Visa liberalization processes in the EU’s Eastern neighbourhood: understanding policy outcomes

Focusing on EU visa liberalization policy with Russia and Eastern Partnership countries as a case study, this article seeks to investigate the drivers of EU external migration policy in regards to its neighbourhood. In doing so, the article seeks to understand whether policy objectives and instruments employed by the EU emphasize security or normative considerations, or both. It also scrutinizes the factors behind this emphasis. In particular, it examines the degree to which EU external migration policy is framed by intra-EU bargaining and interaction with partner countries. The hybrid nature of EU visa policy towards its neighbourhood stems first and foremost from persisting differences in the prioritization of security and values among the major EU actors involved in the policy process. Yet as the article argues, interaction with partner countries crucially shapes the outcomes of the visa liberalization policy, thereby altering the balance between normative and security considerations that results from negotiations between EU actors.     

Blurring the Dividing Line: The Convergence of Internal and External Security in Western Europe

Abstract

A distinctive feature of the security landscape in western Europe of the post-Cold War era is that the dividing line between internal and external security has become increasingly obsolete—mainly as a consequence of the growing importance of transnational as well as other challenges to security which defy the distinction between domestic and international security. This article examines this convergence of internal and external security agendas from the perspective of the coercive apparatus of western European countries, pointing to a militarisation and externalisation of policing, and an internalisation and ‘policisation’ of soldiering: while police forces are taking on military characteristics, and are extending their activities beyond the borders of the state, military forces are turning to internal security missions, and are adopting certain police features. Moreover, agencies which have traditionally been located at the interface between police and military forces, i.e. gendarmerie-type or paramilitary forces, are assuming an increasingly important role.     

International affairs studies and their relationship with foreign policy

Peace and security are a key dimension of the Joint Africa--EU Strategy, adopted at the Lisbon Summit in December 2007. In view of its revision in 2010, a series of shortcomings and some successes can be identified in relation to four main strategic objectives: enhancing the political dialogue on common threats, building a global security partnership, promoting a people-centred approach, ensuring coordination among instruments and resources. In order to make the new peace and security partnership work, the EU is now called upon to address both external and internal challenges: supporting the development of effective African capabilities for the prevention, management and resolution of conflicts, promoting better governance and transparency standards on the continent and establishing a common EU Africa policy.     

The counterterrorism agreements of Europol with third countries: Data protection and power asymmetry

This article investigates empirically the impact of power asymmetry and interest formation in the European Union’s (EU) external relations with third countries in the context of the Europol data exchange and counterterrorism agreements. It focuses on three countries, namely the United States, Turkey, and Morocco, which each have a different level of counterterrorism cooperation with the EU. This article argues that the EU acts as a pragmatic actor with regard to Europol’s data exchange agreements with third countries, and that the power asymmetry between the EU and the third country under question determines the extent of the EU’s flexibility. If the power asymmetry favours the EU, then it insists on its data protection demands. Otherwise, the EU is more flexible towards its counterparts on data protection issues.     

Somalia versus Captain ‘Hook’: assessing the EU's security actorness in countering piracy off the Horn of Africa

An internal security problem of Somalia—state failure from internal conflict resulting in increased piracy—has increasingly become an external security problem for the European Union (EU). This article contributes to analysing the role of the EU as a security actor in countering piracy off the Horn of Africa, by examining three different dimensions of the EU response to this problem: (a) the immediate EU response (the EU military mission EUNAVFOR Atalanta); (b) the medium-term EU response (the Critical Maritime Routes (CMR) programme launched by the European Commission); and (c) the long-term EU response (development and security assistance). This article concludes that the EU has been very active in addressing piracy through its naval task-force to protect maritime transport in the western Indian Ocean and the Gulf of Aden, as well as its efforts to enhance regional counter-piracy capacities and thematic and geographical financial instruments. The EU thus has taken up the fight against ‘Captain Hook’.     

The EU's growing external role in the AFSJ domain: factors,framework and forms of action

External action has been of growing importance for the Union's Area of Freedom, Security and Justice (AFSJ) and accounted in 2011 already for over 19 per cent of all texts adopted by the Justice and Home Affairs Council. AFSJ related external action has also added a new dimension to previously existing fields of EU external relations. This article first considers the internal and external factors which have influenced the development the external side of the AFSJ and the impact of the post-Lisbon legal and institutional framework, including the special context created by the ‘opt-outs’ and coherence problems within this framework. It then provides a survey and analysis of the main forms of EU action in this domain (strategy formulation, cooperation with third countries, capacity-building and cooperation with and within international organizations) before assessing—in the conclusions—the implications of this external dimension for both the EU and the Member States and its future developments prospects.     

