Parties as pay-off seekers: Pre-electoral coalitions in a patronage democracy

The study of party coalitions largely focuses on national elections in western democracies. How are coalitions formed in political systems in which competition occurs on a clientelistic rather than programmatic foundation? To examine coalition formation outside the context of western party systems, we study pre-electoral coalitions formed in subnational executive government elections in Indonesia. Using a unique dataset of 5048 such coalitions in combination with fieldwork conducted in several provinces, we analyze coalition patterns. In contrast to conventional ideological and office-seeking explanations we find that, at least until recently, in forming coalitions parties regularly prioritized immediate pay-offs from candidates – which mostly come in the form of cash payments – over longer-term office and patronage benefits. Attributing this finding to the limited influence that parties exert over politicians once they are elected in regional Indonesia, we highlight the interaction between coalition formation and the incentives that politicians have once in office.     

The mechanical and psychological effects of legal thresholds

In this paper, we estimate the effect of the legal threshold on the number of parties and decompose it into a mechanical and a psychological effect. We study the case of Morocco, whose local elections afford a rare opportunity to uncover the causal effect of the legal threshold, using a differences-in-differences approach. Our results show a large effect of the legal threshold on the number of parties. We find a large psychological effect in absolute terms: a 3% increase in the legal threshold leaves almost one effective party out of the council for purely strategic reasons. We conjecture that this large effect is due to the lack of institutionalization and programmaticness of most Moroccan parties.     

A ‘whole system’ approach to the choice of electoral rules in democratizing countries:: Senegal in comparative perspective

Authoritarian incumbents in democratizing countries choose electoral rules to retain power while accommodating opposition demands for increased participation and representation. We clarify the political logic of this institutional choice and its consequences in Senegal by employing a ‘whole system’ approach that emphasizes the intricate but often hidden relationships between elections and the rules governing them at multiple levels — presidential, legislative and local. Success at one level depends on performance at all levels. In the short run, multiple-level electoral reforms preserve the ruling party in power while expanding opportunities for, but also fragmenting, the opposition. In the long run, they encourage splits within the ruling party and help the opposition develop increased ability to coalesce around a single opposition candidate, resulting in the defeat of the authoritarian incumbent and a democratic transfer of power through competitive elections.     

The Seat Product Model of the effective number of parties: A case for applied political science

This paper extends Taagepera's (2007) Seat Product Model and shows that the effective number of seat-wining parties and vote winning parties can both be predicted with institutional variables alone, namely district magnitude, assembly size, and upper-tier seat share. The expected coefficients are remarkably stable across different samples. Including the further information of ethnic diversity in the models hardly improves the estimate of the effective number of parties, and thus the institutions-only models are preferable on the grounds of parsimony and the applicability to electoral-system design or “engineering”.     

The Japanese House of Councillors election 1998 in comparative perspective

The Japanese House of Councillors is elected by a two-vote electoral system that is a unique combination of non-unique components. As such, it provides a useful case to examine theories about the impact of electoral systems on the number of parties that will compete nationally and within each constituency, and on the level of proportionality. The election is considered within a comparative context provided by two-vote elections in Germany, New Zealand, Scotland and Wales. It emerges that the level of vote-splitting in Germany, though extensively studied, is relatively low in comparative terms. The extent and impact of malapportionment are also examined.     

Cooperation between counterparts in parliament from an agenda-setting perspective: legislative coalitions as a trade of criticism and policy

Governments may bargain with parties in parliament to silence them. This insight follows from the agenda-setting literature, which emphasises the power of the opposition to criticise the government. The literature on legislatures points to the fear of loss of future voter support as a motivation for majority building. However, it does not name factors that can cause such uncertainty. One such factor is opposition criticism. This article argues that majority building does not only involve an exchange of policy support; governments use legislative coalitions to dampen unwanted opposition blame. By offering the opposition noteworthy policy influence in legislative coalitions, governments avoid opposition criticism in return, in addition to having initiatives passed. In order to test this argument, a large dataset is compiled on opposition criticism in parliament and the media before and after the 325 bargained legislative agreements settled in Denmark from 1973 to 2003. It is found that such agreements are more likely amidst opposition criticism and that they dampen opposition criticism.     

Transaction costs in electoral coordination: How turnout shapes changes in the number of parties*

This article examines the forces shaping changes in the number of parties between consecutive elections. We argue that the transaction costs in electoral coordination depend on the turnout level in the previous election. The greater the number of peripheral voters entering the electorate, the less likely a substantial change in the distribution of partisan support in the subsequent election. The argument is tested using data for 313 parliamentary elections in 63 countries from 1990 to 2011, and two cases studies of countries using compulsory voting (the Netherlands and Australia).     

