The Difference Law Makes: Domestic Atrocity Laws and Human Rights Prosecutions

This article offers the first systematic analysis of the effects of domestic atrocity laws on human rights prosecutions. Scholars have identified various political and sociological factors to explain the striking rise in human rights prosecutions over the past 30 years, yet the role of domestic criminal law in enabling such prosecutions has largely been unexamined. That is surprising given that international legal prohibitions against human rights atrocities are designed to be enforced by domestic courts applying domestic criminal law. We argue that domestic criminal laws against genocide and crimes against humanity facilitate human rights prosecutions in post‐authoritarian states by helping to overcome formal legal roadblocks to prosecution, such as retroactivity, amnesties, immunities, and statutes of limitations. Using original data on domestic atrocity laws and human rights prosecutions in new democracies, we find that atrocity laws increase the speed with which new democracies pursue prosecutions, as well as the overall numbers of trials they initiate and complete.     

Hate Speech and International Criminal Law: The Mugesera Decision by the Supreme Court of Canada

On 28 June 2005, the Supreme Court of Canada rendered a decisionin Mugesera, bringing to an end the decade-long legal saga involvinga speech made by Leon Mugesera in November 1992 in Rwanda. Whilethe decision of the Supreme Court was handed down in the contextof an immigration case, its impact will be mostly felt in therealm of criminal law, as the court embraced international jurisprudencefor the international elements of crimes against humanity. Inaddition, the decision is important for three reasons: it (i)clarified the interrelationship between international and domesticcriminal law; (ii) examined the notion of hate crime; and (iii)analysed the concept of inchoate crimes.     

国际航空犯罪法人刑事责任及其国内立法转化研究

2010年《北京公约》和《北京议定书》首次规定了国际航空犯罪法人责任,法人责任以法人的高级管理人员代表法人实施劫持航空器等国际航空犯罪为要件,法人为此承担刑事、民事或行政责任。公约对法人犯罪及其责任的立法需要转化为国内法才能适用。世界各国国内法对法人犯罪及其责任的态度差别较大,英国、加拿大、法国等国刑法规定有航空犯罪的法人刑事责任,德国国内法规定有航空犯罪的法人行政责任,意大利刑法规定有航空犯罪的法人民事责任,我国仅在个别航空犯罪中规定有法人犯罪及其刑事责任。我国法人犯罪及其刑事责任的立法和理论具有较强的包容性,可在我国刑法中取消法人犯罪法定化限制,全面规定包括航空犯罪在内的法人犯罪及其刑事责任。     

论虚拟财产刑法保护的现状及其出路

当今世界被互联网分割成现实世界和虚拟世界,网络拉近人们彼此距离的同时,其负面效应之一——网络犯罪亦困扰着刑法适用。其中,虚拟财产在传统的刑法理论中并没有合理的定位,涉及虚拟财产的犯罪也没有得到合法、合理的解决,存在同一性质的案件因适用不同的刑法规范而得出不同判决结果的情形。鉴于此,明析虚拟财产刑法保护的诸种困境的目的在于探求实现虚拟财产的刑法保护的路径,即通过司法解释、立法解释抑或修订刑法等方式加以实现,旨在实现刑法的正义性、安定性与合目的性,进而实现法律正义与法律的人文关怀。     

Violence and Massacres -- Towards a Criminal Law of Inhumanity?

The law's responses to massacres seem to vacillate between twomodels: (i) the model of the ‘criminal law of the enemy’inspired by the national criminal law and rendered topical againby the attacks of September 11; (ii) the model of the ‘criminallaw of inhumanity’ symbolized by the paradigm of crimesagainst humanity. The latter model is better suited to takeaccount of the qualitative dimension of massacres, i.e. thefact that they, besides being mass offences (quantitative criterion),also offend against humanity. To establish a ‘criminallaw of inhumanity’ as a model with a universal, or universalizable,dimension, three conditions are necessary, which concern (i)the definition of the crimes, (ii) the assignment of responsibilityand (iii) the nature of the punishment. As for the definitionof the crime, one could implicitly deduce from the list of actsconstituting crimes against humanity (Article 7 of the InternationalCriminal Court Statute) that humanity so protected has two inseparablecomponents: the individuality of each human being, not reducibleto membership in a group, and the equal membership of each inthe human community as a whole. With regard to the second condition,it is not sufficient to hold responsible the de jure or de factoleaders; intermediaries and perpetrators, at all levels of hierarchy,must also be held accountable. As for the third condition, itis not sufficient to content oneself with the watchword of thefight against impunity without bringing up the nature and functionsof the punishment; hence the necessity not only to rethink therole ‘criminal’ law can play in a policy of punishment,but also to focus on prevention, reparation and reconciliation.Finally, the author suggests that the proposed model of a ‘criminallaw of inhumanity’ must be built through the interplaybetween municipal law and international law. On the one hand,the wealth of national legal systems — also with regardto penalties and responsibility — should be better integratedinto international criminal justice; on the other, nationalcriminal systems should be better adapted to conditions of internationallaw, through the introduction into domestic law of the definitionsof the crimes and also the rules for assigning criminal responsibility.     

