修辞论证的方法——以两份判决书为例

修辞在法官论证中的作用十分重要。在具体论证中,法官往往充分利用唤起情感的修辞技巧,并且在判决书中修辞对论证具有构成性意义。此外,无论是修辞论证所重视的共识还是论证本身所反映的实践合理性,其合理性基础均是语用学规则。     

法律论证:一个关于司法过程的理论神话——以王斌余案检验阿列克西法律论证理论

阿列克西的法律论证理论无力为司法程序和司法判决提供有用的启示和指导,这种理论的前提缺乏经验基础,论证也出现了自相矛盾,并且由于忽略了司法过程中的交易成本和权力运作而从总体上误解了司法过程所追求的现实目标。当法官从实在法范围内无法获得令人满意的判决结果时,应当求助于社会科学的论证,而不是道德哲学的论证,后者无力为法律疑难问题提供决策方案,充其量也只能够大致满足公众寻找正当性依据的心理需求。     

情理推断在刑事证明中的规范运作 以事实证成理论为分析框架

情理推断是以经验知识为前提的推论,其在司法证明中的作用是必要但危险的。我国现行印证证明模式中并没有包容情理推断的空间,但其却在实践中隐性运作,同时因缺少约束机制而易于导致权力滥用甚至恣意裁判。为化解合法性与正当性危机,有必要规范情理推断在司法证明中的运作。然而,传统印证证明理论的外部视角,无法描摹司法证明的全貌,可以引入一种内部观察视角作为补充。司法证明在结构上是包含价值判断的论证式经验推论,事实认定因而具有似真性。在似真性证明的制度语境中,情理推断作用于从证据命题推导出案件事实的证明过程之中,辅助裁判者认定并证成对事实的确信。在该事实证成的理论分析框架中,情理推断的规范运作需要以认知开放的竞争性论辩程序为场域,以包容性的证明方法体系为前提;为防止权力滥用,还应给裁判者施加事实证成义务。     

On the Value of Constitutions and Judicial Review

In his thought-provoking book, Why Law Matters, Alon Harel defends two key claims: one ontological, the other axiological. First, he argues that constitutions and judicial review are necessary constituents of a just society. Second, he suggests that these institutions are not only means to the realization of worthy ends, but also non-instrumentally valuable. I agree with Harel that constitutions and judicial review have more than instrumental value, but I am not persuaded by his arguments in support of this conclusion. I argue that Harel’s ontological claim is unsustainable, and that his axiological claim needs revision. Regarding the former, I show that constitutions and judicial review are only contingent constituents of a just society. Regarding the latter, I contest Harel’s specific account of the value of constitutions and judicial review. Harel grounds the non-instrumental value of constitutions in freedom as non-domination but, upon scrutiny, it emerges that their non-instrumental value lies elsewhere. Further, Harel holds that the non-instrumental value of judicial review stems from its embodying a right to a fair hearing. I argue that this right has non-instrumental value only under a particular set of circumstances. I thus conclude, contrary to Harel, that the non-instrumental value of judicial review is contingent on those circumstances obtaining.     

The Influence of the EU and the ECHR on ‘Parliamentary Sovereignty Regimes’: Assessing the Impact of European Integration on the British and Swedish Judiciaries

The paper analyses the consequences of European integration processes upon the judicial systems of the so‐called ‘parliamentary sovereignty regimes’, focusing on the British and Swedish judiciaries. The aim is to understand if the influences coming from European integration, favouring the expansion of domestic judicial power, have prevailed, or the traditional distrust of such countries in judicial power has prevented the empowerment of the domestic courts. The influences on the judicial systems are evaluated distinguishing judicial capacity, judicial attitudes and judicial independence. The paper argues that the political relevance of judges has strongly increased. However, while European integration has deeply transformed the formal means at disposal of judges, because of political and judicial culture the changes in actual judges' behaviour have been much more limited. Moreover, the paper highlights some unexpected ways in which European integration can affect the domestic political systems (eg favouring certain legislative reforms or legal principles).     

