Think tanks or clubs? Assessing the influence and roles of Canadian policy institutes

Abstract: Policy institutes are prominent members of policy communities in Canada, but there is little understanding of their diversity beyond well-known value orientations, nor of how they differ from other “think tank” organizations such as government councils and academic research centres. This paper supplies concepts and a framework for assessing the capacity and role of policy institutes. It compares the size and activities of several well-known Canadian institutes, and puts their emergence in historical context. The paper concludes with suggestions on how to make institutes more relevant to the policy-making process. Sommaire: Les instituts de politique sont des membres bien connus de la collectivité d'analyse des politiques au Canada, mais on comprend peu leur diversité (au-delà de leurs orientations bien connues), et on voit mal en quoi ils diffèrent d'autres groupes de réflexion comme les conseils gouvernementaux et les centres de recherches universitaires. Le présent article offre des concepts et un cadre permettant d'évaluer la capacité et le rôle des Instituts de politique. II compare la taille et les activités de plusieurs instituts canadiens bien connus et il place leur émergence dans un contexte historique. Dans sa conclusion, l'article suggère des moyens permettant d'impliquer davantage les instituts dans le processus de définition des politiques.     

Public policy analysis and the Canadian health care system

The Canadian Health System . By lee sodekstrom . Toronto: Macmillan of Canada. 1978. Pp. 271. $19.95 (cloth); $9.95 (paper). Health Insurance and Canadian Public Policy . By malcolm g. taylor . Montreal: McGill-Queen's University Press. 1978. Pp. 473. $18.95 (cloth) $7.95 (paper). The Health Care Business . By ake blomqvist . Vancouver: The Fraser Institute. 1979. Pp. 185. $5.95 (paper).     

Public policy: creativity and bureaucracy

Abstract. The development and implementation of a government policy by a single ministry is a greater stimulus to creativity than a collective and inter-ministerial approach. Starting from the principle that creation is an individual act which emanates neither from administrative structures, nor from committees, nor from manuals of instructions, the author affirms that the conditions which favour creativity in a public or other administration are precisely those which awaken and increase the creative impulse of the human mind. In the individual method, the ministry alone formulates the policies which are within its competence. The other ministries affected by them are asked for their views and the possible constraints which may result, but only on a consultative basis. This method has obvious advantages for the ministry in question. The author suggests, inter alia, that the ministry be allowed to retain 50 per cent of any economies realized through greater efficiency in the execution of its policies. On the other hand, if civil servants misread ministerial intentions or ignore constraints imposed by other policies, they should pay the price, which may, in the final analysis, involve the dismissal of the minister or his principal policy advisor. In the collective method, the policy is not worked out by the immediately responsible ministry but rather by a committee including all the interested ministries. The dynamics of such an approach are very different from the individual method. Being more prudent and bureaucratic, it stalemates individual creativity and is prejudicial to innovative thinking. The constraints and the various interests are so well represented within the committee that they tend to dominate the debate and cause the ministry in charge to be on the defensive. In an endless discussion, the other ministries are hoisted with their own petard of counter-arguments, and the proposing ministry cannot put forward the positive advantages of the new policy. The resulting loss of time and energy is harmful to creativity. At the level of policy execution too, the author favours the individual approach which is both efficient and economical. The ministry in charge of the policy is far better placed to determine its implementation within the constraints which delineate its scope. Here, too, the author reaches the conclusion that creativity is better served than in the collective approach.     

