's security-related activities regarding the sea that encompass maritime power projection, as well as maritime security and safety. Accordingly the article provides some recommendations concerning the definition of such a strategy and for appropriate constituting elements: the maritime-related risks and threats, the maritime strategic objectives, the means to implement the strategy, and the theatres of EU maritime operations.     

Between conflict management and role conflict: the EU in the Libyan crisis

This paper assesses the role of the European Union in the Libyan crisis (2011) and critically considers the implications for its evolution as an international security actor. Employing role theory, the paper reviews the historical development of the Union's security actorness and sheds specific light on the balance between self-conception and external expectations in the case of the Libyan crisis. Its central argument is that, despite external expectations and European narratives of a ‘comprehensive power role’, the Libyan crisis showed that the Union still acts in line with its traditional role as a civilian power. The inability to go beyond civilian power stemmed from internal dissonance on a potential hard power role and a corresponding lack of material capabilities. The growing gap between expectations about comprehensive actorness on the one hand and performance on the other is likely to damage the Union's future credibility as an international security actor.     

Parliamentary control of CSDP: the case of the EU's fight against piracy off the Somali coast

Parliamentary involvement remains a key tool for the democratic control of executive policies. This article explores the web of parliamentary involvement in decision-making on European Union (EU) military operations, using insights gained in an in-depth case study on the EU's anti-piracy mission Atalanta. We find that parliaments at all levels became involved only after key political decisions had already been made. At the member state level, we find highly uneven involvement with only some parliaments being very well informed and closely monitoring, if not influencing government policy. The European Parliament became active only after the launch of the mission but then scrutinised it intensely, profiting (in contrast to national parliaments) from its access to top military officials and key decision-makers. Finally, transnational parliamentary assemblies as well as more informal networks provided opportunities to transmit information across the boundaries of individual parliaments and party-groups thus potentially enhancing the ability of parliamentarians to scrutinise government policies.     

The influence of EU officials in European Security and Defence

Abstract

European Union (EU) foreign policy has long been considered the domaine réservé of the member states. This article challenges such conventional state-centered wisdom by analyzing the influence of the Brussels-based EU officials in the Common Security and Defence Policy. Using four case studies and data from 105 semi-structured interviews, it shows that EU officials are most influential in the agenda-setting phase and more influential in civilian than in military operations. Their prominence in agenda-setting can be explained by their central position in the policy process. This allows them to get early involved in the operations. The absence of strong control mechanisms and doctrine in civilian crisis management gives them opportunities to affect civilian missions. Finally, EU officials direct civilian operations from Brussels, whereas the command of military operations is with the member states and NATO.     

Mapping out the institutional geography of external security in the EU

The growth of European Union (EU) competences in the field of external security in the last decade has produced a substantial increase in the number of EU institutions and bureaucratic actors engaged in the planning and management of these policies. Moreover, the expansion of competences in such a sovereign sensitive area comes up against the persistent intergovernmental nature of the security sector. This has resulted, on the one hand, in a complex institutional architecture with heavy demands in terms of coordination, and on the other hand, in a stark differentiation and stratification of the legal regimes with a potential to impact on policy outcomes. This state of uncertainty is particularly relevant when looking at relations with countries bordering the Union, as the long-standing web of interactions there has developed a more complex institutional environment. While most of the scholarly literature focuses on single institutional sectors or policies (Common Security and Defence Policy, European Neighbourhood Policy, or the external side of the Area of Freedom, Security and Justice), this study seeks to address the issue with a comprehensive analysis of the institutional framework that has emerged in the last decade, more notably, since the entry into force of the Treaty of Lisbon. The article provides, first, an overview of the EU’s institutional actors responsible for security policies in the regions bordering the EU, and second, an examination of the different mechanisms established to address the coordination issue. Finally, this study will argue that the traditional military dimension is but one, and certainly not the most developed, of the security instruments employed by the EU. At another level, it will be argued that the shift of focus from the military to other security tools has altered the institutional balance in the security sector, substantially adding to the relative influential weight of the Commission.     