Explaining the effective number of parties: Beyond the standard model

This study casts new light on the conditions determining the effective number of parties in elections. The state-of-the-art mostly considers the interaction between the permissiveness of the electoral system and social heterogeneity, labelled the standard model. This study argues that we should move beyond the standard model and also consider voters’ short term ideological preferences as well as the diversity of issues on the party system agenda. Moreover, the effects of these variables are expected to be conditioned by electoral system permissiveness. The hypotheses are examined on the basis of a longitudinal dataset containing information on 696 elections that took place in 79 countries between 1945 and 2011. Importantly, the hypotheses could only be confirmed on institutionalized party systems.     

Not always second order: Subnational elections,national-level vote intentions,and volatility spillovers in a multi-level electoral system

The widespread second-order view on subnational elections leaves little room for the idea that subnational election campaigns matter for national-level electoral preferences. I challenge this perspective and explore the context-conditional role of subnational election campaigns for national-level vote intentions in multi-level systems. Campaigns direct citizens’ attention to the political and economic “fundamentals” that determine their electoral preferences. Subnational election campaigns and the major campaign issues receive nation-wide media coverage. This induces all citizens in a country to evaluate parties at the national level even if they themselves are not eligible to vote in the upcoming subnational election. Thereby, subnational election campaigns may lead to a reduction in the uncertainty of voters’ national-level electoral preferences throughout the country, which is reflected by a decrease in the volatility of national-level vote intentions. I explore weekly vote intention data from Germany (1992–2007) within a conditional volatility model. Subnational elections reduce uncertainty in nation-wide federal-level vote intentions for major parties. However, patterns of incumbency and coalitional shifts moderate this volatility-reducing effect.     

The political rationalities of regionalism: APEC and the EU in comparative perspective

Abstract

The essay is a comparative analysis of APEC and the EU, which looks at the particular sorts of economic orders these institutions are helping to create. It is argued that the two regions display some noteworthy differences that result from different approaches to the problem of economic governance. These differences reflect much more than the relative degree and level of regional institutionalization; they flow from different ‘political rationalities’ that are themselves a function of the very different liberal and illiberal polities in Europe and East Asia. Our key theoretical innovation is to use the framework of political rationality to explain different regional approaches to economic governance; more specifically we argue that the EU and the East Asian members of APEC may be understood as respectively subscribing to broadly conceived liberal and cameralist approaches to economic governance which are in turn reflected in the design of regional institutions.     

Electoral entry and success of ethnic minority parties in central and eastern Europe: A hierarchical selection model

The paper examines determinants of electoral entry and success of ethnic minority parties in central and eastern Europe. The application of a hierarchical selection model shows that the strategic entry of minority parties depends on their expected electoral success due both to observed and unobserved factors. Drawing on formal models of electoral entry, the electoral success of new (or niche) parties is expected to be influenced by the costs of entry (determined by electoral thresholds) and the potential for electoral support. The latter depends on the reactions of political competitors and electoral demand, measured here as the size of ethnic groups and the saliency of ethnic issues. In line with these expectations, parties only run if they can expect electoral support sufficient to pass the electoral threshold. This finding would have been overlooked by a naïve model of electoral success which does not take self-selection into account.     

Uncovering the micro-foundations of turnout and electoral systems

This paper tackles the micro-foundations of voting and addresses why proportional representation systems (PR) are associated with higher turnout than majoritarian systems (SMD). I argue that individual evaluations of the differential benefit in the calculus of voting are affected by spatial party competition framed by electoral institutions. Unlike PR, SMD constrains the number of parties and creates large centripetal forces for party competition, which reduces the perceived benefits of voting. A citizen’s voting propensity is related to the distance between her preferred policy position and those of her most- and least-favored parties. I use multilevel modeling to analyze individual voting decisions structured by aggregate variables across 64 elections. The empirical findings confirm the argument and the mechanism holds both in established and non-established democracies.     

Engineering inclusion: Assessing the effects of pro-minority representation policies

In democracies, a constant tension exists between the stability and integrity of the community as a whole, and the desire to ensure minorities a voice in politics. Reserved seats and reduced thresholds are two common means by which ethnic minorities gain legislative seats, though little or no empirical work exists testing their efficacy in this regard. Combining multivariate analysis with in-depth case studies, this article shows that both reserved seats and lower thresholds increase minority representation, though reserved seats accomplish that goal more consistently. Reduced thresholds tend to increase the share of votes and seats won by ethnoregional parties but reserved seats do not. Additionally, Mauritius' unusual best-loser system aids both minorities and ethnoregional parties.     

Innovation and the cost of mortgage credit: A historical perspective

Abstract

Since the inception of U.S. institutional mortgage lending in the 1830s there have been major changes in mortgage instruments, the delivery system, and funding sources. Some of these changes qualify as innovations that have lowered the cost of credit and increased its availability. This article divides the history of U.S. mortgage finance into three periods and identifies the source and type of major innovations.

