The EU as a Global Actor? EU Policy Towards Iran

Abstract

This paper explores EU policy towards Iran to challenge the common implicit or explicit notion that the EU's ‘actorness’ in the international system rests primarily, or solely, on its Pillar I external relations. Utilising criteria developed to examine the ‘actorness’ of the EU, the article explores this policy area to demonstrate that the EU's ‘actorness’ resulted not only from the ‘Community’ aspects of foreign policy, but also from its Common Foreign and Security Policy (CFSP).     

The Stockholm solution? Papering over the cracks within the area of freedom,security and justice

Abstract

In 2010, the EU agreed its third five year programme for internal security, with the Stockholm Programme building on pre-existing arrangements from Tampere and The Hague. This article seeks, firstly, to highlight the nature of the problem that has confronted the EU in the area of internal security, by exploring a range of thematic concerns regarding both the institutional and conceptual construction of the EU's internal security regime, from the lack of an effective statistical analysis into the nature of the problem confronting the member states to the continued fragmentation of the European level as a practical venue for policy-making. Having considered the consequences of these continuing structural flaws, in terms of both the EU's wider credibility and legitimacy as an actor in this key security field, the second half of the article proceeds to critically appraise the solutions contained both within the 2010 Stockholm Programme and the Treaty of Lisbon. Having considered both, it will be argued that, at best, the ‘Stockholm solution' simply papers over pre-existing cracks, leaving the EU with a continued credibility gap in this important and developing area of co-operation.     

The EU's security and the sea: defining a maritime security strategy

Abstract

This article comprehensively discusses the maritime dimension of the European Union's (EU's) security, which encompasses military and civilian aspects, intergovernmental and community components as well as institutional and geopolitical elements. First, the article provides a narrative of the development of the maritime element in the EU's security policy since the adoption of the European Security Strategy in 2003. By depicting the interrelations between the sea and the EU's security, the article shows that the maritime dimension of EU security is generally well established, but often obscured by the complicated institutional structure of the Union. Thereafter, the article emphasises the need to define an effective EU Maritime Security Strategy, which would provide a strategic framework for the Union's security-related activities regarding the sea that encompass maritime power projection, as well as maritime security and safety. Accordingly the article provides some recommendations concerning the definition of such a strategy and for appropriate constituting elements: the maritime-related risks and threats, the maritime strategic objectives, the means to implement the strategy, and the theatres of EU maritime operations.     

Humanitarian impacts of economic sanctions on Iran and Syria

International sanctions against Iran and Syria have been tightened to unprecedented levels since 2012, particularly in the case of the European Union's (EU's) restrictions on the countries' energy and finance sectors. Marking a departure from the EU's carefully targeted sanctions policies of recent decades, they represent de facto comprehensive measures widely associated with negative humanitarian impacts. This paper analyses semi-structured interviews, official discourse and case studies to explore early reports of negative impacts on the health of ordinary citizens in Iran and Syria and examines associated policy responses, particularly in the EU context. The author outlines why a shift towards broader-based sanctions could be problematic for the EU and outlines constraints currently preventing more efficient risk mitigation. This paper suggests ways that sanctions, representing an increasingly vital, albeit contested, tool of EU foreign and security policy, could be used in a more prudent manner if a worsening humanitarian situation is to be avoided.     

The motivation of European Union mediation in civil conflicts

ABSTRACT

Since the EU has expanded its common security focus in the 1990s, this important regional organisation has become the most frequent mediator in low-level civil conflicts worldwide. Under what conditions is the European Union (EU) likely to become involved in mediation in civil conflicts? Is the participation in mediation only explained by the EU's bias toward its near abroad, or is the EU more strategic? Some scholars have suggested that the EU's regional bias for its near abroad is the key explanation for the onset of EU mediation, but we propose that the reality of EU mediation presents a more nuanced story. We posit three explanations based on mediator bias: regional bias, economic bias, and normative bias. Overall, we argue that the EU will mediate in civil conflicts that are in its near abroad, but also where the EU has economic bias and where the EU can exercise its normative power in highly intractable conflicts. We test our hypotheses using statistical analysis of the UCDP low-level civil conflicts data from 1993 to 2004 and Civil War Mediation data from 1974 to 2005. We find strong support for our hypotheses, determining key factors that reveal the EU's strategic onset of mediation.     

