Assessing zygomatic shape and size for estimating sex and ancestry in a South African sample

Unidentified, decomposed and skeletonised human remains are frequently found in South Africa, therefore, standardised, reliable and relevant sex and ancestry estimation methods are required for forensic identification. This study assessed sex and ancestral variation in zygomatic size and shape in a South African population using geometric morphometric analyses. The zygoma of 158 South African individuals were sampled. Eight zygomatic landmarks were captured in 3-dimensions using a Microscribe G2 digitiser and assessed using procrustean geometric morphometrics. Shape and size differences were analysed using multivariate linear regression, discriminant function and canonical variate analyses. Males had significantly larger zygomas than females. Significant shape variation was found between ancestral groups. Bantu-speaking and Mixed ancestry individuals had narrower, shorter and more anteriorly projecting orbital margins, whilst Europeans had vertically elongated and receded orbital margins. European ancestral groups were most discernible from Bantu-speakers and Mixed ancestral groups. Ancestry estimation accuracies improved when ancestry was aggregated with sex. Pairwise ancestry-linked comparisons in females were as follows; Bantu-speakers (76%) from Europeans (72%), Bantu-speakers (71%) from Mixed ancestry (59%) and European (72%) from Mixed ancestry (63%). Similarly, ancestry-linked comparisons in males were as follows; Bantu-speakers (77%) from Europeans (81%), Bantu-speakers (53%) from Mixed ancestry (59%) and European (72%) from Mixed ancestry (82%). Size differences are putatively linked to variations in hormone-regulated growth and muscular robusticity between males and females. Shape variations between ancestral groups are likely attributable to the heterogenous genetic and ancestral origins of the South African population. It is challenging to distinguish between South Africa Bantu speakers and Mixed ancestry people due to Mixed ancestry individuals having variable genetic contributions from Khoesan, Bantu-speakers, Europeans and Asians. Bantu-speaking and Mixed ancestry people had zygomatic morphologies consistent with historical thermoregulatory adaptations to sub-Saharan climates, reported in African-descendants. Zygomatic morphology in European descendants suggests ancestral origins from colder climatic regions. This study demonstrated the utility of the zygoma in distinguishing between ancestral groups in South Africa, but further research is required to develop population-specific standards to distinguish between South African populations with shared African ancestry. The zygoma shows a promising ability to estimate sex and ancestry in South Africans, suggesting population specific standards for this bone may be of forensic interest.     

Metric determination of sex from the humerus in a Guatemalan forensic sample

The absence of population-specific standards for sex, age and stature estimation for rural Guatemala is problematic for the forensic analysis of skeletal remains recovered from clandestine graves attributed to the recent armed conflict in that country. In order to increase the reliability of the forensic analyses being undertaken in Guatemala, standards for metric determination of sex were developed. Data was collected on several bones; the results for the humerus are presented here. A sample of 118 complete humeri (68 male and 50 female) was studied; maximum length, maximum diameter of the head, circumference at midshaft, maximum diameter at midshaft, minimum diameter at midshaft and epicondylar breadth were measured and subjected to discriminant function analysis. The classification accuracies for the univariate functions range from 76.8% for the maximum diameter at midshaft to 95.5% for the maximum diameter of the head. The classification accuracy for the stepwise procedure was 98.2%.     

Morphometric Analysis of the Neurocranium in an Adult South African Cadaveric Sample,

Craniometric studies of South Africans yield high accuracies of sex and ancestry classification, but most assess only inter‐group variation of Black and White individuals, excluding the highly heterogeneous Colored group, which constitute a significant proportion of the population. This study applied a geometric morphometric approach to the neurocrania of 774 Black, Colored, and White individuals to assess sex and ancestry estimation accuracy based on the detected morphological variation. Accuracies of 70% and 83% were achieved for sex and ancestry, respectively, with ancestry‐related variation contributing the largest proportion of overall observed variation. Even when comparing the closely related Black and Colored groups, relatively high accuracies were obtained. It is thus recommended that a similar approach be used to develop a contemporary three‐dimensional database, which can be used to objectively, reliably, and accurately classify unknown remains in the South African forensic context.     

