论国际人权法对国际刑法的影响

冷战结束后,国际人权法获得了较为广阔的生长空间,国际刑法也进入复兴和快速发展的阶段。国际人权法对国际刑法各个领域的影响都十分明显,从基本原则到具体规则,从实体法到程序法,从刑罚制度设计到刑罚的执行,并努力在保护被害人与保障被告人权利两者之间保持微妙的平衡。然而,透过国际人权法推动国际刑法发展的帷幔,不难发现其背后＂人权＂和＂主权＂之间的紧张博弈：为保护人权,国际人权法引领着国际刑法试图突破国家领土的藩篱进而穿透国家主权的坚硬＂铠甲＂;国家则奋力祭起＂主权＂大旗并诉诸＂司法独立＂的坚固盾牌,抵御某些外部政治实体利用国际刑事司法机构干涉其内政、侵蚀其＂司法独立＂,以最大限度地维护国家利益。     

The Merowe Dam Project – When Does the Coin Flip from Legal Business Activity to Criminal Behavior? Reflections on the Concept of Guarantor’s Liablity in the Context of Transnational Business Activities

The individual liability of corporate officers for crimes that are often framed as transnational human rights abuses is much debated. While it seems that some standards of liability are developing in the field of international criminal law, standards of criminal liability in cases where the alleged crimes do not amount to international crimes remain to some extent unclear. This article will examine a concrete case that was investigated by the Frankfurt/Main prosecutor’s office. Additionally, it will be considered whether international soft law standards on corporate human rights due diligence have an influence on how the existing standards of guarantor’s liability, and especially that of principals (Geschäftsherrenhaftung), are to be interpreted in these cases.     

Human Rights, Refugees, and The Right 'To Enjoy' Asylum

Increasingly hard-line and restrictive asylum policies and practicesof many governments call into question the scope of protectionsoffered by the 1951 Convention relating to the Status of Refugees.Has the focus on the 1951 Convention been to the detriment andsubordination of other rights and standards of treatment owedto refugees and asylum-seekers under international human rightslaw? Which standard applies in the event that there is a clashor inconsistency between the two bodies of law? In analysingthe interface between international refugee law and internationalhuman rights law, this article looks at the right to familylife and the right to work. Through this examination, contentand meaning is offered to the almost forgotten component ofthe right ‘to enjoy’ asylum in Article 14(1) ofthe Universal Declaration of Human Rights 1948.     

Mass Atrocity,Mass Testimony,and the Quantitative Turn in International Law

The article identifies and analyses the development it labels the “quantitative turn” in international criminal law. Addressing the cumulative effect of the large numbers of witnesses in international processes, the article considers quantity as an integral, and substantively beneficial, component of the law's response to atrocity crimes. The article develops a theorized understanding of the relationship between mass atrocity and mass testimony and provides a taxonomy of the functions that the quantity of testimonies fulfills in international trials: the evidentiary, didactic, epistemic, and restorative functions. Focusing on a recent case before the International Criminal Court in the matter of The Prosecutor v. Bemba, the article demonstrates how the different players in the international justice system—Prosecution, Defense, Victims, and the Court—employ the functions of quantity, while negotiating concerns over manageability and scale. The goal of this article is to prompt a debate and a more careful consideration of the potential benefits of a meaningful participation of witnesses and victims in post‐atrocity proceedings. This is particularly important given the dominance of the efficiency paradigm in international criminal law (ICL) discourse, which directly impacts the quantitative turn. The article forges new ways for ICL institutions to maintain a plurality of voices and their commitment to victims while safeguarding the rights of the accused.     

Human Rights Prosecutions and the Participation Rights of Victims in Latin America

Since the 1980s, there has been a significant rise in domestic and international efforts to enforce individual criminal accountability for human rights violations through trials, but we still lack complete explanations for the emergence of this trend and the variation observed in the use of human rights prosecutions in the world. In this article, we examine the role that procedural law has had in allowing societal actors to influence in this rising trend for individual criminal accountability. We do this by focusing on participation rights granted to victims, such as private prosecution in criminal cases. Based on an exploration of an original database on human rights prosecutions in Latin America and fieldwork research in three countries, we argue that private prosecution is the key causal mechanism that allows societal actors to fight in domestic courts for individual criminal accountability for human rights violations.     