Canadian container ports: shipping trends and policy issues

Abstract: Canada's major container ports face considerable challenges from rapid changes in inland and ocean transportation systems. Currently, one of the major issues facing ocean shipping is the surplus supply of available capacity, with the resultant decline in ocean freight rates. Increased vessel efficiency is being sought through economies of scale (larger ships) and reduced vessel operating costs. Larger ships have led to reductions in the numbers of ports at which a vessel will call. The resultant rise of “load centres” means geographically disadvantaged ports will experience decreases in their container traffic throughput. The past few years have witnessed the phenomenal rise of double-stacked container trains travelling from American west coast ports to various inland destinations. A number of Pacific shipping lines are opting for this land-bridging approach to serve east coast destinations rather than by the traditional all-water route via the Panama Canal. Other issues facing Canadian ports include: intermodalism, regulatory reform and improving labour productivity. To effectively compete in today's turbulent ocean shipping and inland transportation environment, Canadian ports will have to monitor and adapt to the rapid changes affecting their container terminal operations. Sommaire: Les principaux ports canadiens sont confrontés à de nombreux défis en raison des changements rapides qui surviennent dans les systèmes de transport à l'intérieur des terres et sur les mers. À l'heure actuelle, l'un des plus grands problèmes vient du fait qu'il y a trop de navires porte-conteneurs, ce qui entraîne une baisse des tarifs d'expédition. On cherche à ce que les bâtiments soient le plus efficace possible en ayant des bateaux plus grands et en réduisant les coûts de fonctionnement. La mise en service de bâtiments plus grands a réduit le nombre de ports où ceux-ci peuvent faire escale. La montée des “centres de chargement” signifie que les ports mal situés géographiquement verront décliner le débit de leur trafic.     

Populism in Canadian foreign policy: the 1986 review revisited

Abstract: Throughout the 1993 federal election campaign Canadians were subjected to reminders that this was an age of disillusioned populists. One response to this new mood was contained in the now popular Red Book entitled “Creating Opportunity: The Liberal Plan for Canada,” in which the right of Canadians to regular and serious consultations on foreign policy issues was to be affirmed and acted upon. This essay explores how an earlier consultation in 1985–86 was accomplished in the most extensive foreign policy review process ever established by the federal government. It examines the bureaucratic attitudes towards such public input and the critical leadership needed by the minister to ensure that a positive response to the parliamentarians' 121 recommendations was obtained from the bureaucracy. If parliamentary committees are to play the middleman role in brokering diverse and competing ideas emanating from public representations on policy, then ministerial interest, involvement, and clout will be deemed necessities before acceptance and policy implementation become a reality among mandarins. Obtaining public input is much easier than moving the bureaucracy in response to that input. The modes of public administration must be adjusted if democratization of policy making is to become a reality. Sommaire: Tout au long de la campagne d'élection fédérale de 1993, les événements ont rappelé aux Canadiens que notre époque était celle des populistes désillusionnés. Parmi les réactions à ce nouvel état d'esprit figurait le “ Livre rouge ”, entre-temps devenu populaire et intitulé“ Créer des possibilités: le Plan libéral pour le Canada ”, qui affirmait les droits des Canadiens àêtre consultés de manière régulière et sérieuse sur les questions de politique étrangère afin qu'on y donne suite. Le présent article examine la manière dont une consultation antérieure (Hockin-Simard, 1985–1986) a été réalisée dans le cadre du processus de réexamen de la politique étrangère le plus approfondi et jamais entrepris par le gouvernement fédéral. Il examine les attitudes des fonctionnaires face à cette participation du public ainsi que le leadership essentiel dont le ministre avait besoin pour s'assurer d'obtenir une réponse positive du fonctionnariat aux 121 recommandations des députés. Si l'on veut que les comités parlementaires jouent le rôle d'intermédiaires pour faire accepter des idées à la fois diverses et contradictoires provenant des soumissions du public sur les questions de politique, il est absolument nécessaire qu'il y ait intérêt, participation, et forte intervention de la part du ministre avant que l'acceptation et la Inise en oeuvre des politiques ne deviennent éalité parmi les bureaucrates. Il est beaucoup plus facile d'obtenir l'avis du public que de faire bouger la bureaucratie à réagir à cet avis. Les usages d'administmtion publique doivent subir des ajustements si l'on veut que la démocratisation de la définition des politiques devienne réalité.     

Suing Canadian governments: Core public policy and operational decisions

Challenges in distinguishing between core policy and operational decisions in the public policy process have spawned a legal grey area in Canadian public administration. Governments are immune from civil liability for policy decisions made by the cabinet yet they remain exposed to liability for operational decisions by public servants. We seek to raise awareness of this nexus within the Canadian public administration community by drawing on key interviews with lawyers, former attorneys general, a former premier, a former judge and a legal scholar. We explain that demarcating policy from operational decisions relies on written documentation that is difficult to locate and may not exist. Clarity is desired, but Canadian courts are reluctant to overrule a public authority’s opinion, which is based on socio-economic and political considerations. We conclude with observations for public administrators.     