当代国际刊法的新发展

大量证据显示国际刑事审判的展开促进了国际刑法的发展,而在国际刑法发展的进程中,出现了一系列新的观念和原则并逐渐得到国际社会的广泛认可,诸如灭绝种族罪、危害人类罪和战争罪的定义,以及合法性原则、补充性管辖原则、个人刑事责任原则和国际合作与司法协助原则等。国际刑事法院的建立在国际刑法制度发展中具有里程碑式的意义,联合国、联合国宪章以及联合国大会的一系列决议为国际刑法的发展发挥了至关重要的作用。     

国际犯罪的类型研究:回顾、反思与探寻

在理论研究的层面,国际犯罪的范围包括战争罪、侵略罪、危害人类罪等31种犯罪。在对这些国际犯罪进行类分时,根本立足点是国际犯罪,即以国际犯罪的自身特性为视角。由于国际犯罪是一定的主体所实施的严重危害国际社会共同利益,依据国际刑法应当承担刑事责任的行为,因此,在划分国际犯罪的基本类型时,可以采取如下几项标准:一是国际刑法的"两重性";二是国际犯罪的主体;三是国际犯罪的行为特征;四是国际犯罪侵害的法益。     

La evolución del crimen de lesa humanidad en el derecho penal internacional*

Due to its “ex novo” character and the lack of a definition provided by a treaty, crimes against humanity have been evolutionarily defined by different international norms and by the jurisdictional activity of the International criminal tribunals that have been established throughout recent history up until the creation of the International Criminal Court. Thus, both positive and customary International criminal law have represented a competent judicial cooperative way to face these acts, first and foremost, by developing its gradual conceptualization and final codification and, secondly, through enabling the prosecution and the punishment of those responsible for these crimes. Accordingly, the evolution of the crimes against humanity’s definition is an outstanding legal element, which has contributed to the further consolidation of international criminal law.     

跨境证券犯罪刑事管辖及法律适用探讨

境内与境外的证券市场适用不同的法律监管体制,跨境证券犯罪的跨境特征可能使境内境外对相关证券犯罪均具有刑事管辖权,从而引发刑事管辖冲突。对于跨境证券交易的监管和法律适用,无论是在法律规定层面还是在司法实践层面,均应遵循“主场原则”。应明确监管职能上的分工以避免适用不同法律法规的混乱情况,应体现最大的监管效能并减少区际法律冲突。跨境证券犯罪的刑事管辖权归属应充分尊重行政监管原则和考虑前置性法律的适用,并与行政管辖权归属保持一致。跨境证券犯罪的刑事管辖权归属应考虑犯罪行为社会危害的主要发生地。以内幕交易为代表的跨境证券犯罪的主要行为是“交易”,根据区际刑事管辖冲突的解决规则,应由交易行为的发生地管辖,按照交易地的刑法对相关行为进行刑事评价。     

Stateless Crimes,Legitimacy, and International Criminal Law: The Case of Organ Trafficking

Organ trafficking and trafficking in persons for the purpose of organ transplantation are recognized as significant international problems. Yet these forms of trafficking are largely left out of international criminal law regimes and to some extent of domestic criminal law regimes as well. Trafficking of organs or persons for their organs does not come within the jurisdiction of the ICC, except in very special cases such as when conducted in a manner that conforms to the definitions of genocide or crimes against humanity. Although the United States Code characterizes trafficking as “a transnational crime with national implications,” (22 U.S.C. § 7101(b)(24) (2010)), trafficking is rarely prosecuted in domestic courts. It has thus functioned in practice largely as what might be judged a “stateless” offense, out of the purview of both international and national courts. Yet these forms of organ trafficking remain widespread—and devastating to those who are its victims. In this article, we begin by describing what is known about the extent of organ trafficking and trafficking in persons for the purpose of removal of organs. We then critically evaluate how and why such trafficking has remained largely unaddressed by both international and domestic criminal law regimes. This state of affairs, we argue, presents a missed chance for developing the legitimacy of international criminal law and an illustration of how far current international legal institutions remain from ideal justice.     

