庭前会议的功能定位与实践反思--以B市40个刑事案件为样本

按照刑事诉讼法和相关规范性文件的设定,刑事庭前会议主要解决程序性争议,基本功能是归纳控辩争议焦点,确定法庭调查范围;拓展功能衍生为推动案件繁简分流,规范撤回起诉程序,协商确定审判方式。通过对B市40个刑事案件的实证分析发现,庭前会议解决程序性争议的功能有限,庭前会议与庭审程序的关系不明,"大庭前会议、小庭审程序"现象值得警惕,制度设计与实践操作存在一定的紧张关系。未来要谨防庭前会议替代、削弱正式庭审,避免辩护权弱化、庭审虚化等不良倾向,回归庭前会议功能,推动庭审实质化。     

Recommending Juvenile Offenders for Pretrial Release

Courthistories of 501 juvenile offenders prosecuted in adult court were followed as part of an effort to develop a point scale recommendation system for a large pretrial services agency. The point scale and two variations used criteria that predicted a warrant (failure to appear for one or more scheduled appearances) more accurately than when other traditional criteria used for adults were applied to this population. The juvenile offenders, although facing trial on charges of high severity, had lower warrant and recidivism rates during court processing than comparable samples of 16-year-old adult defendants. Implications are discussed for the efficacy of prosecuting juveniles in the adult system and the feasibility of separate pretrial recommendation systems to enable a higher proportion of reliable defendants to secure release pending trial.     

庭前会议：从法理到实证的考察

为了促进集中审理的实现,2012年刑事诉讼法增设了庭前会议程序。从规范分析的视角可见,该程序主要处理与审判相关的程序性争议,具有证据开示、非法证据排除、争点整理、沟通说服、程序分流和调解和解等六项功能。庭前会议既为集中审理做准备,又间接过滤不当起诉,以保障人权。通过样本分析可见,某些地方的司法机关将庭前会议中的证据异议等同于法庭质证,赋予庭前会议以裁决效力,这反映出司法实务部门过度追求效率的倾向。庭前会议制度的生长,应当在程序法定原则之下,既尊重庭审的中心地位,保持庭前会议与庭审的平衡,又充分释放其功能和影响,实现效率的最大化。     

The biasing impact of pretrial publicity on juror judgments

This study examines three previously unexplored aspects of the biasing impact of pretrial publicity. First, this study tests the differential effects of several different types of pretrial publicity on juror decision making. Second, this study explores the impact the presentation of trial evidence has on biases created by pretrial publicity. Finally, the study explores the psychological processes by which pretrial publicity effects may operate. Results indicate that pretrial publicity, particularly negative information about the defendant's character, can influence subjects' initial judgments about a defendant's guilt. This bias is weakened, but not eliminated by the presentation of trial evidence. Character pretrial publicity, and both weak and strong inadmissible statements appear to operate by changing subjects' initial judgments of the defendant's guilt. This initial judgment then affects the way subjects assess the evidence presented in the trial and the attributions they make about the defendant. Prior record pretrial publicity appears to have its effects by influencing subjects' inferences about the criminality of the defendant and this is related to posttrial judgments.     

THE CONCEPTUALIZATION OF DISCRIMINATION IN THE JUVENILE JUSTICE PROCESS: THE IMPACT OF ADMINISTRATIVE FACTORS AND SCREENING DECISIONS ON JUVENILE COURT DISPOSITIONS

Research on race, sex, and social class discrimination in the juvenile justice process has yielded mixed results. These conflicting findings have been attributed to the use of diverse research strategies and various methodological shortcomings. There are, however, two potentially important issues that have not been previously addressed: the need to examine the juvenile justice system as a process, rather than as a series of separate and unrelated decision points, and the failure to control for the impact of administrative factors such as pretrial detention. The purpose of the research reported here is to examine the impact of race, sex, and social class on juvenile court dispositions while controlling for pretrial detention and appropriate legal factors. The analytical strategy employed permits an examination of the impact of these factors over three stages of the juvenile justice process: referral, adjudication, and disposition.
Findings indicate that while legal factors and pretrial detention decline in importance as predictors of disposition as one moves from an examination of all referred to adjudicated youth, race and social class become more important. These results are discussed in terms of their methodological significance and their implications for the conceptualization of discrimination in the juvenile justice process.     