An evaluation of non-metric cranial traits used to estimate ancestry in a South African sample

Establishing ancestry from a skeleton for forensic purposes has been shown to be difficult. The purpose of this paper is to address the application of thirteen non-metric traits to estimate ancestry in three South African groups, namely White, Black and "Coloured". In doing so, the frequency distribution of thirteen non-metric traits among South Africans are presented; the relationship of these non-metric traits with ancestry, sex, age at death are evaluated; and Kappa statistics are utilized to assess the inter and intra-rater reliability. Crania of 520 known individuals were obtained from four skeletal samples in South Africa: the Pretoria Bone Collection, the Raymond A. Dart Collection, the Kirsten Collection and the Student Bone Collection from the University of the Free State. Average age at death was 51, with an age range between 18 and 90. Thirteen commonly used non-metric traits from the face and jaw were scored; definition and illustrations were taken from Hefner, Bass and Hauser and De Stephano. Frequency distributions, ordinal regression and Cohen's Kappa statistics were performed as a means to assess population variation and repeatability. Frequency distributions were highly variable among South Africans. Twelve of the 13 variables had a statistically significant relationship with ancestry. Sex significantly affected only one variable, inter-orbital breadth, and age at death affected two (anterior nasal spine and alveolar prognathism). The interaction of ancestry and sex independently affected three variables (nasal bone contour, nasal breadth, and interorbital breadth). Seven traits had moderate to excellent repeatability, while poor scoring consistency was noted for six variables. Difficulties in repeating several of the trait scores may require either a need for refinement of the definitions, or these character states may not adequately describe the observable morphology in the population. The application of the traditional experience-based approach for estimating ancestry in forensic case work is problematic.     

Application of Fordisc 3.0 to Explore Differences Among Crania of North American and South African Blacks and Whites,

Using discriminant function analysis, classification accuracies for ancestry and sex in white and black South Africans were compared using North American (FDB), African groups in Howells (HDB), and South African (SADB) databases in FORDISC 3.0. (FD3). Twenty‐four standard linear measures were collected from a total of 86 black and 101 white crania obtained from the Pretoria Bone Collection. White and black South Africans classified 73% correctly in FDB, 55% correctly in HDB, and 71% correctly in SADB. The percentage of atypical cases was higher with FDB than SADB. In all three databases, misclassification occurred more with sex than ancestry revealing differences in sexual dimorphism between population groups. Broad ancestral differences may explain low misclassification rates for ancestry. FD3, with a modern South African reference sample, can assist South African anthropologists to standardize methodology and to justify procedures for estimating ancestry.     

Using tibia fragments from South Africans of European descent to estimate maximum tibia length and stature

Intact long limb bones have been used in the derivation of regression equations for stature assessment in different population groups. Since intact long bones are not always present for analyses in forensic cases, it has become necessary to derive regression equations for the estimation of stature from the fragments of these bones which are obtained in forensic and archaeological cases. Regression equations have been derived for stature estimation from fragments of the tibia. Since these equations are population specific, it was the aim of this study to derive similar equations for estimation of stature and maximum tibia length from measurements of different fragments of tibia of South Africans of European descent. Analyses were based on a sample of 50 male and 50 female complete skeletons of adult South Africans of European descent. Total skeletal height for the individual skeletons was measured using the Fully's (anatomical) method. Six variables were measured on the tibia which included the medial tibial condyle lengths and breadths, lateral tibial condyle lengths and breadths, proximal breadth and distal breadth. Univariate and multivariate regression equations were formulated for estimation of total skeletal height (and subsequent estimation of living stature) and maximum tibial length from measurements of the tibia. The standard errors of estimate for the equations were higher than those obtained for intact long bones which when present in forensic cases should be used for stature estimation. In the absence of intact long bones, the equations derived from the present study can provide a reliable estimate of skeletal height and living stature.     

