The electoral college and the rational vote

We have shown first, that if the electoral college was abolished the theoretically measured power of voters would increase and second, that in presidential elections the measure of voting power used does in fact have a highly significant impact on the decision as to whether or not to vote. Thus, the analysis predicts that the abolition of the electoral college would have a significant impact on voter participation. From a policy viewpoint, if we view participation in elections as desirable, this could be used as an argument in favor of direct election of the president. From a scientific viewpoint, we are able to make a strong and unambiguous prediction about the results of a (possible) future event from theoretical considerations. If the electoral college should be abolished, it will be possible to test our predictions. In addition, we have provided a further test of the rational behavior view of electoral participation and have shown that this model applies to presidential elections. Finally, we have shown that the theoretical measure of voting power does predict actual behavior.     

Beyond personal vote incentives: Dividing the vote in preferential electoral systems

Comparative studies of preferential electoral systems have paid much attention to the incentives for personalized instead of party-centered campaigns, but they have largely ignored how some of these systems allow “allocation errors” and so create incentives for parties to “manage” the vote and intraparty campaigns. We discuss how the single non-transferable vote (SNTV) and single transferable vote (STV) systems create these incentives, and we illustrate the degree to which they affect actual electoral results across seven preferential electoral systems. The analysis reveals statistically significant differences in the vote inequality among incumbent cohorts (members of the same party and district), indicating the strong influence of vote division incentives over candidate-centered electoral environments. The results also have important implications for comparative research on legislative turnover and the incumbency advantage.     

Incentives to cultivate a personal vote: A rank ordering of electoral formulas

Seat allocation formulas affect candidates' incentives to campaign on a personal rather than party reputation. Variables that enhance personal vote-seeking include: (1) lack of party leadership control over access to and rank on ballots, (2) degree to which candidates are elected on individual votes independent of co-partisans, and (3) whether voters cast a single intra-party vote instead of multiple votes or a party-level vote. District magnitude has the unusual feature that, as it increases, the value of a personal reputation rises if the electoral formula itself fosters personal vote-seeking, but falls if the electoral formula fosters party reputation-seeking.     

A normal vote approach to electoral change: Presidential elections, 1828–1984

This article offers a macro-level approach to a core concept in the study of electroral behavior, the normal vote. The approach uses interrupted time-series analysis and focuses upon electorally homogeneous political regions within states. After developing the approach used to generate normal vote estimates, analyses using those estimates are compared with (1) parallel analyses using survey-based research, and (2) across levels of analysis (national, regional). The comparison with survey-based analyses show that the macro-level measure follows the actual vote more closely and is more sensitive to shortterm influences. Comparisons across levels of analysis demonstrate that national level analyses obscure a volatile, dynamic electorate that exists at the regional level. These findings suggest that the creative use of the macro-level measure at the regional level has the potential to contribute new and important insights into the role of citizens in American politics, and the forces that drive the behavior of the electorate. Its particular strengths lie in the study of electoral change and its ability to contribute toward a developmental perspective on American democracy.     

The electoral connection in Australia: Candidate roles,campaign activity,and the popular vote

Studies of representational roles usually examine elected representatives rather than election candidates and make little attempt to link roles with either behavior or the popular vote that candidates attract. In this paper, we use 1990 Australian data to examine all major party election candidates, and show that candidates identify with three types of representational roles:locals, who focus on articulating local concerns and interests;partisans, who see their role in party political terms; andlegislators, who emphasize the parliamentary role of an elected representative. Incumbents, especially party leaders, focus on the partisan role. Candidates in each of these three types have different views of the qualities that a candidate should possess and emphasize different forms of campaign activity. In turn, these roles have a modest impact on the popular vote that candidates attract, net of other factors. In Australia, incumbents rely on national partisan forces for reelection, while challengers rely much more on their own efforts.     

Prime ministers and the electoral cost of using the confidence vote in legislative bargaining: evidence from France

Do prime ministers pay an electoral penalty for using procedural force to pass laws? Influential theories of parliamentary governance and legislative bargaining assume that the use of the confidence vote procedure – parliamentary governments’ most powerful legislative weapon – entails an electoral cost, but evidence on this important claim has been scarce. This article provides the first estimates of how prime ministers’ public approval responds to their use of the confidence vote. Analysing time series data from France 1979–2008, it is found that prime ministers experience a considerable drop in approval after their use of the confidence vote that is not accounted for by standard economic and political covariates. The effect size is similar to a 1 per cent decline in economic growth. The findings help explain French prime ministers’ selective use of the confidence vote procedure. They also suggest that political costs constrain the bargaining power conferred by the confidence vote.     

Ideological extremism and electoral design. Multimember versus single member districts

Relying on a formal theoretical model, Gary Cox demonstrates that single member districts induce candidates toward policy positions at their constituency median while multimember districts encourage dispersion. We test this theoretical implication in the context of the Arizona state legislature, in which each legislative district chooses one senator and two representatives in single member and multimember contests respectively. To do so, we generate W-NOMINATE estimates of scores based on roll-call data from the Arizona state legislature that are comparable across chambers (Senate and House). Our results are substantially less supportive of the formal theory than are those of prior studies.     

