Rural and Regional Policy: A Case of Punctuated Incrementalism?

The rural policy environment has many of the conditions that might suggest a tendency towards punctuated equilibrium. The Commonwealth has little direct power over rural space and industries, there has been a long tradition of state support for agriculture and decision‐making has generally been kept within a tight policy community, dominated by rural interests. In our review of the PAP data and policy history, we find instead an underlying movement across time and governments towards an expectation of self‐reliance for rural businesses and communities. On top of the long‐term incremental movement towards this expectation, issue attention has shifted according to political, climatological and market conditions, rather than necessarily in line with changes in policy content.     

The Making of Policy: Institutionalized or Not?

This article attempts to build bridges in the formal study of policymaking across polities of different degrees of institutional development. It explores the reasons why policymaking is fairly institutionalized in some polities but not in others. It suggests extending standard models of institutionalized policymaking to allow for a wider set of actions, including the threat of violence or of damage to the economy. It engages the discussion of institutions as rules and institutions as equilibria, delivering multiple equilibria with different degrees of institutionalization. The likelihood of institutionalized policymaking increases as the cost of alternative political actions increases, as the damage these alternatives cause decreases, and as the economy becomes wealthier. In cases in which the distribution of de jure political power is more asymmetric, it is more likely to observe use of alternative political technologies as well as low degrees of institutionalization.     

EU Legislation to Reduce Carbon Emissions from Cars: Intergovernmental or Supranational Policy Making?

This article examines the making and implementation of the 2009 European Union (EU) regulation on cars and CO₂ emissions (Regulation [EC] No 443/2009). As the first legally binding measure to target the CO₂ emissions of passenger cars, this regulation represents a milestone in EU efforts to reduce the climate impacts of road transport. The analysis draws on two central theoretical perspectives on EU policy making: liberal intergovernmentalism and supranationalism. Both offer important insights, but their explanatory power varies with the policy‐making phase in focus. The analysis shows that the Commission and the car industry were instrumental in shaping what eventually became an industry‐friendly regulation applicable in all EU countries. However, far from being a case of closed negotiations between the industry and the Commission, Germany and other EU countries defending the interest of manufacturers of high‐emission vehicles made use of their powers during the decision‐making phase and succeeded in watering down the Commission's proposal.     

Consenting to Exclude? Empirical Patterns of Democracy and Immigrant Integration Policy

Studies explaining immigrant integration policies commonly focus on single aspects such as right-populist party politics or the immigration legacy of a country. This neglects the overall character of the democratic system within which policy-making unfolds. Research on empirical patterns of democracy, in turn, suggests that consensus democracies pursue ‘kinder and gentler’ policies and outperform majoritarian democracies in terms of minority representation. The article tests whether this conclusion holds for the specific group of immigrant minorities and analyses the relationship between patterns of democracy and immigrant integration policy using a new dataset on empirical democracies in 30 European and North American countries. Simultaneously estimating the character of democratic systems in terms of power dispersion and its effect on integration policies, the analysis reveals a distinct ‘Janus-faced’ pattern: while proportional power dispersion tends to coincide with more inclusive immigrant integration policies, pronounced veto structures tend to foster exclusion.     

Canadian Energy Policy in 1985: Toward a Renewed Federalism?

Since the 1984 election of Brian Mulroney in Canada, the federalgovernment has reached three important intergovernmental agreementsin the energy sector. These accords—concerning managementof Newfoundland's offshore resources, oil pricing and taxationin the western provinces, and natural gas pricing in westernCanada—are Mulroney's showcase examples of his "renewedfederalism. " While there has been an increase in the degreeof federal-provincial consultation, enhanced cooperation inthe energy sector has been greatly facilitated by changes inthe international energy situation. An examination of othersectors suggests that the position of the Mulroney governmenton the nature of the Canadian federation may not be much differentfrom that held by the government of Pierre Trudeau.     

The New Neighborhood Policy of the EU: An Appropriate Response to the Arab Spring?

This article analyzes the extent, substance, and underlying objectives of the European Union's (EU) new neighborhood policy in response to the Arab Spring. It questions whether the new policy approach constitutes a major policy shift or is just “old wine in new wineskins.” The article discusses the causes for much continuity and limited change in the new policy from a neo-institutionalist perspective. It concludes that both continuity and change primarily result from constraints inherent to the EU. In particular, the interaction between the Commission and the Council shapes a policy that corresponds with the normative aspirations and realist interests of the EU but hardly with the needs and expectations of the partner states.     