Harmonization through emulation: Canadian federalism and water export policy

Abstract: This article explores the challenges of policy harmonization in a decentralized federal polity through a study of Canadian efforts to develop nationwide water export regulations over the past fifteen years. The Canadian experience in water export policy illustrates three different policy harmonization processes and suggests some of the effects that international free trade agreements have had on economic and environmental regulation in Canada. Prior to the introduction of free trade, the federal government attempted to deal with water exports through the imposition of uniform national standards. After free trade, however, harmonization efforts became more decentralized as federal power over export controls diminished but provincial powers over water‐taking remained untouched. Despite an effort towards harmonization through policy interface standardization in the 1999 Water Accord, successful harmonization did not occur as a result of intergovernmental cooperation. Instead, harmonization was eventually achieved through an extensive process of policy emulation, a phenomenon that has received relatively little attention in the literature on federalism and public policy, to this point. Sommaire: Le présent article examine les défis de I'harmonisation des politiques dans un système fédéral déentralisé, en étudiant les efforts canadiens déployés pour éla‐borer des règlements sur I'exportation de l'eau à I'échelle nationale au cows des quinze derniéres années. L'expérience canadienne dans le domaine de la politique de l'exportation de l'eau illustre trois différents processus d'harmonisation des politiques et préente certains impacts produits par les accords de libre‐échange internationaux sur la délementation économique et environnementale au Canada. Avant I'introduction du libre‐échange, le gouvemement fédéral essayait de traiter l'exportation de I'eau en imposant des normes nationales uniformes. Depuis le libre‐échange, cependant, les efforts d'harmonisation sont devenus plus dCcentralisés, tan‐dis que le pouvoir fédéral sur les contrôles des exportations a diminue et que les pouvoirs provinciaux dans ce domaine sont demeurés inchangés. Malgré un effort réalisé dam le sens de I'harmonisation de l'interface politique avec 1'Accord sur I'eau de 1999, la coopération intergouvemementale n'a pas menéà l'harmonisation. Par contre, on y est parvenu par le biais d'un vaste processus d'émulation politique, phénoméne qui jusqu'à ce jour est passé pratiquement inapercu dans la documentation sur le fédéralisme et la politique publique.     

Partisan politics and fiscal policy in the Canadian provinces

This article evaluates the impact of partisanship on provincial fiscal policies over business- and electoral-cycles between 1981 and 2016. There were partisan differences between left-wing governments (the New Democratic Party and the Parti Québécois), on the one hand, and conservative ones, on the other. The evidence is particularly strong for business-cycles, where left-wing parties pursued much more countercyclical strategies than conservatives. In contrast, there was little difference between most Liberal administrations and conservative ones. Left-wing fiscal policies nevertheless lost their distinctiveness during the last third of the study period. The article concludes by discussing possible explanations for this change.     

Measuring parentage policy in the Canadian provinces: A comparative framework

This paper develops a framework to measure parentage policy based on the legal barriers faced by intended parents, taking into account eligibility requirements, rules for genetic relationships, and surrogacy contract enforceability. It then applies this framework to the Canadian provinces. While parentage policy in Canada is undoubtedly a patchwork, policy change has moved in an increasingly permissive direction, often as a result of litigation. Moreover, this study provides an opportunity to develop broader research project for comparative scholars of parentage policy. Future studies of parentage policy, building from the framework developed here, should qualitatively examine the role of policy implementers other than legislatures and determine how policy learning and transfer affect parentage policy change. Because parentage policy can provide legal certainty for parents and prevent legal disputes, understanding the factors behind policy change is an endeavour with both theoretical and practical significance.     

The bureaucracy and public policy: Canadian merger policy and the Combines Branch, 1960–71

