Measuring subnational democracy: toward improved regime typologies and theories of regime change

Social scientists have been limited in their work by the paucity of global time series data about subnational institutions and practices. Such data could help scholars refine regime typologies, improve theories of democratization and regime change, better understand subnational democracy, and illuminate issues of development, conflict, and governance. This article addresses the lack of data by introducing 22 subnational measures from a new dataset, Varieties of Democracy. Validity tests demonstrate that the measures’ strengths outweigh their weaknesses. The measures excel in covering all subnational levels for most countries, capturing different elements of subnational elections, and including a variety of dimensions of elections and civil liberties. The measures also offer unmatched global and temporal coverage. The article demonstrates how these strengths can provide scholars with the benefits described above.     

#Democracy: social media use and democratic legitimacy in Central and Eastern Europe

Since 1989, many of the former communist countries in Central and Eastern Europe (CEE) have made the dramatic change from communist regimes to democratic nations that are integrated in the European sphere. While these sweeping changes have given rise to a successful transition to democracy unlike any the world has ever seen, there remain issues with governance as well as citizen support for the regime. While other studies have shown that mass media can influence a person's attitudes and opinions in the region, none has explored what effect social media can have on orientations toward democracy in the region. In the following paper, I build several hypotheses based on previous studies of media effects and democratic survival. I then employ survey data to empirically test whether social media increases support for democracy. The study finds that not only does using social media increase support for democracy, but also simple usage rather than information seeking provides more consistent effects on a person's support for democracy in CEE.     

Legitimacy and post-conflict state-building: the undervalued role of performance legitimacy

Legitimacy is essential to state-building after conflict. Yet, the prescribed path to gaining legitimacy is often a narrow one that borrows heavily from the experiences of Western states. Elections are prescribed as an essential first step on the logic that this means gaining process legitimacy can rebuild a social contract between citizens and the state, a social contract that is rooted in democratic norms and values. This article proposes an alternative path, one that emphasises the critical role of performance legitimacy and its non-exclusive nature. Performance legitimacy is granted when citizens perceive that some or all of their basic needs are being met. The article offers a new analytical framework for understanding a state’s potential source of performance legitimacy, how non-state actors may vie with the state to seize this form of legitimacy, and what consequences this has for processes of state institution-building after conflict. In this respect, this article seeks to reorient theory and practice to a broader view of legitimacy and its critical role in post-conflict state-building.     

Bringing direct democracy back in: toward a three-dimensional measure of democracy

Most procedural definitions and measurements of democracy are missing one crucial component: direct popular decision-making. This is an important gap that does not allow users of data to ascertain some important variation among democracies. Thus, I propose a new measure that is strongly anchored in a procedural definition of democracy but includes this missing dimension. The proposed measure is well rooted in the literature and introduces a dimension whereby citizens may become the masters of their political fate at any time and without the consent of elected authorities, while avoiding the inclusion of extraneous attributes that are not highlighted in democratic theory. Tests of the validity of the new indicator, using Latin American cases, show that there is enough room for its inclusion without the typical collinearity problems this literature faces. This indicator is not only sound, but it is empirically appealing as it performs better than others when testing relevant hypotheses.     

The ambivalence of populism: threat and corrective for democracy

Two images of populism are well-established: it is either labelled as a pathological political phenomenon, or it is regarded as the most authentic form of political representation. In this article I argue that it is more fruitful to categorize populism as an ambivalence that, depending on the case, may constitute a threat to or a corrective for democracy. Unfolding my argument, I offer a roadmap for the understanding of the diverse and usually conflicting approaches to studying the relation between populism and democracy. In particular, three main approaches are identified and discussed: the liberal, the radical and the minimal. I stress that the latter is the most promising of them for the study of the ambivalent relationship between populism and democracy. In fact, the minimal approach does not imply a specific concept of democracy, and facilitates the undertaking of cross-regional comparisons. This helps to recognize that populism interacts differently with the two dimensions of democracy that Robert Dahl distinguished: while populism might well represent a democratic corrective in terms of inclusiveness, it also might become a democratic threat concerning public contestation.     

