How has the private sector reacted to the international standard against transnational bribery? Evidence from corporate anticorruption compliance programs in Argentina

In the last 20 years, the risks of bribing foreign public officials have greatly increased for multinational companies based in OECD countries and those listed on their stock markets. Generally, these risks can be mitigated through corporate compliance programs. Such compliance programs are directed at reducing bribery and other unethical behavior in the private sector. This paper assesses how the international standard against transnational bribery has impacted anticorruption compliance programs in Argentina. It first traces the origins and logics behind corporate anticorruption compliance. It later describes the international standard against transnational bribery and, in the light of information collected through 16 in-depth interviews and a survey conducted among 70 companies based in Argentina, it assesses how corporate anticorruption programs work in this country. After distinguishing between “paper”, “cheap-talk” ideal-type programs and sound, truly committed ideal-type policies, it suggests that anticorruption compliance in Argentina is placed closer to the former than the latter, and it offers possible reasons for such findings.     

Performing unbelonging in court. Observations from a transnational corporate bribery trial—a dramaturgical approach

Crime, Law and Social Change - This article presents a study of the theatrical performance in court in a high-profile transnational corporate bribery case. Data gathered from observations in court...     

Between demand and supply: Bribery in international trade

The use of kickbacks and illicit payments to win foreign sales is eroding fair trade and undermining good governance around the world. While often seen as discrete acts by unscrupulous businesses, bribery in international trade is better seen as driven by push and pull forces larger than individual firms. Two hypotheses on the dynamics of transnational bribery are formulated and tested in this study. The demand-pull hypothesis views multinational corporations as victims of corruption in host countries and predicts a positive relationship between corruption in host countries and bribery by guest businesses. The supply-push hypothesis treats multinationals as proactive parties and proposes a positive relationship between pro-bribery conditions in exporting countries and the inclination of their multinationals to foreign bribery. Analysis of cross-national data yielded no support for the demand-pull hypothesis, but strong backing for the supply-push hypothesis. This finding validates the potential of effective bribery reduction through supply-side controls. Direct all correspondence to Hung-EnSung, The National Centeron Addiction and Sub-stance Abuseat Columbia University, 633 Third Avenue, 19th Floor, NewYork, NY 10017, USA.     

Regulating transnational corporate bribery: Anti-bribery and corruption in the UK and Germany

Recent large-scale cases involving multi-national corporations such as the BAE Systems and Siemens bribery scandals illustrate the difficulties faced by the UK and German sovereign states in controlling complex trans-national and multi-jurisdictional crimes. This article analyses the mixture of enforcement, self-regulatory and hybrid mechanisms that are emerging as part of UK and German responses to controlling transnational corporate bribery. This regulatory landscape incorporates a diverse array of direct and indirect state and non-state ‘regulatory’ actors of varying levels of formality. Mechanisms of a self-regulatory nature vary in terms of their mandatory/voluntary requirements and manufactured/organic formation. However, there is an assumption that the emergence of a variety of enforcement, self-regulatory and innovative hybrid mechanisms is sufficient but in reality this is not the case. Instead, the key argument of the article is that while these mechanisms are aiding the response, they are likely to fail leading to the default position of accommodation by state agencies, even where the will to enforce the law is high.     

Can twitter change the Iranian legal landscape for women?

ABSTRACT

This article explores the effectiveness of international social media (Twitter) campaigns, as a modern form of transnational advocacy networks, seeking domestic legal change in Iran for women’s rights. Using the spiral model of human rights change and second wave normative theories, the article critiques current thought on social media as an advocacy tool using evidence from two Iranian campaigns. Gathering empirical data from the #stopstoning and #letwomengotostadium campaigns, the research finds that Twitter campaigns may be linked to regression in some areas of women’s rights. Early evidence indicates that social media may lead to amplified government backlash, lack of campaign persistence and foreign overshadowing of domestic voices, which all contribute to the ongoing problematisation of the role of transnational advocacy networks in domestic human rights change.     

Self-Interest and Altruism in the Deterrence of Transnational Bribery

This article explains why states in which bribe payers are located("payor states") criminalize transnational bribery. It suggeststhat these initiatives can enable selfinterested payor statesto improve the terms upon which their nationals obtain the servicesof foreign public officials. Although the legislation in questionis not patently designed to further economic interests, it maybe only partially enforced in a manner consistent with the economicinterests of payor states. This implies that further attentionshould be devoted to analyzing how anti-bribery legislationis enforced.     

Corruption in a non-corrupt country: what does corruption look like in Finland?

ABSTRACT

Finland is usually considered a country where corruption is rare, and this impression is reinforced by the good results that it has achieved in Transparency International’s Corruption Perceptions Index (CPI). The present study describes and assesses Finnish bribery legislation, as well as a number of recent judgments handed down by Finnish courts. The legislation is quite fragmented, consisting of some nine sections in three different chapters of the Criminal Code. The bribery cases heard by the Supreme Court mainly deal with quite small-scale bribery, such as where a public official has accepted restaurant services, trips or other benefits from private companies. However, in the last few years, the courts have also had to consider some larger-scale instances of bribery, where persons working for Finnish companies have been suspected of bribing foreign public officials. The article also takes up match-fixing and election funding and their connections to bribery.     

