Kooperative Politikberatung. Ein neues Beziehungsgeflecht zwischen Politik und Politikberatung?

The institutional and societal framework of policy-advice-giving is changing and so are the worlds of political consultants and policy experts in Germany and other advanced democracies. While there are several new developments which are challenging established forms of policy-advice and political consulting, the present article focuses its attention on the impact of new governance structures on policy advice and political consulting. The main argument of the article is that when government becomes governance and the number of actors and venues involved in the decision-making process increase, a new cooperative and discursive mode of policy-advice giving complements or sometimes even replaces more established forms of policy-advice-giving. We review the evolution of the debate about the role of policy-advice-giving from different perspectives, and particularly explore possible consequences of the changing nature of the state as well as of newly emerging modes of cooperative policy-advice and political consulting — both for empirical as well as conceptual research in the field. Through this, we attempt to generate a debate on the future direction of different modes of policy-advice and political consulting within a changing framework of governance structures in advanced democracies.     

Citizenship in Civil Society?

Abstract

This article seeks to provide a conceptual framework to complement and guide the empirical analysis of civil society. The core argument is that civil society must be understood, not as a category of (post)industrialized society, but as one of individualized society. Civil society is characterized by individualism that is sustained and protected by the civil values of autonomy and emancipation. This, accordingly, implies that empirical data of civil society can be understood most fruitfully within the framework of individualized society. Classical sociology, however, perceives this very individualism and its values as being antagonistic to its own civic vision. Hence, the crucial question is whether there can be any scope for citizenship, classically understood, within civil society. This article begins with the conceptual reconstruction of the social organization of civil society. Thereafter, two distinct civil society perspectives—mediating structures and Tocquevillianism—are explored to see how civil individualism and citizenship relate to each.     

Public Managers as the Missing Variable in Policy Studies: An Empirical Investigation Using Canadian Data

The article draws on survey data from a 2007–09 study of Canadian policy analysts to assess several propositions concerning the role of public managers in policy‐making. It is argued that little is known and much taken for granted concerning the role public managers play in policy making. The discussion begins with a conceptual discussion of the nature of policy advice systems in modern governments and situates public managers among the range of actors who affect different stages of policy making activity. Propositions derived from this conceptual discussion are then subject to empirical analysis using a large‐n 2007–09 Canadian federal, provincial, and territorial dataset.     

国家间公共政策的转移——概念、研究态势和理论

公共政策的制定者在决策过程中往往通过某种方式来参考其它国家的决策者在相似情况下的做法,包括正面经验和负面教训。这种政策转移(Policy Transfer)现象是公共政策制定和制度创新在现实中的一种主要途径和方式。论述分三个部分:首先,简述了政策转移的概念化过程,辨别了和其它相近概念的异同;其次,勾勒了本课题研究的多学科、多方法和多层次的态势,列举和介绍了一些代表性的研究实例;最后,探讨了相关的理论生成的问题。通过对有关政策转移问题研究的回顾、分析和总结,强调了我国政策转移中大量转移实践和理论研究缺失之间的矛盾现象;提出了开展我国政策转移研究的必要性和关注点;旨在引起我国公共政策的制定者和学者对这一课题的重视,为公共政策有关的决策实践和理论研究提供一个观察、分析和决策的角度。     

Exploring Social Capital: as Concept and Practice in Australian Public Health Policies and Programs

Over the past twenty years interest has grown in the concept of social capital in international and Australian public policy. We explore how social capital is understood as a concept and used in practice for guiding policy development and program delivery in South Australian public health programs. The empirical research compared policy makers’ and practitioners’ understandings of social capital and how theories about social capital and health inequality were translated into practice in three case study projects. It found that there are shifting discourses between social capital and related concepts, including community capacity building, and social inclusion/exclusion. Policy makers reported less use of the concept of social capital in favour of social inclusion/exclusion reflecting changing political and policy environments where terms come into favour and then go out of fashion. In this transition period the two terms are often used interchangeably although there are some conceptual points of difference.     