The Russian case for military intervention in Georgia: international law,norms and political calculation

Abstract

The Russian military intervention in Georgia in August 2008 has raised significant questions about Russian thinking and practice on the legitimate use of military force abroad, especially in relation to neighbour states. The arguments advanced by Russia to justify this campaign show how Russian interpretations of customary international law as well as norms related to the use of force have served as an instrument of state policy, rather than being rooted in any broader international consensus. The Russian discourse in this context about sovereignty, self-determination and the legitimacy of recognising South Ossetia and Abkhazia as states appears similarly to be strongly influenced by political self-interest and Russian views about its entitlement within the Commonwealth of Independent States (CIS) region. Among Russian claims, Moscow's commitment to support its ‘citizens’ abroad has been particularly controversial. This article examines these issues and also the possibility that, through its justifications for waging war against Georgia, Russia is more broadly contesting the interpretation of certain international norms, that it regards as essentially constructed by Western states. Some potential implications of these legal and normative arguments for future Russian policy in the CIS region, including Ukraine, are also examined.     

Coercive Europeanization: the EU's struggle to contain secessionism in the Balkans

Secessionism is still the predominant conflict type in Europe. Even though the European Union (EU) extended the enlargement perspective to the Balkans 15 years ago, secessionist ambition remains pervasive, especially in Bosnia, Kosovo, Macedonia and Serbia. How does secessionism affect Europeanization and how does Europeanization affect secessionism? It is argued here that in cases of unattained statehood domestic power struggles among deeply divided elites over status and territorial control undermine the consensus needed for Europeanization. In cases of attained de facto statehood the conflict focuses on recognition, which likewise polarizes societies and marginalizes reform. In such high-resistance scenarios, where the inclusionary EU norms clash with the exclusionary norms of the secessionists, the EU vigorously works to marginalize the secessionists by relying mainly on denial, punishment and imposition. Still, the EU's leverage is often insufficient in moving the conflicting parties towards within-state solutions and reform. A study of Bosnia's transformation since Dayton reveals, however, that the EU's leverage varies over time and that the EU at times itself inadvertently fans secessionism.     

Security cooperation in and with Asia: towards a pragmatic turn in the EU’s security policy?

ABSTRACT

Since the adoption of the first EU-Asia Strategy in 1994, there has been persistent scepticism about the EU’s ability to play a significant role in Asian security. Yet, since the release of the 2012 Updated East Asia Policy Guidelines, the EU has declared its intent to make greater practical contributions to Asian security. Against these premises, this article attempts to reflect on the evolution of the EU’s security approach to Asia, with the ultimate goal of analysing to what degree, it represents a continuation or a departure from former EU policies in the region. In scrutinising these developments, this article argues that in light of the strategic changes, that have occurred in Europe and in Asia, the EU has started to revise its security approach to the region in more pragmatic terms. The pragmatic character of the EU is seen as looking into the changes of the content of the security discourse, which appears increasingly depoliticised and, into the new practices of cooperation, which unlike in the past, seek to empower local actors, are sensitive to local needs and, call for greater security collaboration between the EU and Asian countries, to cope with regional and global challenges.     

No supply without demand: explaining the absence of the EU Battlegroups in Libya,Mali and the Central African Republic

Although the sad track record of the EU Battlegroups has attracted considerable scholarly attention, analyses have largely focused on obstacles related to the provision of the Battlegroup troops and to the consensus within the EU Council, hence taking a supply-side perspective. This article calls for complementing this perspective with an analysis of the demand for their deployment. That implies analysing whether and why the EU Battlegroups were (not) considered as an option by those actors taking the initiative to intervene in a particular crisis. Applying a rational-institutionalist approach, this article explains the absence of the Battlegroups from three recent crises: Libya (2011), Mali (2013) and the Central African Republic (2013–2014). Using data from document analysis and elite interviews, it shows that once a rapid military reaction became urgent, the EU Battlegroups were not even considered as an option by those initiating an international reaction.     

Regional security cooperation reinvented: Western Balkans counterterrorism initiative

ABSTRACT

This article argues that the Western Balkans Counterterrorism Initiative (WBCTi), originally a Slovenian proposal of late 2014, represents an efficient form of regional security cooperation, particularly when regional EU integration is considered. The Initiative that was accepted by the Justice and Home Affairs Council of the EU in late 2015 is the first of its kind. It is aimed at both incorporating and integrating all forms of international assistance that concern increasing the capacity to prevent and combat terrorism, violent extremism, and radicalisation leading to terrorism. Additionally, it is directed at decreasing duplication of actions by international actors and raising levels of efficiency of security cooperation and reform. This article analyses the Initiative by focusing on its structure and claiming that its specific framework represents an innovative approach establishing a fully functional regional structure outlining EU-Western Balkans security cooperation.     