死刑案件实行三审终审制改造的构想

死刑复核程序有一定价值,但存在诸多弊端。即便最高法院收回死刑核准权,但死刑复核程序自身的弊端依然存在。应废除死刑复核程序,实行死刑案件二审强制上诉制度,增加三审并原则上设定为法律审。实行合议庭法官一致(或绝对多数)同意时才能对被告人判处死刑的原则,并应对死刑案件合议庭的组成方式进行改革。死刑案件还应充分发挥辩护律师的作用,实现被告人辩护权的最大化。     

Judicial Responsiveness to Valence Issues: An Event History Analysis of the Initial Sex Offender Registration and Notification (SORN) Laws

Under what conditions does judicial responsiveness to the public's policy preferences compromise the court's role as a countermajoritarian institution? Scholars have yet to examine whether and how quickly state appellate court justices respond to valence issues. This study investigates the relationship between retention elections and judicial responsiveness to the initial sex offender registration and notification (SORN) laws popularized in the 1990s. Findings show that judges who participated in nonpartisan retention elections exhibited greater democratic accountability by engaging in judicial review of SORN laws earlier than judges in other retention election systems. Valence issues create political challenges for nonpartisan judges who, like their counterparts in other retention systems, are expected to balance majoritarian interests with minority rights.     

“This Argument Fails for Two Reasons…”: A Linguistic Analysis of Judicial Evaluation Strategies in US Supreme Court Judgments

The centrality of argumentation in the judicial process is an age-old acquisition of research on legal discourse. Notwithstanding the deep insights provided by legal theoretical and philosophical works, only recently has judicial argumentation been tackled in its linguistic dimension. This paper aims to contribute to the development of linguistic studies of judicial argumentation, by shedding light on evaluation as a prominent aspect in the construction of the judge’s argumentative position. Evaluation as a deep structure of judicial argumentation is studied from a discursive point of view entailing the analysis of a sample of authentic judicial language. Evaluative lexis is investigated within a single genre of judicial discourse, i.e. judgments, instantiated by a corpus of US Supreme Court judgments. Findings show that judges use diversified strategies to take stance as they organise their argumentative discourse: from easily recognisable verbal and adjectival tools to more finely-grained discourse elements such as the encapsulating pattern ‘this/these/that/those + labelling noun’.     

Judges and Politics: The Parliamentary Contributions of the Law Lords 1876–2009

There is a common perception that, prior to the exclusion of serving judges from the House of Lords in 2009, a ‘politics convention’ operated which required judges to avoid party‐political controversy and ensured that they contributed to debate only rarely. On this view, the presence of the Law Lords in parliament prior to 2009 presented a judicial independence and separation of powers problem in theory only. An examination of the contributions of serving Law Lords and other judicial peers to debates in the House of Lords from 1876–2009 (and retired judges from 1876–2015) reveals that the convention either did not exist or was frequently ignored. While most judges were infrequent participants in parliamentary debate, some were enthusiastic – a small number among the most active parliamentarians in the Lords. The most active judicial peers were conservative in their politics and the best predictor that a judge would be active in the House was an association with conservative politics or causes.     

裁判上之类比推论辨析

裁判上类比推论的妥当性,取决于裁判者对类比点的选择,以及如何确定被比较个案的特征。与一般类比不同的是,裁判者必须考察法规范所隐含的价值判断,运用评价才能展开法律上的类推。因此,虽然类推适用具有逻辑推论的形式,但其实质是一种可辩驳的论辩性论证。类比推论的关节和难点,是规范事实和个案事实之间的"相似性"判断,这需要裁判者观照构成要件理论和类型理论,综合各种与类推相关的司法技术,在规范与事实、方法与结果之间寻求一种反思性平衡。     

