Party mandate theory and time-series analysis: a methodological comment

In 1990 Ian Budge and Richard Hofferbert published an article in support of “the doctrine of the party mandate”, using evidence from regression analyses relating the content of postwar US party platforms and governmental outputs in terms of yearly expenditure rates. Their approach was severely criticized by Gary King and Michael Laver (1993) but has been maintained by the authors in a subsequent extension of their analysis to include data from Australia, Canada and seven European States. The present article takes issue with both the approach followed by Budge and Hofferbert and the alternative approach recommended by King and Laver. It is argued that the trend problem has not been adequately dealt with and the formalization of the mandate model lacks conceptual consistency. Three major suggestions emerge from the discussion: (1) the formal mandate model should be extended to include a “divergence term” designed to separate positive from negative mandate effects; (2) the analysis should pay closer attention to the parameter restrictions that follow from the theoretical model; and (3) the regression equations should be interpreted heuristically in terms of “cointegration” or “causal-trends” models.     

Popular initiatives in Uruguay: confidence votes on government or political loyalties?

Among stable democracies, Uruguay is one of the most prodigious users of direct democratic devices at the national level. If we analyze the relationship between the share of “yes” votes received by any popular initiative and the share of votes received by politicians who politically supported it, we observe a strikingly high positive correlation of 0.9. Explaining this correlation is the central objective of this paper. Three alternative hypotheses are plausible: First, such a correlation could be a spurious association due to aggregation bias. Second, PI results could be reflections of economic conditions. Third, Uruguayans are extremely consistent in following their political parties' advice. This paper finds that when Uruguayans go to the polls to vote on a popular initiative, their vote choice is primarily the result of their party loyalty, rather than their reaction to economic conditions. In testing my hypotheses I rely on the following statistical methods: King's “Ecological Inference,” multivariate regression, and path analysis. The data come from seven popular initiatives in Uruguay since 1985 (133 observations).     

Popular Interpretations of ‘Corruption’ and their Partisan Consequences

Using a large six-city exit poll from 2000, we examine popular judgments of what constitutes “political corruption” in the United States. We find two distinct evaluative dimensions: corruption understood as lawbreaking, and corruption as favoritism. These judgments are heavily conditioned by the voter’s socioeconomic background and are politically consequential. Subjective understandings of “corruption” shape perceptions of how much corruption actually exists in government. Furthermore, and more importantly, these normative assessments play a significant part in voting decisions. Individuals who judged illegal activities such as bribe-taking to be “corrupt” were more inclined to back one of the major party candidates in 2000; those who believed that favoritism in politics was “corrupt” (e.g., an official recommending an unemployed friend for a government job) were more likely to vote for Al Gore or Ralph Nader.     

Dynamic approaches to government formation and the generic instability of decisive structures in Japan

This paper relaxes the “party as unitary actor” assumption that characterises much theoretical work on party competition and government formation. It first sketches some of the theoretical implications of assuming that legislators are free to defect from parties of which they are members, and to join other parties that might be willing to accept them. This leads to a dynamic legislative party system that is quite distinct from the type of party system assumed by most models, which remains essentially static between elections. Working from “office-seeking” assumptions about the motivations of legislators that seem very plausible in the Japanese case, it shows that such a dynamic party system is likely to be unstable, since there are generic gains to be derived from the fission and fusion of parties. The paper then moves on to explore the Japanese case in these terms. The Japanese party system is self-evidently dynamic and characterised by a high degree of flux, with legislative parties regularly splitting and fusing between elections. The evidence suggests that large parties that pass a certain size threshold can be attractors in the dynamic system, both offering benefits to and receiving them from defectors from other parties. In this way, a “near-majority” party can pass the majority threshold between elections, as happened with the Japanese LDP.     