国际刑法的国内立法研究

在国内刑法中确认和体现国际刑法规范是缔约国应尽的国际义务,也是有效打击国际犯罪的需要。国际刑法公约中有关国际犯罪的实体法规定、程序和证据规则的规定、刑事合作的规定、预防性措施的规定等,应当成为国内立法体现国际刑法规范的主要内容。在中国,国内立法确认和体现国际刑法公约的主要途径有制定单行刑事法律、修改补充现有法律条款、立法解释和司法解释等。     

The Subject-Matter Jurisdiction of the Special Tribunal for Lebanon

The Special Tribunal for Lebanon (STL) represents a sui generisinternational tribunal on various levels. It is the first timea treaty-based Tribunal has been established through a resolutionof the Security Council adopted under Chapter VII. A furtherunique feature is its sole dependence on domestic substantivecrimes. The attempt to include crimes against humanity in theStatute did not succeed, despite the fact that the elementsof a crime against humanity seem to be discernable in the conductthat falls within the jurisdiction of the STL. References tointernational and regional terrorism instruments, such as theArab Convention for the Suppression of Terrorism, were alsoabandoned. The Tribunal will rely on Lebanese criminal provisionsregarding terrorism, illicit associations, crimes and offencesagainst life and personal integrity. Lebanese law provides anold but concrete definition of terrorism. This raises the questionof whether the Lebanese definition, with its strengths and weaknesses,could assist in the evolution of a well-structured definitionof international terrorism. The possibility of ‘internationalizing’the Lebanese definition will depend on two factors: the judges’approach in adopting the Tribunal's rules of evidence and procedure,and then more importantly their creativity in developing thejurisprudence of the Tribunal.     

The Policy Underlying Crimes Against Humanity: Practical Reflections on a Theoretical Debate

This article argues that the debate concerning the theoretical characterization of the policy requirement as either an element of crime or an evidentiary relevant circumstance for crimes against humanity is deficient. Comparative case law analysis illustrates that this characterization does not fundamentally affect the position, meaning and scope of the policy underlying crimes against humanity in judicial practice. This can be explained by the “open texture” of legal rules and the factor-based character of judicial decision-making. This article aims to initiate a practical debate that evaluates the added value of a policy element on the basis of its application in individual cases.     

计算机犯罪及其立法和理论之回应

计算机犯罪尤其是网络犯罪与传统犯罪的巨大差异 ,对于现行刑法典、刑事诉讼法典及刑事司法协助规范形成巨大冲击 ,同时也造成传统刑法理论与现实犯罪态势的冲突 ,导致立法和理论略显滞后。对国内立法、国际刑法与刑法理论以及刑事司法进行全方位的反思 ,惩罚和防范日益猖獗的计算机犯罪是当务之急。     

A Criticism of the International Harm Principle

According to the received view crimes like torture, rape, enslavement or enforced prostitution are domestic crimes if they are committed as isolated or sporadic events, but become crimes against humanity when they are committed as part of a ‘widespread or systematic attack’ against a civilian population. Only in the latter case can these crimes be prosecuted by the international community. One of the most influential accounts of this idea is Larry May’s International Harm Principle, which states that crimes against humanity are those that somehow ‘harm humanity.’ I argue that this principle is unable to provide an adequate account of crimes against humanity. Moreover, I argue that the principle fails to account for the idea that crimes against humanity are necessarily group based. I conclude by suggesting that the problem with May’s account is that it relies on a harm-based conception of crime which is very popular, but ultimately mistaken. I submit that in order to develop an adequate theory of crimes against humanity we need to abandon the harm-based model and replace it with an alternative conception of crime and criminal law, one based on the notion of accountability.     

Prosecuting Violence, Performing Sovereignty: The Trial of Dusko Tadic

This article is a critical reading of the contemporary international legal regulation of warfare and an analysis of war crimes trials as ``sovereignty-producing practices'. Whereas proponents of international law optimistically presume that the advent of war crimes tribunals signifies a humanitarian-inspired erosion of sovereignty in the international system, this article shows that legislating violence in war exemplifies an international commitment to structures which normalize war and violence while individualizing, dehistoricizing and depoliticizing criminal acts. This analysis focuses on the first trial of the International Criminal Tribunal for the Former Yugoslavia which convicted Dusko Tadic of war crimes and crimes against humanity.     

