辨证认识话者自动识别系统

为了警示近年来我国司法话者识别领域中出现的一些崇外、盲目追求快速与省事的苗头,结合话者自动识别系统的研究、应用状况,从语音的共性与个性、话者识别结果的相对性与绝对性出发,通过分析比对话者自动识别与语音识别所用的特征参数及实现过程,辨证分析了制约话者自动识别系统准确率的根本原因。指出了话者自动识别系统尚无法达到人们对其的期望,以及适合于司法诉讼领域的话者自动识别系统的发展方向。     

Speech Watermarking: An Approach for the Forensic Analysis of Digital Telephonic Recordings*

Abstract: In this article, the authors discuss the problem of forensic authentication of digital audio recordings. Although forensic audio has been addressed in several articles, the existing approaches are focused on analog magnetic recordings, which are less prevalent because of the large amount of digital recorders available on the market (optical, solid state, hard disks, etc.). An approach based on digital signal processing that consists of spread spectrum techniques for speech watermarking is presented. This approach presents the advantage that the authentication is based on the signal itself rather than the recording format. Thus, it is valid for usual recording devices in police‐controlled telephone intercepts. In addition, our proposal allows for the introduction of relevant information such as the recording date and time and all the relevant data (this is not always possible with classical systems). Our experimental results reveal that the speech watermarking procedure does not interfere in a significant way with the posterior forensic speaker identification.     

从话者识别角度认识山西汾城方言的紧喉音节

目的明确山西汾城方言紧喉音节与对应普通话音节在司法话者识别时的可比性及该紧喉音的声学特性。方法利用VS-99语音工作站对山西汾城方言紧喉音节及对应普通话音节的韵律特性、音质特性等声学特性进行定性与定量分析。结果得出了汾城方言紧喉音的发声态主要为嘎裂声,汾城方言紧喉音对声母没有明显影响,紧喉音韵母与普通话韵母在共振峰频率上的一致性要远高于共振峰相对强度上的一致性等认识。结论为在汾城方言与普通话之间进行司法话者识别以及田野调查提供了依据。     

How to Improve Forensic Science

Some institutional structures for inquiry produce better approximations to truth than others. The current institutional structure of police forensics gives each lab a monopoly in the analysis of the police evidence it receives. Forensic workers have inadequate incentives to produce reliable analyses of police evidence. Competition would create such incentives. I outline a system of “competitive self regulation” for police forensics.Each jurisdiction would have several competing forensic labs. Evidence would be divided and sent to one, two, or three separate labs.Chance would determine which labs and how many would receive evidence to analyze.Competitive selfregulation improves forensics by creating incentives for error detection and reducing incentives to produce biased analyses. JEL Classification: K14, K42, H11     

A Novel Approach to the Examination of Soil Evidence: Mineral Identification Using Infrared Microprobe Analysis*

Abstract: Identification of minerals using the infrared microprobe with a diamond internal reflection objective is a rapid and reliable method for forensic soil examinations. Ninety‐six mineral varieties were analyzed, and 77 were differentiated by their attenuated total reflection (ATR) spectra. Mineral grains may be mounted in oil for conventional polarized light microscope characterization and their ATR spectrum obtained with little or no interference by the liquid. This infrared microprobe method can be used to identify silicates, phosphates, nitrates, carbonates, and other covalent minerals; however, ionic minerals, metal oxide and sulfide minerals, and minerals with refractive indexes greater than diamond do not produce identifiable spectra, but the lack of a spectrum or one with high absorbance values does provide useful information. This research demonstrates the overall utility that infrared microprobe analysis brings mineral identification in soil evidence.     

Computer‐aided Dental Identification: An Objective Method for Assessment of Radiographic Image Similarity*

Abstract: A pilot study evaluated a computer‐based method for comparing digital dental images, utilizing a registration algorithm to correct for variations in projection geometry between images prior to a subtraction analysis. A numerical assessment of similarity was generated for pairs of images. Using well‐controlled laboratory settings, the method was evaluated as to its ability to identify the correct specimen with positive results. A subsequent clinical study examined longitudinal radiographic examinations of selected anatomical areas on 47 patients, analyzing the computer‐based method in making the correct identification based upon a threshold level of similarity. The results showed that at a threshold of 0.855, there were two false negative and two false positive identifications out of 957 analyses. Based on these initial findings, 25 dental records having two sets of full mouth series of radiographs were selected. The radiographs were digitized and grouped into six anatomical regions. The more recent set of films served as postmortem images. Each postmortem image was analyzed against all other images within the region. Images were registered to correct for differences in projection geometry prior to analysis. An area of interest was selected to assess image similarity. Analysis of variance was used to determine that there was a significant difference between images from the same individual and those from different individuals. Results showed that the threshold level of concordance will vary with the anatomical region of the mouth examined. This method may provide the most objective and reliable method for postmortem dental identification using intra‐oral images.     

