Biological protective factors of criminal offending: implications for risk assessment research and practice

Despite the recognition of the practical and theoretical contributions of protective factors in risk assessment practice, the field has granted significant attention to psychosocial protective factors to the apparent neglect of biological protective factors. This review found a wealth of evidence which strongly and convincingly indicates that biological factors such as high intelligent quotient, executive functioning, skin conductance, and resting heart rate offer protection against criminal and antisocial behaviors. More importantly, the literature is supportive of the view that both risk and protective factors co-occur in the same variables, thus questioning the practice of classifying a set of variables as strictly risk or protective. Specifically, the risk–protective effect is contingent upon individual’s rating as high or low on the factor in question. It is recommended that researchers, academicians, and practitioners strive in their efforts to canvass other salient factors beyond the psychosocial factors as these factors can significantly and positively impact the risk assessment field, both theoretically and practically.     

Desistance and dynamic risk factors belong together

ABSTRACT

Depending on definitions, dynamic risk factors and desistance are either highly intertwined or aligned with distinctly separate paradigms. This paper describes and critiques each concept, and then reviews research on how they may be linked, including some preliminary findings from a longitudinal study of the early phases of desistance in high-risk offenders. I argue that seeking to understand how reductions in dynamic risk work together with the development of the psychological components of desistance will shed the most light on how offenders move from persistence to the maintenance of desistance.     

Assessing dynamic risk and protective factors in the community: examining the validity of the Dynamic Risk Assessment for Offender Re-entry

Recently, there has been a growing interest in advancing the state of offender risk assessment: particularly through the development of risk instruments to assist with parole management and the incorporation of protective factors specific to re-entry. The current study's aim was to validate a measure of stable and acute dynamic risk factors and protective factors used by probation officers managing offenders in the community: the Dynamic Risk Assessment for Offender Re-Entry (DRAOR). Empirical examination of the structure of DRAOR scores soon after release from prison suggested four components, rather than the theoretically proposed three-subscale structure. Both the original three subscales and the four new subscales showed good convergent validity with other dynamic risk instruments, and reliably predicted new convictions; however, only the new stable component added significant incremental predictive power over existing static and dynamic risk instruments. These findings provide initial support for the validity of the DRAOR; suggestions for future research are discussed.     

Forensic occupational therapy to reduce risk of reoffending: a survey of practice in the United Kingdom

Forensic services are required to reduce an individual’s risk of reoffending. Despite being integral to forensic mental health services, the contribution of forensic occupational therapy to achieving this aim is unclear. This study describes current forensic occupational therapy practice to reduce reoffending risk in the United Kingdom. Responses to a cross-sectional survey consisting of multiple choice and free-text questions were analysed using frequency counts and percentages, and thematic analysis respectively. Of the 58 participants, 83% actively addressed reoffending risk. Participants informed practice with occupation-focused theories, models and assessment tools. Five themes described forensic occupational therapy to reduce reoffending risk: an occupational perspective of risk assessment and formulation; volitional realignment; increasing protective factors; community integration; and enhancing understanding of forensic occupational therapy. Forensic occupational therapists perceive their practice to contribute to reducing reoffending risk, but are yet to establish routine outcome measurement in this area. Implications for practice and future research are discussed.     

Understanding dynamic risk factors for violence

ABSTRACT

Recent years have seen a consensus emerge regarding the dynamic risk factors that are associated with future violence. These risk factors are now routinely assessed in structured violence risk assessment instruments. They provide a focus for treatment in structured group programmes. However, relatively little attention has been paid to risk-related theoretical issues, whether these dynamic risk factors are causally related or simply correlates of violent offending, or the extent to which they change as a consequence of treatment. More challenging is the lack of evidence to suggest that changes in these dynamic risk factors actually result in reductions in violent offending. In this paper we consider the meaning of the term dynamic risk, arguing that only those factors that, when changed, reduce the likelihood of violent recidivism, can be considered to be truly dynamic. We conclude that few of the violence risk factors commonly regarded as dynamic fulfil this requirement. There is a need to think more critically about assessment findings and treatment recommendations relating to dynamic risk, and conduct research that establishes, rather than assumes, that certain dynamic risk factors are directly related to violence. Some suggestions for advancing knowledge and practice are provided.     