A Human Right not to be Punished? Punishment as Derogation of Rights

In this essay, I apply international human rights theory to the domestic discussion of criminalization. The essay takes as its starting point the “right not to be punished” that Douglas Husak posited in his recent book Overcriminalization. By reviewing international human rights norms, I take up Husak’s challenge to imbue this right with further normative content. This process reveals additional relationships between the criminal law and human rights theory, and I discuss one analogy: the derogation by states of an individual’s human rights under specified conditions has certain similarities to the punishment by states of an individual who holds a right not to be punished. Along the way, I highlight the normative implications of defining a human right not to be punished under both generalist and specificationist perspectives on moral rights. Noting the similarities as well as the differences in the concepts of punishment and derogation, this essay aims to contribute to the exchange between theories of human rights and the criminal law.     

被害人陈述之比较研究

被害人陈述作为我国一类独立的刑事证据 ,它与美国被害人影响陈述截然不同 ,也与犯罪嫌疑人、被告人供述和辩解及证人证言存在着程度不同的差异。对它们进行比较研究 ,既有利于正确揭示被害人陈述的特征 ,合理界定它在未来刑事证据立法中的地位 ,也可以借鉴美国被害人影响陈述制度 ,加强我国刑事诉讼中的被害人人权保障。     

Bad Torture -- Good Torture?: What International Criminal Lawyers May Learn from the Recent Trial of Police Officers in Germany

The author discusses whether a state agent who applies tortureagainst a suspect in order to prevent the death of one or moreinnocent persons can successfully plead a ground for excludinghis or her criminal responsibility under national (in particular,German) law as well as international law. The author examinesthe judgment of a German court, which recently found two policeofficers guilty of threatening to use violence against a suspectedkidnapper, but refrained from punishing them on account of theirmotivation to save the life of the hostage. The author maintainsthat the court's ‘guilty, but not to be punished’verdict could provide guidance for the resolution of comparablecases under international criminal law. He submits that thetension between the absolute ban on torture under internationalhuman rights law and the availability of defences even to crimesof torture under international criminal law should be resolvedthrough a human rights-oriented interpretation of the latter.The author concludes that criminal responsibility for tortureunder international criminal law cannot be excluded by the factthat the torturer acts to save innocent life; however, his orher altruistic motivation may be taken into account in determiningthe sentence.     

荷兰刑事诉讼权利保障的法律基石

荷兰刑事司法受到了现代人权法律的深刻影响。在荷兰刑事诉讼过程中,诉讼权利保障主要依据国际性和地区性的人权条约以及相关国内法。荷兰刑事诉讼程序运作体现了对人权的真切关怀：荷兰签署加入了多部国际公约和欧洲区域公约,国际条约、欧洲人权法院的判例法都对荷兰刑事诉讼中的人权保障起到了重要作用。在国内法体系中,荷兰的《宪法》、《刑事诉讼法》以及其他法律也规定了刑事诉讼程序权利保障。荷兰的法院、检察机关组织运作体制和诉讼制度设计较为完备,保障了诉讼参与者在刑事诉讼程序中的权利。在刑事审前程序中,检察机关发挥了主导作用,但参与其问的侦查法官则对检察官和警察的侦查权形成了有效制衡。从刑事诉讼权利保障法律体系的整体而言,荷兰审前程序权利保障的体制属于适度的职权主义诉讼模式,而审判程序中的权利保障体制则兼采当事人主义和职权主义的混合式诉讼模式。     

International Recognition of Victims' Rights

Since its inception, the United Nations has adopted two GeneralAssembly resolutions dealing with the rights of victims: the1985 Declaration of Basic Principles of Justice for Victimsof Crime and Abuse of Power and the 2006 Basic Principles andGuidelines on the Right to a Remedy and Reparation for Victimsof Gross Violations of International Human Rights Law and SeriousViolations of International Humanitarian Law. The focus of theformer was on victims of domestic crimes, while that of thelatter is on victims of international crimes; more particularly,gross violations of international human rights law and seriousviolations of international humanitarian law. The 2006 Principlesare, for all practical purposes, an international bill of rightsof victims. Their adoption has been hard-fought, but their implementationboth at the national and international levels is sure to stillface many obstacles. Parallel to this historic development havebeen decisions by the European Court of Human Rights and theInter-American Court of Human Rights, as well as provisionsin the statute of the International Criminal Court (ICC), givingstanding to victims in ICC proceedings, but also certain rightsof compensation. These parallel developments, as well as otherswithin domestic legal systems, evidence a wide movement towardsthe recognition of the rights of victims of crime, whether domesticor international, or gross violations of human rights. Thisarticle re-traces the historic origin of victims' rights indomestic and international legal systems, focusing particularlyon the adoption of the two international instruments mentionedabove, and more particularly on the negotiating history of the2006 Principles. A detailed commentary of these Principles constitutesthe centerpiece of this article.     