Discriminant function sexing of fragmentary femur of South African blacks

When fragmentary and incomplete bones are all that are available to the forensic anthropologist for use in sex determination, non-metric and metric sex discriminating parameters that have been derived from complete bones may be of little use. In such circumstances, sex discriminating metric methods that are of specific application to fragmentary bones will be more useful. Since such studies have not been systematically carried out in bones of South African blacks, the aim of this study was to begin to provide such data. Two hundred and twenty left femurs of black South Africans were obtained from the Raymond A. Dart Collection of African Skeleton, School of Anatomical Sciences, University of the Witwatersrand, South Africa. Five variables from the upper end of the femur and three variables from the lower end of the femur were measured and subjected to univariate and multivariate discriminant function analyses. The vertical head diameter and the medial condylar length were most successful in sex identification from the upper and lower ends of the femur respectively. The combined variables were more useful than the use of variables individually. Discriminant function score equations were derived for individual and combined variables from the upper and lower ends of the femur of the South African blacks.     

Quantification of the subpubic angle in South Africans

Due to the high crime rate in South Africa, forensic anthropologists are increasingly approached to aid in the identification of skeletonized remains, with sex and population affinity assignment being some of the most critical tasks they face. For over a century, the pelvis has been known to be one of the most sexually dimorphic bones of the human body and the subpubic angle is one of the most accurate, albeit scarcely quantified, features thereof. Hence, the aim of this study was to quantify the size of the subpubic angle and compare it between male and female South Africans of African (black) and European (white) descent. One hundred and forty five (145) pelves were selected, consisting of 68 white (43 male and 25 female) and 77 black South Africans (44 male and 33 female), from the Raymond A. Dart Collection of Human Skeletons housed at the University of the Witwatersrand, Johannesburg, South Africa. Each of the pelves were articulated and placed into a custom built stand for photographing. Measures of the subpubic angle from these digital images were subjected to numerous statistical analyses. Results indicated that significant differences exist between the sexes, as well as between the two population groups. For black individuals it was found that males generally possessed a subpubic angle of 74.9° or less, with larger values being indicative of the female sex. For white individuals, subpubic angles of 81.4° and less indicated males whilst larger values indicated females, with an average accuracy of 86% for both population groups. These results illustrate the advantages of using the subpubic angle to assist in the estimation of sex and population affinity and also reinforce the need for population specific parameters to be applied.     

Metrical and non-metrical assessment of population affinity from the calcaneus

To date, there are no metric standards for differentiating between population groups from measurements of the calcaneus in South Africa. Previously, some of the measurements of the calcaneus have been used for sex determination in Americans, Europeans, Italians and South Africans. However, the variations in the number of articular facet present on the superior surface of the calcaneus have been observed in different population groups. This study aims at investigating the potentials of measurements of the calcaneus in diagnosing population affinity and observes population variations of the number of articular facet present on its superior surface in indigenous South Africans and those of European descent. Nine measurements were taken from 180 non-pathological left calcanei in a sample of known sex and population affinity obtained from the Raymond A. Dart Collection of Human Skeletons. Three articular facet types were observed. A significantly higher incidence of type A was observed in South Africans of European descent (SAED) population group while type B predominated in the indigenous South African (ISA) population group. Type C even though rare was found only in ISA group. The metrical data were subjected to discriminant function analyses. The average accuracy in correct classification (81-89%) obtained for the discriminant function equations derived in this study may assist in the determination of population affinity when the calcaneus is present for analysis in forensic cases.     