司法最低限度主义——评桑斯坦的《就事论事——美国最高法院的司法最低限度主义》

为证立司法审查制度的正当性,美国学界以往司法审查理论认为,代议制民主过程不可信任,必须由司法权对民主立法进行有效的宪法监督,以保障民主价值目标的实现.桑斯坦则认为,民主过程固然不可信任,但由于司法能力的有限性,最高法院应采取一种最低限度主义的裁决方法,一次一案式地裁决具体案件,避免原则性判决,将社会价值选择问题交由民意机关互动协商解决,以减少错误判决可能导致的严重社会后果,同时培养民意机关的民主协商精神和公民的参政素质,塑造一个健康民主的社会.与其他司法审查理论相比,司法最低限度主义更有效地论证了司法审查制度的正当性.不过,这一理论本身也有其缺陷.     

裁判请求权保障与法院审判人员的优化配置

在实行法官员额制改革过程中,必须一并考虑法院审判人员的分类管理和优化配置问题。在民事诉讼中,为保障公民的裁判请求权,对于民事纠纷案件的审理,必须配置入额法官;对于非讼案件的审理、诉前或审前的法院调解以及立案登记等程序事项的处理应交由司法实务官进行,从而让法官专注于民事纠纷案件的审判,以更好地落实公民的裁判请求权保障之宪法理念。司法事务官不同于助理审判员,其不能审理所有的民事案件;司法事务官也不同于法官助理,司法事务官不是法官的助手,其可以依法独立行使职权。司法事务官不是宪法意义上的处理民事纠纷的法官,司法事务官不必进入法官员额。     

违宪审查的民主正当性问题

违宪审查制度起源于普通法传统,由于它的实质在于非民主的法官对于民意机关所制定法律的审查。因此,它从一开始就受到民主观念的有力抵制。许多国家因而长期排斥这一制度。经过二个多世纪的较量,如今违宪审查制度已经成为民主制度的核心制度、甚至是标志性的制度。在民主发展过程及违宪审查制度普及过程中,人们对民主的核心观念进行了创新。人们以种种方式摒弃了将民主理解为"单一权力主体"的传统民主观,使民主与违宪审查制度相容。他们有的采用"合伙制"主体民主观,或者采用"实体价值"而非权力主体的民主观,或者采取程序民主、协商民主、规范民主、结构民主等等,这些民主观从不同的侧面论证了违宪审查制度的民主正当性。与此同时,种种为违宪审查制度正当性辩护的社会、法律理论也频频出现,它们都为违宪审查制度的普及作出了贡献。     

Judicial Procedural Involvement (JPI): A Metric for Judges’ Role in Civil Litigation,Settlement, and Access to Justice

We examine judges’ role in civil litigation by studying empirically the relationship between judicial procedural involvement (JPI) and lawsuits’ mode of disposition (MoD). Furthermore, we propose JPI as a metric for the allocation of judicial attention to litigants. Applying the framework to Israeli trial court data, we find that 60 per cent of cases included JPI (through hearings and rulings on motions) whereas 40 per cent involved only the court's institutional function. By juxtaposing JPI and MoD data, we shed light on the scope of judicial involvement in settlements, the ratio between judges’ normative public-life function and their problem-solving function, and other pertinent questions. Since nowadays lawsuits are rarely adjudicated, trial rates are low, and litigants in person (pro se litigants) are common, we argue that access to justice should also be construed in terms of access to judicial attention throughout the proceeding, which is readily measurable through JPI.     

Judicial Culture and the Politicolegal Opportunity Structure: Explaining Bill of Rights Legal Impact in New Zealand

This article argues that the cultural self-understandings of the judiciary can exert a profound effect on legal outcomes under a bill of rights. Utilizing the case of New Zealand, it demonstrates that confinement of expansive case law under the New Zealand Bill of Rights (NZBOR) to the criminal law and freedom of expression arenas is most significantly explained by a British-descended judicial culture that prioritizes, first, those civil liberty values already cognizable by the common law and, second, rights connected with the policing of parliamentary and legal processes. Nevertheless, judicial culture does not operate in a vacuum. Rather, the opportunity structure facing potential public interest litigants under NZBOR depends also on their politicolegal resource set including the attitude of the political branches (legislature and executive) to the claim being forwarded.     