The narratives behind the EU's external perceptions: how civil society and elites in Ukraine,Israel and Palestine “learn” EU norms

ABSTRACT

The EU's normative promotion is a keystone in the arch of its Foreign and Security Policy, reflected in establishing a “ring of friends” in its neighbourhood. However, the EU's normative impact in these countries is often hindered by domestic constraints. Conversely, deeper socialisation through persuasion and “learning” may advance towards the promotion of EU norms better. By tracing the “learning” component of the EU's external perceptions in its Eastern (Ukraine) and Southern (Israel and Palestine) neighbourhoods, this paper elaborates upon the receptiveness of EU norms. Considering the specific attention that the ENP draws towards the support of civil society, this paper focuses on “learning” narratives of EU norms among civil society elites in Ukraine, Israel and Palestine as the key targets of EU assistance – with a particular focus on various conceptualisations of learning in the learning process. Notwithstanding perceptions of the EU as a normative power, we find that the learning processes remain too complex to be captured within a single theoretical framework. Whereas communicative rationality implies learning about each other's identities through rational arguing, our analysis demonstrates that identity performance is one of the most emotive and crucial factors in perceptions of learning.     

The post-Lisbon high representatives: an introduction

ABSTRACT

The Lisbon Treaty recently celebrated its 10th anniversary. The 2009 legal text was an attempt to enhance the unity, consistency and effectiveness of the EU’s action in an increasingly volatile world. And yet, the post-Lisbon time period has been characterised by multiple crises coming from the West, the East, the South, and even from within the EU. Against this backdrop, our Special Issue makes a systematic assessment of the EU's foreign policy post-Lisbon and of its evolution by focusing on the role of the High Representative of the Union for Foreign Affairs and Security Policy (HR/VP). Assessing the post-Lisbon HR/VPs provides important insights on EU foreign policy processes over the past decade. In this introduction, we discuss the three research questions that guide our collection of articles, as well as our theoretical and empirical contribution to existing scholarly literature.     

The ESDP and Civilian Rapid Reaction: Adding Value is Harder than Expected

Abstract

This article takes issue with the prevailing view that the ESDP capacity building process is easier and has been more successful in the civilian than in the military field. It argues that civilian capacity building is harder than military capacity building, demonstrates that the European Union's (EU's) civilian rapid reaction capacity is considerably smaller and less integrated than is generally assumed and that the capacity goals set for 2008 are unattainable. Yet another major EU expectations–capability gap has been created and there is now a real danger that this gap will seriously damage the EU's reputation as the global leader in civilian rapid reaction crisis management.     

Model power or reference point? The EU and the ASEAN Charter

Several scholars have suggested that ASEAN's institutionalization can be attributed to the EU's influence as a ‘model power’. The notion of the EU as a model power is premised on the assumption and belief that Europe's history of regional cooperation presents a viable blueprint for other regions. This article argues that the EU exerts some power over ASEAN—but merely as a ‘reference point’. The EU's influence is not an active one; the organisation essentially serves as a passive reference point for ASEAN. The obvious and arguably most important example of this referencing is the framing of the ASEAN Charter in 2007. This article disagrees with scholars who reduce ASEAN's institutionalization to an imitation of the EU form without the substance. Instead, it shows how ASEAN has innovated as a regional organization through its Charter and Intergovernmental Human Rights Commission.     

Peripheral or Powerful? The European Union's Strategy to Combat the Proliferation of Nuclear Weapons

Abstract

The European Union has since 2003 developed both a security and a Weapons of Mass Destruction strategy, and it has become the primary interlocutor of Iran in the dispute related to Iran's nuclear development. These are signs of significant policy progress. However, the fact that four years of nuclear diplomacy have brought few results invites a critical appraisal of EU strategy. This essay undertakes this appraisal, arguing that the EU is notably ambivalent regarding its underlying conception of international order. The EU wishes to be pluralist (in the tradition of sovereign equality), but is also anti-pluralist (in the liberal–democratic tradition). The essay lays out how the EU has coped with pressures for reform—arising notably from the United States—within the current international nuclear non-proliferation regime, and how this has made the EU problem apparent. The essay finally suggests that to salvage its policy of effective multilateralism the EU must acknowledge its anti-pluralist bias and promote a common transatlantic approach to nuclear non-proliferation.     