The effect of the choices available on voting behaviour: the two Japanese elections of 1993

Voters make their choices based on an interaction between their preferences and the options available. One cannot vote for a candidate or a party that is not running in one's district. Voting research has heretofore focused almost exclusively upon voter preferences, assuming that all the relevant options are available to all voters. In this paper, we seek to redress the balance somewhat by focusing on variation in the options available to voters in the 1993 Japanese general election. In that election, three new parties ran and were themselves a major issue in the campaign. Voters were asked to express themselves on the question, “should we break the mold of postwar politics by voting for a new party?” We demonstrate that electoral results and voting behavior both varied significantly between those electoral districts with, and those without, a new party option. There were, in effect, two elections in 1993, one in which voters chose between new and established parties and another in which voters chose from among the established parties only. We argue that one cannot assume that an electoral outcome reflects the “will of the people” without adding the important caveat, “given the available alternatives”.     

Political knowledge about electoral rules: Comparing mixed member proportional systems in Germany and New Zealand

Mixed Member Proportional (MMP) electoral systems are considered by some to be “the best of both worlds” because they combine single member district representation with proportional outcomes. Critics, however, maintain that such systems cause voter confusion leading some voters to cast misinformed votes. Survey data from Germany and New Zealand are used to investigate voter's political knowledge of the electoral system and their voting behavior. The findings suggest that knowledge about the electoral system is similar in New Zealand and in Germany. Although some may very well find the system complex, there is no evidence to suggest that a lack of knowledge about the electoral system influences voting behavior. The results undermine the claims made by skeptics who fear that misunderstanding threatens the legitimacy of electoral outcomes.     

Comparisons among electoral systems: Distinguishing between localism and candidate-centered politics

Carey and Shugart (1995) offer a four component composite index of “incentives to cultivate a personal vote.” We argue that this index, while tapping important aspects of electoral system choice, is best regarded as encompassing two distinct dimensions: degree of party-centeredness of the electoral system, on the one hand, and incentives for “parochial” behavior on the part of legislators, on the other. Also, while we have no problem with the three indicators used by Carey and Shugart to measure party-centeredness; to measure parochial incentives we prefer to use a new measure, E (Grofman, 1999a) of the size of a legislator's electoral constituency, rather than using district magnitude, m, as a proxy for a the size of a legislator's geographic constituency, as Carey and Shugart do. In the conclusion to the paper we argue that the degree of similarity between any two electoral systems will depend upon the research question at issue, and that the expected degree of proportionality of election results is only one of the many political consequences of electoral laws to which we ought to be paying attention.     

One voter, two first-order elections?

Conventional wisdom has it that elections other than national ones are “second-order elections,” driven by political conditions in the “first-order” national arena. It has not yet been shown that a sub- or supra-national election can exhibit qualities similar to those of first-order elections. This paper uses the 2003 Ontario Election Study, from a provincial election in extremely decentralized federation, to demonstrate that a sub-national election can be a first-order election. Aggregate evidence shows voters' interest and turnout is comparable to national elections. Individual-level evidence shows vote choice is determined by arena-specific factors. And dynamic evidence shows that this sub-national campaign had its own homegrown events that influenced voters, just as campaign events influence national elections.     

State political culture, primary frontloading, and democratic voice in presidential nominations: 1972–2000

In light of the notorious “frontloading” phenomenon in U.S. presidential nominating elections, this paper examines the relationship between state political culture and state primary scheduling, for the purpose of understanding how differences in institutionalized community values may have affected the equity with which democratic voice has been distributed in modern presidential nominations. Using stratified event history analyses of nomination campaign schedules from 1972 to 2000, we find that “moralistic” states tend to schedule primary dates earlier in the campaign season than do individualistic or (especially) traditionalistic states, particularly in states with more ideologically liberal elites. Moreover, this tendency toward frontloading among moralistic states becomes more dramatic as racial homogeneity increases relative to other states. These results disturbingly reveal that the democratic voices of racial minorities have often been muffled under the modern institution of presidential nominations.     