Unravelling semi-presidentialism: democracy and government performance in four distinct regime types

Do semi-presidential regimes perform worse than other regime types? Semi-presidentialism has become a preferred choice among constitution makers worldwide. The semi-presidential category contains anything but a coherent set of regimes, however. We need to separate between its two subtypes, premier-presidentialism and president-parliamentarism. Following Linz’s argument that presidentialism and semi-presidentialism are less conducive to democracy than parliamentarism a number of studies have empirically analysed the functioning and performance of semi-presidentialism. However, these studies have investigated the performance of semi-presidential subtypes in isolation from other constitutional regimes. By using indicators on regime performance and democracy, the aim of this study is to examine the performance of premier-presidential and president-parliamentary regimes in relation to parliamentarism and presidentialism. Premier-presidential regimes show performance records on a par with parliamentarism and on some measures even better. President-parliamentary regimes, on the contrary, perform worse than all other regime types on most of our included measures. The results of this novel study provide a strong call to constitution makers to stay away from president-parliamentarism as well as against the idea of thinking about semi-presidentialism as a single and coherent type of regime.     

Engendering local democracy: The impact of quotas for women in India's panchayats

In 1992, India's Parliament enacted two constitutional amendments that sought to democratize local governance and engender it through quota-based reservations for women. This article asks whether participation in these institutions has enabled women to articulate and advance their interests. To evaluate this, the article deploys the distinction in feminist literature between strategic and practical gender interests. Through a survey of a wide range of studies conducted in different parts of India it points to the constraints, both of institutional design as well as of social inequalities of gender and caste, that inhibit a fuller and more effective participation by women. There is nevertheless evidence to suggest that the quotas have enabled women to address their practical gender needs and interests, even if the articulation and realization of strategic interests is moving at a somewhat slower pace.     

Conceptualizing and measuring subnational democracy across Indian states

India is often credited for its success as the world’s largest democracy, but variation in subnational democracy across its states has not been systematically incorporated into scholarship on subnational regimes. This paper develops a conceptualization of subnational democracy based on four constitutive dimensions – turnover, contestation, autonomy and clean elections – and introduces a comprehensive dataset to measure each of the dimensions between 1985 and 2013. The inclusion of India – an older parliamentary democracy with a centralized federal system – broadens the universe of cases for the study of subnational regimes, and reveals variation across constitutive dimensions that has not yet been theorized. The paper shows that threats to subnational democracy come from multiple directions, including the central government and non-state armed actors, that subnational variation persists even decades after a transition at the national-level, and that subnational democracy declines in some states in spite of the national democratic track record.     

Local participatory innovations and experts as political entrepreneurs: The case of China's democracy consultants

This study is concerned with understanding the dynamic behind participatory innovations in China. The case of China provides a contrast to the literature on participatory innovations in democracies. While participatory innovations in democratic countries are seen as a way to deepen and improve democracy, in China these innovations are to some extent developed in order to provide an alternative to electoral democracy. In this article I introduce the concept democracy consultant to describe expert political entrepreneurs involved in the development of participatory innovations. Research on local participatory innovation in China is abundant but the role that experts play in this process has previously not been analysed. Based on in-depth interviews with democracy consultants and local officials, the study finds that democracy consultants frequently act as bridges between central and local levels of government by providing expertise, information, legitimacy, and connections. This is especially true in localities where local leaders want to gain the attention of the central level but lack the required expertise and connections.     

Critical infrastructure protection and Russia's hybrid regime

The Russian policy on critical infrastructure protection was outlined in the early 2000s and has been consolidated in recent years as a part of the national security strategy. This policy is evolving against a background composed of an uneasy combination of factors: the degeneration of infrastructures critical for the country's economic and social development, and the de-legitimization of political institutions responsible for protecting ‘population’ and ‘territory’. The recent major catastrophes in Russia, the notorious forest fires in 2010 in particular, have become examples of political events that offer a point of reference for the current regime's failure to uphold its promises of ‘order and stability’.     