刑事被害人救助制度研究

随着国际间对于刑事被害人权利保护的持续关注和日益加强,建立刑事被害人救助制度乃大势所趋,目前国外已陆续建立了刑事被害人救助制度,因此我国亟需建立刑事被害人救助制度。首先阐述刑事被害人救助制度的法理基础,其次对国外刑事被害人救助制度进行比较法的介绍与评价,最后在对刑事被害人救助制度进行实证考察的基础上提出我国构建刑事被害人救助制度的立法建议。     

Refugee status determination in Australia: breaking the rules?

This article looks at the asylum regime in Australia. In particular, it evaluates the procedures that are used to assess claims for asylum and the extent to which they meet international refugee and human rights standards. The article discusses four key issues in the adjudication programme: the appointment of decision-makers to tribunals that hear refugee applications, the accessibility of the review process by asylum seekers, questions relating to the efficiency of the procedures used and the mandatory detention system. It is argued that whereas Australia is party to the main international treaties that seek to protect refugees and asylum seekers, its asylum law and policy is in many ways inconsistent with international norms. To conclude, the author proposes the observance of human rights and refugee standards by asylum states. This revised version was published online in July 2006 with corrections to the Cover Date.     

略论被害人陈述的证据补强——以当事人证据和印证证明为起点

作为一种证据规则,证据补强是针对某种证明力薄弱之言词证据,须与其他证据合并提出.证据补强规则与我国“印证证明模式”在实质上具有相通性.作为一种当事人证据,被害人陈述具有极大的主观性,在一定程度上削减了被害人陈述的可信性或者证明力.在口供补强已经被我国刑事诉讼法移植确认的情况下,确立被害人陈述之补强规则也是合理的.具言之,在被害人陈述成为案件定罪的关键证据或者仅有的证据时,应当对该被害人陈述进行证据补强.     

Human trafficking and criminal proceedings in Portugal: discourses of professionals in the justice system

Since the adoption of the UN Trafficking Protocol in 2000, the predominant approach to combat human trafficking has been based on the criminalization of traffickers in conjunction with a concern for victims’ protection. However, few empirical studies considered the effectiveness of those measures, which makes it difficult to understand why criminal cases of human trafficking generally result in few convictions. In Portugal, recent legislative changes have made the legal framework on human trafficking more comprehensive, inclusive and convergent with European directives. The effects of the implementation of those legislative changes on investigation and prosecution are still overlooked. The present study analyses the discourses of justice system professionals that concern the investigation and prosecution of human trafficking. It examines and identifies the factors that, in their perspective, block the recognition of the typifying elements of the crime of human trafficking and create obstacles to the prosecution and conviction of those crimes. Our findings suggest that legislative advances recognized by the participants need to be accompanied by other changes, some of a more systemic nature and others that are more specific. An efficient criminal procedure should include better legal phrasing of the means of evidence of human trafficking that is supported by objective instruments for this to be considered valid; the centralization of proof that the testimony of the victim has to overcome; specialized professional training of an ongoing nature; an efficient cooperation between the various law enforcement agencies at the national and international levels, with public prosecution services and magistrates; a greater clarification of the condition of the special vulnerability of victims and an informed perspective regarding the global nature of the phenomenon of human trafficking, one that is also sensitive towards the victim (e.g., in relation to the victims’ vulnerability, illegal status, and their difficulties in terms of social and cultural integration).     

Young Cambodians as Victims of Institutional Violence in the Criminal Justice System

Young Cambodians are often the victims of human rights abuses due to their interactions with the criminal justice system. This paper is based on the outcomes of a 6-month research project which gained the perceptions of young male Cambodians who reported that violence within the criminal justice system is normalised and perpetrated by police and prison authorities. The research documented the physical and psychological effects of institutional violence encountered by young people such as problems in reintegrating back to their families and communities. The paper concludes with a number of suggestions regarding the introduction of a juvenile justice system, increased training of police and the introduction of human rights as part of the national school curriculum.     