“主权欧洲”:欧盟向“硬实力”转型?

面对国际秩序和国际格局深度重组,欧盟在“主权欧洲”的话语体系下推动对外战略转型。多边主义多重受压、地缘政治博弈加剧以及大西洋联盟频现危机是欧盟战略转型的外部推动力量,而一体化的多重危机则是其转型的内部根源。欧盟所追求的“主权欧洲”并非进一步从成员国寻求主权让渡,而是意在提升在大国博弈中的地位。为实现上述目标,欧盟希望成为国际社会的地缘政治行为体,强势推进维护多边主义新方略,寻求平衡的跨大西洋关系,并推动一体化的外向性突破。欧盟的战略转型进程在决定其内外政策走向的同时,将会对世界格局和秩序演变产生重要影响。     

The Stockholm solution? Papering over the cracks within the area of freedom,security and justice

Abstract

In 2010, the EU agreed its third five year programme for internal security, with the Stockholm Programme building on pre-existing arrangements from Tampere and The Hague. This article seeks, firstly, to highlight the nature of the problem that has confronted the EU in the area of internal security, by exploring a range of thematic concerns regarding both the institutional and conceptual construction of the EU's internal security regime, from the lack of an effective statistical analysis into the nature of the problem confronting the member states to the continued fragmentation of the European level as a practical venue for policy-making. Having considered the consequences of these continuing structural flaws, in terms of both the EU's wider credibility and legitimacy as an actor in this key security field, the second half of the article proceeds to critically appraise the solutions contained both within the 2010 Stockholm Programme and the Treaty of Lisbon. Having considered both, it will be argued that, at best, the ‘Stockholm solution' simply papers over pre-existing cracks, leaving the EU with a continued credibility gap in this important and developing area of co-operation.     

俄罗斯食品安全的外部因素

作为关系国计民生的食品安全问题产生于20世纪70年代。近年来,世界饥饿人口的数量始终保持在8亿人的水平。美国、日本、欧盟等发达国家也存在着食品安全问题,为此,各国都制定了相关的法律、措施和发展纲要。     

Border management in the Mediterranean: internal,external and ethical challenges

Framed in the Justice and Home Affairs external dimension (JHAE) literature that argues that the European Union's (EU) internal security has become an objective of European foreign policy, this article offers an analysis of the institutionalization of border management in the Mediterranean. Investigating the role of Frontex, the European border management agency, this article reveals that border management in the Mediterranean is a fragmented policy that presents internal and external challenges. First, at an internal level, border management remains a sensitive issue where the principles of burden sharing and solidarity between EU member states are difficult to operationalize. Second, at an external level, effective border management is dependent on cooperation with EU's neighbours, as the Spanish-Moroccan case demonstrates. Lastly, along with these internal and external challenges, border management raises some crucial issues about the opportunity of externalizing surveillance technologies to authoritarian regimes.     

Interregional relations and legitimacy in global governance: the EU in ASEM

This article explores the ramifications of the European Union’s (EU) internal legitimacy debate for its external relations. It applies the Asia–Europe Meeting (ASEM) as a case study to examine the EU’s attempts to promote legitimacy in global governance, more specifically in interregional institutions. The article’s theoretical framework draws from the EU’s legitimacy debate. It identifies three key sources of legitimacy, namely, (i) input legitimacy or democratic control and accountability, (ii) output legitimacy or performance and achievement of core purposes, and (iii) the degree of common identity as externalised through collective representation and the articulation of shared norms and values. The empirical analysis thereafter leads to three observations. First, the EU’s presence has contributed to an increased democratic involvement by ASEM’s different stakeholders including parliaments and civil society. Second, purely from an institutional legitimacy perspective ASEM achieves its purpose as a forum to ‘constructively engage’ with Asian countries and address issues relating to global governance. Third, ASEM reveals the EU’s dual identity as an intergovernmental grouping and an organisation with a gradually increasing capacity of collective representation. However, the advancement of the EU’s normative objectives through ASEM has been problematic, leading to a more interest-based and pragmatic policy path. The article concludes that the EU’s legitimacy debate has had a bearing on relations with Asia and, in particular, with ASEM. Importantly, and given the EU’s setbacks, some elements of the ‘EU’s way’ have proven successful in promoting democratic notions of legitimacy beyond the state.     