The effectiveness of interregional security cooperation: evaluating the joint engagement of the EU and the AU in response to the 2013 crisis in the Central African Republic

African Union (AU)–European Union (EU) interregional security cooperation has not so far been analysed systematically with regard to its effectiveness despite the substantial support of African capacity building by the EU and joint peacekeeping of the partners. Assessing AU–EU cooperation in the Central African Republic (CAR), this paper examines to what extent and under which conditions EU–AU efforts are effective. Concerning the dependent variable, the presented conceptualisation of effectiveness includes both internal (goal attainment) and external (problem-solving) perspectives. The independent variable draws on two strands of literature that barely speak to each other: interregionalism and inter-organisationalism. It focuses on the conditions of effectiveness which include both internal (RO-specific) and interregional factors. The findings suggest that AU–EU engagement in the CAR was effective in the medium term. Strong incentives of the partners, the French leading role and the convergence of the partners are identified as factors conducive to a medium to high effectiveness of the engagement.     

EU internal security governance: the case of counter-terrorism

There are clear indicators that in spite of the sensitivity of internal security in terms of essential state functions and national sovereignty an EU governance framework with specific characteristics has emerged in the counter-terrorism field. Common threat assessments guide governance responses, and specific institutional structures, cooperation mechanisms, legal instruments, and forms of external action have been put into place to respond to the cross-border nature of the terrorist challenges. However, in line with the general subsidiary role only of the EU as provider of internal security in addition to the Member States, this governance framework remains based on the interaction and cooperation between national counter-terrorist systems and capabilities that remain largely under national control and still enjoy relatively wide margins of discretion in terms of priorities, legal framework, and organization. This analysis concludes that the EU's internal security governance – as evident from the counter-terrorism field – may be best characterized as an advanced institutionalized system of cooperation and coordination between national governance frameworks constructed around a core of common instruments and procedures with a cross-border reach.     

Still focused on the Atlantic: accounting for the limited Europeanization of Portuguese security policy

This article examines the limited Europeanization of contemporary Portuguese security policy and highlights how the persistence of North Atlantic Treaty Organisation (NATO) and the emergence of the Lusophone world have shaped Portuguese participation in the European Union's (EU's) Common Foreign and Security Policy in recent years, particularly in Common Security and Defence Policy (CSDP) missions in Africa and in the European Defence Agency's co-operation activities. Europeanization's conceptual weaknesses, combined with the mutually reinforcing nature of transatlantic, EU and Lusophone security co-operation, have reinforced the ambiguous nature of what a “Europeanized” vision for European security might look like, especially given long-standing loyalties to NATO. This affords states considerable margin for manoeuvrability in defining their security priorities, so long as they are seen as being broadly consistent. This article reassesses the appropriateness of the Europeanization concept and shows how Portugal has approached this strategic balancing act, supporting the development of the EU's CSDP whilst remaining loyal to NATO and seeking to develop security relations in the Lusophone world, achieving legitimacy by stressing complementarity and multilateralization in security co-operation.     

Linkages and the promotion of democracy: the EU's eastern neighbourhood

The EU's eastern neighbourhood with its considerable divergence in regime types is a more challenging testing ground for democracy promotion than Central and Eastern Europe. This article explores the diversity of the international linkages in the eastern neighbours (Ukraine, Moldova, Georgia, Armenia, Azerbaijan) and the role these linkages play in domestic politics. International linkages are filtered and activated by domestic politics. If diverse linkages reinforce domestic political competition, they can contribute to the creation of democratic openings. Conversely, in the absence of domestic political competition, international linkages can insulate a regime from internal pressures for reform, in particular if the linkages are deep and undiversified. This article focuses on one causal mechanism, namely stateness issues acting as a filter for international linkages.     