Not always second order: Subnational elections,national-level vote intentions,and volatility spillovers in a multi-level electoral system

The widespread second-order view on subnational elections leaves little room for the idea that subnational election campaigns matter for national-level electoral preferences. I challenge this perspective and explore the context-conditional role of subnational election campaigns for national-level vote intentions in multi-level systems. Campaigns direct citizens’ attention to the political and economic “fundamentals” that determine their electoral preferences. Subnational election campaigns and the major campaign issues receive nation-wide media coverage. This induces all citizens in a country to evaluate parties at the national level even if they themselves are not eligible to vote in the upcoming subnational election. Thereby, subnational election campaigns may lead to a reduction in the uncertainty of voters’ national-level electoral preferences throughout the country, which is reflected by a decrease in the volatility of national-level vote intentions. I explore weekly vote intention data from Germany (1992–2007) within a conditional volatility model. Subnational elections reduce uncertainty in nation-wide federal-level vote intentions for major parties. However, patterns of incumbency and coalitional shifts moderate this volatility-reducing effect.     

Idealism versus realism in institutional choice: Explaining electoral reform in Poland

One of the most significant, yet not fully explained, institutional decisions in post‐Communist Europe was Poland's adoption of a moderate proportional representation system for the 1993 general election. This article argues that the new electoral system was not entirely based on any normative notion of democratic governance, and that the adoption did not immediately follow from the assumptions of rational choice theory. The 1993 electoral system was largely attributable to patterns of interaction between political parties that had become known, been practised and accepted since the fall of Communism. In reality, the eventual system was built up incrementally in several stages, but the Polish way of ‘muddling through’, albeit contentious and protracted, seems to have worked well for the Polish people.     

Social dealignment versus political frustration: Contrasting explanations of the floating vote in Germany

Abstract. The paper contrasts two notions of the floating voter: the 'modern floating voter' and the 'frustrated floating voter'. In doing so, social modernization is contrasted with macro stimuli as explanations of volatility. The 'modern floating voter' emerges from social dealignment theories. These claim (1) an increase in volatility, (2) more frequent vote switching among the well educated and the new middle class, and (3) an instrumental view of politics among floating voters. Empirical tests on German data do not deliver any support for these dealignment hypotheses (employing log-linear models on cross-sectional and pooled-cross-sectional data and ANOVA). On the other hand, the model of the 'frustrated floating voter', which denotes vote switching that takes place in a mood of protest, receives some support in the data. Thus, the degree of political dissatisfaction of an electorate emerges as a potential predictor of volatility. In a final step, I test if the drop in political satisfaction between 1990 and 1993 can he attributed to social change, thus indicating an indirect effect of social change on volatility. The data do not support this hypothesis. The drop in satisfaction (and thus the potential increase in volatility) most likely should be attributed to macro stimuli. Thus, the results indicate that macro phenomena (which might be historic events, economic conditions, or the like) might be more fruitful in explaining volatility than social modernization.     

Divided we vote

Divided government is known to correlate with limited government, but less is understood about the empirical conditions that lead to divided government. This paper estimates the determinants of continuous and categorical measures of divided government in an empirical macro political economy model using 30 years of data from the American states. Voters support more divided government after increased government spending per dollar of tax revenues, but more unified government after worsening incomes and unemployment rates. Only conditional support is found for the strategic-moderating theory (Alesina and Rosenthal in Econometrica 64(6):1311–1341, 1996) that focuses purely on midterm cycles and split-ticket voting absent economic conditions.     

To vote or not to vote: The paradox of nonvoting

One paradox of voting states that, in a general election, in which many citizens vote, the probability that a single voter can affect the outcome is so small that in general citizens have no rational reason for voting. However, if all citizens accept this reasoning, then none will vote, and so each vote has a large probability of affecting the outcome. Hence all should vote after all. The adoption of mixed strategies resolves this paradox: if each citizen adopts a certain (small) probability of voting, then the actual number of citizens voting will be just enough to make it worth those citizens' while to vote. A Nash equilibrium point thus occurs. Here we compute Nash equilibria for the simple case of majority voting; for the more complicated case of composite voting (for example, as in a presidential election), we draw certain qualitative inferences.     

Indicators of electoral victory

We explore the role that campaign expenditures play in determining electoral outcomes. We study a two-party contest where campaign funds can affect the preferences of voters regarding the saliency of two political issues. We show that an advantage in campaign resources, a pre-campaign partisan advantage, an advantage on every salient issue, or a combination of these indicators, do not always guarantee electoral victory. By contrast, electoral victory is guaranteed if the sum of the proportions of the electorate supporting a party on every salient issue is greater than a critical value. For that to happen it is necessary (but not sufficient) that the party has an advantage on every salient issue.     

Campaign allocations under probabilistic voting

We develop a probabilistic voting model where candidates compete by advertising in different media markets. Ads are viewed by everyone within a market and cannot be targeted to subgroups such as one candidate??s partisans. Candidates estimate the distribution of voter preference intensities in a market, and campaign ads then shift this distribution. Individuals with any intensity vote with some probability for each candidate. We derive comparative static implications of changes in a variety of factors on the advertising decisions of each candidate. Using campaign advertising data from 2002, we find these results to be consistent with actual campaign allocation behavior.