Defending the Fortress? Assessing the European Union’s Response to Trafficking

In the early 1990s, the European Union (EU) initiated two strategies, one deepening integration, the other widening it, to combat the increasingly important soft security agenda. This article seeks to assess the effectiveness of the EU’s response to the new security environment and speculates as to whether the completion of one process makes the achievement of the other more difficult, if not impossible. One focus will be on the development of border management on the EU’s periphery. Are the applicant states sufficiently prepared for the task of acting as the EU’s external frontier guard? The reactions of existing member states is also put under the spotlight. Arguably, their failure to promote a more equitable burden sharing arrangement, coupled with the decision to maintain internal frontier controls with applicant states for a transitional period after accession, has made the task of securing a strong external frontier more difficult. The European Police Office (Europol) forms the centerpiece of analysis in relation to the deepening of integration. Its efficacy as a means of information exchange is examined, and the impact of enlargement is considered.     

思想·制度·工具——美国国家安全体系的一种分析框架

各国国家安全体系建设的相关经验,可以为总体国家安全观指导下的中国国家安全体系建设提供参考和借鉴。国家安全体系一般都有一些必不可少的基本构成要素,但由于各国历史文化、内外环境和发展需求等方面的差异,这些要素的演变历程、具体内容和实际作用可能大不相同。作为超级大国,美国拥有最为庞大、完备且富于自身特色的国家安全体系。这个体系主要由指导思想、法律制度和保障工具三类要素构成。其指导思想是维护全球性主导地位,并带有绝对安全倾向;决策机制既遵循一套完整的跨部门分级流程,也涉及各种非正式决策模式;法律制度与监管机制系统完备;保障工具与手段多样有力,包括超强的军事能力与联盟体系、强大的经济实力与情报体系以及广泛的社会基础。然而,作为一个在冷战中形成的"安全化国家",美国的安全目标与手段、资源之间存在持续张力;空前庞大的国家安全体系也会受到内外条件的制约,经常陷入能力捉襟见肘、行为进退失据的境地;尽管在国际体系中拥有显著的"权力优势",美国同样面临发展利益与安全利益之间的矛盾。     

EU internal security governance: the case of counter-terrorism

There are clear indicators that in spite of the sensitivity of internal security in terms of essential state functions and national sovereignty an EU governance framework with specific characteristics has emerged in the counter-terrorism field. Common threat assessments guide governance responses, and specific institutional structures, cooperation mechanisms, legal instruments, and forms of external action have been put into place to respond to the cross-border nature of the terrorist challenges. However, in line with the general subsidiary role only of the EU as provider of internal security in addition to the Member States, this governance framework remains based on the interaction and cooperation between national counter-terrorist systems and capabilities that remain largely under national control and still enjoy relatively wide margins of discretion in terms of priorities, legal framework, and organization. This analysis concludes that the EU's internal security governance – as evident from the counter-terrorism field – may be best characterized as an advanced institutionalized system of cooperation and coordination between national governance frameworks constructed around a core of common instruments and procedures with a cross-border reach.     

China-Japan Security Relations and China's Countermeasures

Security relations are crucial in China-Japan relations.Since the "nationalization" of the Diaoyu Islands by Japan in 2012,mutual trust between China and Japan has been declining,and bilateral security relations have reached a low point.China-Japan security relations are typified by ongoing dispute over the Diaoyu Islands,lack of mutual trust exacerbated by various actions by Japan,and the delay of China-Japan security dialogues.The evolution of China-Japan security relations derived from the Diaoyu Islands dispute is clearly beyond the scope of the dispute itself,with deep-rooted internal and external factors.In the near future,China-Japan security relations will face more challenges than opportunities.China should take measures,including enhancing mutual trust in politics and security between the two countries,to impose necessary pressure on Japan to change course,to win over neighboring countries so as to avoid pretext for Japan's intervention in regional issues,and to strengthen interpersonal communication and understanding between people of the two countries in order to stabilize security relations.     

