军事政变和独裁交替下的泰国民主化道路——泰国民主化的特征与未来

比其他亚洲国家起步早的泰国民主化道路走得并不平坦,军事政变和政治独裁的交替似乎成为了近70多年来泰国政治的主线。这种奇特的政治现象和泰国的政治文化、宗教意识、教育水平、社会结构等因素密切联系在一起。最初由精英发起的泰国民主化运动,如果得不到整个国民的回应,没有获得成熟市民社会的支持,真正的民主主义也就不可能在泰国扎根。     

Democratization without a State: Democratic Regime-building in Kosovo

This article examines the relationship between democratization and the state with reference to recent political developments in the non-state entity of Kosovo. Existing analyses of the role of the state in democratic transitions provide critical insights into the politics of democratization, but have suffered from a lack of consensus regarding the concept of the state itself. This study distinguishes three separate dimensions of statehood – recognition, capacity and cohesion – and argues that each has separate implications for transition politics. Analysis of democratic political development in Kosovo suggests two conclusions: first, that international recognition of statehood should not be viewed as a prerequisite for democratization, and second, that problems of state capacity or state cohesion present far more fundamental challenges to successful democratic regime change.     

Democratization and War in Political Science

This article explores what political science literature has to say about the promises and perils of expanding democratic governance. International relations literature and comparative politics literature both deal with the claim that stable democracies do not fight each other. However, these two strands of literature only to a minor extent exchange research findings on the causes of war. International relations scholars are well aware of the fact that the early stages of democratization in particular may trigger conflict, and they explain that they are referring to the size of a country's power and the distribution of capabilities among the major powers, among other factors. In contrast, comparativists focus on the opening of domestic political space. In a transitional state, open political space fosters elite competition, which cannot be regulated by weak political institutions and therefore may cause civil war. They are less aware of the fact that these internal dynamics may even enhance the risk of political violence beyond territorial borders. Both of these approaches must be used to focus on the consequences of democratization on a regional scale. In ‘bad neighbourhoods’, including the Balkans, the Caucasus, the Middle East and the Great Lakes in Africa, democratization can trigger conflict beyond state frontiers by altering the incentives and opportunities of political actors.     

War and Democratization: Legality,Legitimacy and Effectiveness

Promotion of democracy in post-war and post-conflict societies became a hot topic during the 1990s. External actors linked their peace-building efforts to the promotion of democracy. Four modes of promotion of democracy by external actors can be distinguished: first, enforcing democratization by enduring post-war occupation (mode 1); second, restoring an elected government by military intervention (mode 2); third, intervening in on-going massacres and civil war with military forces (‘humanitarian intervention’) and thereby curbing the national sovereignty of those countries (mode 3); and fourth, forcing democracy on rogue states by ‘democratic intervention’, in other words, democracy through war (mode 4). In this special issue we consider the legality, legitimacy, and effectiveness of the four modes where the international community of states not only felt impelled to engage in military humanitarian or peace-building missions but also in long-term state- and democracy-building. All cases analysed here suggest that embedding democratization in post-war and post-conflict societies entails a comprehensive agenda of political, social, and economic methods of peace-building. If external actors withdraw before the roots of democracy are deep enough and before democratic institutions are strong enough to stand alone, then the entire endeavour may fail.     

War and Democratization: Lessons from the Portuguese Experience

The literature on democracy suggests that new democracies should have difficulty emerging during war or in the aftermath of armed struggle, yet Portugal's current democracy emerged simultaneously with the end of the nation's unsuccessful war in Africa. This article addresses the reasons and argues that democracy triumphed not simply in spite of the war but also, in part, because of it. The costs and geography of the war itself, the capacity and rootedness of the state that waged the war, the political culture of the regime's military officers, and the war-related timing of Portugal's first elections all helped prevent the emergence of an anti-democratic coalition and contributed to ensuring a successful transition to democracy. The article ends with three ideas that merit closer examination: that different sorts of wars leave different legacies for democracy; that wars that leave state bureaucracies intact or stronger are more likely to be followed by lasting democracy than those which do not; and, finally, that the ideologies of military elites are pivotal to the outcome of post-war democratic transitions.     