Challenges for the theory and application of dynamic risk factors

ABSTRACT

The inclusion of dynamic factors in risk assessment measures used with forensic populations has largely been considered an improvement in both the accuracy and utility of these assessments in informing treatment and sentencing. However, there are important challenges associated with the current approach to the conceptualisation, identification, and use of dynamic factors in risk assessment. Whereas some of these challenges relate to applied settings (such as the use of measures with different offender populations), there are also deeper questions regarding the construct validity of dynamic risk measures and the methodological strategies used to identify them. More emphasis on theoretically driven research is needed, to identify causal and explanatory relationships between dynamic risk factors and recidivism. We hope that highlighting these challenges can help to build a consensus on a future research agenda for dynamic risk factors.     

Dynamic risk and sexual offending: the conundrum of assessment

ABSTRACT

The potential to reduce sexual victimisation, promote community safety, and decrease incarceration costs has resulted in considerable progress in terms of how we understand and predict sexual recidivism. And yet, the past decade has seen a degree of fragmentation emerge as research attention has shifted away from relative risk prediction (with its focus on static risk factors) to the identification of factors capable of reducing risk through intervention (i.e. dynamic risk). Although static and dynamic risk are often treated as orthogonal constructs [Beech, A. R., & Craig, L. A. (2012). The current status of static and dynamic factors in sexual offender risk assessment. Journal of Aggression, Conflict and Peace Research, 4(4), 169–185. doi:10.1108/17596591211270671], there are arguments to support a claim that the two are in fact functionally related [see Ward, T. (2015). Dynamic risk factors: Scientific kinds or predictive constructs. Psychology, Crime & Law (in 22(01–02), 2–16); Ward, T., & Beech, A. R. (2015). Dynamic risk factors: A theoretical dead-end? Psychology, Crime & Law, 21(2), 100–113. This discussion clearly affects how we assess dynamic risk. This review considered several commonly used methods of assessment and the evidence offered for their predictive accuracy. Of note were differences in the predictive accuracy of single psychometric measures versus composite scores of dynamic risk domains and the conventions used for establishing effect sizes for risk assessment tools.     

From dynamic risk factors to causal processes: a methodological framework

ABSTRACT

It is becoming increasingly apparent that dynamic risk factors are unable to function as explanations of offending because they are composite constructs, which contain a mixture of putative causes, states of affairs, and problematic cognitive, affective, behavioural and social states associated with crime. In this paper we draw from psychopathology research and theory on the conception and classification of mental disorders to develop the Dynamic Risk Research Framework (DRRF). In our opinion, the assumptions and methodological tool associated with this framework can better focus research into the causes of offending by making use of the information provided by dynamic risk factors. A conceptual framework such as the DRRF can arguably translate this valuable information into deep, coherent explanations, and ultimately, more streamlined and precise intervention strategies.     

Problems in the measurement of dynamic risk factors in sexual offenders

ABSTRACT

Having valid and reliable tools to measure ‘dynamic’ risk factors and minimising assessor bias is said to be critical in helping to make decisions regarding how individuals convicted of committing crime should be managed and treated, and how resources within the Justice System should be prioritised. This article outlines the problems and issues associated with the measurement of such putative dynamic risk factors (see Ward, 2015 Ward, T. (2015). Dynamic risk factors: Scientific kinds or predictive constructs. Psychology, Crime and Law, 22(01-02), 2–16. [Google Scholar] [Dynamic risk factors: Scientific kinds or predictive constructs. Psychology, Crime and Law.], 22(1–2), 2–16], this volume for a critique of current conceptions of these), and suggests ways of ensuring that measurement is conducted in the most appropriate way for the population being dealt with. Specifically, we would note that the evidence suggests that psychometric analysis, and structured professional judgment can be used to measure dynamic psychological problems using some tools within some samples. However, their use can be hindered by a number of conceptual factors including how the tests are designed and used, their reliability and validity, the context in which they are used, and the samples used. Finally, we would note that interviews are also an important part in the process of dynamic assessment.     

Dynamic risk factors: scientific kinds or predictive constructs

ABSTRACT

There are a number of theoretical problems evident in the concept of dynamic risk factors that arise from their (increasing) importation into the explanatory and treatment domains of forensic and correctional practice. More specifically: (a) the concept of dynamic risk factors has not been well defined; (b) relatedly, there is a lack of clarity whether dynamic risk factors refer to causal processes or are predictive constructs; and finally (c) because of the above problems no one is sure how best to integrate them into clinical assessment and treatment. I will examine each of these three conceptual problems in this paper and make some suggestions about how to utilise dynamic risk factors in explanations of offending.     