刑事被害人的知情权探析

被害人的知情权是被害人行使其他诉讼权利的逻辑前提,是诉讼民主的重要体现,亦有助于实现社会正义。国际公约及其他国际性文件和法治发达国家都对公民的知情权及被害人的知情权都作了明确规定,有的国家甚至将其上升到宪法的高度。我国刑事被害人享有一定程度的知情权,但权利告知规则仍不完善,被害人对案件的进展、诉讼结果以及刑罚的执行情况缺乏知悉途径,知情权的实现缺乏保障机制。立法上应对其作相应完善。     

Neither Here Nor There: Temporary Admission to the UK

This article considers the lacunae in international and Europeanlaw for the protection of those who do not, or do not yet, havetheir refugee status recognised, or whose claim for asylum hasbeen refused. It examines the position of such people in theUK, where they are ‘temporarily admitted’ underprovisions of the general immigration legislation. This meansthat although their physical presence is recognised and notunlawful, they are legally considered not to have entered thecountry. Whilst historically this was a favourable positionthat might itself often lead to naturalisation, the legal positionof those on temporary admission has changed rapidly and drasticallyover the past decade as rights to work and to social securityhave been withdrawn and a programme of mass detention instigated.These developments have in turn led to attempts by those ontemporary admission to use international and European law toattain or reinstate rights and to resist removal. This articleexamines the changes to UK law and policy since the first primarylegislation dealing with asylum in 1993, in the light of internationaland European law, and suggests that they will lead a new categoryof undocumented sans-papiers in the UK.     

Human Trafficking for Criminal Exploitation: The Failure to Identify Victims

Human trafficking for criminal exploitation is one of the lesser-known forms of human trafficking. The failure of the criminal justice system to identify the victims of this type of trafficking can lead to a failure to take the victim-centred approach to trafficking espoused in the international legal instruments that regulate the matter, an approach that emphasises the protection of victims and respect for their rights. In light of earlier findings of the existence of unidentified victims of human trafficking for criminal exploitation in several European countries — the UK, Ireland, Spain, the Czech Republic and the Netherlands — a qualitative study was conducted, consisting of 37 in-depth interviews with practising criminal justice professionals and victim service providers in Spain. Because undetected victims of human trafficking for criminal exploitation are usually treated as offenders, the main aim of this research with professionals was to determine the causes of the criminal justice system’s failure to identify the victims of this specific form of trafficking in order to prevent them from remaining hidden victims.     

俄罗斯现行刑法的人权保障--以宪法和国际法为依据的人权价值取向及其规范表现

俄罗斯现行刑法以俄罗斯联邦宪法和公认的国际法准则和规范为依据 ,确立了优先保护人权的刑法价值取向 ,并通过规定合法性原则 ,构建遏制、处罚侵害人的权利和自由行为的刑法制度和规范 ,给予犯罪人人道待遇 ,以及将反人类和平与安全国际犯罪纳入国内立法 ,实现刑法人权保障的基本价值取向     

Stateless Crimes,Legitimacy, and International Criminal Law: The Case of Organ Trafficking

Organ trafficking and trafficking in persons for the purpose of organ transplantation are recognized as significant international problems. Yet these forms of trafficking are largely left out of international criminal law regimes and to some extent of domestic criminal law regimes as well. Trafficking of organs or persons for their organs does not come within the jurisdiction of the ICC, except in very special cases such as when conducted in a manner that conforms to the definitions of genocide or crimes against humanity. Although the United States Code characterizes trafficking as “a transnational crime with national implications,” (22 U.S.C. § 7101(b)(24) (2010)), trafficking is rarely prosecuted in domestic courts. It has thus functioned in practice largely as what might be judged a “stateless” offense, out of the purview of both international and national courts. Yet these forms of organ trafficking remain widespread—and devastating to those who are its victims. In this article, we begin by describing what is known about the extent of organ trafficking and trafficking in persons for the purpose of removal of organs. We then critically evaluate how and why such trafficking has remained largely unaddressed by both international and domestic criminal law regimes. This state of affairs, we argue, presents a missed chance for developing the legitimacy of international criminal law and an illustration of how far current international legal institutions remain from ideal justice.