External Democratization after War: Success and Failure

In post-war societies external actors promote democracy within a broad framework of state- and nation-building, rule-of-law building, and economic development. But not all democracy promotion efforts succeed in an equal way. A closer look at cases of intervention and democratization since 1945 helps us to account for this variation. Cases of democratization can be differentiated according to their level of post-war socio-economic development, the level of social trust versus the level of inner-societal violence, the character of remaining stateness, the potential erosion of the nation, and the terms of peace. In order to explain the democratization successes of the post-World War II period on the one hand, and the apparent democratization failures of the 1990s and after 11 September 2001 on the other, the strategies external actors use in post-war transformation must be considered. Sometimes, external actors differ significantly in their ability and willingness to deal with the five issues mentioned above. Given differences in both structural conditions and actor engagement, external actors should be more careful when using some of the early democratization cases as blueprints for democracy promotion today.     

Democratization and Civilian Control of the Military in Taiwan

Over the last 20 years, Taiwan has witnessed an impressive transition from authoritarian one-party rule to liberal democracy. This included considerable changes in the relations between the civilian political elites and the armed forces. While under the emergency laws of the authoritarian regime the military had been a powerful political force, during democratization the elected civilians have managed to curb military political power and have successively widened their influence over former exclusively military prerogatives. This article argues that the development of Taiwan's civil–military relations can be explained as the result of civilians using increasingly robust strategies to enhance their influence over the military. This was made possible by a highly beneficial combination of historical conditions and factors inside and outside the military that strengthened the political power of the civilian elites and weakened the military's bargaining power. The article finds that even though partisan exploitation of civilian control instruments could potentially arouse civil–military conflict in the future, civil–military relations in general will most likely remain supportive of the further consolidation of Taiwan's democracy.     

International Integration and Democratization: An Event History Analysis

This article examines the relationships between transitions to and from democracy and membership in major intergovernmental organizations (IGOs), ratification of key human-rights treaties, and integration into the global economy while controlling for a variety of domestic factors. The findings show that for the most part, participation in the major IGOs and the United Nations' human-rights regime has made little difference to the chances that countries would attempt or sustain democracy. Participation in regional human-rights treaties in Africa and the Americas is linked to better prospects for democracy, but this association appears to stem from regional trends of which those pacts are emblematic, rather than mechanisms specific to the pacts themselves. Finally, entanglement in the global economy – as indicated by thicker trade flows and membership in the General Agreement on Tariffs and Trade (GATT) and then World Trade Organization (WTO) – seems to have had a stronger effect on the prospects for democracy than these other forms of international integration, but not always in the beneficent direction posited by liberal theorists. While participation in the GATT/WTO is associated with better prospects for the establishment and persistence of democracy, foreign trade itself is linked to the persistence of domestic political regimes of either stripe, democratic and non-democratic.     

General Deterrence and International Conflict: Testing Perfect Deterrence Theory

Since general deterrence necessarily precedes immediate deterrence, the analysis of general deterrence is more fundamental to an understanding of international conflict than is an analysis of immediate deterrence. Nonetheless, despite a few exceptions, the quantitative literature has ignored the subject of general deterrence, focusing almost exclusively on situations of immediate deterrence. My purpose in this essay is to fill this evidentiary gap by subjecting a recently developed theory of general deterrence—Perfect Deterrence Theory—to a systematic test by examining general deterrence from 1816–2000. The results indicate that the predictions of perfect deterrence theory are strongly supported by the empirical record.     