Conceptualising the Multi-Level Party: Two Complementary Approaches

While party research has seen a number of conceptual developments in recent years, it has not kept pace with parties becoming more territorial as a result of the increasing importance of sub-national and supranational governance. This article lays down a framework for conceptualising and analysing multi-level parties (MLPs). We propose a synthesis of the formal and non-formal aspects of power; the former highlighting party rules and procedures, the latter focusing upon the ideational structures – norms and competing ideologies/discourses – within which party members operate. For empirical research on the MLP we propose to focus on autonomy and influence to measure the extent of (formal and non-formal) multi-levelness and to grasp better the strategies of regional branches vis-à-vis the centre.     

A simulation model of Mexican internal migration flows: empirical application of a spatial interaction model

"In this paper spatial interaction theory is challenged in order to test if it is suitable to support the design and construction of an operative model of the Mexican internal migration flows. The main conceptual and operative aspects of the model are presented, the design and model building process is explained, the results of the calibration analysis are examined and a simulation exercise of migration policy evaluation is undertaken. The operative migration model presented in this paper seems useful to analyze and evaluate numerous migration policies, which suggest that spatial interaction theory offers a promising conceptual and operative foundation to analyze internal migration flows in Mexico." (EXCERPT)     

Underenforcement and Intersectionality: Gendered Aspects of Transition for Women

The transitional justice field has generally been preoccupiedby ‘dealing with the past.’ Increasingly, it isalso understood as enabling conflicted or politically unstablesocieties to integrate liberal democratic norms into processesof state-building or regime reform. Building on previous work,this article asserts that transitional justice encompasses farmore in conceptual and policy terms. Two substantive arenashave generally been overlooked: underenforcement of change processeswith transformational effects for women and the applicationof intersectionality theory to the experiences of women in post-conflictsocieties. This article addresses those lacunae.     

Sub-state diplomacy: Understanding the international opportunity structures

Developing explanations for how sub-state governments are active internationally is central to understanding their unexpected growth as international actors. Building upon Lecours’ work [2002, Paradiplomacy: reflections on the foreign policy and international relations of regions, International Negotiation, Vol.7, pp.91–114], this article develops an expanded historical institutionalist analysis of the international agency of sub-state governments. Its original empirical contribution is utilizing this approach to examine within case variation across four contrasting policy domains in a case study of Wales. Reflecting the European Union sub-state mobilization literature, levels of constitutional powers are constrained in their capacity to account for Welsh sub-state international agency. Instead, the article highlights strong variation in the opportunity structures shaping sub-state diplomacy across policy domains. The article argues that institutional continuity and change, the prevalence of ‘path dependence’, can differ significantly between policy domains in sub-state diplomacy, argues for an expanded multi-level framework recognizing the impact of non-governmental organizations and international institutional opportunity structures and confirms historical institutionalism’s ability to enrich understanding of agency-structure relationships.     

Private authority and public policy interactions in global context: Governance spheres for problem solving

Private organizations play a growing role in governing global issues alongside traditional public actors such as states, international organizations, and subnational governments. What do we know about how private authority and public policy interact? What are the implications of answering this question for understanding support for, and effects of, policy development generally? The purpose of this article is to reflect on these questions by introducing, and reviewing, a special issue that challenges explicit claims, and implicit methodologies, that treat private and public governance realms as distinct and/or static. We do so by advancing a theoretical and conceptual framework with which to explore how the contributions to this special issue enhance an understanding about governance interactions across a range of empirical, sectoral, and regional domains. We specifically introduce the concept of governance spheres to capture the proliferation of issue domains denoted by highly fluid interactions across public and private governance boundaries.     