实践中的刑事一审期限:期间耗费与功能探寻——以S省两个基层法院为主要样板

透过审限耗费角度的实证研究可以发现,我国基层法院刑事审判程序具有如下特征:庭前程序的"事务化",庭前程序沦为纯粹的案件管理活动;庭审程序的"速审化",庭审时间耗费少,庭审节奏明快;庭后程序的"中心化"与"间隔化"。传统观点认为,我国刑事审限制度具有人权保障和效率提升功能。通过比较和实证的考察发现,我国"贯通式"审限的真实功能为通过监控法官的审理行为,达到塑造与行政化司法制度结构相契合的审理主体的目的。     

Examining the Construct Validity of the Original and Revised JBS: A Cross-Validation of Sample and Method

Factor analysis is a statistical technique that can provide an understanding of construct validity. Previous research examining the factor structure of the Juror Bias Scale (JBS) has uncovered problems in the scale's assessment of the constructs of probability of commission (PC) and reasonable doubt (RD). We here reevaluate the scale's constructs to better our understanding of the pretrial biases involved in the juror decision-making process. Importantly, previous findings have been limited to college student samples and trial material that has involved rape evidence. This study examines the construct validity of the JBS in a sample of 617 jury-eligible adults drawn from the community, and the predictive validity of the JBS is examined across 3 distinct trial scenarios. The results parallel earlier findings, indicating that although RD is a tenable and useful construct affecting juror decision-making, PC may be a less relevant pretrial bias. We therefore suggest that future research emphasize alternative constructs, such as confidence and cynicism in the criminal justice system.     

Assessing the Effects of Court Date Notifications within Pretrial Case Processing

Jurisdictions at every level throughout the U.S. are paying an increasing amount of attention to pretrial case processing. The primary areas of attention appear to be on risk assessment development and classification, the effects of pretrial detention, and the effectiveness of various strategies that may impact a defendant’s failure to appear for their assigned court dates. The current study is a randomized experimental trial designed to test the effects of court notification strategies, using failure to appear (FTA) as the primary outcome of interest. Our findings do not reveal a palpable effect for court notification strategies (telephone calls, and text messaging, with other conditions layered in), but do indicate and reinforce the utility of an actuarial method of risk classification when predicting likelihood of FTA.     

Restoring accountability in pretrial release: the Philadelphia pretrial release supervision experiments

As drug arrests and jail overcrowding added pressure to increase pretrial release in localities during the 1980s and 1990s, the need to manage a larger and higher-risk pretrial population of defendants awaiting adjudication in the community became a high priority for justice agencies. In the late 1990s Philadelphia officials sought to discover the ingredients of a successful supervision strategy through four interlinked field experiments to provide an empirical basis for a major reform of the pretrial release system. The results of the linked randomized experiments question common assumptions about “supervision,” its impact and effectiveness, about the underlying nature of the noncompliant defendant, and deterrence implications. The study emphasizes the importance of interpreting the findings in the context of implementation of the policy reform. Findings suggest that facilitative notification strategies wield little influence on defendant behavior and that deterrent aims are undermined by the system's failure to deliver consequences for defendant noncompliance during pretrial release. The most significant contribution of the article is its illustration of a major evidence-based policy reform undertaken by a major court system.     

Pretrial publicity,judicial remedies,and jury bias

Although past research has established pretrial publicity's potential to bias juror judgment, there has been less attention given to the effectiveness of judicial remedies for combatting such biases. The present study examined the effectiveness of three remedies (judicial instructions, deliberation, and continuance) in combatting the negative impact of different types of pretrial publicity. Two different types of pretrial publicity were examined: (a) factual publicity (which contained incriminating information about the defendant) and (b) emotional publicity (which contained no explicitly incriminating information, but did contain information likely to arouse negative emotions). Neither instructions nor deliberation reduced the impact of either form of publicity; in fact, deliberation strengthened publicity biases. Both social decision scheme analysis and a content analysis of deliberation suggested that prejudicial publicity increases the persuasiveness and/or lessens the persuasibility of advocates of conviction relative to advocates of acquittal. Acontinuance of several days between exposure to the publicity and viewing the trial served as an effective remedy for the factual publicity, but not for the emotional publicity. The article concludes by discussing the potential roles of affect and memory in juror judgment and evaluating the available remedies for pretrial publicity.     

