Performance Evaluation of a Registered Ballistic Database Using the Evofinder® System

Firearms for police in China are registered along with their fired bullets and cartridge cases. A Registered Ballistic Database (RBD) of 1000 Norinco QSZ‐92 pistols with registered ammunition was established and was evaluated through the Evofinder® system. In this research, 1000 bullets and 1000 cartridge cases were randomly selected and correlated against an RBD of 2996 bullets and 2999 cartridge cases. Examiners found that successful identifications all ranked 1st, supported with land (100%), groove (97%) engraved areas, and primary marks (85.6%) for bullets, and firing pin impressions (99.8%), and breech face marks (99.9%) for cartridge cases. Two known matches (KM) for the same pistol rank in the top two (100%). The distribution of similarity scores varies from marks; however, the Evofinder® system could still effectively distinguish known matches from known nonmatches (KNM) for either bullets or cartridge cases. This study demonstrates the efficiency of the RBD.     

Accuracy of comparison decisions by forensic firearms examiners

This black box study assessed the performance of forensic firearms examiners in the United States. It involved three different types of firearms and 173 volunteers who performed a total of 8640 comparisons of both bullets and cartridge cases. The overall false-positive error rate was estimated as 0.656% and 0.933% for bullets and cartridge cases, respectively, while the rate of false negatives was estimated as 2.87% and 1.87% for bullets and cartridge cases, respectively. The majority of errors were made by a limited number of examiners. Because chi-square tests of independence strongly suggest that error probabilities are not the same for each examiner, these are maximum-likelihood estimates based on the beta-binomial probability model and do not depend on an assumption of equal examiner-specific error rates. Corresponding 95% confidence intervals are (0.305%, 1.42%) and (0.548%, 1.57%) for false positives for bullets and cartridge cases, respectively, and (1.89%, 4.26%) and (1.16%, 2.99%) for false negatives for bullets and cartridge cases, respectively. The results of this study are consistent with prior studies, despite its comprehensive design and challenging specimens.     

Repeatability and reproducibility of comparison decisions by firearms examiners

In a comprehensive study to assess various aspects of the performance of qualified forensic firearms examiners, volunteer examiners compared both bullets and cartridge cases fired from three different types of firearms. They rendered opinions on each comparison according to the Association of Firearm & Tool Mark Examiners (AFTE) Range of Conclusions, as Identification, Inconclusive (A, B, or C), Elimination, or Unsuitable. In this part of the study, comparison sets used previously to characterize the overall accuracy of examiners were blindly resubmitted to examiners to assess the repeatability (105 examiners; 5700 comparisons of bullets and cartridge cases) and reproducibility (191 examiners of bullets, 193 of cartridge cases; 5790 comparisons) of firearms examinations. Data gathered using the prevailing AFTE Range were also recategorized into two hypothetical scoring systems. Consistently positive differences between observed agreement and expected agreement indicate that the repeatability and reproducibility of examiners exceed chance agreement. When averaged over bullets and cartridge cases, the repeatability of comparison decisions (involving all five levels of the AFTE Range) was 78.3% for known matches and 64.5% for known nonmatches. Similarly averaged reproducibility was 67.3%% for known matches and 36.5% for known nonmatches. For both repeatability and reproducibility, many of the observed disagreements were between a definitive and inconclusive category. Examiner decisions are reliable and trustworthy in the sense that identifications are unlikely when examiners are comparing non-matching items, and eliminations are unlikely when they are comparing matching items.     

Ricochet Behavior on Glass—Critical Ricochet Angles,Ricochet Angles,and Deflection Angles

For shooting scene reconstruction purposes, knowledge about the ricochet behavior of bullets provides valuable information. In this study, the critical ricochet angles of four cartridge types were established on plain float glass. The estimates of the critical ricochet angles varied between cartridge types and were 21.0° for .32 Auto FMJ bullets, 15.8° for 9 mm Luger FMJ bullets, 17.6° for .45 Auto FMJ bullets, and 21.3° for 9 mm Luger, Action NP bullets. The corresponding ricochet and deflection angles per incidence angle varied depending on the state of the ricocheted bullets. The mean ricochet angles are always lower than the corresponding angles of incidence, and the mean ricochet angles for the FMJ bullets with undamaged jackets are lower than those of bullets where the jacket is either damaged or the bullet partially ricocheted and partially perforated. Mean ricochet angles are lower for undamaged FMJ bullets than for undamaged Action NP bullets.     