The Economy Effect: Conceptual Innovation and Benefit Corporations

What kind of thing is the economy, and how might we act to change it? This article draws on the work of Timothy Mitchell and J. K. Gibson-Graham to suggest that the economy may be fruitfully understood as a structural effect, or an appearance of difference maintained through the repetition of acts and practices. It then employs Reinhart Koselleck’s theory of conceptual change to argue that the economy effect may be altered through efforts aimed at conceptual innovation. If the economy effect is maintained through repeated acts and practices that delineate the distinction between the economy and everything else, then conceptual innovation with respect to those concepts that inform these acts and practices could alter the manner in which this distinction is produced. The benefit (or public interest) corporation serves as an example of how such efforts at conceptual innovation might produce change in the structural effect that we call “the economy.”     

Does neighborhood matter? Assessing recent evidence

Abstract

This article synthesizes findings from a wide range of empirical research into how neighborhoods affect families and children. It lays out a conceptual framework for understanding how neighborhoods may affect people at different life stages. It then identifies methodological challenges, summarizes past research findings, and suggests priorities for future work.

Despite a growing body of evidence that neighborhood conditions play a role in shaping individual outcomes, serious methodological challenges remain that suggest some caution in interpreting this evidence. Moreover, no consensus emerges about which neighborhood characteristics affect which outcomes, or about what types of families may be most influenced by neighborhood conditions. Finally, existing studies provide little empirical evidence about the causal mechanisms through which neighborhood environment influences individual outcomes. To be useful to policy makers, future empirical research should tackle the critical question of how and for whom neighborhood matters.     

Are innovative, participatory and deliberative procedures in policy making democratic and effective?

Abstract.  The overall project aims to establish a dialogue between normative democratic theory and research on policy formulation and implementation. This introductory article first notes the growth of various participatory and deliberative procedures in policy making, portrays the context of this growth and justifies the cases selected. It then presents the conceptual framework used for the study of these procedures, which mainly draws on participatory and deliberative democratic theory and the literature on the shift from 'government' to 'governance'. Based on this conceptual framework, the article focuses on four research questions the authors consider particularly important for the assessment of the contribution of the devices under scrutiny to democratic and effective decision making: questions of openness and access (input-legitimacy); questions regarding the quality of deliberation (throughput); questions of efficiency and effectiveness (output-legitimacy); and the issue of their insertion into the public space (questions of transparency and accountability).     

Constituency Service in Multi-level Democracies

What are the patterns of legislator responsiveness to constituents in multi-level democracies, and what explains them? Previously, comparative research has been hampered by a lack of theory and a lack of data. The article first theorizes how constituency service may be explained by conventional arguments, such as electoral motivations and role orientations. It then considers how regionalization specifically might affect service responsiveness. Using data from the PARTIREP survey of legislators in eight multi-level democracies and six unitary democracies, the article demonstrates that national legislators devote less time to constituency service in multi-level than in unitary democracies; and that regional legislators devote more time than national legislators in multi-level democracies. While conventional arguments are important, the specific effects of regionalization are also significant in determining service responsiveness, establishing an agenda for future research of constituency service as a significant area in the study of multi-level democracy.     

An Evaluation of Private Sector Provision of Public Infrastructure in Australian Local Government

Private sector provision of public infrastructure in Australia at all levels of government, including local government, has steadily increased over the past twenty years. Nevertheless, this method of providing public infrastructure remains controversial. This article seeks to provide a critical review of the arguments surrounding private sector provision of infrastructure in Australian local government. It examines both the case for private sector provision of municipal infrastructure in Australia and the major arguments advanced against this approach to infrastructure development. Given the conceptual argumentation and empirical evidence on private municipal infrastructure provision, it is argued that policy makers should employ a nuanced performance evaluation framework to assess the benefits and weaknesses of private provision on the basis of the specific type of infrastructure in question and the kind of services it provides rather than simply endorse carte blanche privatization.     