Nasal aperture shape evaluation between black and white South Africans

The purpose of this study was to combine morphoscopic and metric analyses to assess variation in nasal aperture size and shape of black and white South Africans. Thirteen landmarks were digitized from the bony nasal region of 152 crania using an electromechanic instrument for geometric morphometric (general procrustes analysis) and craniometric analyses. Elliptical Fourier analysis was used to assess shape of the nasal aperture via outlines applied through photographs. Both principal component and discriminant function analyses were applied to these statistical methods. Black South Africans were classified 95-96% correctly and white South Africans were classified 91-94% correctly. In a four-way analysis of sex and ancestry, classification accuracy ranged from 56 to 70%. Most misclassifications were between the sexes within each group which suggests an absence of sexual dimorphism. This study found that there is quantifiable variation in shape of the nasal aperture between black and white South African groups using all three statistical methods. In forensic application, standard craniometrics can be used to accurately classify an unknown person.     

Sex assessment from the carpals bones: discriminant function analysis in a 20th century Spanish sample

Sex assessment is one of the first essential steps in human identification, in both medico-legal cases and bio-archaeological contexts. Fragmentary human remains compromised by different types of inhumation or physical insults may frustrate the use of the traditional sex estimation methods, such as the analysis of the skull and pelvis. Currently, the application of discriminant functions to sex unidentified skeletal remains is steadily increasing. However, several studies have demonstrated that, due to variation in size and patterns of sexual dimorphism, discriminant function equations are population-specific [1,2,5,12,61]. In this study, in order to improve sex assessment from skeletal remains and to establish population-specific discriminant functions, the diagnostic values of the carpal bones were considered. A sample of 100 individuals (50 males and 50 females) of known sex and age was analyzed. They belong to a 20th century identified collection from the Municipal Cemetery of "San José", Granada (Spain) and housed in the Laboratory of Anthropology, Faculty of Medicine, University of Granada (Spain). The age of the individuals ranged between 22 and 85 years. Between four and nine measurements of each carpal bone were performed [41,59]. Discriminant function statistics showed a sex assessment accuracy as high as 97.8%. The results suggest that carpal bones can be used for assessing sex in both forensic and bio-archaeological identification procedures.     

Discriminant function analysis for sex assessment in pelvic girdle bones: sample from the contemporary Mexican population

Sex assessment of skeletal remains plays an important role in forensic anthropology. The pelvic bones are the most studied part of the postcranial skeleton for the assessment of sex. It is evident that a population-specific approach improves rates of accuracy within the group. The present study proposes a discriminant function method for the sex assessment of skeletal remains from a contemporary Mexican population. A total of 146 adult human pelvic bones (61 females and 85 males) from the skeletal series pertaining to the National Autonomous University of Mexico were evaluated. Twenty-four direct metrical parameters of coxal and sacral bones were measured and subsequently, sides and sex differences were evaluated, applying a stepwise discriminant function analysis. Coxal and sacra functions achieved accuracies of 99% and 87%, respectively. These analyses follow a population-specific approach; nevertheless, we consider that our results are applicable to any other Hispanic samples for purposes of forensic human identification.     

Sex assessment from carpals bones: discriminant function analysis in a contemporary Mexican sample

Sex assessment is one of the first essential steps in human identification, in both medico-legal cases and bio-archaeological contexts. Fragmentary human remains compromised by different types of burial or physical insults may frustrate the use of the traditional sex estimation methods, such as the analysis of the skull and pelvis. Currently, the application of discriminant functions to sex unidentified skeletal remains is steadily increasing. However, several studies have demonstrated that, due to variation in size and patterns of sexual dimorphism, discriminant functions are population-specific. In this study, in order to improve sex assessment from skeletal remains and to establish population-specific discriminant functions, the diagnostic values of the carpal bones were considered. A sample of 136 individuals (78 males, 58 females) of known sex and age was analyzed. They belong to a contemporary identified collection from the Laboratory of Physical Anthropology, Faculty of Medicine, UNAM (Universidad Nacional Autónoma de México, Mexico City). The age of the individuals ranged between 25 and 85 years. Between four and nine measurements of each carpal bone were taken. Independent t-tests confirm that all carpals are sexually dimorphic. Univariate measurements produce accuracy levels that range from 61.8% to 90.8%. Classification accuracies ranged between 81.3% and 92.3% in the multivariate stepwise discriminant analysis. In addition, intra- and inter-observer error tests were performed. These indicated that replication of measurements was satisfactory for the same observer over time and between observers. These results suggest that carpal bones can be used for assessing sex in both forensic and bio-archaeological identification procedures and that bone dimensions are population specific.     