Static and Dynamic Patient Characteristics as Predictors of Criminal Recidivism: A Prospective Study in a Dutch Forensic Psychiatric Sample

If clinicians in forensic psychiatry want to reduce risk of reoffending in their patients, they require insight into dynamic risk factors, and evidence that these add predictive power to static risk indicators. Predictors need to be evaluated under clinically realistic circumstances. This study aimed to validate dynamic and static variables as predictors of reconviction in a naturalistic outcome study. Data on static and dynamic risk factors were collected for 151 patients discharged from Dutch forensic psychiatric hospitals. Community follow-up was prospective, with a 5.5 year minimum. A prediction model was developed using Cox regression analysis. The magnitude of the predictive power of this model was estimated using receiver operating characteristic (ROC) analysis. The final prediction model contained four static and no dynamic predictors. The model's ROC area under the curve was .79 (95% CI .69–.89). Clinical risk ratings were non-predictive. Post hoc analyses exploring the influence of subgroups of patients did not yield better models. It is concluded that a small set of static predictors yielded a good estimate of future reconvictions; inclusion of dynamic predictors did not add predictive power.     

Contributions of the dark triad to moral disengagement among incarcerated and community adults

Previous research has revealed a strong association between moral disengagement (MD) and criminal behaviour. However, few studies have attempted to examine the contribution of dark personalities to MD. This study aims to first analyse the differences between forensic and community samples in the use of MD strategies and then replicate the factorial structure of the Dark Triad Dirty Dozen scale in an incarcerated sample as a pre-condition to examine the relationship between dark triad (DT) traits (i.e. Machiavellianism, psychopathy and narcissism) and MD. The sample comprised 160 incarcerated and 160 community adults. Comparisons between these two groups demonstrate that the incarcerated sample scored higher in MD and DT than the community sample. Furthermore, different MD strategies were related to each of the DT traits in the forensic and community samples. The results of exploratory factor analysis for the incarcerated sample indicate adequate fit indices for a bifactorial model of the DT (a latent factor of the shared variance of these constructs named the global DT and three specific latent factors for each component of the DT). The SEM analysis for this bifactorial model and MD disclosed direct and significant relationships between the global DT and MD in the incarcerated adults, while the Machiavellianism factor was directly and significantly related to MD in the community adults. These results highlight the relevance of cognitive (i.e. MD) strategies in forensic contexts, especially in incarcerated adults who present high levels of this DT profile.     

Predictive accuracy of static risk factors for Canadian Indigenous offenders compared to non-Indigenous offenders: implications for risk assessment scales

ABSTRACT

The over-representation of Indigenous offenders in Canadian prisons highlights the importance of research on the generalizability of potential static risk factors for this group. The current investigation examined whether 87 static indicators currently assessed in Canadian federal prisons were differentially present and related to outcomes (revocations, general recidivism, and violent recidivism) for Indigenous (n?=?1500) and non-Indigenous (n?=?6684) male federal offenders. The follow-up was eight months for revocations and five years for any/violent recidivism. Indigenous offenders scored significantly higher risk than non-Indigenous offenders on the majority of the indicators (particularly criminal history indicators). Generally, most criminal history indicators and some offence severity indicators predicted revocations, general, and violent recidivism for Indigenous offenders; however, several of the indicators had significantly lower accuracy for Indigenous offenders (particularly criminal history indicators). Overall, Indigenous offenders are a higher risk population and several static risk indicators do not perform as well for this group as for non-Indigenous offenders. Nonetheless, there were numerous static indicators that did predict outcomes for Indigenous offenders. The current findings suggest that it is possible to meaningfully assess static risk for recidivism among Indigenous offenders.     

Exploring the criminal histories of stranger sexual killers

Although sexual homicide is receiving increasing research attention, few studies have examined the criminal histories of sexual killers in any detail. This study examined the criminal histories of 81 British stranger sexual killers to determine whether they were generalist, specialists or both and whether their criminal histories reflected violent, sexual, marginality and over control pathways. Results found most stranger sexual killers were generalist offenders and sexual homicide was part of a varied criminal repertoire and non-sexual crimes predominate. This ‘antisocial orientation’ means future offending may not be limited to sexual violence. Criminal histories reflected the violent, sexual, marginality and over control pathways, but offenders in the violent pathway were more criminally orientated. The clinical and investigative implications of these findings were considered as they suggest knowledge of the criminal histories of stranger sexual killers is an important consideration for criminal justice professionals.     