Community in Public Policy: Fad or Foundation?

Both internationally and within Australia public policy is experiencing a rush back to the idea of community. After 15 years of discourse about the new public management and economic rationalism a much older discourse is slipping back into public policy. It is a normative discourse about changing relations between state democracy, market capitalism and civil society in which the idea of community is a central ‘new’ relation used to manage both state and market failures. Already new policy tools emerging from this discourse can be seen with innovations based on concepts such as partnerships, place management, and a raft of community consultation mechanisms. Much of the rhetoric about community as a new foundation for public policy, however, remains confused. The result is a muddle of ideas in which this potentially useful concept is in danger of becoming just another public policy reform fad. This article looks at what policy makers are saying about community, identifies problems in this current usage and offers ways of thinking about community with a view to establishing its policy utility.     

Changing Regulation and Governance of Finnish Energy Policy Making: New Rules but Old Elites?

Energy policy making is commonly seen as a sector dominated more by experts and technocrats than politicians. Regulation of Finnish energy policy, which was traditionally characterized by state‐centeredness and detailed governmental control, was step by step annulled in the mid‐1980s on, and a deregulation policy was introduced. The return of regulation can be timed to in the beginning of the twenty‐first century, being the result of the global debate and measures dealing with climate change. The purpose of this study was to assess the extent to which the changes of operational environment have transformed the power structure of Finnish energy policy making and whether the key actors constitute a coherent energy elite in terms of attitudinal unanimity and interaction networks. Methodologically the study was based on three sets of elite interview data collected in 1987, 1997, and 2009 and a postal survey conducted among the citizenry in 2007. The major finding was that despite fundamental changes in the operational environment the power structure of the energy sector policy making has been fairly stable from 1987 to 2009 and the old cohesive energy elite is still in power.     

The Dynamics of Domestic Coordination of EU Policy in the New Member States: Impossible to Lock In?

This paper examines the evolution of coordination structures for EU policy-making in the new member states from Central and Eastern Europe. The study maps the main features of the established EU coordination machineries, and traces the most important reforms of their organisational structures. It proposes an actor-centred, ‘politics of institutional choice’ approach to explain the rapid and far-reaching changes in EU coordination structures in all the new member states. By contrast, two alternative frameworks focusing on efficiency and historical-institutional arguments emphasising the impact of early institutional lock-in fail to explain the specific institutional forms adopted and the considerable degree of institutional dynamics.     

A Historical Assessment of Home Buyout Policy: Are We Learning or Just Failing?

Households face many difficult decisions after a disaster, including decisions about whether to rebuild their homes or relocate to a new area. These decisions are bounded by federal housing recovery policy and the ways it is interpreted and applied. In this article, we examine the use of home buyout programs as housing recovery policy tools and assess buyout policy using policy learning theory. According to policy learning theory, policies should evolve and improve over time. Instead, a historical review of buyouts implemented in the United States suggests that policy learning related to buyouts has been, at best, limited. Rather than showing evidence of learning from one iteration to the next, individual buyout programs continue to reflect unique objectives and features, lacking evidence of an iterative process. We propose a novel typology for organizing buyout programs and conclude by exploring implications of this finding and offering recommendations for moving forward.     

Europeanization,Policy Transfer or Domestic Opportunity? Comparison of European Impact in Higher Education Policy

The study conceptualizes three distinct functions European initiatives have in national policy changes: providing a model (Europeanization), providing a communication platform (policy transfer) or providing a legitimizing label (enabling opportunism of domestic policy entrepreneurs). Building on the example of higher education policy changes in four European countries – Belgium/Flanders, Croatia, the Netherlands and Serbia ? the study demonstrates that Europeanization, which is the role that can potentially lead to convergence, is actually not the most prominent one. In most cases, European initiatives primarily serve as legitimizing labels for pre-existing policy preferences, thus leading to convergence of policy rhetoric and ideas, while allowing for significant diversity of policy instruments and outcomes.     

China’s Development of ETS as a GHG Mitigating Policy Tool: A Case of Policy Diffusion or Domestic Drivers?