Mapping out the institutional geography of external security in the EU

The growth of European Union (EU) competences in the field of external security in the last decade has produced a substantial increase in the number of EU institutions and bureaucratic actors engaged in the planning and management of these policies. Moreover, the expansion of competences in such a sovereign sensitive area comes up against the persistent intergovernmental nature of the security sector. This has resulted, on the one hand, in a complex institutional architecture with heavy demands in terms of coordination, and on the other hand, in a stark differentiation and stratification of the legal regimes with a potential to impact on policy outcomes. This state of uncertainty is particularly relevant when looking at relations with countries bordering the Union, as the long-standing web of interactions there has developed a more complex institutional environment. While most of the scholarly literature focuses on single institutional sectors or policies (Common Security and Defence Policy, European Neighbourhood Policy, or the external side of the Area of Freedom, Security and Justice), this study seeks to address the issue with a comprehensive analysis of the institutional framework that has emerged in the last decade, more notably, since the entry into force of the Treaty of Lisbon. The article provides, first, an overview of the EU’s institutional actors responsible for security policies in the regions bordering the EU, and second, an examination of the different mechanisms established to address the coordination issue. Finally, this study will argue that the traditional military dimension is but one, and certainly not the most developed, of the security instruments employed by the EU. At another level, it will be argued that the shift of focus from the military to other security tools has altered the institutional balance in the security sector, substantially adding to the relative influential weight of the Commission.     

Unintended Consequences of EU Democracy Support in the European Neighbourhood

ABSTRACT

The European Union’s (EU) impact on the political governance of the European neighbourhood is varied and sometimes opposite to the declared objectives of its democracy support policies. The democracy promotion literature has to a large extent neglected the unintended consequences of EU democracy support in Eastern Europe and the Middle East and North Africa. The EU has left multiple imprints on the political trajectories of the countries in the neighbourhood and yet the dominant explanation, highlighting the EU’s security and economic interests in the two regions,cannot fully account for the unintended consequences of its policies. The literature on the ‘pathologies’ of international organisations offers an explanation, emphasizing the failures of the EU bureaucracy to anticipate, prevent or reverse the undesired effects of its democracy support in the neighbourhood.     

Constructing the EU’s high-tech borders: FRONTEX and dual-use drones for border management

FRONTEX has highlighted Remotely Piloted Aircraft Systems (RPAS) as affordable and efficient capabilities for securing the EU’s vast frontiers in order to further upgrade them into smart technological borders. In this regard, this article examines the EU’s strategy and rationalisations to develop dual-use technologies such as aerial surveillance drones for border management. By drawing on critical security and technology studies and by focusing on their functional technological efficiency, the article argues that drones are being normalised in a technological regime of exclusion at the border-zone. It further contends that high-end technologies such as drones introduce a military bias as security enablers in border surveillance and as a panacea for the consequences of failed policies to manage irregular migration. A closer examination of several EU-endorsed drone projects reveals a pragmatic and industry-driven approach to border security, underlining the evolving homogenisation between internal and external security and the imminent “dronisation” of European borders.     

The effectiveness of interregional security cooperation: evaluating the joint engagement of the EU and the AU in response to the 2013 crisis in the Central African Republic

African Union (AU)–European Union (EU) interregional security cooperation has not so far been analysed systematically with regard to its effectiveness despite the substantial support of African capacity building by the EU and joint peacekeeping of the partners. Assessing AU–EU cooperation in the Central African Republic (CAR), this paper examines to what extent and under which conditions EU–AU efforts are effective. Concerning the dependent variable, the presented conceptualisation of effectiveness includes both internal (goal attainment) and external (problem-solving) perspectives. The independent variable draws on two strands of literature that barely speak to each other: interregionalism and inter-organisationalism. It focuses on the conditions of effectiveness which include both internal (RO-specific) and interregional factors. The findings suggest that AU–EU engagement in the CAR was effective in the medium term. Strong incentives of the partners, the French leading role and the convergence of the partners are identified as factors conducive to a medium to high effectiveness of the engagement.     

维谢格拉德集团合作的演变与发展前景

1989年剧变后,中欧三国波兰、匈牙利和捷克斯洛伐克成立了维谢格拉德集团（捷克和斯洛伐克联邦共和国解体后成员国由3个变为4个）,旨在通过各种多边合作项目尽快实现加入欧盟和北约的战略目标。经过入盟后初期的沉寂,在内外因素的共同作用下,维谢格拉德集团走上了一条更有抱负的合作道路,但其发展前景将受到一些不确定因素的影响。