合规管理：中国内地外资企业的法律工作新动向

近年来,接连爆出一些大公司因商业贿赂问题被管理当局处罚的消息,其中不乏一些国际着名的跨国企业,如西门子因行贿被美国和德国行政当局处罚16亿美元;UT斯达康因行贿被处罚300万美元;美国首屈一指的不干胶标签材料生产商艾利．丹尼森公司因向中国地方官员行贿而被有关机构处以20万美元的民事罚款;     

Hope in the treatment of sexual offenders: the potential application of hope theory

Abstract

The present paper attempts to demonstrate how hope theory is conceptually consistent with current positive approaches to sexual offender treatment. Hope theory and its components of goals, pathways thinking, and agentic thinking is reviewed as defined by Snyder and his colleagues. A theoretical relationship exists between the role of hope and many aspects of sexual offending and treatment. Developmental course, attachment style, and the formation and maintenance of coping styles are reviewed as they relate to hope and sexual offending. A framework by which to apply hope theory to pre-treatment, treatment, and more specifically, self-management or relapse prevention for sexual offenders is proposed. Emphasis is placed on the use of techniques that target hope components, particularly in pre-treatment programs.     

Beyond the public and private divide: remapping transnational climate governance in the 21st century

This article provides a first step towards a better theoretical and empirical knowledge of the emerging arena of transnational climate governance. The need for such a re-conceptualization emerges from the increasing relevance of non-state and transnational approaches towards climate change mitigation at a time when the intergovernmental negotiation process has to overcome substantial stalemate and the international arena becomes increasingly fragmented. Based on a brief discussion of the increasing trend towards transnationalization and functional segmentation of the global climate governance arena, we argue that a remapping of climate governance is necessary and needs to take into account different spheres of authority beyond the public and international. Hence, we provide a brief analysis of how the public/private divide has been conceptualized in Political Science and International Relations. Subsequently, we analyse the emerging transnational climate governance arena. Analytically, we distinguish between different manifestations of transnational climate governance on a continuum ranging from delegated and shared public–private authority to fully non-state and private responses to the climate problem. We suggest that our remapping exercise presented in this article can be a useful starting point for future research on the role and relevance of transnational approaches to the global climate crisis.

论我国贿赂犯罪的立法对《联合国反腐败公约》的应对--以国际刑法的国内化为视角

在我国缔约的<联合国反腐败公约>中,贿赂犯罪的规定与我国现行刑法的规定是不同的.现行刑法与<联合国反腐败公约>的相关规定的差异主要表现在贿赂的范围、贿赂外国公职人员或者国际公共组织官员犯罪与受贿罪、行贿罪的构成要件三个方面.完善相应的现行刑法的规定,是我国必须履行的国际法义务,也是司法实践的需要.     

Asia is Taking a Hard Look: University-Foreign Company Relations in China1

In this paper we approach the topic of modernization and industrialization of Asian economies by exploring the value of economic sociology for a network analysis on micro economical level. In this context we will discuss whether the role of transnational companies in technology transfer is changing due to a competition strategy in a knowledge based society. For the Chinese case we show how a corporate policy that strives for a comparative advantage in organizational knowledge of a specific market coincides with a modernization and industrialization policy carried out by the Chinese government. This interdependency results in a distinct structure of corporate public networking on regional level. We discuss whether this kind of regional networking is specific for a successful strategy to modernize newly industrializing countries.     

Globalization of criminal justice in the corporate context

Globalization, the rising of an economy outside the paradigm of government by nation-states, has created new opportunities for transnational corporate crime, defined broadly here as avoidable harms inflicted across national borders for purposes of economic gain. The authors reexamine theories of corporate criminal liability in the transnational context and applaud the recent French codification of corporate criminal liability in terms broad enough to encompass the new economic realities. Finally, they examine the inability of current adjudicative fora to effectively assert jurisdiction over transnational corporations and suggest that the harms associated with toxic waste spills, unethical marketing practices, and other corporate misconduct are more ubiquitous and dangerous than the harms of terrorism and war crimes that have captured the attention of the emerging global civil society.     

新形势下商业贿赂犯罪案件侦查研究

商业贿赂犯罪是当前贿赂犯罪的一种新的趋势,党和政府已对此予以了有史以来的最大关注。但目前学界对商业贿赂的研究还不充分,商业贿赂有其特定的概念内涵以及行为特征和犯罪特点。对于商业贿赂犯罪,单一的预防和侦查效果都不太理想,应将宏观的制度性防控措施和微观的侦查策略性措施结合在一起去考虑。     

1981 Review—Current Criminal Justice Projects Here and Abroad

The study of transnational environmental harm demands appreciation of specific methodological and conceptual issues that impinge upon the data collection process. Some of these issues include the ethics and politics of ‘outsiders’ researching other people's territory, the differential availability and types of data in different jurisdictions, the ways in which state denial and corporate resistance impede the research process, and the importance of utilising a wide range of data sources as a means to substantiate claims about harms and the causes of harms. The paper presents an exploration of methodological issues in the study of harms that are global, cross‐national, and/or localised, but which are intrinsically transnational in nature regardless of scale and scope. By understanding the challenges presented to those working in this area, we are also able to identify directions for future methodological development.     