Engaging Conflict History and Memory Across the Taiwan Strait: A Longitudinal Analysis of the Conflict Timelines from Interactive Conflict Resolution (ICR) Dialogues

An analysis of twenty pairs of Taiwanese and mainland Chinese timelines of cross-Strait relations demonstrates a highly dynamic way in which the two societies' conflict memories have evolved over two decades. These timelines were developed in the context of twenty weeklong Interactive Conflict Resolution (ICR) dialogues that the author facilitated. A cohort of civil society delegates from both sides of the Strait, each with five persons, participated in each of the dialogues and produced the timelines. A longitudinal content analysis of the timelines reveals that the participants' experiences of cross-Strait relations have continuously altered their mental frames of the conflict. It also reveals distinct patterns of their recollections. These findings challenge the prevailing practices of conflict mapping and analysis that uncritically presume a static nature of conflict parties' goals. Broader implications of the study include the usefulness of action research and applied practice for methodological innovations and theory building.     

东亚与欧美政党在民主化中的作用

本文以政党在民主化过程中的基本作用为起点，在与欧美政党相比较的基础上阐述了东亚工业化国家的政党自20世纪80年代以来在民主化过程中的作用。指出尽管政党变迁的路径各有不同，但全方位型政党及其代表性功能已经成为政党发展的重要趋势，东亚只有发展起具有一定群众性和代表性的全方位型政党才能在民主巩固过程中发挥重要作用。同时，有一个相对自由的宪政环境对于形成既有竞争性又有包容性的政党体制是不可或缺的，这是政治民主化稳定发展的重要前提。     

Democratization,State-building and War: The Cases of Serbia and Croatia

The author explores the connection that exists between democratization, state-building and war in the cases of Serbia and Croatia in the 1990s. It is necessary to examine closely how these processes influence one another because state-building and democratization are not necessarily contradictory and even war might not be an obstacle for democracy. However, in Serbia and Croatia state-building and war influenced democratization negatively, but in different ways. In Serbia, the nationalist mobilization for a state-building programme prevented democratization, while in Croatia democratization was a precondition for state-building, which then impeded democratic consolidation. Further important differences are the lower level of institutionalization, incomplete state-building, and polarized party system in Serbia and a higher level of institutionalization, completed state-building, and moderate party pluralism in Croatia. The war also influenced Croatia directly, while Serbia was only indirectly affected by the wars in Croatia and Bosnia-Herzegovina before the NATO intervention in 1999.     

Arab national security in the 1980's. Threats and strategies

Scholars increasingly are accepting the empirical generalization that democracies almost never go to war with each other, and infrequently even engage in militarized disputes with each other. It has not been clear, however, whether the rarity of conflict between democracies is caused by some aspect of being democratic, or whether it is caused by some other variable or variables that may be correlated with democracy. Using data on all independent states for the period 1946–1986, we examine the effects of political system type, distance, wealth, economic growth, alliances, and political stability. The results suggest that, although most of the other variables do have an effect, as hypothesized, there still seems to be an independent effect of political system type: democracies engage in militarized disputes with each other less than would be expected by chance. The effect may be enhanced by political stability; that is, states which can be perceived as stable democracies are less likely to be involved in disputes with other democracies.     

Democratization and the politicization of religious civil society in Turkey

In this article, we explain how the political opportunity structure characterized by official secularism and state regulation of religion has shaped the politicization of religiously oriented civil society in Turkey. The ban on religious political parties and strict state control over religious institutions create constraints for the expression of religious interests. However, due to changes in laws regulating the civil society sector and rule by a religiously sympathetic political party, religious groups use associations and foundations to express their interests. We observe that, in this strictly controlled opportunity structure, religiously oriented Muslims have framed their religious interests in the political realm parallel to those of the dominant political party, the Justice and Development Party (AKP). Through a study of non-governmental organizations we document the rhetoric religious groups use to frame their position on several key issues: religious freedom for the majority religious group, methods of resolving issues related to minority populations, and the Ottoman heritage of charitable service.     