Establishing Tobacco Origin from Pollen Identification: An Approach to Resolving the Debate

Previous research into pollen content of tobacco resulted in a debate. We address this debate and determine that pollen analysis may be able to assist with identifying geographical origin of tobacco. However, the value of any results should be assessed on a case‐by‐case regional basis until sufficient database information is available for an objective interpretation to be undertaken on a global basis. As a first step toward developing comparative data for South America, we analyzed a tobacco sample from Brazil in an effort to identify signature taxa from the state of Minas Gerais. We also assessed the role of honey additives to tobacco to assess this issue. Comparing the data to previously published data, we conclude that pollen signatures can distinguish broad geographic areas. We conclude that this forensic interpretation framework needs to be developed in context of the National Academy of Sciences recommendations for tightening methods in forensic science.     

A Set of Handwriting Features for Use in Automated Writer Identification,

A writer's biometric identity can be characterized through the distribution of physical feature measurements (“writer's profile”); a graph‐based system that facilitates the quantification of these features is described. To accomplish this quantification, handwriting is segmented into basic graphical forms (“graphemes”), which are “skeletonized” to yield the graphical topology of the handwritten segment. The graph‐based matching algorithm compares the graphemes first by their graphical topology and then by their geometric features. Graphs derived from known writers can be compared against graphs extracted from unknown writings. The process is computationally intensive and relies heavily upon statistical pattern recognition algorithms. This article focuses on the quantification of these physical features and the construction of the associated pattern recognition methods for using the features to discriminate among writers. The graph‐based system described in this article has been implemented in a highly accurate and approximately language‐independent biometric recognition system of writers of cursive documents.     

Evaluation of the NITV CVSA

The purpose of this study was to evaluate a commonly used voice stress analyzer, the National Institute of Truth Verification's (NITV) Computer Voice Stress Analyzer (CVSA), using a speech database containing materials recorded (i) in the laboratory, while highly controlled deceptive and shock-induced stress levels were systematically varied, and (ii) during a field procedure. Subjects were 24 each males/females (age range 18-63 years) drawn from a representative population. All held strong views on an issue and were required to make sharply derogatory statements about it. The CVSA system was then evaluated in a double-blind study using three sets of examiners: (i) two UF scientists trained/certified by NITV in CVSA operation, (ii) three experienced NITV operators provided by the manufacturer and (iii) five experimental phoneticians. The results showed that the "true positive" (or hit) rates for all examiners ranged from chance to somewhat higher levels (c. 50-65%) for all conditions and types of materials (e.g., stress vs. unstressed, truth vs. deception). However, the false-positive rate was just as high - often higher. Sensitivity statistics demonstrated that the CVSA system operated at about chance level.     

A View to the Future: A Novel Approach for 3D–3D Superimposition and Quantification of Differences for Identification from Next‐Generation Video Surveillance Systems

Techniques of 2D–3D superimposition are widely used in cases of personal identification from video surveillance systems. However, the progressive improvement of 3D image acquisition technology will enable operators to perform also 3D–3D facial superimposition. This study aims at analyzing the possible applications of 3D–3D superimposition to personal identification, although from a theoretical point of view. Twenty subjects underwent a facial 3D scan by stereophotogrammetry twice at different time periods. Scans were superimposed two by two according to nine landmarks, and root‐mean‐square (RMS) value of point‐to‐point distances was calculated. When the two superimposed models belonged to the same individual, RMS value was 2.10 mm, while it was 4.47 mm in mismatches with a statistically significant difference (p < 0.0001). This experiment shows the potential of 3D–3D superimposition: Further studies are needed to ascertain technical limits which may occur in practice and to improve methods useful in the forensic practice.     