论被告人庭前供述的证据能力

被告人翻供是我国刑事司法实践的一大难题,由于被告人庭前供述缺乏证据能力规则的约束,法官普遍以被告人庭前供述定案,这是导致我国冤假错案的一项重要原因。为此,有必要建立完善的被告人庭前供述的证据能力规则。国外在被告人庭前供述准入制度的设置上,存在传闻例外模式与直接言词模式;在庭前供述排除制度的设置上,存在正当程序模式与任意性模式。我国宜借鉴直接言词模式与任意性模式,在庭前供述与当庭供述一致时,庭前供述不具备证据能力;在庭前供述与当庭供述不一致时,庭前供述如果具备自愿性要件可以作为弹劾证据,只有同时具备自愿性与真实性要件时才可作为实质证据。     

A journey into the unknown: Pretrial publicity and capital cases

This article examines issues related to pretrial publicity's role in the free press‐fair trial debate. First, the article provides a comprehensive review of existing research examining the effects of pretrial publicity on case outcomes. Second, it examines the presentation of prejudicial publicity items in a sample of newspaper stories on capital cases, identifying the types of factual and emotional publicity presented and suggesting areas that need to be more closely scrutinized in future research. The article concludes that cases that ultimately result in sentences of death receive both more and different types of pretrial publicity than cases that result in lesser sentences. The current state of empirical pretrial publicity knowledge, and the presentation of death cases, are discussed as they relate to the balancing of First and Sixth amendment rights.     

行政诉讼审前程序的功能定位及实现机制

国外主要法治国家行政诉讼审前程序,旨在实现的功能并非是单一的,除具有为庭审作充分准备,导向一个高效益的庭审之功能外,尚具有一定的或极强的实质性处理行政诉讼案件功能;我国现行法律对行政诉讼审前程序的功能定位是单一的,没有考虑行政诉讼的特质,致使该程序不具有真正意义上的独立程序之品性;我国行政诉讼审前程序应具有对未来庭审之裁判结果产生实质影响的功能;针对行政诉讼审前程序之应然功能的具体诉求,应建构其实现的具体机制：确立行政诉讼审前程序的称谓、确立行政诉讼审前程序的主持机构和配备人员、举行预审听证会。     

Assessing Pretrial Publicity Effects: Integrating Content Analytic Results

When a case has received pretrial publicity which has the capacity to bias potential jurors in the trial venue, a change of venue is one means of attempting to ensure that the defendant receives a fair trial. Content analysis of the pretrial publicity surrounding a case can provide the court with important information to consider when determining whether prejudice in the relevant community is too great for the defendant to receive a fair trial. This paper presents an approach to content analysis of pretrial publicity that draws upon both legal commentary and past empirical social science research. It is a systematic approach that could be employed by both the prosecution and defense when presenting arguments to the court about whether a change of venue should be granted. Information gleaned from content analysis of the publicity surrounding a specific case fills the gap between information provided by experimental research which has examined pretrial publicity effects and public opinion polls concerning the public's perception of the defendant in a particular case. Results from a content analysis can serve to validate public opinion survey data gathered from the same locales. To exemplify this content analytic approach, a content analysis conducted by the authors in preparation for the change of venue hearing in the case of Timothy McVeigh is presented.     

Predicting juvenile delinquency: A review of correlates and a confirmation by recent research based on an integrated theoretical model

This study is an exploration of the effects of setting cases for trial in a court that permits jury trials for juveniles. Although few cases actually go to trial, cases set for trial have an impact on juveniles and the court. The study reported here is based on data from a study of 710 youths upon whom delinquency petitions were filed in a suburban court in 1980. Of these youths, 94 had cases set for trial and 7 actually went to trial.