Forms of state and European energy security: diplomacy and pipelines in Southeastern Europe

Focusing on natural gas and pipeline infrastructures, and adopting the concept of “forms of state”, the article examines the transformation of energy security politics in Europe. Three state models, with their related pattern of energy diplomacy, are sketched: the partner state, which describes the original politics of the European gas market; and the provider state and catalytic state, which describe two alternative possibilities of the emerging politics in the new institutional and ideational context promoted with the establishment of the internal energy market and the development of the EU’s external energy policy. By analysing the politics of pipeline in Southeastern Europe, the article argues that the catalytic state model with its related pattern of network energy diplomacy is more appropriate than the provider state model, supported by the market approach and its related pattern of multilateral diplomacy, to conceptualise the equilibrium emerging from the transformation of the previous system.     

European internal security as a public good

Abstract

This introduction argues for a new research agenda on European internal security cooperation from the perspective of public goods. We set out our case in three parts. First, we identify new empirical puzzles and demonstrate significant explanatory gaps in the existing internal security literature which public goods theory could help address. Second, we outline the building blocks of a public goods approach and provide an overview of its application, both existing and potentially, in various areas of regional security and European integration. Third, we present three complementary ways of using public goods theory to analyse internal security in the European Union, with the aim of spurring new research questions while accepting some limitations of this theoretical approach.     

The EU and the Global Order: Contingent Liberalism

Abstract

Politicians, diplomats and analysts commonly assume that commitment to multilateralism and liberal norms is part of the EU’s very DNA. Increasingly, however, the EU’s commitment to the liberal global order is more selective. We demonstrate the shift to a more contingent liberalism by examining the EU’s recent record in relation to four different challenges: international trade; US leadership; Russian actions in the eastern neighbourhood; and security in the Middle East. We speculate on what this may portend for the EU’s self-identity, European interests and the integrity of the prevailing global order.     

Counter-terrorism and alien justice: the case of security certificates in Canada

This article examines the security certificate process that has been in effect in Canada since 1978 and the 2008 amendment (Bill C-3) of the Immigration and Refugees Protection Act. It highlights how democratic means can be used to subvert meaningful policy changes, and underscores the antinomy inherent in a nation-state's zeal to protect its citizens and appeals by a group of Arab Muslim men held under security certificates for suspected terrorist activities for their human rights to be recognised and respected by a state in which they are non-citizens. The problematic immanent in nation-states serving as guarantors of human rights and its concomitant misconstruing of human rights for citizenship rights are used to demonstrate that an ‘internal Other’ has been created in Canada. The security certificate, it is argued, in stipulating that detainees may request to be deported to countries where they regularly reside or hold nationality, makes them akin to Hannah Arendt's notion of the ‘rightless’ – people who have not only lost their home (i.e., polity) or ‘distinct place in the world’, but also their legal status. Consequently, even in an advanced democracy with grandiose claims to, and assurances of, individual liberty and fundamental freedoms, ‘rightless’ people face a great danger by the fact of being nothing beyond ‘human’.     

The European Union and Mutual Assistance: More than Defence

Abstract

The first activation of the European Union’s “Mutual Assistance Clause”, following the 13 November 2015 terrorist attacks in Paris, demonstrated that this article can be used very flexibly, not just to help defend French territory but also its expeditionary operations. But if flexibility is an asset, improvisation is not. In order to maximise the potential of the clause, the role of the EU institutions needs to be clarified, in addition to that of the member states, and new capacities must be created at the EU level, notably in intelligence and planning.     

Securitising Migration: The European Union in the Context of the Post-2011 Arab Upheavals

The migration-security nexus, already at the heart of EU policymaking before the 2011 Arab uprisings, became acute after the forced displacements from Syria and the deterrence measures introduced. The internalisation by broader publics of “security knowledge” regarding migration contributed to the securitisation move. However, the construction of migration into a security-laden notion goes beyond both the adoption of deterrence measures and the straightforward association of migration with state as well as societal (in)security. Through the lens of its cooperative tools with its southern neighbours, the EU has built complex interdependencies between migration, post-2011 regional stabilisation and security. In order to read the EU’s securitised migration politics properly, the migration-security nexus must be embedded in its social, geopolitical and temporal fields. Perceptions of geopolitical threats, concurrent strains and divergences over European integration and immigration constitute an enabling terrain for the politics of securitisation.