Discriminant function sexing of the mandible of indigenous South Africans

South Africa currently has a high homicide rate. This results in a large number of unidentified bodies being recovered each year, many of which are referred to the forensic examiner. This situation has resulted in considerable growth of forensic anthropological research devoted to devising standards for specific application in South African medico-legal investigations. The standards suitable for Black South Africans now encompass a wide variety of skeletal elements (e.g. cranium, humerus, pelvis, femur, patella, talus, calcaneus), each with differing degrees of accuracy. Apart from a preliminary investigation of the Zulu local population, however, we note that there appears to be no established metric mandible discriminant function standards for sex determination in this population. The purpose of the present study is to undertake a comprehensive analysis of sexual dimorphism in the mandible of Black South Africans, incorporating individuals from a selection of the larger local population groupings; the primary aim is to produce a series of metrical standards for the determination of sex. The sample analyzed comprises 225 non-pathological mandibles of Black South African individuals drawn from the R.A. Dart Collection. Nine linear measurements, obtained from mathematically transformed three-dimensional landmark data, are analyzed using basic univariate statistics and discriminant function analyses. All of the measurements examined are found to be sexually dimorphic; the dimensions of the ramus and corpus lengths are most dimorphic. The sex classification accuracy of the discriminant functions ranged from 70.7 to 77.3% for the univariate method, 81.8% for the stepwise method, and 63.6 to 84% for the direct method. We conclude that the mandible is a very useful element for sex determination in this population.     

Metric variation in the human occipital bone: forensic anthropological applications

Sex and race variation of the occipital bone have been previously investigated, but particular examination of the effect of age and ancestry on sexual dimorphism has not been addressed. This paper examines morphological variation associated with sex and ancestry in the condylar region of the occipital bone and the effect of age and ancestry on the estimation of sex. Models previously published by Holland are also tested, and methodological problems are addressed. The results indicate that age does not have an effect on sexual dimorphism, but that whites exhibit greater, although not significantly, more sexual dimorphism than blacks. Significant sex and ancestry variation is present in the condylar region of the occipital bone, but neither sex nor ancestry could be estimated accurately using measurements of this anatomical region defined by Holland.     

Sex determination from the head of the femur of South African whites and blacks

The current practice whereby criminals dismember the remains of their victims in an attempt to make their identification difficult requires that simple methods of sex determination from fragmented skeletal remains are available to forensic anthropologists and skeletal biologists. The head of the femur is an example of such bone fragments. Identification and demarking points have been derived from the diameters of the head of the femur and used to determine the sex of individuals. It has been shown, however, that the numerical values of these parameters that permit sex identification vary between races. The objectives of the present study were therefore to establish the standard numerical values of the identification and demarking points for sex determination in South African whites and blacks and to see if these standards are different in the two races. A total of 520 femurs of white (160 males and 100 females) and black (160 males and 100 females) South Africans were obtained from the Raymond Dart Skeletal Collection in the Department of Anatomical Sciences of the University of the Witwatersrand, Johannesburg, South Africa. The vertical and transverse diameters of the heads of the femurs were measured by means of a stainless steel vernier caliper. Identification and demarking points were derived from the values of these diameters. The head diameter identification point and demarking point were found to be sexually dimorphic in both white and black South Africans. The mean head diameter of the male femur was significantly greater than the mean head diameter of the female femur in both population groups (significant at P<0.001). These values were correspondingly greater in the white than the black population. The numerical values of the male identification and demarking points were higher than the corresponding female values in the two population. In both sexes, these values were greater in the whites than the blacks South Africans. It is concluded that the diameters of the head of the femur and the identification and demarking points that are derived from them are sexually dimorphic in South African white and black populations. However, the numerical values of these sex-determining bone parameters defer between the two population groups. Therefore, it is necessary to determine race-specific standards of these parameters.     