Meeting the Challenges of Policy‐Relevant Science: Bridging Theory and Practice

Ongoing public debate about the role of science in policy making signifies the importance of advancing theory and practice in the field. Indeed, assumptions about the science–policy nexus hold direct implications for how this interface is managed. A useful lens on contemporary themes is offered by the experience of a federal environmental science program that launched an ambitious effort to enhance capacity for policy relevance while protecting a commitment to sound, impartial scientific inquiry. This was achieved by developing an explicit conceptual model and implementing corresponding strategies that addressed critical gaps in capacity for policy‐relevant research, analysis, and communication while supporting existing capacities. This article describes and evaluates the capacity‐building effort from the dual perspectives of deepening an understanding of successful practice in the field and advancing a conceptual understanding of the science–policy nexus. It illustrates the challenges facing practitioners and the need for greater interaction between theory and practice.     

Policy making in divided government: A pivotal actors model with party discipline

This article presents a formal model of policy decision-making in an institutional framework of separation of powers in which the main actors are pivotal political parties with voting discipline. The basic model previously developed from pivotal politics theory for the analysis of the United States lawmaking is here modified to account for policy outcomes and institutional performances in other presidential regimes, especially in Latin America. Legislators' party indiscipline at voting and multi-partism appear as favorable conditions to reduce the size of the equilibrium set containing collectively inefficient outcomes, while a two-party system with strong party discipline is most prone to produce ‘gridlock', that is, stability of socially inefficient policies. The article provides a framework for analysis which can induce significant revisions of empirical data, especially regarding the effects of situations of (newly defined) unified and divided government, different decision rules, the number of parties and their discipline. These implications should be testable and may inspire future analytical and empirical work.     

Policy Conflict Framework

This essay introduces a Policy Conflict Framework to guide and organize theoretical, practical, and empirical research to fill the vacuum that surrounds policy conflicts. The framework centers on a conceptual definition of an episode of policy conflict that distinguishes between cognitive and behavioral characteristics. The cognitive characteristics of a policy conflict episode include divergence in policy positions among two or more actors, perceived threats from opponents’ policy positions, and unwillingness to compromise. These cognitive characteristics manifest in a range of behavioral characteristics (e.g., framing contests, lobbying, building networks). Episodes of policy conflicts are shaped by a policy setting, which consists of different levels of action where conflicts may emerge (political, policy subsystem and policy action situations), interpersonal and intrapersonal policy actor attributes, events, and the policy issue. In turn, the outputs and outcomes of policy conflicts produce feedback effects that shape the policy setting. This essay ends with an agenda for advancing studies of policy conflicts, both methodologically and theoretically.     

Clarifying multilevel governance

Despite its widespread use in European studies and beyond, the concept of multilevel governance (MLG) still suffers from a considerable degree of uncertainty as to its precise meaning, which in turn hinders the cumulative development of this research programme. In an attempt to stimulate a systematic methodological discussion of the idea of MLG, this article presents a critical reconstruction of the concept structured around three ‘axes of ambiguity’– the applicability of MLG beyond the European Union; the role of non‐state actors; the focus on policy‐making structures versus processes – followed by a conceptual assessment and clarification strategy based on John Gerring's criterial framework. Building particularly on Gerring's criterion of causal utility, the article argues that the MLG concept is best clarified along the (not necessarily exclusive) lines of two theoretical directions emerging from the literature: MLG as a theory of state transformation, and MLG as a theory of public policy. For each of the two models, the criterial framework also indicates a number of corresponding conceptual shortcomings which MLG scholars should try to reduce as much as possible in future refinements of this idea.     

Political Trust and the Local Business Climate: Evidence from Sweden

A re‐analysis of three Swedish studies of political trust at local level shows that the extent to which citizens trust the system of democracy in municipalities correlates strongly with how the employers in that area assess the state of the local business climate. This article deals with the question of how this can be understood. Three sets of underlying explanations are tested: social capital theory, a theory of local well‐being and political‐institutional conditions. The empirical analysis shows that only the theory of local well‐being can explain consistently why political trust and a flourishing local business climate occur in concert. The study emphasises the need to expand research on political trust to also take into account the role played by the business climate. This has been completely ignored in previous research on political trust. Such knowledge would be highly relevant to local policy making. In order to capture the specific mechanisms at work, qualitative case studies of municipalities are suggested as the next step of research.