Electoral reform and the mirror image of inter-party and intra-party competition: The adoption of party lists in Colombia

The Colombian case offers a rare opportunity to observe effects of electoral reform where districting remains constant. Only the formula changed, from extremely ‘personalized’ (seats allocated solely on candidate votes) to ‘listized’: seats are allocated to party lists, which may be either open or closed. Electoral reform has effects on both the inter-party dimension (the number of parties competing) and the intra-party dimension (the extent of competition within parties). Consistent with theoretical expectations, the inter-party dimension features an increased number of parties in the low-magnitude districts and a decrease in the high-magnitude districts. On the intra-party dimension, the impact “mirrors” the inter-party: less competition in smaller districts, yet more in larger districts.     

Thwarted voters at the 2000 US presidential election

This article examines the behavior at the 2000 US presidential election of the self-described Democrats who, prior to the election but after the candidates were nominated, preferred Bill Bradley to Al Gore, as well as of the Republicans who had a higher opinion of John McCain than they did of George W. Bush. These “thwarted voters” are examined with regard to turnout, candidate choice, and motivations, and they are compared on these dimensions with thwarted voters at earlier US presidential elections. Attention is given to estimating the extent to which their behavior in 2000 was critical for the popular vote totals, and counterfactual analysis is employed to estimate the probable effects on the election’s outcome of marginal alterations in the voters’ perceptions of the candidates’ attributes.     

Ideological proximity and valence competition. Negative campaigning through allegation of corruption in the Italian legislative arena from 1946 to 1994

We consider the possibility for the parties to invest in negative campaigning – a behavior that, in our framework, involves blaming alleged insufficiencies of the rival concerning commonly shared values. Within a simple one-dimensional model, we deduce the hypothesis that the parties’ incentive to “attack” each other increases with the parties’ proximity on the left–right space. We test our hypothesis on an Italian case, focusing on the emphasis placed by the Communist Party on political corruption issues during the government investiture debates that spanned from the postwar period until 1994, when the traditional party system abruptly collapsed. The statistical results are largely consistent with our theoretical insights.     

Transformation and polarization: The 2008 presidential election and the new American electorate

Along with the unpopularity of President Bush and the dire condition of the U.S. economy, changes in the composition of the American electorate played a major role in Barack Obama’s decisive victory in the 2008 presidential election. The doubling of the nonwhite share of the electorate between 1992 and 2008 was critical to Obama’s election as African-American and other nonwhite voters provided him with a large enough margin to overcome a substantial deficit among white voters. In addition, voters under the age of 30 preferred Obama by a better than 2–1 margin, accounting for more than 80 percent of his popular vote margin. Despite the overall Democratic trend, the results revealed an increasingly polarized electorate. Over the past three decades the coalitions supporting the two major parties have become much more distinctive geographically, racially, and ideologically. The growth of the nonwhite electorate along with the increasing liberalism and Democratic identification of younger voters suggest that a successful Obama presidency could put the Democratic Party in a position to dominate American politics for many years. However, these trends appear to be provoking an intense reaction from some opponents of the President. The frustration and anger displayed at “tea party” demonstrations and town hall meetings may reflect not just discomfort with Barack Obama’s race but the perceived threat that Obama and his supporters represent to the social status and power of those on the opposing side.     

The dynamics of candidate evaluations and vote choice in 2008: looking to the past or future?

In this paper, we leverage a 10-wave election panel to examine the relative and dynamic effects of voter evaluations of Bush, Palin, Biden, McCain, and Obama in the 2008 presidential election. We show that the effects of these political figures on vote choice evolves through the campaign, with the predictive effects of President Bush declining after the nominees are known, and the effects of the candidates (and Palin), increasing towards Election Day. In evaluating the relative effects of these political figures on individual-level changes in vote choice during the fall campaign, we also find that evaluations of the candidates and Sarah Palin dwarf that of President Bush. Our results suggest a Bayesian model of voter decision making in which retrospective evaluations of the previous administration might provide a starting point for assessing the candidates, but prospective evaluations based on information learned during the campaign helps voters to update their candidate preference. Finally, we estimate the “Palin effect,” based on individual-level changes in favorability towards the vice-presidential nominee, and conclude that her campaign performance cost McCain just under 2% of the final vote share.     