The “Origins” period, from 1831 to 1931, included the development of many mortgage lending institutions and instruments. The second era, “A Wonderful Life,” featured a government‐supported special circuit that dominated mortgage finance from 1932 to 1981 and witnessed development of mortgage‐backed securities. The current era, “A Brave New World,” features a new system of credit delivery dominated by specialized institutions and technology. In it, application of automated underwriting and artificial intelligence may have far‐reaching effects on the market and the accessibility of low‐income households to mortgage credit.     

The impact of motivational and contextual factors on turnout in first- and second-order elections

Based on voter survey from European election study 2009, we examine the impact of one individual-level motivational factor, i.e. interest in politics, and its interactions with institutional and contextual factors such as compulsory voting, electoral competition and the number of parties on participation in 2009 EP elections and previous national elections. The results show that political interest is more closely connected to turnout in second-order elections which are usually considered less salient. Correspondingly, also the contingent effect of compulsory voting and competition is more evident in EP elections. While compulsory voting substantially decreases the turnout gap between the most and least politically attentive voters in both types of elections, the moderating effect of competitiveness is found only in EP elections.     

Party registration and party self-identification: Exploring the role of electoral institutions in attitudes and behaviors

How do electoral institutions affect self-identified partisanship? I hypothesize that party registration acts to anchor a person's party identification, tying a person to a political party even when their underlying preferences may align them with the other party. Estimating a random effects multinomial logit model, I find individuals registered with a party are more likely to self-identify with that party and away from the other party. Party registration also affects voting in presidential elections but not in House elections, leading to greater defection in the former where voters have more information about the candidates. These insights illuminate varying rates of electoral realignment, particularly among southern states, and the makeup of primary electorates in states with and without party registration.     

Choosing the path of austerity: how parties and policy coalitions influence welfare state retrenchment in periods of fiscal consolidation

What are the conditions under which some austerity programmes rely on substantial cuts to social spending? More specifically, do the partisan complexion and the type of government condition the extent to which austerity policies imply welfare state retrenchment? This article demonstrates that large budget consolidations tend to be associated with welfare state retrenchment. The findings support a partisan and a politico-institutionalist argument: (i) in periods of fiscal consolidation, welfare state retrenchment tends to be more pronounced under left-wing governments; (ii) since welfare state retrenchment is electorally and politically risky, it also tends to be more pronounced when pursued by a broad pro-reform coalition government. Therefore, the article shows that during budget consolidations implemented by left-wing broad coalition governments, welfare state retrenchment is greatest. Using long-run multipliers from autoregressive distributed lag models on 17 OECD countries during the 1982–2009 period, substantial support is found for these expectations.     

Distinguishing territorial structure from electoral adventurism: The distinct sources of static and dynamic nationalization

Estimates of static nationalization do not always reflect stark qualitative differences between parties. We use a research design oriented around a comparison of sharply different parties—the unstable Democratic Left in Ecuador and the stable Broad Front in Uruguay—to develop the distinctiveness of static and dynamic nationalization. Snapshot measures that only consider a single election suggest that both parties are poorly statically nationalized; but we show that the former case is highly statically nationalized, and that the observed territorial differences arise because it is poorly dynamically nationalized. We adopt the linear mixed modeling approach to reduce the bias in extant estimators. The approach is also informative about the sources of variance in a party's territorial support: relatively stable district attributes account for static nationalization, while features unique to the electoral cycle account for dynamic nationalization. Substantively, our study alters conclusions about parties operating in highly unstable electoral contexts.     

Private association and public brand: the dualistic conception of political parties in the common law world

This paper examines the legal conception of political parties. It does so by unearthing the history and ontology of the common law relating to political parties in international perspective. The flexibility of the unincorporated association, in which parties are understood through the private law of contract as networks of internal rules or agreements, rather than as legal entities, has proven to be a mask. In the common law’s imagination, the ideal party is a ground-up organization animated by its membership. But the law mandates no such thing, and in its statutory and constitutional conception intra-party democracy may be sublimated as parties need be no more than an electoral persona or brand.     

Political parties and public investments: a comparative analysis of 22 Western democracies

When do political parties push for public investments in education, research, and infrastructure? Existing literature has mainly answered this question by pointing to parties’ state?market ideology. In contrast, this article presents a novel argument highlighting the role of parties’ aspirations to office and their ambitions to maximize votes. It builds on the idea that investments not only constitute redistributive tools for politicians, but also work as public means to foster economic growth in the long run. This unique feature makes investments attractive for parties with high office and vote aspirations, because they anticipate government responsibility in the future and can use investments’ dispersed growth effects to appeal broadly to a large, heterogeneous pool of voters. Support for this claim is found through time-series cross-sectional analyses of party manifestos from 22 Western democracies between 1947 and 2013. Results also indicate that parties’ positions on the second social value dimension matter.