The Eu's Response to 9/11: A Case Study of Institutional Roles and Policy Processes with Special Reference to Issues of Accountability and Human Rights

ABSTRACT

The challenges of 9/11 required a wide ranging response across all three of the broad divisions of EU policymaking competence: the economic and monetary union, common foreign and security policy and internal security. These policy divisions make up the ‘three pillars’ of the EU's political architecture. This article reviews general issues of accountability and human rights protection in the EU's policymaking and implementation process, the evolution of the EU's response to terrorism, and the general response to 9/11. It then considers, in detail, the implications of the various response measures adopted under each ‘pillar’. The article demonstrates the emphasis that the Member States have placed on security measures and the wider concerns that their content and speed of adoption left little scope for other views to be heard. The article lays stress upon the fact that the effectiveness of the response measures are crucially dependent on the variable implementation capacity of the Member States. The article concludes by noting how the 2004 EU Constitution [Article I-42] requires Member States to ‘…?act jointly in a spirit of solidarity if a Member State is a victim of a terrorist attack….’     

The EU and the Bosnian Civil War 1992–95: The Capabilities–Expectations Gap at the Heart of EU Foreign Policy

Abstract

Using the empirically driven case study of the European Union's response to the Bosnian civil war 1992–95 this article assesses the effectiveness of the Common Foreign and Security Policy (CFSP), through Christopher Hill's ‘capabilities–expectations gap framework’. In assessing effectiveness it explores both the expectations placed on the EU and the capabilities the Union was able to deploy. Moreover, this research suggests that the EU was ineffective in responding to the Bosnian crisis. The EU pursued a rigid strategy of diplomatic and economic foreign policy, failing to generate the political will to attempt alternative approaches. This research argues that the capabilities–expectations gap framework is a useful tool for conceptualising the EU's effectiveness but that it under-specifies the importance of the end result of the policy.     

The unexpected EU leadership on landmines: the influence of the Ottawa Convention on the EU

Abstract

The European Union (EU) has led international politics on antipersonnel landmines (APLs) for a decade now, and its foreign policy in this domain is perceived as a success story. Nevertheless, at the beginning of the negotiations that led to the Ottawa Convention, the EU looked unable to play any relevant part. This article addresses the emergence of the EU's foreign policy on APLs by arguing, in a second image-reversed way, that the corresponding international regime has deeply influenced the EU. It has changed Member States' and EU institutions' preferences, and it has empowered pro-Ottawa and pro-integration actors. This article explores the intra-EU conditions that have facilitated this influence and the way in which the regime itself has shaped them.     

EU Foreign Policy in the Italian Parliament: The Debates on China and Iran

Governments have always been more reluctant to accept parliamentary oversight in foreign policy than in any other domestic policy field. This examination of the recent performance of the Italian Parliament in Common Foreign and Security Policy (CFSP) scrutiny and control in the two case studies of the EU's arms embargo against China and negotiations with Iran over its nuclear program shows that institutional arrangements concerning parliamentary control in this field have significant shortcomings. Although limited, the reforms under discussion in the new intergovernmental conference could contribute to improving the performance of parliaments and to creating a common awareness of the problem of democratic deficit in CFSP among the parliamentarians of EU member states.     