Civil Society,Democratization, and Foreign Aid: Civic Engagement and Public Policy in South Africa and Uganda

Drawing on comparative research in South Africa and Uganda, this article examines how far civil society organizations influence government policy and legislation and extend citizen participation in public affairs. The article also considers how far external funding influences policy engagement and outcomes. The main finding is that few civil society organizations have either a consistent level of engagement in the policy process or make a significant difference to policy outcomes. The nature of internal governance practices in galvanizing citizens' voices and the relationship to the state and political parties are the most decisive factors in civil society organizations achieving policy influence. The article concludes that the capacity of civil society organizations to offer citizens a say in decisions and to enhance pluralism may be as important as their ability to influence policy and demand accountability from state actors.     

Consensus to Contestation: Reconfiguring Democratic Representation in the European Union in the Light of 19th Century United States Democratization

This article explores how proposals for democratizing the European Union (EU) according to a supranational, contestational model are likely to disrupt its existing political system. The current EU is characterized by a dual system of representation that combines the representation of member states with that of individual citizens. Democratization typically entails enhancing the representation of individuals at the expense of state prerogatives. It is thus possible to make a pertinent analogy with the antebellum United States, which also featured dual representation, and where a great wave of democratization took place following Andrew Jackson's presidency (1829–1837). As the system of representation there became more majoritarian, John C. Calhoun led the calls for introducing new anti-majoritarian constitutional safeguards. A transatlantic comparison suggests the contestational system born of EU democratization will require institutional innovation in order to prove viable. In this context, Calhoun's theory of nullification, an ex post political mechanism wielded by the units to stymie federal legislation, appears more appropriate as an anti-majoritarian bulwark and better able to engender constitutional debate over competences than is the EU's stillborn judicial principle of subsidiarity. In similarly Calhounian fashion, a bottom-up procedure of constitutional amendment originating in the units is further proposed as a way of establishing unit acquiescence to greater supranationalism.     

The Escalation of Terrorism: Microlevel Violence and Interstate Conflict

Following the 9/11 attacks, transnational terrorism is seen as a potential catalyst for interstate war. Yet, the willingness of states to fight in response to terrorist violence is puzzling, given that the damage created by terrorism is relatively marginal. This raises the question: if terrorists are so weak and create such little damage, and interstate conflicts are so costly, why are states willing to initiate seemingly ruinous wars to fight terrorist groups? This essay proposes an explanation to address this question using current theoretical and empirical research on terrorism and interstate violence. Recent work indicates that while terrorists appear weak compared to states, terrorists can wield significant coercive power in smaller geographic areas. I argue that if these areas are strategically crucial to the government, such as areas with oil wells or mineral deposits, terrorist activity may precipitously weaken states relative to their rivals. I therefore argue that even if groups are only capable of killing at low levels, terrorism may lead to macrolevel power shifts, which may contribute to interstate violence.     

Inequality Amid Equality: Military Capabilities and Conflict Behavior in Balanced Dyads

Studies of power parity and conflict implicitly assume all balanced dyads are created equal. However, variation exists within the capabilities of the states in these particular dyads. I address the question of what affects the likelihood of conflict onset within relatively balanced dyads. I argue uncertainty—in particular the uncertainty of the expected costs of conflict—determines the likelihood of conflict among these dyads. More uncertainty of costs means a greater likelihood of miscalculation leading to bargaining errors. First, I argue as an opponent’s capabilities increase, uncertainty of costs increase and the likelihood of conflict increases. Second, military action serves a purpose in bargaining and can help reduce uncertainty by signaling a state’s willingness to inflict and endure costs in order to gain a better settlement. Third, information transmission is likely to be effective only when states have the capability to inflict significant costs. As such, while greater capabilities will lead to a high likelihood of conflict onset, they also lead to a reduced likelihood of conflict escalation. The testing of nondirected dyads from 1946 to 2001 supports the theory’s implications.