The National Ballistics Imaging Comparison (NBIC) project

In response to the guidelines issued by the American Society of Crime Laboratory Directors/Laboratory Accreditation Board (ASCLD/LAB-International) to establish traceability and quality assurance in U.S. crime laboratories, a NIST/ATF joint project entitled National Ballistics Imaging Comparison (NBIC) was initialized in 2008. The NBIC project aims to establish a National Traceability and Quality System for ballistics identifications in crime laboratories within the National Integrated Ballistics Information Network (NIBIN) of the U.S. NIST Standard Reference Material (SRM) 2460 bullets and 2461 cartridge cases are used as reference standards. 19 ballistics examiners from 13 U.S. crime laboratories participated in this project. They each performed 24 periodic image acquisitions and correlations of the SRM bullets and cartridge cases over the course of a year, but one examiner only participated in Phase 1 tests of SRM cartridge case. The correlation scores were collected by NIST for statistical analyses, from which control charts and control limits were developed for the proposed Quality System and for promoting future assessments and accreditations for firearm evidence in U.S. forensic laboratories in accordance with the ISO 17025 Standard.     

79式微型冲锋枪子弹射击顺序的研究

目的研究79式微型冲锋枪发射子弹的排序。方法对已知顺序实弹射击取样,扩大观察弹头、弹壳上发射过程中形成的痕迹,通过统计、归纳,从中发现与排序有关的痕迹特征。结果壳体肩部圆点痕,弹底边缘压擦痕、拉壳钩痕与发射顺序有关。结论壳体肩部圆点痕、弹底边缘压擦痕等痕迹的有无、位置及轻重程度,对判断79式微型冲锋枪弹壳发射顺序有较可靠的参考价值。     

Application of lead isotope analysis in shooting incident investigations

A study was conducted to examine the potential of the considerable variability of the lead isotope compositions in bullets (projectiles) and primers in shooting incident investigations. Multiple-collector inductively coupled plasma mass spectrometry (MC-ICP/MS) was used to analyze lead isotopic compositions in projectiles, cartridge cases, firearms discharge residues (FDR) in barrels of firearms and in the gunshot entries. .22 caliber plain lead and plated ammunition and 9 mm Luger full metal jacket (FMJ) ammunition were employed in shooting experiments using semiautomatic pistols. Cotton cloth served as the target material and two firing distances were tested; 1 cm (near contact) and 2 m distances. It was observed that various mechanical or chemical means of cleaning do not completely remove lead deposits ("lead memory") from barrels of firearms. Nonetheless, it was shown that analysis of lead isotopic composition may provide valuable evidence in investigating specific scenarios of shooting incidents. For instance in a shoot-out where several firearms and ammunition brands are involved, it may be feasible to point out which ammunition and/or firearm caused a particular gunshot entry if the ammunition brands involved (bullets and primers) differ considerably in their lead isotopic composition.     

A survey of image processing techniques and statistics for ballistic specimens in forensic science

This paper provides a review of recent investigations on the image processing techniques used to match spent bullets and cartridge cases. It is also, to a lesser extent, a review of the statistical methods that are used to judge the uniqueness of fired bullets and spent cartridge cases. We review 2D and 3D imaging techniques as well as many of the algorithms used to match these images. We also provide a discussion of the strengths and weaknesses of these methods for both image matching and statistical uniqueness. The goal of this paper is to be a reference for investigators and scientists working in this field.     