The first part of the article gives a brief historical perspective on the juvenile right to jury trial, discusses why defense attorneys set cases to trial, and describes some of the difficulties in measuring the impact of jury trials. The second part reports on the impact of trial setting in “Suburban Court” on case outcomes and case processing time. A partial correlation analysis shows that there is no significant association between setting a case for trial and either adjudication or final disposition, even when other factors are held constant. Setting a case for trial has a significant association with long case processing times, however. Cases set for trial take almost twice as long as other cases to move from filing to adjudication.     

我国现行检警关系模式评析

检警关系是刑事诉讼审前程序中一个十分重要的课题。它直接关联刑事审前程序结构并决定侦查和公诉的模式,同时也将影响、制约审判的程序和结果,最终对刑罚权的实现产生深远影响。我国现行法律规定的检警关系的设计尚不合理,存在着侦查质量不高、法律监督乏力、司法资源浪费、诉讼效率低下等诸多亟待解决的问题,有必要在我国刑事审前程序改革过程中尽快理顺我国现行的检警关系。在我国现行法律框架内,即在现有司法体制和法律基本不变的情况下,适宜通过有关司法解释来完善我国的检警关系,主要是建立检察引导侦查机制,同时强化检察机关对警察机关的监督制约,从而提高审前追诉程序的运作效率,共同服务于追诉的目的。     

未决羁押制度的理论反思

在中国刑事诉讼中 ,未决羁押与刑事拘留、逮捕无论在实体条件还是适用程序上都没有发生分离。同时 ,无论在审判之前还是审判阶段 ,羁押的适用几乎完全依附于刑事追诉活动 ,而没有形成独立的、封闭的司法控制系统。由此 ,未决羁押制度在启动、审查、期限、场所、救济等方面都存在着明显的缺陷。要完善对未决羁押的法律控制 ,就必须贯彻法治原则 ,引入针对未决羁押的司法审查机制。而这会直接涉及到整个司法体制甚至宪政体制的改革问题。     

The effect of race and gender on bail outcomes: A test of an interactive model

This paper responds to suggestions that researchers interested in the relationship between defendant race, defendant gender, and criminal justice outcomes broaden their focus to include pretrial decision making. We used data on defendants charged with violent felonies in Detroit Recorder’s Court to analyze the effect of race and gender on the amount of bail imposed by the judge and on the defendant’s pretrial status. We found that judges take gender, but not race, into account in determining the amount of bail for certain types of cases; more specifically, Black females faced lower bail than Black males in less serious cases. In contrast, we found that both race and gender affected the likelihood of pretrial release. White defendants were more likely than black defendants to be released pending trial and females were more likely than males to be released prior to trial. In fact, white females, white males, and black females all were more likely than black males to be released. An earlier version of this mansucript was presented at the annual meeting of the American Society of Criminology, Phoenix, AZ, October, 1993.     

审前准备程序设计中的几对关系问题

确定争点与固定证据是审前准备程序的基本内容 ,二者处于诉讼进程的同一阶段 ,但具有不同的任务 ,在功能和时序上存在逻辑上的先后关系 ,从立法来看 ,目前急需设置和完善整理固定争点的程序 ,为固定证据提供前提。审前准备程序中应当建立预审制 ,实行准备法官与庭审法官的分离或相对分离 ,并采举证时效制 ,审前准备程序并非所有案件的必经程序。审前准备程序中应当充分发挥当事人的作用 ,采当事人主义 ,法官实施程序管理并通过行使释明权对当事人进行适当的协助。应当建立审前调解制度 ,破除查明事实、分清是非的理念 ,并在此基础上强化审前调解     

论构建我国民事诉讼中的自足性审前程序——审前程序和庭审程序并立的改革观

传统的审前程序是为庭审作准备而存在的 ,其工具性价值成为惟一的功利追求 ,审前程序的功能因此而受到限制。这种功能观也制约了审前程序的模式设置 ,我国审前程序的过分职权化的倾向是与审前程序功能单一化期待有密切联系 ,其结果便造成了审前程序的可有可无及其机能萎缩。我国民事诉讼程序结构应当改变绝对的庭审中心主义 ,要彰显审前程序所具有的化解纠纷和分流讼源的功能 ,将法院实体审判权前移 ,使之贯穿始终 ,只要案件处在成熟的可审判状态 ,法院均应相机行使实体审判权 ,从而化解纠纷