Abstract. This paper investigates the implications for public policy in general and merger sections of the Combines Act in particular of the hypothesis that bureaus, when carrying out their administrative duties, attempt to maximize their private utility functions rather than the social utility function expressed in the legislation. The analytical procedure, given alternative utility goals of power, prestige, convenience, and security and the appropriate constraints, is to predict the behaviour of the Combines Branch (from 1960–71) and to test these predictions against actual Branch behaviour. The evidence on the Branch's behaviour (all cases prosecuted and discontinued) suggests that its conduct can be better explained by security maximization than by any alternative private or altruistic goal. However, it is not clear that this was a bad thing for public policy because it can be argued that the Branch's behaviour brought public policy in this area closer to the social welfare function implied in the legislation than would have been the case if the government had successfully maximized its private utility function. Sommaire. L'auteur de cet exposé enquête sur les implications, pour la politique publique en général et les articles sur le fusionnement de la loi sur les coalitions en particulier, de l'hypothèse suivant laquelle es bureaux, dans l'exercice de leurs responsabilités administratives, essaient de maximiser leurs fonctions privées plutôt que leur fonction sociale, telle qu'elle est indiquée dans la législation. La procédure analytique, étant donné le choix des buts: pouvoirs, prestige, commodité et sécurité, avec Ies limites appropriées, consiste à prédire le comportement du service chargé des coalitions (de 1965 à 1971) et à vérifier ces prédictions à la lumière de son comportement réel. Les faits relatifs au comportement de ce service (tous les cas amenés en justice et ceux qui ont été abondonnés) indiquent qu'il s'explique plus par une maximisation de la sécurité que par tout autre motif privé ou altruiste. Il ne semble pas cependant que cela ait été néfaste à la politique publique parce que l'on peut argumenter que le comportement du service a fait jouer à la politique publique un rôle plus orienté vers le bien-être social, comme cela était sous-entendu dam la législation, que ce n'aurait été le cas si le gouvernement avait maximisé avec succès sa fonction privée.     

The provincial role in the Canadian welfare state: the influence of provincial social policy initiatives on the design of the Canada Assistance Plan

Abstract. Provincial social welfare programs are often treated as provincial government responses to federal initiatives establishing shared-cost programs in the welfare field. In this paper, this traditional viewpoint is reversed, showing that the federal government's Canada Assistance Plan of 1966 was the result of provincial social welfare initiatives. Federal policy is shown to have been designed to accommodate as cost-sharable those programs in which provinces (particularly Alberta and Ontario) were already involved. The federal government had to make considerable additions to, and concessions concerning, the proposed program in order to retain provincial support for the new national welfare program.     

Canadian cities and the American example: a prologue to urban policy analysis

Abstract: The developmental pattern that characterizes metropolitan areas in the United States often serves as a basis for evaluating the condition of Canadian cities and attributing a distinctive thrust to Canadian urban policy. To be meaningful, however, comparative evaluations have to take account of the way government activities have helped to shape U.S. metropolitan areas over an extended period of time. A criticism implicit in much US. urban analysis is that government activities have persistently contributed to large inequalities in the social and economic condition of metropolitan area municipalities. In Canada, by comparison, interjurisdictional equalization has played a larger role in federal-provincial relations than it has in federal-state relations in the United States. It also seems to have influenced the way provincial governments dealt with municipalities during the 1960s and 1970s. At the present time, however, provincial governments are allowing the governmental systems of metropolitan areas to become more fragmented. They are also under pressure to reduce or abandon their efforts to equalize services and property tax burdens among municipalities. How they respond to that pressure will help to determine how closely the development of Canada's metropolitan areas conforms to the pattern of urban development characteristic of the United States.     