Skeletal height reconstruction from measurements of the skull in indigenous South Africans

Stature reconstruction is important as it provides a forensic anthropological estimate of the height of a person in the living state; playing a vital role in the identification of individuals from their skeletal remains. Regression formulae for stature estimation have been generated for indigenous South Africans based on measurements of long bones of upper and lower extremities and the calcaneus. Since these bones are not always available for forensic analysis, it became necessary to use other bones such as the skull for stature estimation. The aim of the present study was to investigate the usefulness of certain measurements of the skull of indigenous South Africans in the estimation of adult stature. Ninety-nine complete skeletons obtained from the Raymond A. Dart Collection, School of Anatomical Sciences of the University of the Witwatersrand, were used. Total skeletal height (TSH) was calculated for each skeleton using the Fully's (anatomical) method. Furthermore, six variables were measured on each skull. TSH was regressed onto these cranial measurements in order to obtain regression formulae. The correlation coefficients obtained ranged between 0.40 and 0.54. The range of the standard errors of estimate from the current study (4.37 and 6.24) is high in comparison to that obtained for stature estimation based on intact long bones and the calcaneus. Therefore, the equations presented in this study should be used with caution in forensic cases when only the skull is available for human identification.     

Nonmetric sex determination from the distal and posterior humerus in black and white South Africans

The successful identification of human skeletal remains relies on proven diagnostic techniques for sex determination. This research utilized 608 individuals from South Africa (420 men, 188 women) to conduct a blind nonmetric determination of sex from three features of the distal humerus: olecranon fossa shape, angle of the medial epicondyle, and trochlear extension. A scoring system between males and females was implemented, and the aggregate score of the three features determined the estimated sex of the skeletal element in question. With all features combined, black and white South Africans were categorized successfully as either male or female 75.5% (77% accuracy rate for females, 74% accuracy rate for males). This classification rate is lower than what was found in previous studies, but suggests that characteristics of the distal humerus are still quite valuable when estimating skeletal sex. More research is needed to assess reasons for the differential expression of these traits in different populations and to determine whether the method is nonpopulation specific.     

Postcranial Sex Estimation Criteria for Mexican Hispanics

Population-specific reference data are necessary for sex estimation in forensic anthropological practice. Currently, there are no population-specific data for Hispanics equivalent to data available for American Blacks and Whites. Individuals of Mexican origin represent the largest group of Hispanics in the United States (Spradley and Jantz. 2011. J Forensic Sci;56:289). This paper presents new population-specific sex estimation criteria for postcranial measurements for Mexican Hispanics. Metric data come from positively identified border-crossing fatalities at the Pima County Office of the Medical Examiner and documented cemetery collections curated at Universidad Nacional Autónoma de México and Universidad Autónoma de Yucatán. Stepwise variable selection procedures and discriminant function analyses were utilized to generate classification functions for postcrania. Sectioning points were also created for select measurements. Both the cross-validated classification rates and sectioning points achieved accuracy rates as high as 95% and 92%, respectively. These new criteria will improve sex estimation for US Mexico border crossers and Hispanics in the US.     

Sexual Dimorphism of the Humerus in Contemporary Cretans—A Population‐Specific Study and a Review of the Literature*

Abstract: Sex determination is the first essential step for positive identification when a decomposed body is recovered. Taking into consideration the population aspect of sexual dimorphism of the skeleton, the present study aimed to create a sex identification technique using osteometric standards, derived from a contemporary Cretan population. A total of 168 left humeri were measured according to standard osteometric techniques. The differences between the means in males and females were significant (p < 0.0005). About 92.3% of cases were correctly classified when all measurements were applied jointly. Stepwise procedure produced an accuracy rate of 92.9%. The most effective single dimension was vertical head diameter (89.9%). The current study provides standards for a population that has not been represented so far in the existing databases. It demonstrates that the humerus is an effective bone for the estimation of sex because even in a fragmentary state it can give high classification accuracy.