Visualisation by confocal microscopy of traces on bullets and cartridge cases

The capabilities of confocal scanning laser microscopy for the visualisation of marks on bullets and cartridge cases were investigated. Confocal microscopy provides solutions to important limitations of conventional comparison microscopy with grazing light incidence, as generally used for the examination of these marks. It is expected that confocal microscopy, thanks to its broad applicability within the field of firearms investigation and its capability of non-destructively gathering quantitative three-dimensional information, will lead to a more complete and objective forensic examination of bullets and cartridge cases.     

The Use of Near‐Infrared Photography to Image Fired Bullets and Cartridge Cases

An imaging technique that is capable of reducing glare, reflection, and shadows can greatly assist the process of toolmarks comparison. In this work, a camera with near‐infrared (near‐IR) photographic capabilities was fitted with an IR filter, mounted to a stereomicroscope, and used to capture images of toolmarks on fired bullets and cartridge cases. Fluorescent, white light‐emitting diode (LED), and halogen light sources were compared for use with the camera. Test‐fired bullets and cartridge cases from different makes and models of firearms were photographed under either near‐IR or visible light. With visual comparisons, near‐IR images and visible light images were comparable. The use of near‐IR photography did not reveal more details and could not effectively eliminate reflections and glare associated with visible light photography. Near‐IR photography showed little advantages in manual examination of fired evidence when it was compared with visible light (regular) photography.     

An empirical study on the close-range post-ricochet orientation of AK bullets (7.62 mm × 39 mm)

Most of the injuries and deaths from ricocheting bullets in shooting incidents are usually reported due to misaimed shots that had ricocheted close to the victims. Although the destabilisation of ricocheted bullets during their ricochet flights is a generally known phenomenon, no significant quantitative-based scientific studies have attempted to understand bullets’ post-ricochet orientations at close distances. This empirical study explores close-range post-ricochet orientations of AK bullets (7.62 mm × 39 mm) on a range of domestic surface types typically encountered during bullet ricochet incidents. This study has revealed that ricocheting AK bullets off of various wood types and tile samples produce side-on impacts into closely located targets following a rightwards yaw action. It has also been shown that AK bullets ricocheting off concrete and cement samples at 5-degree incident angles produced nose-forward impacts on paper witness screens, similar to an orthogonal impact of a direct-fired shot. The findings present important new information on the post-ricochet yawing behaviour of AK bullets, which has the potential to aid future shooting reconstructions in which victims are hit by closely ricocheted bullets.     

Restoration tactics for seriously corroded Cu and Cu-alloy firearms evidence

A cleaning procedure for seriously weathered or corroded bullets and cartridge casings was developed and implemented for evidence specimens from a multiple homicide. The restoration protocol entailed successive treatments with increasingly aggressive chemical solvents and cleaning solutions while monitoring the progress of the method by optical microscopy. Treatment of worst-case, Cu-alloy jacketed bullets and casings resulted in reconditioned specimens that subsequently underwent successful firearms examinations.     

Fatal Wounds Sustained from “Falling Bullets”: Maintaining a High Index of Suspicion in a Forensic Setting

Celebratory gunfire injuries from “falling bullets” occur when guns are fired into the air during celebrations without realizing that this can cause serious injuries or even fatalities. Fatal celebratory gunfire injury is an uncommonly reported event in the continental United States. Our electronic database was queried for homicides occurring within days of July 4th and December 31st over a 14‐year period. We describe two cases of fatal gunfire injury due to celebratory gunfire occurring during New Year's Eve in Southern Florida. The relevant literature is reviewed. These case reports illustrate that fatal gunfire injuries sustained from “falling bullets” may pose as an unexpected mimic to sudden natural deaths especially in patients with prior medical history. A high index of suspicion to recognize such injury is required particularly during holidays.     

Mechanism and morphological characteristics of injuries made by elastic bullets of traumatic action

Mechanism and morphology of the injuries inflicted by shots with elastic bullets of traumatic action for self-defense are characterized. Experimental data are provided on the damage caused by elastic 9-mm bullets of traumatic cartridges from the pistols IZH-79-9T (Makarych), Walther P22T and revolvers NA-GAN p-1, RTD-1 PS (Viking).     