Responsibility Beyond Borders: State Responsibility for Extraterritorial Violations by Corporations of International Human Rights Law

States routinely provide support and assistance to their corporate nationals in their global trade and investment ventures. While states may not intend to allow corporate nationals to violate human rights in their extraterritorial operations, by their actions or omissions, states may facilitate, or otherwise contribute to, a situation in which such violations by a corporation occur. This article investigates the extent to which the extraterritorial activities of transnational corporations (TNCs) that violate international human rights law can give rise to home state responsibility. The analysis shows that home states of TNCs have obligations under international law in certain situations to regulate the extraterritorial activities of corporate nationals or the latter's foreign subsidiaries and can incur international responsibility where they fail to do so.     

从Petrobras案看美国《反海外腐败法》的域外管辖问题

Petrobras案反映了美国《反海外腐败法》(FCPA)的域外管辖权存在合理性的问题。通过回顾该法的立法历史和研究其条款的规定,分析FCPA针对外国公司的典型案例,表明美国FCPA执法机构宽泛地解释法律,借助微弱的连接点,扩大FCPA域外管辖权的行使范围。这既与美国国内法和司法实践中确定行使域外管辖权的合理性平衡检验标准不一致,同时也不符合《经合组织公约》和习惯国际法规则的要求。究其实质,美国《反海外腐败法》一方面为国际社会治理跨国贿赂提供了国际公共产品,另一方面也在维护了美国和美国公司的利益,收取额外的霸权收益。     

Translating Justice: The International Organization of Constitutional Courts

What is the international organization of national constitutional courts? This article develops a theoretical framework to analyze this question and tests it empirically with original data of translated opinions. Justices of different nations form an emerging epistemic community, which is congealed due to common practices as well as to competition and selectiveness throughout the judicial career. Opinions translated into English as the lingua franca are pivotal for communication within this epistemic community. Through engaging in a transnational judicial dialogue, and particularly as far as this dialogue concerns legal citations, this community uses international law as a key guide to finding equilibrium solutions at national and international levels. Five sources of international law overwhelmingly dominate. In addition, we find evidence in the collegial game within the different courts for the existence of a transnational epistemic community of Supreme Court justices.     

Corporate governance and financial development: a study of the French case

This paper belongs to the growing body of the “Law and finance” literature based on time-series study. It carries out an empirical investigation of the role of corporate governance in financial development. We focus on French corporate governance reforms in order to examine whether these reforms are consistent with the reorganization of the French financial system, which took place during the period 1977–2004. This research aims at evaluating one proposition of the legal origin claims based on the idea that there is a strong and stable relationship between legal origin, investor protection and financial system. A key question the study addresses is how corporate governance rules and the French financial development have changed over time. Our study suggests that indicators related to investors’ rights (shareholders, employees, and bondholders) have been increasing over time, despite the specific legal origin of the French system. On the contrary the creditors’ rights have followed a less clear trend. Our econometric investigation is fairly new as the Law and finance literature has not until now provided corporate governance indicators suitable for French legislation. From that perspective, our work undergoes a multiple criteria analysis of corporate governance reforms. Following this approach, we suggest that the causality links between changes in the French legal environment and financial growth in France are more bidirectional than unidirectional.     

Women,brokerage and transnational organized crime. Empirical results from the Dutch Organized Crime Monitor

This paper analyzes the role of women in various types of transnational organized crime and tests the ‘gendered markets’ hypothesis by Zhang et al. (Criminology 45(3):699–733 2007) for a wide cross-section of 150 cases from the Dutch Organized Crime Monitor. The main information sources for the Dutch Organized Crime Monitor are closed Dutch police investigations into criminal groups, often spanning a period of several years. Following four data sweeps, a wide cross-section of 150 cases was collected about various forms of organized crime (period 1994–2011): ‘traditional’ drug trafficking cases (cocaine, heroin, and cannabis), but also other—less frequently prioritized—phenomena such as synthetic drugs (production and export), human smuggling, human trafficking, and fraud and money laundering. The paper discusses several important theoretical perspectives from the organized crime literature: the gendered markets hypothesis; the social embeddedness of (transnational) organized crime: and the idea of brokerage. Furthermore, empirical data are presented on how often women play a (prominent) role in different types of criminal activities and which roles they play. These findings are related to the ‘gendered markets’ hypothesis and alternative explanations. Further qualitative analysis is presented on the transnational aspects which can be discerned in the studied cases: transnational marriage and transnational relationships; language and mediation; and migration and legal status. Finally, the main conclusions are discussed as well as their theoretical and empirical relevance.