论声纹鉴定意见的表述形式

本文针对目前国内外讨论比较热烈的声纹鉴定意见表述问题进行了评述.首先介绍了实践中正在使用的听觉分析法、声谱比对分析法、声学分析法、听觉-声学分析法和说话人自动识别五种鉴定方法,指出了各种方法的优缺点;然后对现存的二元判决、可能性等级、似然比和英国立场声明四种鉴定意见表述形式进行了介绍和评析,通过分析发现,上述四种意见表述形式都存在一定的问题,实践中选择何种形式表述鉴定意见要综合考虑其科学性、逻辑性、现实性和可行性等多种价值选项;最后认为解决该问题的根本方法是各相关领域的专家应加强在鉴定方法上的合作性的基础研究.     

A Multimodal Fusion Approach for Bullet Identification Systems

In the field of forensic science, bullet identification is based on the fact that firing the cartridge from a barrel leaves exclusive microscopic striation on the fired bullets as the fingerprint of the firearm. The bullet identification methods are categorized in 2‐D and 3‐D based on their image acquisition techniques. In this study, we focus on 2‐D optical images using a multimodal technique and propose several distinct methods as its modalities. The proposed method uses a multimodal rule‐based linear weighted fusion approach which combines the semantic level decisions from different modalities with a linear technique that its optimized modalities weights have been identified by the genetic algorithm. The proposed approach was applied on a dataset, which includes 180 2‐D bullet images fired from 90 different AK‐47 barrels. The experimentations showed that our approach attained better results compared to common methods in the field of bullet identification.     

Stress and Deception in Speech: Evaluating Layered Voice Analysis*

Abstract: This study was designed to evaluate commonly used voice stress analyzers—in this case the layered voice analysis (LVA) system. The research protocol involved the use of a speech database containing materials recorded while highly controlled deception and stress levels were systematically varied. Subjects were 24 each males/females (age range 18–63 years) drawn from a diverse population. All held strong views about some issue; they were required to make intense contradictory statements while believing that they would be heard/seen by peers. The LVA system was then evaluated by means of a double blind study using two types of examiners: a pair of scientists trained and certified by the manufacturer in the proper use of the system and two highly experienced LVA instructors provided by this same firm. The results showed that the “true positive” (or hit) rates for all examiners averaged near chance (42–56%) for all conditions, types of materials (e.g., stress vs. unstressed, truth vs. deception), and examiners (scientists vs. manufacturers). Most importantly, the false positive rate was very high, ranging from 40% to 65%. Sensitivity statistics confirmed that the LVA system operated at about chance levels in the detection of truth, deception, and the presence of high and low vocal stress states.     

Computational Approach to Identify Different Injuries by Firearms

Complications arise in the analysis of gunshot wounds to the maxillofacial region, when neither the projectile nor the gun is found at the crime scene. We simulated 5‐ and 15‐cm firing distances at a human mandible to investigate the external morphology of entrance wounds based on fire range. The ammunition models, .40‐caliber S&W, .380‐caliber, and 9 × 19‐mm Luger, were constructed with free‐form NURBS surfaces. In a dynamic simulation, projectiles were fired against mandibular body 3D model at 5 and 15 cm. All entrance wounds presented oval aspect. Maximum diameter and von Mises stress values were 16.5 mm and 50.8 MPa, both for .40‐caliber S&W fired at 5 cm. The maximum energy loss was 138.4 J for .40 S&W fired at 15 cm. In conclusion, the mandible was most affected by .40‐caliber S&W and morphological differences were observable in holes caused by different incoming projectile calibers fired at different distances.     

澄清同一认定

同一认定理论的流行让人认为它是有用的,但它实际上是无用的。运用现代逻辑方法分析同一认定命题,在特定案件中,被寻找客体是限定摹状词,受审查客体是专名,单称的同一认定命题是一个含有限定摹状词的句子,它赋予个体一个性质。同一认定涉及的是个体识别问题,全称的同一认定命题实际上是不存在的。全称的同一认定命题是在语言形式上对全称理论命题的模仿,在逻辑上制造了混乱,对同一认定命题意义的澄清可以消除这种混乱,在刑事技术中恢复清晰的逻辑。     

Identification of the Edentulous Individual: An Investigation into the Accuracy of Radiographic Identifications*

Abstract: The dental identification of edentulous individuals can be challenging based on the lack of antemortem materials and unique features visible on radiographs. The constant resorption of the alveolar ridges further complicates the process. The purpose of this study was to quantify the error rate and reliability of dental identifications based on a comparison of synthesized antemortem and postmortem radiographs of edentulous individuals. Ten observers examined ten cases on two occasions and reported dichotomous and conclusion level decisions. These were analyzed using Kappa and Receiver Operator Characteristics. The mean area under the curve was 0.75 and the mean sensitivity was 0.57 and specificity was 0.83. These results suggest that dental identifications of edentulous individuals using radiographs alone have a high error rate and should be dual reported. These data add further weight to the argument that all dental prostheses should be labeled.     