Personal Characteristics of MPs and Legislative Behavior in Moral Policymaking

Theoretical and empirical models of legislative decision making in parliamentary democracies typically neglect the policy preferences of individual MPs and instead focus on political parties and possible institutional constraints. We argue that MPs actually make judgments and decisions on the basis of their preferences, which are shaped by their personal characteristics. However, given the strength of parties in most parliamentary systems, the impact of personal characteristics on legislative behavior is rarely visible. Therefore, we examine a moral issue. Looking at cosponsorship, parliamentary speeches, and votes in the German Bundestag, we analyze the legislative procedure on the regulation of preimplantation genetic diagnosis (PGD) in Germany in 2011. We show that the legislative behavior of MPs does not only reflect partisan conflict but is also influenced by the preferences of the constituents and MPs’ own personal characteristics such as: religious denomination, gender, and parental status.     

论刑事诉讼的“中立”理念──兼谈刑事诉讼制度的改革

“中立”是司法公正的内在要求和体现，它贯穿于诸多诉讼原则和制度之中。但是，人们对其理解过于偏狭，而我国现有诉讼制度对“中立＂的保障或体现也有些不足，其直接后果就是阻碍了实体公正与程序公正的实现。从中立性的理念出发，在制度上完善或保障法官中立、检察机关在审前程序中保持中立、鉴定机构中立、看守所在侦查机关与被羁押人之间保持中立，是诉讼改革的当务之急。     

The Elastic Ceiling: Gender and Professional Career in Chinese Courts

Since the 1990s, the number of women in Chinese courts has been increasing steadily. Many women judges have risen to mid‐level leadership positions, such as division chiefs and vice‐chiefs, in the judicial bureaucracy. However, it remains difficult for women to be promoted to high‐level leadership positions, such as vice‐presidents and presidents. What explains the stratified patterns of career mobility for women in Chinese courts? In this article, we argue that two social processes are at work in shaping the structural patterns of gender inequality: dual‐track promotion and reverse attrition. Dual‐track promotion is dominated by a masculine and corrupt judicial culture on the political track that prevents women from obtaining high‐level promotions, but still allows them to rise to mid‐level leadership positions on the professional track based on their expertise and work performance. Reverse attrition enables women to take vacant mid‐level positions left by men who exit the judiciary to pursue other careers. Taken together, the vertical and horizontal mobility of judges in their career development presents a processual logic to gender inequality and shapes women's structural positions in Chinese courts, a phenomenon that we term the “elastic ceiling.”     

Decision Making in Sexual Assault Cases:

Those who champion the recruitment of minorities and women to the bench argue that black and female judges could bring about important policy changes. This study compared decision making by black and white and by male and female judges in sexual assault cases disposed of in Detroit Recorder's Court from 1976 to 1985. We found no racial differences and very few gender differences. The only exception was that female judges imposed longer prison sentences than did male judges. Considered together, the findings are indicative of the powerful influence of socialization on the legal profession and on the judicial role.     

Judicial Work and Judges’ Motivation: The Perceptions of Brazilian State Judges

The professional ethos of judges has undergone many changes in Brazil in recent years, generating conflicts about the role of these professionals in society. This article examines how Brazilian judges deal with those conflicts. The objective is to identify how judges perceive their social role and, based on that, what motivates them in their work. A series of twenty‐five in‐depth interviews was carried out with Brazilian state judges working in all regions of the country in different judicial specialties. The findings indicate that the judges interviewed can be classified into four different profiles according to the predominant social role: (1) social activist; (2) service provider; (3) judicial restraint; and (4) defender of the status quo. Each profile corresponds to a specific individual and social motivation.