China launched its national emissions trading scheme (ETS) in late 2017. This article examines the key drivers behind China’s 2011 decision to opt for ETS as a GHG mitigating policy tool and what lay behind the choice of the system’s design features. Given the existence of the frontrunner EU ETS and that market mechanisms have spread across the world in recent years, we analyze the role played by policy diffusion in the decision to launch an ETS and in the subsequent design process, seen in relation to domestic drivers. The article investigates policy developments culminating in the 2011 carbon market announcement, and the reasons these design elements were chosen for the pilot schemes and the national market in the period 2011–2017. The article contributes to our understanding of policy diffusion at different stages of policy development in China, by revealing which diffusion mechanism is more prevalent at different stages. We find first that overall domestic conditions and drivers had the most consistent impact on policy decisions to establish a carbon market and on the selected sectors. However, a second key finding is that the role of policy diffusion varied over time, with such diffusion, in the form of ideational impact, playing the most important role early on, providing a powerful inducement for China to go for a carbon market. Third, sophisticated learning from international projects took place in the pilots, allowing China to adapt policies and design features to match local conditions.     

Legitimacy through Partnership? EU Policy Diffusion in Britain and Sweden

Partnership has become a central principle of European Union (EU) policies, particularly in relation to the structural funds. This article considers the diffusion of the partnership principle in the EU, focusing on Britain and Sweden. It is concerned with two questions. First, has the partnership principle led to a process of harmonisation across states or to national resistance? Second, to what extent has the partnership principle enhanced the legitimacy of EU decision making? The evidence presented here suggests that though there has not been significant resistance to the partnership principle within Britain and Sweden, the EU’s requirements have been interpreted and implemented differently in the two states. Thus it is more appropriate to speak of ‘adaptation’ to partnership rather than ‘adoption’. This is explained by what we summarise as ‘national democratic traditions’. In terms of democratic legitimacy, the Swedish adaptation to partnership was nominally more democratic in that local politicians were readily involved from the outset, whereas in Britain they were not. However, the importance of this inclusion should not be overstated in relation to substantive democratic legitimacy. The Swedish model was not supported by well‐articulated democratic strategies or principles. Despite the limitations of the Swedish model, recent developments suggest that Britain is following a similar path.     

Clawing Back Lost Powers? Parliamentary Scrutiny of the Transposition of EU Social Policy Directives in the Netherlands

For quite some time parliaments were seen as the losers of European integration. As a reaction, several parliaments have sought to exert more control over the executive branch in EU decision-making. An alternative venue for ‘clawing back’ these lost powers is by influencing the domestic transposition of EU policies. Surprisingly, this opportunity for greater parliamentary involvement has not received much scholarly attention. Under what conditions do the parties in parliament engage in ex post scrutiny over transposition? To shed light on this question, this article provides a detailed study of scrutiny by the Dutch parliament over the transposition of two social policy directives, investigating four hypotheses regarding vote-seeking, policy-seeking and office-seeking incentives for parliamentary oversight. The analysis shows that the ex post scrutiny that takes place can mostly be summarised as low-profile scrutiny aimed at information-gathering and position-taking, especially by opposition parties.     

Strategic or Principled? The Engagement of Civil Society Organizations with the EU

This article links the literature on the Europeanization of civil society organizations (CSOs) with the literature on the contribution CSOs can make to democracy in the EU. To do so, it asks which are the pull factors that support CSOs’ Europeanization: are they mostly strategic and linked to where law-making and the money are? Or are they likewise linked to a desire to contribute to EU democracy? To explore this question, the article looks at agricultural, environmental and anti-poverty groups and combines fresh qualitative with quantitative data. The findings suggest that we need to distinguish strategic Europeanization, on the one hand, from the identification with supranational democracy, on the other. They also show that the most Europeanized organizations need not be the most interested in EU democracy, whereas organizations with a comparatively low degree of Europeanization can still be interested in EU democracy.     

Parliamentary scrutiny of the EU’s Common Foreign and Security Policy

Abstract

This paper analyses under what conditions parties engage in parliamentary scrutiny of the European Union’s Common Foreign and Security Policy. With insights from comparative literature on parliamentary oversight, two main incentives are identified. On the one hand, opposition parties initiate scrutiny to reduce their information asymmetry vis-à-vis the government; on the other hand, coalition parties use parliamentary scrutiny to control their partners. Empirically, the article uses information on scrutiny activities in six EU member states (Germany, France, Italy, Poland, Slovakia, United Kingdom) covering 13 years and 21 governments. The findings suggest that opposition parties scrutinise the government if they have access to strong oversight instruments. In contrast, the strength of oversight instruments is not important for coalition partners. They resort to means of scrutiny if the leading minister is weak. Coalitions with a greater number of parties engage in scrutiny less often. Moreover, scrutiny is especially observed in questions with more direct distributional consequences (‘intermestic’ issues).