Statistical Approaches to Type Determination of the Ejector Marks on Cartridge Cases

While type determination on bullets has been performed for over a century, type determination on cartridge cases is often overlooked. Presented here is an example of type determination of ejector marks on cartridge cases from Glock and Smith & Wesson Sigma series pistols using Naïve Bayes and Random Forest classification methods. The shapes of ejector marks were captured from images of test‐fired cartridge cases and subjected to multivariate analysis. Naïve Bayes and Random Forest methods were used to assign the ejector shapes to the correct class of firearm with success rates as high as 98%. This method is easily implemented with equipment already available in crime laboratories and can serve as an investigative lead in the form of a list of firearms that could have fired the evidence. Paired with the FBI's General Rifling Characteristics (GRC) database, this could be an invaluable resource for firearm evidence at crime scenes.     

Inconsistency in 9 mm bullets measured with non-destructive X-ray computed tomography

Fundamental to any ballistic armour standard is the reference projectile that is to be defeated. Typically, for certification, consistency of bullets is assumed. Therefore, practical variations in bullet jacket dimensions can have far reaching consequences. Traditionally, internal dimensions could only be analysed by cutting bullets which rules out any subsequent ballistic assessment. Therefore, the use of a non-destructive X-ray computed tomography (CT) method is explored in this paper. A set of 10 bullets (9 mm DM11) was taken for analysing both intra and inter bullet jacket thickness variation. CT measurements of jacket thickness were validated with high resolution scanning electron microscope (SEM) images. An image based analysis methodology has been developed to extract the jacket thickness map and the centre of gravity. Thickness variations of the order of 200 μm were found commonly across all the bullets along the length and an angular variation of up to 100 μm was found in a few bullets. Jacket thickness and centre of gravity were also calculated for the same bullets after impact and the variations between the pre- and post-impacted bullets were compared, by establishing a common physical reference. The results show that the proposed CT scanning approach and subsequent image analysis method can bring out the statistical variations in bullet geometry pre- and post impact effectively.     

Using Spatial,Temporal and Evidence‐status Data to Improve Ballistic Imaging Performance

Firearms identification imaging systems help solve crimes by comparing newly acquired images of cartridge casings or bullets to a database of images obtained from past crime scenes. We formulate an optimization problem that bases its matching decisions not only on the similarity between pairs of images, but also on the time and spatial location of each new acquisition and each database entry. The objective is to maximize the detection probability subject to a constraint on the false positive rate. We use data on all cartridge casings matches detected in Israel during 2006–2008 to estimate most of the model parameters. We estimate matching accuracy from two different studies and predict that the optimal use of extraneous information would increase the detection probability from 0.931 to 0.987 and from 0.707 to 0.844, respectively. These improvements are achieved by favoring pairs of images that are closer together in space and time.     

Bullet Trajectory after Impact on Laminated Particle Board

When reconstructing a bullet's trajectory prior to impact using the spatial orientation between two consecutive bullet defects (e.g., by probing), it is important to take the bullet's deflection into account. The (critical) ricochet angles as well as the vertical and horizontal deflection angles of eight cartridge types on laminated particle board have been studied. For all eight of the cartridge types combined, the critical ricochet angles lie between approximately 14° and 26°, while for the subgroup of the jacketed bullets, this range lies lower, between approximately 14° and 18°. The data from this study can be used to assess the accuracy and precision of the applied method. The results show that the highest deflection angles are seen near the critical ricochet angle. Generally speaking, vertical and horizontal deflection angles can almost be neglected above angles of incidence of 30° or 40° for handgun ammunition when shooting at laminated particle board.     

Work-place homicide by bow and arrow

Arrow wounds represent an unusual class of wounds rarely seen by most forensic pathologists. In this paper we present a case of homicide by bow and arrow and the characteristics of such injuries. The essential characteristics of the lesions obtained from conically-tapered field points and from hunting broadhead tips are described and discussed in relation to injuries caused by firearm bullets. In the present case, three arrows struck the victim, and the order in which the injuries were sustained are analyzed. We also discuss the possibilities of localizing the shooter relative to the victim by analysis of the trajectories.