The Dynamic Prediction of Criminal Recidivism: A Three-wave Prospective Study

A three-wave, prospective panel design was used to assess the extent to which static and dynamic risk factors could predict criminal recidivism in a sample of 136 adult male offenders released from Canadian federal prisons. Static measures were assessed only once, prior to release while dynamic measures were assessed on three separate occasions: pre-release, 1 month, and 3 months post-release. Recidivism was coded during an average of 10.2-month follow-up period (SD = 19.2). A series of Cox regression survival analyses with time-dependent covariates and Receiver Operator Characteristic (ROC) analyses were conducted to assess predictive validity. Although the combined static and time-dependent dynamic model (AUC = .89, CI = .81–.93) significantly (p < .01) outperformed the pure static model (AUC = .81, CI = .73–.87) the confidence intervals did overlap to some extent. Implications for dynamic risk assessment and management are discussed.

Dynamic risk and violence in individuals with an intellectual disability: tool development and initial validation

Without a violence risk assessment designed for people with an intellectual disability (ID), assessors are reliant upon tools developed for mainstream offenders or develop their own tools. This study describes the early stages of development of the Current Risk of Violence (CuRV), an informant-reported measure of dynamic risk for aggression in adults with an ID. The pool of items was generated from a multitude of sources. Predictive accuracy for aggression was tested prospectively among 64 adults with an ID and history of aggression. The 34-item CuRV was found to be a brief, uncomplicated risk assessment. Initial findings revealed good predictive validity over a five-month period: area under the curve (AUC) range from .72, 95% CI [.59, .85] to .77, 95% CI [.66, .89]. These preliminary findings suggest that the CuRV may assist staff to perform assessments of risk in busy clinical settings. Future research effort is needed to fully explore the psychometric properties of the CuRV.     

Social psychological risk factors,delinquency and age of onset

Based on data from the 2014 Communities that Care Youth Survey (CCYS), the authors examine the association between risk factors of tenth graders and age of onset (never, 14 or older, 13 or younger) of three antisocial behaviors/delinquency (got arrested; carried a handgun to school; and attacked someone with the intent of seriously hurting them). Risk factors are under four domains: family, community, school, and peer. The age of onset and risk literature are discussed. The purpose of this research is to examine what risk factors are associated with age of onset. Individual risk factors under the peer domain had the strongest association with all three antisocial behaviors.     

Examining the Role of Static and Dynamic Risk Factors in the Prediction of Inpatient Violence: Variable- and Person-Focused Analyses

Although the construct of psychopathy is related to community violence and recidivism in various populations, empirical evidence suggests that its association with institutional aggression is weak at best. The current study examined, via both variable-level and group-level analyses, the relationship between standard violence risk instruments, which included a measure of psychopathy, and institutional violence. Additionally, the incremental validity of dynamic risk factors also was examined. The results suggest that PCL-R was only weakly related to institutional aggression and only then when the behavioral (Factor 2) aspects of the construct were examined. The clinical and risk management scales on the HCR-20, impulsivity, anger, and psychiatric symptoms all were useful in identifying patients at risk for exhibiting institutional aggression. These data suggest that factors other than psychopathy, including dynamic risk factors, may be most useful in identifying forensic patients at higher risk for exhibiting aggression.     

Review of the Literature on Risk and Protective Factors of Offending Among Native Americans

Abstract

The social and economic conditions faced by much of the Native American population, as well as the history and treatment of Native Americans in our society, create many risk factors for criminal offending. At the same time, however, the cultures, traditions, and spiritualities of Native American tribes likely provide unique protective factors against offending in light of these risks. While these issues, especially drug and alcohol abuse, have received considerable attention by a handful of scholars, the level of research on risk and protective factors of offending have not, although recent research and funding decisions are beginning to make this topic a priority. This paper provides a brief review of the literature on risk and protective factors among Native Americans, highlighting some of the major factors likely to receive the most research attention over the next several years.