战争罪的国内立法研究

战争罪是在战争或者武装冲突中发生的违反战争法规、严重侵犯人权的罪行。战争罪主要是国际法上的罪行,但国内法院也承担着追究战争罪罪犯刑事责任的重要任务。将我国缔结的国际公约里规定的战争罪转化为国内刑法上的犯罪,是我国作为缔约国应当履行的条约义务。但我国《刑法》只有第446条和第448条规定的两个犯罪才基本符合国际法对于战争罪的定义。我国《刑法》应当专章设立“危害人类和平与安全罪”,使其包括战争罪等核心罪行,这样可以更好地维护我国的刑事管辖权,有效地避免我国公民受到国际刑事法庭的审判,以便享受《国际刑事法院规约》补充管辖原则提供的益处。     

The Legacy of Nuremberg

The Nuremberg trial, later followed by the Tokyo trial, is amilestone in the development of international law. For the firsttime in modern history, the leaders of a defeated country wereindicted for committing serious crimes jeopardizing the basesof peaceful coexistence among individual human beings and peoples:crimes against peace, war crimes and crimes against humanity.German objections criticizing crimes against peace as havingno legal basis and, therefore, contradicting the principle nullumcrimen sine lege, were justified. To date, the legal positionhas not changed, since the international community has consistentlyrefrained from including aggression in the lists of offencesprosecutable under the statutes of the currently existing internationalcriminal courts. However, no well-founded objections could beraised against the indictment for war crimes and crimes againsthumanity. Concerning offences of such abhorrent nature, no offendercan invoke nullum crimen that protects only legitimate confidence.To hold to account political leaders, directly under internationallaw, for criminal actions organized and ordered by them is anecessity in a world where the basic axioms of the internationalsystem have changed: state sovereignty has lost its absolutecharacter and is counterbalanced by the requirements of humanrights protection. The emergence of international criminal justiceembodies the concept of international community in the mostpalpable manner. Fortunately, some of the defects of the Nurembergtrial have been remedied today: no arbitrary picking and choosingof the accused by the prosecution is possible before the InternationalCriminal Court; prosecutors as well as the judges of all existingjudicial bodies are carefully selected by the internationalcommunity with a view to avoiding any illegitimate bias.     

Iraq and the case for Australian war crimes trials

This article presents the case for Australian war crimes trials, following Australian participation in the invasion of Iraq and the subsequent deaths of as many as a million Iraqi civilians. It focuses on jus in bello (war crimes) rather than jus ad bellum (just war). The article sets out the argument and rationale that Australian war crimes trials are needed. Having established the necessity, the article identifies two of the principal alleged atrocities for which Australian officials should be held criminally accountable. It details Australian military support for the use of cluster bombs against civilians during the 2003 invasion, and senior Australian military commanders’ responsibility for planning and carrying out multiple purported war crimes during the attack on Fallujah in late 2004. The article recognises that, in order for Australian officials to be prosecuted under the International Criminal Court (ICC), all domestic remedies must be first exhausted. It therefore specifically addresses which Australian laws can be used, with particular emphasis on anti-terrorist legislation passed in 2002 under the Howard Government and the introduction into Australia’s domestic federal criminal legislation offences equivalent to the ICC Statute offences of genocide, crimes against humanity and war crimes. These provide the most applicable legal tools for prosecuting senior Australian officials for war crimes in Iraq.     

Setting the Path for the UNWCC: The Representation of European Exile Governments on the London International Assembly and the Commission for Penal Reconstruction and Development, 1941–1944

This article discusses the development of the UNWCC and the intellectuals involved. It notes the commitment that smaller Allied states made to frame international criminal law with regard to war crimes. The article pays particular attention to two Czech delegates who stood out from the community of experts, and who were instrumental in formalizing how war crimes committed in Europe during the Second World War – and beyond – should be handled. The concept of crimes against humanity became a main outcome of the legal debates, serving not only as a blueprint for the London Charter, but the international criminal law system as a whole. The predecessors of the UNWCC, involving some of the most renowned lawyers of the time, formed one of the first truly transnational networks. Moreover, the experiences of the lawyers, and their framing of that experience in lengthy memorandums, helped to generate a new concept in politics: the protection of human rights.