The European Union and Latin America: ‘Transformative power Europe’ versus the realities of economic interests

Relations between the European Union (EU) and regional subgroups in Latin America (Mercosur, the Andean Community and Central America) are clear examples of ‘pure interregionalism’ and provide evidence of the EU's active promotion of regional integration. Within the context of these cases, this article explores what type of international power the EU wields, how interregionalism is embedded in that power, and how it is deployed. Combining strands of literature on EU–Latin American relations, interregionalism, EU external policy and power provides a framework within which interregionalism can be understood as an important normative and practical tool for the EU's external power projection. Drawing on official documentation and interviews with key individuals, the paper highlights the EU's articulation of power in interregional relations and reflects upon its mixed success. It concludes that, while imperial qualities and aspirations can be observed in the EU's penchant for interregionalism, the transformative power of the EU remains limited.     

The organ and staff of the institute (1980)

The time is nigh for the EU to think more strategically about its global role. This is suggested by the confluence of changes in the international system itself and the internal changes introduced by the Lisbon Treaty. When approached via a geopolitical prism, the EU's main interests lie in its neighbourhood, to the east and south, central Asia and the Gulf. These are regions where the EU enjoys the most influence. The EU should therefore engage with other international actors, both traditional and emerging, in an intensified dialogue concentrating in particular on these areas. A Union with a clearer idea of what it is trying to accomplish on the world stage, backed by the means and determination to succeed, could herald a regional pax Europeana, while a continuation of the EU's current drift will condemn it to increasing irrelevance – a pox Europeana.     

The EU Battle Groups in Sweden and the Czech Republic: What National Defense Reforms Tell Us about European Rapid Reaction Capabilities

Abstract

This article fills an important empirical gap concerning a key building block of the EU's Headline Goal 2010, the EU Battlegroups. It asks whether the Battlegroup concept has been robust enough to drive significant changes in two smaller EU member state militaries. We find that it has, though with important qualifications, in the Swedish case, but much less in the Czech case. We stress the importance of linkages between the Battlegroup concept and the prevailing defense reform ideas in each state. We argue that Battlegroup deployment would lead to even greater transformation but that European leaders currently have not faced powerful incentives to deploy the kinds of precise assets the Battlegroups provide. The article also addresses both the fiscal priorities that hamper military readiness and delay deployments and the substantial and enduring gap between word and deed for which EU military efforts have become known.     

International development and the European Union's external policies: changing contexts,problematic nexuses,contested partnerships

This special section explores and explains how the European Union's (EU's) overall approach to international development has evolved since the beginning of the twenty-first century. At the international level, the rise of a group of emerging economies has not only provided developing countries with greater choices, but has also further enhanced their agency, thus questioning the EU's leadership and even relevance in international development. At the European level, the various (paradigmatic) shifts in each of the three key external policies—trade, security and foreign policy—and the EU's aspiration to project a coherent external action have collided with the EU's commitment to international development. Numerous tensions characterize the various nexuses in EU external relations, which ultimately challenge the EU's international legitimacy and (self-proclaimed) identity as a champion of the interests of the developing world. Nevertheless, the EU has made more progress than is generally acknowledged in making its external policies more coherent with its development policy. Moreover, the EU's relationship with developing countries has gradually become less asymmetrical, though not because of the EU's emphasis on partnership and ownership but more because of the increased agency of developing countries.     

Imperial re-bordering of Europe: the case of the European Neighbourhood Policy

Debates on the European Neighbourhood Policy (ENP) pivot on questions about what kind of political community the EU is becoming and what are the limits of its power projections in the EU's Neighbourhood. Indeed, with this new ambitious and ambiguous policy the EU's external relations are expanding from purely economic to cultural, political and security functions. The EU's desire and need to export its values and norms beyond its borders raises a set of ontological questions about the nature of the EU.     

Europe and Iran’s Nuclear Issue: The Labours and Sorrows of a Supporting Actor

At the time of writing, representatives from Iran and the E3/EU+3 are trying to work out an agreement that will guarantee that Iran’s controversial nuclear programme, widely suspected of having a military purpose, serves only peaceful ends. As the negotiations enter their most crucial phase, the time is ripe to attempt an assessment of the role played by the only actor, besides Iran, that has been on stage since it all began over ten years ago: Europe. Throughout this long drama, Europe’s performance has had some brilliant moments. Yet the quality of its acting has decreased as a new protagonist, the US, has come on stage. Overall, the Europeans’ record is positive, albeit not entirely spotless.