The relation between cultural values and models of democracy: a cross-national study

The relation between democracy and culture is a long-lasting subject of interest in political science. In the contemporary approach to cultural analysis, value orientations are studied as fundamental manifestations of culture. The mainstream research has focused on finding a relation between the quality of a democratic system and the existence of essential values in a society. There is, however, an understudied question as to what the relation between cultural values and models of democracy in different countries exactly is. We know that there are different models or patterns of democracy (for example, majoritarian versus consensus and participatory versus spectator democracy) discernible in various countries. But what is the reason that a particular country, or set of countries, appreciates and accepts one type of democracy, while suspecting and discrediting other types? This article aims to find an answer to this question from the perspective of cultural differences. Using the empirical data derived from the operationalization of dimensions of democracy and dimensions of culture at the national level, we examine hypotheses regarding the relation between societal cultural values and the practice of different models of democracy in various countries.     

Institutions of Direct Democracy and Accountability in Latin America's Presidential Democracies

The crisis of representative democracy in Latin America became apparent in a wave of constitutional reforms during the 1990s. A striking feature of these reforms was the incorporation of institutions of direct democracy (IDD) into most post-transitional Latin American constitutions. Despite the shortage of efficient mechanisms of accountability and its concomitant weakening of democratic consolidation in the region, the potential of IDD to bolster accountability in the representative structures of presidential democracies has not yet received systematic scholarly attention. To fill this theoretical gap, the article presents a typology designed to assess the accountability potential of IDD, which is used to classify the constitutional provisions for direct democracy in Latin America's 18 presidential democracies. After juxtaposing the findings of constitutional analysis to the actual record of direct democracy in the region, the article concludes that there is a considerable discrepancy between constitutional accountability potential and the empirical evidence. Whereas the adoption of IDD has hardly affected the vertical dimension of accountability, the practice whereby presidents use referendums to bypass legislative opposition has worked to the detriment of the horizontal dimension of accountability.     

Citizen participation and democracy in the Netherlands

Although citizen participation is regarded widely as vital to democracy, some wariness may also be observed towards it in cases where democracy is equated with representative democracy. This article investigates the dominant view of the Dutch political–administrative and academic elites on the meaning of participation with respect to the quality of democracy. The analysis shows that various forms of participation that might improve the quality of democracy have been discussed in recent years, without, however, subjecting either the existing political institutions or the traditional hierarchical approach to policymaking to any form of critical review. Citizen participation is seen mainly as an instrument to strengthen and support the way representative democracy now works. Although citizen participation is thought to encompass more than merely voting in elections, participation is not seen as an essential feature of democracy, but at best, as an instrument to improve the current functioning of representative democracy.     

Linkages and the promotion of democracy: the EU's eastern neighbourhood

The EU's eastern neighbourhood with its considerable divergence in regime types is a more challenging testing ground for democracy promotion than Central and Eastern Europe. This article explores the diversity of the international linkages in the eastern neighbours (Ukraine, Moldova, Georgia, Armenia, Azerbaijan) and the role these linkages play in domestic politics. International linkages are filtered and activated by domestic politics. If diverse linkages reinforce domestic political competition, they can contribute to the creation of democratic openings. Conversely, in the absence of domestic political competition, international linkages can insulate a regime from internal pressures for reform, in particular if the linkages are deep and undiversified. This article focuses on one causal mechanism, namely stateness issues acting as a filter for international linkages.     

Local actors in the driver's seat: Transatlantic democracy promotion under regime competition in the Arab world

In studies of political transition, scholars started to explore the effect of competition between foreign policies of antipodal regimes on the political trajectories of transition countries, notably between traditional Western donors such as the European Union and the United States of America and regional authoritarian powers such as Saudi Arabia. Drawing on existing accounts, this article studies the conditions under which external actors can effectively steer local elite towards democratic reforms despite illiberal regional powers’ potential counteractions. We argue that the reform-oriented political elites in the recipient country are the ultimate judges in this competition for influence. If democracy promotion is credible, they will decide in favour of democratization, but only if the expected costs and benefits of democratic engagement resist solicitation by authoritarian powers. A study of post-Arab Spring democracy promotion in Tunisia supports the pivotal role of the external donors’ credibility in times of complex donor constellations.     