Economic performance and political popularity in the Republic of Ireland

This paper develops a model of discrete choice to analyse the choice of voters among a number of political parties. It then applies the model to an empirical analysis of the relationship between a government's economic performance and its political popularity for the Republic of Ireland over the period 1974–1987.Within this general statement the paper makes three contributions. First, it sheds light on a hitherto unknown phenomenon — namely the nature of the relation between economic performance and political popularity in Ireland. Second, it does this within the context of analysing the reactions of different types of voters viz. voters of all social classes and then of social classes ABC1 and C2DE. Third, the empirical work is grounded firmly in a choice theoretic model involving optimal choices between discrete alternatives.     

Contribution of agriculture in economic growth: A case study of West Bengal (India)

Economists have argued that role of agriculture is pivotal for economic development of the nation. Worldwide studies have shown that agriculture sector is more effective in reducing hunger and poverty than other sectors. This study is an attempt to ascertain the importance of agriculture in the economic growth of West Bengal. Agriculture, being the source of livelihood and supplier of raw material to various industries, triggers economic growth of the nation. This paper exhibits how agriculture has contributed to West Bengal's economic excellence using empirical data and a cointegration analysis. The role of agriculture is examined on four contributions: (a) product contribution (forward linkage), (b) market contribution (backward linkage), (c) factor contribution, and (d) foreign exchange contribution. The composition and growth of the sectors and its association with other sectors is analyzed using time series analysis. Findings of the study revealed that agriculture sector has appeared as an important contributor to drive West Bengal economic growth even after declining share in gross state domestic product over the years. Empirical analysis reveals that agriculture is having long run causal linkages with industry, services, and overall economic growth in West Bengal.     

THE TYPOLOGY OF FISCAL DECENTRALISATION SYSTEM: A CLUSTER ANALYSIS APPROACH

The article suggests a novel theoretical framework for empirical measurement of fiscal decentralisation by taking the viewpoint that fiscal decentralisation should be regarded as a system. Then, we review in detail several institutional arrangements regarding fiscally decentralised systems including the following: federal versus unitary state, numbers of tiers of governments, taxing power, borrowing power and independence of local officials. After identifying these institutional arrangements, we can group different countries with similar institutionally fiscal decentralisation systems together in broad categories by using cluster analysis. This analysis reveals a typology of fiscally decentralised systems (FDS): high expenditure/revenue assignment FDS, low expenditure/revenue assignment FDS, revenue transfer FDS, most complete FDS, politically centralised FDS and unitary state FDS. We then employ regression analysis to examine the performance for each type of fiscal decentralisation system. Our empirical findings suggest that most complete FDS is positively associated with selective economic performance as well as various public governance indicators. Copyright © 2011 John Wiley & Sons, Ltd.     

Design strategies for theory testing: The efficient use of field experimentation in local level political research

This paper identifies certain characteristics of field experimentation that if more widely appreciated could persuade more political scientists — especially behavioralists — to consider adopting a field experimental strategy in dealing with the testing of their theoretical models. Specifically, this paper identifies the greater ease of analysis provided by experiment-generated data and certain improvements in the design and execution of field experiments that ease the burden of the researcher at the most difficult phase of such research, that is, at the design and data collection stages of the research. These improvements involve the integration of more than one test design into a field experiment such that a given field experiment can be used to answer a multiplicity of questions. This can include situations where two or more researchers work their own tests into a given experimental occasion such that the magnitude of effort is reduced for all involved — and thus the final product will not only be more methodologically defensible but also more practical to accomplish.     

Economic questions on global warming during the Trump years

This paper examines the rapid changes made on U.S. climate change policies and regulations under the Trump administration for the past 22 months since his inauguration in January 2017. Policy changes are made on a wide range of climate‐related programs: Paris Agreement, Green Climate Fund, Clean Power Plan, CAFÉ automobile emission standards, arctic drilling, methane rule, and farm animal emissions. This paper discusses that Trump effects will soon be observed by several empirical indicators.