The formation Of a Canadian privacy policy: the art and craft of lesson-drawing

Abstract: For some cases of policy innovation, traditional models of the policy process based on assumptions of power and conflict are not helpful guides. This article suggests that it is often just as important to understand the pattern of learning or lesson-drawing that takes place during policy development. With reference to the formation of Canadian privacy policy, as expressed in the Privacy Act of 1982, it is demonstrated that the lessons drawn from the experience of other countries' legislative attempts to protect personal data were instrumental in shaping a Canadian policy. Lessons about the principles of data protection, the exemptions to those principles, and the policy instrument to implement them were drawn at critical stages from American, and other, experience. The fact that some lessons were drawn and not others, from some countries and not others, helps us understand why Canadian privacy policy is as it is today. The article concludes by noting the conditions for lesson-drawing across boundaries to influence policy: a basic consensus on goals; a low salience in public opinion; a dominant role for bureaucrats; a high degree of innovation; and the existence of exemplars. The timing, then, of foreign privacy laws was crucial, highlighting the importance of studying public policy in both comparative and historical perspectives. Sommaire: Dans certains cas d'innovation politique, les modéles classiques d'étude du processus politique fondés sur des hypotheses de pouvoir et de conflit ne constituent pas de bons guides. Cet article montre qu'il est souvent aussi important de comprendre dans quelle mesure on a tiré parti des lecons étrangéres au cours de I'élaboration d'une politique. Faisant référence à la formation de la politique canadienne de la vie privée, exprimée par le biais de la Loi de 1982 sur la vie privée, il démontre que I'expérience des tentatives législatives d'autres pays pour protéger les informations personnelles ont eu un rôle prédominant dans I'élaboration de la politique canadienne. À des moments cruciaux, on a tiré de I'expérience américaine et de celle d'autres pays des lecons sur les principes de protection de I'information, sur les exceptions à ces principes et sur les moyens de mettre ces derniéres en oeuvre. Le fait qu'on ait, de façon sélective, tiré certaines leçons de certains pays, nous aide à comprendre pourquoi la politique canadienne sur la vie privée est ce qu'elle est aujourd'hui. En conclusion, I'auteur décrit les conditions dans lesquelles les renseignements puisés d'autres pays sont susceptibles de contribuer à la politique nationale: un consensus fondamental sur les objectifs rechercheés, peu de préoccupations pour le sujet dans I'opinion publique, un rô1e prépondérant pour les bureaucrates, un degréélevé d'innovation et I'existence d'exemples concrets. De même, le moment ou les lois sur la vie privée d'autres pays ont été adoptées s'est avéré important, ce qui démontre I'importance d'étudier les politiques publiques dans une perspective comparative aussi bien qu'historique.     

Exporting governance: Lithuania adapts a Canadian policy management model

Abstract: Lithuania's efforts to join the European Union were faltering in the late 1990s. A moribund policy management system offered scant hope for quick reversal. To break the impasse, Lithuania's prime minister negotiated a unique, CIDA‐funded project to modernize their decision‐making system by partnering with the Ontario Public Service and the Institute of Public Administration of Canada. Although slow to gain traction, inspired leadership by a new Lithuanian prime minister, his chancellor and government secretary re‐energized efforts to adapt an Ontario policy management model, which endures today. The results, in terms of pace and scope of reform, were impressive. But did they make a difference? In the absence of useful public benchmarks from oecd governments, the project collaborated with the World Bank to develop its own set of indicators for each stage of the policy process. Two surveys, conducted in 2000 and 2002, revealed a dramatic turnaround, underscoring how major change can be quickly implemented when supported by determined leadership. This article reviews the project, the survey methodology and results. Given the centrality of Ontario to Lithuania's reform, the article concludes with a cursory exploration of whether the province applies its own best practices. The answer, not surprisingly, is that it does so, sometimes. Sommaire: Les efforts déployés par la Lituanie pour se joindre à l'Union européenne s'affaiblirent à la fin des années 1990. Un système moribond de gestion des politiques offrait peu d'espoir d'un revirement rapide. Pour mettre fin à l'impasse, le Premier ministre de la Lituanie a négocié un projet unique financé par lacdi pour moder‐niser leur système de prise de décision, en établissant un partenariat avec la Fonction publique de l'Ontario et l'Institut d'administration publique du Canada. Même si ce projet fut lent à démarrer, un leadership inspiré par le nouveau Premier ministre litu‐anien, son chancelier et secrétaire d'État relança les efforts pour adapter un modèle ontarien de gestion des politiques, qui se trouve toujours en place aujourd'hui. Les resultats, en termes de rapidité et de portée de la réforme, furent impressionnants. Mais ont‐ils changé quelque chose? En l'absence de points de repère publics utiles de la part des gouvernements de locde , le projet a collaboré avec la Banque mondiale au développement de ses propres indicateurs pour chaque étape du processus de politique. Deux enquêtes, menées en 2000 et 2002, ont révélé un redressement remar‐quable, soulignant comment un changement majeur peut être rapidement mis en ceuvre lorsqu'il a I'appui d'un leadership déterminé. Cet article passe en revue le projet, la méthodologie et les résultats des enquêtes. Étant donné la grande importance de l'Ontario dans la réforme de la Lituanie, en conclusion, l'article examine brièvement si la province applique elle‐même ses meilleures pratiques. La réponse, qui n'est pas surprenante, est que oui, elle les applique…Parfois.