Political decentralization and the strengthening of consensual,participatory local democracy in the Republic of Macedonia

This article examines whether decentralization in the Republic of Macedonia has contributed to widening effective political participation and strengthening democracy at the local level between 2005 and 2012. It begins by demonstrating the debate regarding political decentralization and its ability to mitigate ethnic conflict by facilitating the effective participation of national minorities in local institutions. An assessment of the largely consociational power-sharing mechanisms envisaged locally then determines whether decentralization has contributed to: improving the political representation of diverse groups in local decision-making processes; deepening local democracy by providing opportunities for residents to participate in local governance; and enhancing the transparency, accountability, and responsiveness of municipal governments. The opportunities Macedonian citizens have for participating directly in local decision-making processes are also evaluated. This article argues that whilst political decentralization has expanded the potential space available for citizens to participate in local governance, it has not guaranteed the participation of local communities, or that their participation is both equitable and effective. Advocates of decentralization have failed to sufficiently appreciate the extent to which the over-dominance of some political parties, which lack internal democracy, along with the pervasiveness of patronage-based politics, may undermine the reform's potential benefits.     

Negotiating normative premises in democracy promotion: Venezuela and the Inter-American Democratic Charter

ABSTRACT

This article analyses negotiations on democracy promotion by looking at the case of the Inter-American Democratic Charter. It argues that Venezuela contested the concept of representative democracy during the Charter negotiations, advancing the notion of “participatory and protagonist democracy” and that, even if it was unsuccessful in its demands, the country contributed to deepening the debate on the concept of democracy, on which there is far from worldwide consensus. The article suggests that the main drivers of the negotiation process and the final agreement were domestic political changes in Venezuela, specific features of the negotiations, and the structural position of Venezuela in the field of democracy promotion in the global and regional contexts, which were, at the time, favourable to a compromising attitude to conclusion of the Charter, even if not to the concept of democracy.     

Obstacles to citizen participation by direct democracy in Latin America: a comparative regional analysis of legal frameworks and evidence from the Costa Rican case

Starting from the 1980s, institutions of direct democracy were introduced into most Latin American constitutions. To date, the practical application of these institutions remains almost exclusively restricted to the subtype of government plebiscites while the use of citizen initiated instruments remains scarce. To explain the region's low frequency of use of citizen initiated instruments of direct democracy this explorative study proceeds in three sections. The first recapitulates regulatory legislation on, and practical experience with direct democracy in Latin America. The second proposes and applies an index for the comparative measurement of legal obstacles provided by institutional frameworks and goes on to discuss further explanatory propositions on factors that may interact with these legal obstacles to obstruct direct democratic citizen participation. Finally, these hypotheses are tested through an interview-based study with actors involved in the recent practical experience with direct democracy in Costa Rica. The study concludes that the institutional design of citizen initiated instruments of direct democracy alone does not suffice to explain the frequency of their practical application. Rather than this, application frequency appears to be a function of the combined interactive effects of legal institutional factors with sociological and political party factors such as strategic action preferences and party elites' attitudes.     

Political and ideological aspects in the measurement of democracy: the Freedom House case

While several studies have dealt with methodological aspects of measuring democracy, little attention has been devoted to the political and ideological issues that affect the construction and structure of these measuring instruments. The aim of this study is twofold: in analysing the cultural and economic dimensions of the Freedom House (FH) organization, it seeks to delineate the political background of FH, thus underlining its neoconservative bias. Secondly, by focusing on the changes over time in the checklists used by FH to measure democracy, this study aims to analyse to what extent these changes are ideologically driven, in particular, to what are they linked to the neoliberal paradigm. Indeed, the hypothesis is that the construction of FH's scales has been affected by the neoliberal climate in which they were conceived. In the first part, the work reconstructs the academic debate about FH's scales and the historical and political context which brought to the affirmation of neoliberal democracy. It also provides a discussion regarding the importance of measurement as a political tool. In the second part, the study provides an analysis of FH through the reconstruction of its political-ideological profile, beginning with the formation of FH to its current internal culture. The third part provides an analysis of the checklists used by FH for measuring democracy. Our findings show that because of the changes in methodology and the strict interconnection between methodological and political aspects, FH data do not offer an unbroken and politically neutral time series, such that their use for cross-time analyses both for research and policy is questionable.