Identification of incinerated root canal filling materials after exposure to high heat incineration

With the increase in global terrorism there is a higher probability of having to identify victims of incineration events secondary to incendiary explosive devices. The victims of incineration events challenge forensic odontologists when coronal restorations are no longer present to compile postmortem data. With 40 million root canals being completed annually in the United States, a very large pool of antemortem data is available to the forensic odontologist to make positive identifications. When complete and thorough dental records exist, individuals that have undergone surgical and nonsurgical root canal therapy may have materials present in the canal that may aid in identification. This study provides elemental fingerprints of root canal obturation materials to be utilized as a forensic identification aid. This study used scanning electron microscopy/energy dispersive X-ray spectroscopy (SEM/EDS) to assess the elemental composition of materials before and after high temperature incineration. Sixteen endodontic materials were analyzed pre-incineration and placed in extracted teeth. The filled teeth were subjected to incineration at 900 degrees C for 30 min to simulate incineration events or cremation. Incinerated materials were radiographed and re-analyzed to determine if they retained their original elemental composition. Endodontic sealers, gutta percha, root-end filling materials, silver points, and separated files were distinguishable in the canal and traceable after incineration. The authors present a fingerprint of the endodontic obturation materials that are capable of withstanding high heat incineration to be used as an aid for postmortem identification. This work represents the initial stage of database generation for root canal filling materials for use as an aid in forensic identification.     

Antemortem and Postmortem Nonapposite Data—A Multidisciplinary Identification Strategy

Identification of human remains is often achieved by comparing documented reference data with the same type of evidence obtained from the remains. We present a case of a decomposed unidentified body, whose identity was presumed but because of the low validity range of the available data, the identification process could not be completed. Antemortem radiographs of the teeth found in the house of the reputed victim could not be compared to the edentulous cadaver and the kinship between the victim and the only living relative that could provide DNA for comparison was too tenuous. Isolated teeth found at the scene, were neither a source of DNA reference information nor questioned data to be compared to the antemortem radiographs. The strategy implemented by the investigators to reallocate the status of the isolated teeth from the questioned source to the reference source of DNA to be compared with the cadaver is presented.     

Personal Identification by Morphometric Analyses of Intra‐Oral Radiographs of Unrestored Teeth*

Abstract: The aim of this study was to work out a biometric method for personal identification by comparing simulated antemortem and postmortem digital radiographs of unrestored teeth. Intra‐oral radiographs of the inferior right first molar, without restorations, were acquired at two different times in 70 subjects using a standardized technique followed by a morphometric analysis. The program automatically supplied values of the absolute distances, relative distances, shape factors, moments, perimeter values, and the areas of the triangles, which were obtained by joining key reference points. The values for the homologous samples were compared with the heterologous samples. Statistical analysis was then carried out, resulting in a section point value of 0.9992. Higher correlation coefficients indicate positive identification, with less than 2% risk of false positives, and approximately 3% of false negatives. We have also tested the method on dental records from 30 patients in order to demonstrate the specificity and sensitivity of the system.     

An Assessment of How Facial Mimicry Can Change Facial Morphology: Implications for Identification

The assessment of facial mimicry is important in forensic anthropology; in addition, the application of modern 3D image acquisition systems may help for the analysis of facial surfaces. This study aimed at exposing a novel method for comparing 3D profiles in different facial expressions. Ten male adults, aged between 30 and 40 years, underwent acquisitions by stereophotogrammetry (VECTRA‐3D ^® ) with different expressions (neutral, happy, sad, angry, surprised). The acquisition of each individual was then superimposed on the neutral one according to nine landmarks, and the root mean square (RMS) value between the two expressions was calculated. The highest difference in comparison with the neutral standard was shown by the happy expression (RMS 4.11 mm), followed by the surprised (RMS 2.74 mm), sad (RMS 1.3 mm), and angry ones (RMS 1.21 mm). This pilot study shows that the 3D–3D superimposition may provide reliable results concerning facial alteration due to mimicry.